13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 5,401 holding rows worth $170,384,895,000.
- Accession
- 0000948046-19-000109
- Filer
- CIK 948046
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 24,160 entries on the cover page, a total value of $170,384,895,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $170,384,895,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPOK HLDGS INC COM | 84863T106 | Stock | 23,584 | $352,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 29,500 | $352,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,506 | $351,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 5,011 | $350,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 13,407 | $350,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 11,885 | $349,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 23,316 | $348,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 44,472 | $348,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 29,609 | $348,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 29,998 | $348,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 6,899 | $347,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 103,158 | $347,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 4,983 | $346,000 | thousands by filing date | call |
| SYSTEMAX INC | 871851101 | COM | 15,713 | $346,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 37,749 | $344,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y706 | ULTRA BLOOMBERG | 24,774 | $344,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 31,495 | $342,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 46,052 | $340,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 8,385 | $339,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 14,994 | $339,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 9,650 | $339,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 17,774 | $338,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 45,131 | $337,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 15,214 | $335,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 9,630 | $334,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 10,611 | $333,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 9,294 | $333,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,723 | $330,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 86,112 | $330,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 11,819 | $330,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 54,064 | $330,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 44,873 | $329,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 59,498 | $328,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 15,969 | $328,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 13,598 | $327,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,000 | $326,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 501,709 | $326,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 9,777 | $325,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 32,327 | $325,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 4,733 | $324,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 33,333 | $324,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 13,124 | $324,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 30,501 | $323,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 12,175 | $323,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 30,300 | $323,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 11,143 | $322,000 | thousands by filing date | call |
| ACM RESH INC COM CL A | 00108J109 | Stock | 20,693 | $322,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 157,324 | $322,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 18,984 | $321,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 7,305 | $321,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 16,284 | $321,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,497 | $320,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 12,865 | $319,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 107,498 | $319,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 34,129 | $318,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 15,351 | $318,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 33,295 | $318,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 15,605 | $317,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 15,102 | $317,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 38,717 | $317,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 229,000 | $317,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,200 | $316,000 | thousands by filing date | principal |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 20,614 | $316,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 6,553 | $315,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 8,000 | $314,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 6,673 | $314,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 153,076 | $313,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 23,461 | $312,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 58,122 | $312,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 8,979 | $312,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 29,932 | $311,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 10,456 | $310,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 49,080 | $310,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,995 | $309,000 | thousands by filing date | put |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 6,442 | $309,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 32,372 | $308,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 71,000 | $308,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 25,696 | $307,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 14,093 | $307,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 61,482 | $306,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 16,190 | $306,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 391,000 | $306,000 | thousands by filing date | principal |
| CLARIVATE ANALYTICS PLC | G21810117 | *W EXP 05/13/202 | 64,487 | $306,000 | thousands by filing date | call |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 21,658 | $305,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 10,350 | $304,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 182,280 | $304,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 20,143 | $302,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 6,722 | $302,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 34,726 | $302,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 20,045 | $301,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 116,828 | $301,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 15,499 | $301,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 15,900 | $301,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 23,209 | $301,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,832 | $299,000 | thousands by filing date | put |
| MARINEMAX INC | 567908108 | COM | 18,383 | $299,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 6,121 | $299,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 51,812 | $299,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 333,333 | $299,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 10,512 | $298,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 10,000 | $298,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 19,574 | $298,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 47,680 | $298,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 9,246 | $298,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 28,526 | $298,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,675 | $297,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 159,661 | $297,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 22,822 | $297,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 7,002 | $296,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 13,803 | $296,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 9,361 | $296,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 5,719 | $295,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 17,326 | $295,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 37,269 | $294,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 5,734 | $294,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 8,512 | $294,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 27,828 | $293,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 90,837 | $292,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 18,861 | $291,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 74,333 | $291,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 25,043 | $291,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 11,058 | $289,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 98,780 | $289,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 175,472 | $289,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 14,784 | $288,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 7,000 | $286,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 33,909 | $286,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 35,103 | $285,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 5,443 | $285,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 70,504 | $285,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 75,340 | $285,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 24,536 | $284,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 24,900 | $284,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 55,422 | $283,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 12,913 | $282,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 10,927 | $282,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 24,841 | $282,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 22,885 | $282,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 95,800 | $282,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 47,239 | $282,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 20,517 | $281,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 85,842 | $281,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 24,062 | $281,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 4,009 | $280,000 | thousands by filing date | call |
| GAMCO INVS INC COM | 361438104 | COM | 14,708 | $279,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 16,479 | $279,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 9,322 | $278,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 16,319 | $277,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 9,772 | $277,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 94,124 | $277,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 23,418 | $275,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 7,511 | $274,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 10,089 | $274,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 37,750 | $274,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 3,360 | $272,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 13,118 | $272,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 35,815 | $272,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 5,795 | $271,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 74,224 | $271,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 19,975 | $270,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 58,356 | $270,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 25,584 | $270,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 24,515 | $270,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 12,665 | $267,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 9,636 | $266,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 132,000 | $266,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,909 | $265,000 | thousands by filing date | call |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 6,847 | $265,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 29,128 | $265,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 8,539 | $263,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 9,722 | $263,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,521 | $263,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 118,857 | $262,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,186 | $262,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 20,856 | $262,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 20,637 | $261,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 20,100 | $260,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 7,785 | $260,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 31,155 | $260,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 37,663 | $259,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 26,107 | $259,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 23,054 | $259,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 29,900 | $259,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,300 | $258,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 18,035 | $258,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 30,259 | $256,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 207,187 | $256,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 9,164 | $254,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 3,399 | $253,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 40,920 | $253,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 11,509 | $253,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 9,515 | $252,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 15,619 | $252,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 33,343 | $252,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 7,740 | $250,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 111,180 | $248,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 105,419 | $248,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 7,017 | $247,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 12,665 | $247,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 197,900 | $247,000 | thousands by filing date | call |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 9,716 | $246,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 27,456 | $246,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,225 | $244,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 11,130 | $244,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 9,229 | $244,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 108,945 | $244,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 49,965 | $244,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 43,729 | $243,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 13,237 | $243,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 12,481 | $242,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 14,115 | $242,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 7,930 | $242,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 23,500 | $240,000 | thousands by filing date | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 4,822 | $240,000 | thousands by filing date | put |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 9,621 | $239,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 58,559 | $239,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 4,041 | $239,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 127 | $238,000 | thousands by filing date | call |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,282 | $238,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 12,042 | $238,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 139,680 | $238,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 8,237 | $237,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 25,279 | $237,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 12,324 | $237,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 32,300 | $237,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 25,219 | $236,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 3,844 | $236,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 136,166 | $236,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 50,422 | $236,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 11,058 | $235,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,156 | $234,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 70,940 | $233,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 6,871 | $233,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 4,377 | $232,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 5,300 | $232,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 12,959 | $232,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 147,294 | $232,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 25,032 | $232,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 6,267 | $231,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 189,774 | $229,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 4,538 | $229,000 | thousands by filing date | call |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 20,221 | $229,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 8,900 | $228,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 15,240 | $228,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 28,812 | $227,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 22,000 | $225,000 | thousands by filing date | call |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,296 | $223,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 39,524 | $223,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 7,712 | $223,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 16,579 | $223,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 222,000 | $223,000 | thousands by filing date | principal |
| UFP TECHNOLOGIES INC | 902673102 | COM | 5,365 | $222,000 | thousands by filing date | |
| MOGU INC SPON ADS | 608012100 | ADR | 78,191 | $222,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 11,021 | $221,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 35,030 | $221,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 8,393 | $220,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 14,480 | $220,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 45,323 | $220,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 47,424 | $220,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,128 | $219,000 | thousands by filing date | call |
| HF FOODS GROUP INC | 40417F109 | COM | 6,336 | $219,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 6,170 | $219,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 6,004 | $219,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 2,000,000 | $219,000 | thousands by filing date | principal |
| LGL GROUP INC | 50186A108 | COM | 26,801 | $218,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 116,496 | $218,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 50,505 | $218,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,380 | $217,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 13,401 | $216,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 10,101 | $216,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 16,946 | $216,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 52,259 | $216,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,838 | $215,000 | thousands by filing date | call |
| CORECARD CORPORATION | 45816D100 | COM | 7,597 | $215,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 3,816 | $214,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,200 | $214,000 | thousands by filing date | call |
| ZOVIO INC | 98979V102 | COMMON STOCK | 59,939 | $214,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 330,000 | $214,000 | thousands by filing date | call |
| DNB Financial Corporation | 233237106 | Common Stock | 4,832 | $213,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 61,563 | $212,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 13,965 | $212,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 65,301 | $212,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 21,616 | $212,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 14,967 | $212,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 8,469 | $211,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 53,526 | $211,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 7,196 | $211,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 16,667 | $211,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 157,580 | $211,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 5,000 | $210,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 13,097 | $210,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 109,641 | $210,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 13,285 | $209,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 60,203 | $209,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 154,095 | $209,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,828 | $208,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 10,301 | $208,000 | thousands by filing date | call |
| MATCH GROUP INC | 57665R106 | COM | 3,100 | $208,000 | thousands by filing date | put |
| MATCH GROUP INC | 57665R106 | COM | 3,100 | $208,000 | thousands by filing date | call |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 2,694 | $208,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 18,092 | $208,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 25,077 | $208,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 18,199 | $207,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 16,619 | $206,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 7,393 | $206,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 11,895 | $205,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 33,728 | $205,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 25,076 | $205,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 7,189 | $204,000 | thousands by filing date | call |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,682 | $204,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 3,980 | $204,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 9,286 | $204,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 9,185 | $204,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 861 | $203,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 9,968 | $203,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,132 | $203,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 23,800 | $202,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 8,353 | $202,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,928 | $202,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 17,490 | $202,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 14,111 | $201,000 | thousands by filing date | put |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 14,638 | $201,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 21,777 | $201,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 17,085 | $201,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 10,901 | $201,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 4,996 | $200,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 6,498 | $200,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 6,531 | $200,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 433,984 | $200,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 9,200 | $199,000 | thousands by filing date | put |
| GREIF INC | 397624206 | CL B | 4,626 | $199,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 12,149 | $199,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 17,797 | $199,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 25,137 | $199,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 14,610 | $199,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 217,000 | $198,000 | thousands by filing date | principal |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 719,900 | $196,000 | thousands by filing date | principal |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 8,722 | $196,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 12,221 | $196,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 7,608 | $195,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 54,683 | $195,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 7,282 | $195,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 5,000 | $194,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 67,760 | $194,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 26,491 | $194,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 3,550 | $191,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 12,096 | $191,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 127,234 | $190,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,250 | $188,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 916 | $188,000 | thousands by filing date | put |
| FOX CORP CL A COM | 35137L105 | Stock | 5,139 | $188,000 | thousands by filing date | call |
| RELIANT BANCORP INC | 75956B101 | COM | 8,067 | $188,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 6,559 | $187,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 24,043 | $187,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 23,804 | $187,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 18,117 | $187,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 8,137 | $187,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 4,462 | $186,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,950 | $185,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 3,150 | $185,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 12,892 | $185,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 114,111 | $185,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 161,509 | $185,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 16,228 | $184,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 15,394 | $184,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 5,516 | $184,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 194,970 | $184,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 31,302 | $184,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 36,500 | $184,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 32,863 | $183,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 4,360 | $183,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 9,716 | $183,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 5,368 | $183,000 | thousands by filing date | |
| THESTREET INC COM NEW | 88368Q202 | Stock | 30,000 | $183,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 303,201 | $182,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 3,432 | $182,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 28,702 | $182,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 8,565 | $182,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 140,350 | $182,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 5,940 | $182,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 14,879 | $182,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 172,344 | $182,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 58,656 | $182,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $181,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 9,367 | $181,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 17,188 | $181,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 191,666 | $181,000 | thousands by filing date | call |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 92,799 | $180,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,755 | $179,000 | thousands by filing date | put |
| EGAIN CORP | 28225C806 | COM NEW | 22,263 | $179,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 53,745 | $179,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 9,302 | $179,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 37,033 | $179,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 5,962 | $178,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 11,000 | $178,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 21,462 | $178,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 19,179 | $178,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 34,964 | $178,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 13,746 | $177,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 17,468 | $177,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,744 | $175,000 | thousands by filing date | put |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 33,015 | $175,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 7,392 | $175,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 8,193 | $175,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 33,688 | $175,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 37,400 | $175,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 19,373 | $175,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 250,000 | $175,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 2,288 | $174,000 | thousands by filing date | call |
| FREIGHTCAR AMER INC | 357023100 | COM | 29,799 | $174,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 7,741 | $174,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 5,566 | $173,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 654 | $172,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 65,272 | $172,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 4,556 | $171,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 13,301 | $171,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 21,962 | $171,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 11,427 | $171,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 13,800 | $170,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 42,972 | $170,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 21,668 | $170,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 575 | $169,000 | thousands by filing date | put |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 5,843 | $169,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 6,500 | $169,000 | thousands by filing date | call |
| MOSAIC ACQUISITION CORP | 61946M118 | *W EXP 10/23/202 | 178,466 | $169,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,976 | $168,000 | thousands by filing date | call |
| ITERIS INC NEW | 46564T107 | COM | 32,977 | $168,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 20,911 | $168,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 6,990 | $167,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 8,902 | $167,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 10,607 | $166,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 260,407 | $166,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 99,944 | $166,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 11,998 | $165,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 9,891 | $165,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 12,812 | $165,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 40,024 | $165,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 13,102 | $164,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 45,035 | $164,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 134,895 | $164,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,301 | $163,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 14,635 | $163,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 11,030 | $163,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 6,445 | $162,000 | thousands by filing date | put |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 4,379 | $162,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 150,000 | $162,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 1,300 | $161,000 | thousands by filing date | put |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 33,756 | $161,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 44,100 | $161,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 7,563 | $160,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 26,882 | $160,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 5,000 | $160,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 21,202 | $160,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,798 | $159,000 | thousands by filing date | call |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 4,625 | $159,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 2,394 | $159,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 17,715 | $159,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 6,453 | $159,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 175,000 | $159,000 | thousands by filing date | principal |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 290,000 | $159,000 | thousands by filing date | call |
| CORMEDIX INC COM | 21900C308 | Stock | 17,773 | $158,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 8,354 | $158,000 | thousands by filing date | call |
| SEASPINE HLDGS CORP | 81255T108 | COM | 12,076 | $158,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 16,091 | $158,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 8,453 | $158,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,874 | $157,000 | thousands by filing date | put |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 9,649 | $157,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 23,936 | $157,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 8,335 | $157,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 8,434 | $157,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 45,698 | $156,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,325 | $156,000 | thousands by filing date | put |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 11,805 | $156,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 23,282 | $156,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 32,933 | $156,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 10,002 | $155,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 6,586 | $155,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 25,822 | $155,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 6,165 | $155,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 4,623 | $155,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 16,286 | $155,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,250 | $154,000 | thousands by filing date | call |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 11,618 | $153,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 21,613 | $153,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 11,857 | $153,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 7,420 | $152,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 9,368 | $152,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 5,367 | $151,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 8,037 | $151,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 5,580 | $151,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 9,332 | $151,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 37,653 | $151,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 73,007 | $150,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,522 | $150,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 45,601 | $150,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 18,304 | $150,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 16,233 | $150,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 8,879 | $150,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 13,207 | $150,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 34,304 | $150,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-19-000109 | this filing | 2019-08-14 | acceptance time not in the bulk data set |