13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 5,401 holding rows worth $170,384,895,000.
- Accession
- 0000948046-19-000109
- Filer
- CIK 948046
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 24,160 entries on the cover page, a total value of $170,384,895,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $170,384,895,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 48 | $51,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 1,017 | $51,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 2,319 | $51,000 | thousands by filing date | put |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 22,400 | $51,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 24,428 | $51,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 7,905 | $51,000 | thousands by filing date | |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 9,400 | $51,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 2,149 | $50,000 | thousands by filing date | call |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 1,645 | $50,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 10,566 | $50,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,502 | $50,000 | thousands by filing date | call |
| AVEDRO INC | 05355N109 | COM | 2,560 | $50,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 746 | $49,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 510 | $49,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 500 | $49,000 | thousands by filing date | call |
| FULL HSE RESORTS INC | 359678109 | COM | 26,653 | $49,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 7,819 | $49,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 3,389 | $49,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 4,542 | $49,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 10,679 | $49,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 864 | $48,000 | thousands by filing date | call |
| LEAR CORP COM NEW | 521865204 | Stock | 350 | $48,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,002 | $48,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 12,900 | $48,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,666 | $48,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 42,568 | $48,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 12,500 | $48,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 27,999 | $48,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 10,700 | $48,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 3,573 | $48,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 287 | $47,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,450 | $47,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 557 | $47,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 345 | $47,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,557 | $47,000 | thousands by filing date | put |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 243 | $47,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 3,394 | $47,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 1,015 | $47,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 2,501 | $47,000 | thousands by filing date | call |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 2,470 | $47,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 992 | $46,000 | thousands by filing date | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 100 | $46,000 | thousands by filing date | call |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 7,208 | $46,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 5,220 | $46,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 14,996 | $46,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 15,500 | $46,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 220 | $45,000 | thousands by filing date | put |
| VANGUARD MALVERN FDS | 922020805 | SHS | 915 | $45,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 50,213 | $45,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 2,782 | $45,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 1,331 | $45,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 34,900 | $45,000 | thousands by filing date | |
| INTEGRATED MEDIA TECHNLOGY L | Q49376108 | SHS | 5,300 | $45,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,479 | $44,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,157 | $44,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 236 | $44,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 3,558 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 832 | $44,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 25,096 | $44,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 654 | $44,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 4,678 | $44,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 1,085 | $43,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 395 | $43,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 903 | $43,000 | thousands by filing date | call |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 929 | $43,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,750 | $43,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,000 | $43,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 667 | $43,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 1,210 | $43,000 | thousands by filing date | put |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 4,700 | $43,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 3,542 | $43,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 900 | $43,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 9,600 | $43,000 | thousands by filing date | |
| NEOVASC INC | 64065J205 | COM NEW | 90,330 | $43,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 981 | $42,000 | thousands by filing date | call |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 600 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 325 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 1,482 | $42,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 2,656 | $42,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 3,476 | $42,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 32,300 | $42,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 6,811 | $42,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 4,214 | $42,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 884 | $41,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 1,239 | $41,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 200 | $41,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 373 | $41,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 1,825 | $41,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 77,602 | $41,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 24,575 | $41,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 2,655 | $41,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 14,565 | $41,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 3,578 | $41,000 | thousands by filing date | put |
| SIGMATRON INTL INC | 82661L101 | COM | 15,818 | $41,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 25,065 | $41,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 25,347 | $41,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 1,500 | $41,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 248 | $40,000 | thousands by filing date | put |
| EAGLE MATLS INC COM | 26969P108 | Stock | 435 | $40,000 | thousands by filing date | call |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 5,019 | $40,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,301 | $40,000 | thousands by filing date | call |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 18,046 | $40,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 12,517 | $40,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 427 | $40,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 16,173 | $40,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 40,452 | $40,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 482 | $39,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,103 | $39,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 2,000 | $39,000 | thousands by filing date | call |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 1,605 | $39,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 5,134 | $39,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 15,015 | $39,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 14,641 | $39,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 5,000 | $39,000 | thousands by filing date | put |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 7,444 | $39,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 13,743 | $39,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 97 | $38,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 1,170 | $38,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 403 | $38,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 719 | $38,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,000 | $38,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,711 | $38,000 | thousands by filing date | put |
| ARCONIC INC | 03965L100 | COM | 1,500 | $38,000 | thousands by filing date | put |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 4,938 | $38,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 8,618 | $38,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 7,611 | $38,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 2,551 | $38,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 7,172 | $38,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 9,273 | $37,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 33,749 | $37,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,021 | $37,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 2,721 | $37,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 750 | $36,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 100 | $36,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 435 | $36,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 1,189 | $36,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,116 | $36,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 1,776 | $36,000 | thousands by filing date | call |
| ELDORADO RESORTS INC | 28470R102 | COM | 800 | $36,000 | thousands by filing date | call |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 8,362 | $36,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 41,972 | $36,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 60,744 | $36,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 58,000 | $36,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 175 | $35,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 427 | $35,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 234 | $35,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 646 | $35,000 | thousands by filing date | call |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 2,451 | $35,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 9,004 | $35,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,289 | $35,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 600 | $35,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 2,117 | $35,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 8,340 | $35,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 4,311 | $35,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 26,951 | $35,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 160 | $34,000 | thousands by filing date | call |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 205 | $34,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 986 | $34,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 43,572 | $34,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 3,683 | $34,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 6,212 | $34,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 17,689 | $34,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 55,619 | $34,000 | thousands by filing date | |
| FUWEI FILMS HLDGS CO LTD | G3704F110 | SHS NEW | 18,125 | $34,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 2,718 | $34,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 307 | $33,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 442 | $33,000 | thousands by filing date | put |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 2,276 | $33,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 11,000 | $33,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 1,084 | $33,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,500 | $33,000 | thousands by filing date | call |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 2,108 | $33,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 4,813 | $33,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 2,900 | $33,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 1,057 | $32,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 550 | $32,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 571 | $32,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 750 | $32,000 | thousands by filing date | put |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 3,090 | $32,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,650 | $32,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 1,164 | $32,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,500 | $32,000 | thousands by filing date | call |
| Ramaco Resources Inc | 75134P303 | COM CL B | 6,175 | $32,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 2,179 | $32,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 7,700 | $32,000 | thousands by filing date | |
| U S GOLD CORP | 90291C102 | COM PAR NEW | 31,492 | $32,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 240 | $31,000 | thousands by filing date | call |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,740 | $31,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 5,000 | $31,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 897 | $31,000 | thousands by filing date | put |
| PROS Holdings Inc | 74346Y103 | Common Stock | 499 | $31,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 22,490 | $31,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 8,000 | $31,000 | thousands by filing date | put |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 8,773 | $31,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 800 | $30,000 | thousands by filing date | call |
| CHEMOURS CO COM | 163851108 | Stock | 1,271 | $30,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 268 | $30,000 | thousands by filing date | call |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 571 | $30,000 | thousands by filing date | call |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 2,100 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 603 | $30,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 400 | $30,000 | thousands by filing date | put |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 14,394 | $30,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 8,680 | $30,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 770 | $29,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 403 | $29,000 | thousands by filing date | call |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,962 | $29,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 252 | $29,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 2,000 | $29,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,500 | $29,000 | thousands by filing date | call |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 8,200 | $29,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 1,250 | $29,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,256 | $29,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 3,696 | $29,000 | thousands by filing date | call |
| SG BLOCKS INC | 78418A307 | COM PAR | 41,344 | $29,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 162 | $28,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 747 | $28,000 | thousands by filing date | put |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 800 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 937 | $28,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 578 | $28,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 2,151 | $28,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 7,872 | $28,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 14,400 | $28,000 | thousands by filing date | |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 16,032 | $28,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,614 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 182 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 1,085 | $27,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 7,711 | $27,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 400 | $27,000 | thousands by filing date | call |
| CBDMD INC | 12482W101 | COM | 4,610 | $27,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 20,165 | $27,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 17,574 | $27,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 2,014 | $27,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 300 | $26,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 500 | $26,000 | thousands by filing date | call |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 2,037 | $26,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 3,367 | $26,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 2,865 | $26,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 424 | $25,000 | thousands by filing date | call |
| AMERICANRLTYINVSINC | 029174109 | STOK | 1,885 | $25,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 100 | $25,000 | thousands by filing date | put |
| EHEALTH INC | 28238P109 | COM | 291 | $25,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F104 | COM SER A | 837 | $25,000 | thousands by filing date | put |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 1,411 | $25,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 2,188 | $25,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 2,138 | $25,000 | thousands by filing date | put |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,714 | $25,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 5,244 | $25,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 34,831 | $25,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 50,000 | $25,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 19,679 | $25,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 900 | $24,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 8,100 | $24,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 609 | $24,000 | thousands by filing date | put |
| VUZIX CORP | 92921W300 | COM NEW | 5,926 | $24,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 86,000 | $24,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 74,720 | $24,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 3,404 | $24,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 12,550 | $24,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 280 | $23,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 175 | $23,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 211 | $23,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,113 | $23,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 254 | $23,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,040 | $23,000 | thousands by filing date | put |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 150 | $23,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 652 | $23,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 2,054 | $23,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 368 | $23,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 1,222 | $23,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 1,663 | $23,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 50,000 | $23,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 500 | $22,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 270 | $22,000 | thousands by filing date | put |
| POLARIS INC COM | 731068102 | Stock | 245 | $22,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 580 | $22,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 250 | $22,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 168 | $22,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,500 | $22,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 501 | $22,000 | thousands by filing date | call |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 1,511 | $22,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 2,000 | $22,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 2,300 | $22,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 4,203 | $22,000 | thousands by filing date | put |
| VERITONE INC | 92347M100 | COM | 2,888 | $22,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 1,800 | $22,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 500 | $22,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 640 | $22,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 1,900 | $22,000 | thousands by filing date | call |
| SALISBURY BANCORP INC | 795226109 | COM | 574 | $22,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 827 | $21,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 143 | $21,000 | thousands by filing date | put |
| ARAMARK COM | 03852U106 | Stock | 600 | $21,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 300 | $21,000 | thousands by filing date | call |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 476 | $21,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 646 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 833 | $21,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,012 | $21,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 3,509 | $21,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 400 | $21,000 | thousands by filing date | call |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 2,200 | $21,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 5,848 | $21,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 32,308 | $21,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 10,285 | $21,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 3,719 | $21,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 146 | $20,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 200 | $20,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 116 | $20,000 | thousands by filing date | call |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 89 | $20,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 36,800 | $20,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 9,489 | $20,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 1,100 | $20,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 26,016 | $20,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 62,237 | $20,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 300 | $20,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 2,400 | $20,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 4,600 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 973 | $20,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 20,581 | $20,000 | thousands by filing date | call |
| Brooge Holdings ltd | G9145A115 | *W EXP 12/20/202 | 100,000 | $20,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 72 | $19,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 72 | $19,000 | thousands by filing date | call |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 2,047 | $19,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 673 | $19,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 454 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 150 | $19,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 801 | $19,000 | thousands by filing date | call |
| AMREP CORP | 032159105 | COM | 2,915 | $19,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 3,400 | $19,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 826 | $19,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 6,493 | $19,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,000 | $19,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 7,975 | $19,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,250 | $19,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 1,000 | $19,000 | thousands by filing date | call |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 12,900 | $19,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 5,450 | $19,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 10,233 | $19,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 251 | $18,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 164 | $18,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 257 | $18,000 | thousands by filing date | put |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 1,340 | $18,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 9,474 | $18,000 | thousands by filing date | |
| BAT GROUP INC | 07039P104 | COM | 32,444 | $18,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 820 | $17,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 320 | $17,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 280 | $17,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 826 | $17,000 | thousands by filing date | call |
| WADDELL & REED FINL INC | 930059100 | CL A | 1,027 | $17,000 | thousands by filing date | call |
| TILRAY INC | 88688T100 | COM CL 2 | 380 | $17,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 3,596 | $17,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 16,374 | $17,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 8,333 | $17,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 4,425 | $17,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 7,029 | $17,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 11,900 | $17,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 71 | $16,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 300 | $16,000 | thousands by filing date | put |
| EQUINIX INC COM | 29444U700 | REIT | 33 | $16,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 102 | $16,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 125 | $16,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 873 | $16,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 416 | $16,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 500 | $16,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 420 | $16,000 | thousands by filing date | call |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 345 | $16,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 2,460 | $16,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 31,002 | $16,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 7,526 | $16,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 1,749 | $16,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 5,910 | $16,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 83 | $15,000 | thousands by filing date | put |
| Prologis,Inc. | 74340W103 | COM | 195 | $15,000 | thousands by filing date | call |
| KEYCORP COM | 493267108 | Stock | 900 | $15,000 | thousands by filing date | call |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 3,957 | $15,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 6,000 | $15,000 | thousands by filing date | put |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 22,900 | $15,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 330 | $15,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F104 | COM SER A | 500 | $15,000 | thousands by filing date | call |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 2,050 | $15,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 900 | $15,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 8,829 | $15,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 468 | $15,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 6,435 | $15,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 6,800 | $15,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 3,714 | $15,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 54 | $14,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 359 | $14,000 | thousands by filing date | put |
| CONSOLIDATED EDISON INC | 209115104 | COM | 170 | $14,000 | thousands by filing date | call |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 500 | $14,000 | thousands by filing date | call |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 1,407 | $14,000 | thousands by filing date | call |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 800 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 100 | $14,000 | thousands by filing date | principal |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 604 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,238 | $14,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 408 | $14,000 | thousands by filing date | call |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,328 | $14,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 1,550 | $14,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 7,063 | $14,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 8,755 | $14,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 6,109 | $14,000 | thousands by filing date | |
| APTORUM GROUP LIMITED | G6096M106 | CL A ORD SHS | 578 | $14,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 3,779 | $14,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 3,509 | $14,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 143 | $13,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 101 | $13,000 | thousands by filing date | put |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,799 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 179 | $13,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,337 | $13,000 | thousands by filing date | call |
| KIRBY CORP | 497266106 | COM | 170 | $13,000 | thousands by filing date | call |
| DOMTAR CORP | 257559203 | COM NEW | 305 | $13,000 | thousands by filing date | call |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 944 | $13,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 400 | $13,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 231 | $13,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 5,349 | $13,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 6,014 | $13,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 3,164 | $13,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 5,145 | $13,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 9,433 | $13,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 7,242 | $13,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 377 | $13,000 | thousands by filing date | call |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 3,533 | $13,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 158 | $12,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 228 | $12,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 131 | $12,000 | thousands by filing date | call |
| TAPESTRY INC COM | 876030107 | Stock | 400 | $12,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 484 | $12,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 288 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 236 | $12,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 1,314 | $12,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 181 | $12,000 | thousands by filing date | call |
| Renovaro Inc | 29350E104 | Common Stock | 3,022 | $12,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 1,326 | $12,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 5,017 | $12,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 4,821 | $12,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 3,490 | $12,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 14,400 | $12,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 140 | $11,000 | thousands by filing date | call |
| Booking Holdings Inc. | 09857L108 | COM | 6 | $11,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 81 | $11,000 | thousands by filing date | put |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 198 | $11,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 65 | $11,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 163 | $11,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 43 | $11,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 500 | $11,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 207 | $11,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 183 | $11,000 | thousands by filing date | put |
| RYDER SYS INC COM | 783549108 | Stock | 189 | $11,000 | thousands by filing date | put |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 363 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 605 | $11,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 205 | $11,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 5,007 | $11,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 372 | $11,000 | thousands by filing date | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 575 | $11,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 1,241 | $11,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 230 | $11,000 | thousands by filing date | call |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 2,810 | $11,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 226 | $11,000 | thousands by filing date | call |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 960 | $11,000 | thousands by filing date | call |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 10,700 | $11,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 369 | $11,000 | thousands by filing date | call |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 7,967 | $11,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 1,228 | $11,000 | thousands by filing date | |
| AGM GROUP HOLDINGS INC | G0132V105 | SHS CL A | 603 | $11,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 1,776 | $11,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E300 | COM NEW | 24,650 | $11,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 23,240 | $11,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 1,843 | $11,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 53 | $10,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 260 | $10,000 | thousands by filing date | call |
| Vanguard Energy ETF | 92204A306 | SHS | 125 | $10,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 102 | $10,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 352 | $10,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 461 | $10,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 1,621 | $10,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 342 | $10,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 516 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 100 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 475 | $10,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 334 | $10,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 400 | $10,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 32,743 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 300 | $10,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 14,353 | $10,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 7,023 | $10,000 | thousands by filing date | |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 2,900 | $10,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 3,455 | $10,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 6,100 | $10,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 6,591 | $10,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 700 | $10,000 | thousands by filing date | |
| URBAN TEA INC | G9396G100 | ORD SHS | 16,888 | $10,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 184 | $9,000 | thousands by filing date | call |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 35 | $9,000 | thousands by filing date | call |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 400 | $9,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 203 | $9,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 454 | $9,000 | thousands by filing date | call |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 884 | $9,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,200 | $9,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 721 | $9,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 1,719 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-19-000109 | this filing | 2019-08-14 | acceptance time not in the bulk data set |