13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 5,401 holding rows worth $170,384,895,000.
- Accession
- 0000948046-19-000109
- Filer
- CIK 948046
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 24,160 entries on the cover page, a total value of $170,384,895,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $170,384,895,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 1,300 | $9,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 3,900 | $9,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 1,575 | $9,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 24,788 | $9,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 4,550 | $9,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 23,104 | $9,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 305 | $9,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 19,636 | $9,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 7,081 | $9,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 6,316 | $9,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T109 | ORD SHS | 66,700 | $9,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 70 | $8,000 | thousands by filing date | put |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 81 | $8,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 310 | $8,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 61 | $8,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 122 | $8,000 | thousands by filing date | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 5,300 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 296 | $8,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 405 | $8,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 507 | $8,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 714 | $8,000 | thousands by filing date | put |
| G III APPAREL GROUP LTD | 36237H101 | COM | 278 | $8,000 | thousands by filing date | call |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 2,165 | $8,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 2,574 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 248 | $8,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 662 | $8,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 4,507 | $8,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 3,655 | $8,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 9,864 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K166 | DAILY EUROPEAN | 300 | $8,000 | thousands by filing date | |
| CHINA ADVANCED CONSTR MATLS | G21225100 | SHS | 2,500 | $8,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 666 | $7,000 | thousands by filing date | call |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 192 | $7,000 | thousands by filing date | call |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 238 | $7,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 23 | $7,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 93 | $7,000 | thousands by filing date | call |
| PROTO LABS INC | 743713109 | COM | 62 | $7,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 600 | $7,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 600 | $7,000 | thousands by filing date | call |
| MVC CAPITAL INC | 553829102 | COM | 780 | $7,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 3,109 | $7,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,397 | $7,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 1,315 | $7,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 1,499 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 70 | $7,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 1,373 | $7,000 | thousands by filing date | call |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 898 | $7,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 4,601 | $7,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 2,348 | $7,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 6,253 | $7,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 2,700 | $7,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 23,000 | $7,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 40,270 | $7,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 7,212 | $7,000 | thousands by filing date | |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 5,850 | $7,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 1,016 | $7,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 112 | $6,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 62 | $6,000 | thousands by filing date | call |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 151 | $6,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 250 | $6,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 200 | $6,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 117 | $6,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 150 | $6,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 301 | $6,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 475 | $6,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 490 | $6,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 37 | $6,000 | thousands by filing date | call |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 3,331 | $6,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 300 | $6,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 866 | $6,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 300 | $6,000 | thousands by filing date | put |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 215 | $6,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 990 | $6,000 | thousands by filing date | call |
| United Bancshares | 909458101 | COM | 310 | $6,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 2,860 | $6,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 933 | $6,000 | thousands by filing date | call |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 7,059 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 226 | $6,000 | thousands by filing date | |
| AMERI HLDGS INC | 02362F104 | COM | 18,730 | $6,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 8,484 | $6,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 849 | $6,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 14,360 | $6,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 47 | $5,000 | thousands by filing date | call |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 306 | $5,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 921 | $5,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 750 | $5,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 224 | $5,000 | thousands by filing date | call |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 220 | $5,000 | thousands by filing date | call |
| PROPETRO HLDG CORP | 74347M108 | COM | 267 | $5,000 | thousands by filing date | put |
| CALERES INC | 129500104 | COM | 272 | $5,000 | thousands by filing date | call |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 384 | $5,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 337 | $5,000 | thousands by filing date | call |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 250 | $5,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 171 | $5,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 55 | $5,000 | thousands by filing date | put |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 100 | $5,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 1,830 | $5,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 1,498 | $5,000 | thousands by filing date | |
| ELTEK LTD | M40184208 | SHS | 1,274 | $5,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,000 | $5,000 | thousands by filing date | put |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 400 | $5,000 | thousands by filing date | |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 1,000 | $5,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 200 | $5,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 1,800 | $5,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 5,322 | $5,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 9,024 | $5,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 536 | $5,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 500 | $5,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 205 | $4,000 | thousands by filing date | put |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 260 | $4,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 308 | $4,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 44 | $4,000 | thousands by filing date | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 36 | $4,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 174 | $4,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 66 | $4,000 | thousands by filing date | call |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 300 | $4,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 200 | $4,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 296 | $4,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 24 | $4,000 | thousands by filing date | put |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 820 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 100 | $4,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 100 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 100 | $4,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 1,516 | $4,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 8,000 | $4,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 500 | $4,000 | thousands by filing date | put |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 19,300 | $4,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 8,981 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 300 | $4,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 1,300 | $4,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 172 | $4,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 22,785 | $4,000 | thousands by filing date | principal |
| ASTROTECH CORP | 046484200 | COM NEW | 1,600 | $4,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 1,000 | $4,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 5,818 | $4,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 430 | $4,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 927 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 65 | $3,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 63 | $3,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 300 | $3,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 590 | $3,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 314 | $3,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 77 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 333 | $3,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 359 | $3,000 | thousands by filing date | call |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 80 | $3,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 1,000 | $3,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 5,100 | $3,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 324 | $3,000 | thousands by filing date | |
| SEMILEDS CORP | 816645204 | COM NEW | 1,099 | $3,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 49 | $3,000 | thousands by filing date | call |
| POWER REIT | 73933H101 | COM | 606 | $3,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,009 | $3,000 | thousands by filing date | call |
| BK Technologies Corp. | 05587G104 | COM | 1,116 | $3,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 1,229 | $3,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 2,250 | $3,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 11,369 | $3,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 1,205 | $3,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 1,652 | $3,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 1,900 | $3,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 313 | $3,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 25,533 | $3,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 3,854 | $3,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 4,713 | $3,000 | thousands by filing date | |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 2,100 | $3,000 | thousands by filing date | |
| ENVISION SOLAR INTL INC | 29413Q201 | COM | 692 | $3,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 10 | $2,000 | thousands by filing date | put |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 100 | $2,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 117 | $2,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 180 | $2,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 48 | $2,000 | thousands by filing date | put |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 3,081 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 71 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 32 | $2,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 150 | $2,000 | thousands by filing date | call |
| MEXCO ENERGY CORP | 592770101 | COM | 600 | $2,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 45 | $2,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 16,846 | $2,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 109 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 750 | $2,000 | thousands by filing date | call |
| TEEKAY CORPORATION | Y8564W103 | COM | 853 | $2,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 59 | $2,000 | thousands by filing date | principal |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 100 | $2,000 | thousands by filing date | principal |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,400 | $2,000 | thousands by filing date | call |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 2,980 | $2,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 1,091 | $2,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 954 | $2,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 5,300 | $2,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 7,691 | $2,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 8,500 | $2,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 194 | $2,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 871 | $2,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 122 | $2,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 10,928 | $2,000 | thousands by filing date | principal |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 600 | $2,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 2,375 | $2,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 1,000 | $2,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 1,900 | $2,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 880 | $2,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 4,600 | $2,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 5,180 | $2,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 215 | $2,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 9,669 | $2,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 1,096 | $2,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 1,479 | $2,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 8,500 | $2,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 37 | $1,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 100 | $1,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 342 | $1,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 123 | $1,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 100 | $1,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 152 | $1,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 100 | $1,000 | thousands by filing date | call |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 54 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 13,867 | $1,000 | thousands by filing date | principal |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 93 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 11 | $1,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 100 | $1,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 100 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 15 | $1,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 400 | $1,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 139 | $1,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 85 | $1,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 5 | $1,000 | thousands by filing date | call |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 400 | $1,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 387 | $1,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 100 | $1,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 200 | $1,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 338 | $1,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 400 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 323 | $1,000 | thousands by filing date | put |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 2,932 | $1,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 50 | $1,000 | thousands by filing date | call |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 504 | $1,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 342 | $1,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 808 | $1,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 500 | $1,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 64 | $1,000 | thousands by filing date | call |
| MORPHOSYS AG | 617760202 | ADR | 49 | $1,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 400 | $1,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 200 | $1,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 97 | $1,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 479 | $1,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 1,200 | $1,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 700 | $1,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 600 | $1,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 521 | $1,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 200 | $1,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 3,500 | $1,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 1,400 | $1,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 2,500 | $1,000 | thousands by filing date | |
| MMTEC INC | G6181K106 | SHS | 80 | $1,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076VAB9 | NOTE 1.875% 3/0 | 1,000 | $1,000 | thousands by filing date | principal |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 300 | $1,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 3,864 | $1,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260508 | COM NEW | 1,122 | $1,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Comcast Corp | 20030N101 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TWILIO INC CL A | 90138F102 | Stock | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTIMMUNE INC | 02155H200 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FULGENT GENETICS INC | 359664109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIOT PLATFORMS INC | 767292105 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 58 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287192 | US TRSPRTION | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 98 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAKELAND INDS INC | 511795106 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIO TECH INTL | 896712205 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Up Fintech Holding Ltd | 91531W106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTE HANKS INC | 416196202 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 271 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRCO MFG CO | 927651109 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE VENTURES INC | 538142308 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEONODE INC | 64051M709 | CMN | 375 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTRA INC | 92827K301 | CMN | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERGROUP CORP | 458685104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDUCATIONAL DEV CORP | 281479105 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIND C T I LTD | M70240102 | ORD | 198 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRO-SENSORS INC | 285233102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 294 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bancorp 34 Inc | 05970V106 | Com | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 100 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIXELWORKS INC | 72581M305 | COM NEW | 184 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARONE INC | 18506U104 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLEN BURNIE BANCORP | 377407101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS HLDG CO MISS | 174715102 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 113 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITCHAM INDS INC COM | 606501104 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 2,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HILL INTERNATIONAL INC | 431466101 | COM | 146 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 292 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WVS FINL CORP | 929358109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TSR INC | 872885207 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL SEC GROUP INC | 637546102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORL Auto Parts Inc | 78461U101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 129 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMV INC | 44974L103 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 2,503 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 231 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 149 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 218 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COOL HLDGS INC | 21640C105 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Trovagene Inc | 897238606 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECIPIO INC | 74019L503 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIQUE FABRICATING INC | 90915J103 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBUS MARITIME LIMITED NEW | Y27265407 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931602 | COM NEW | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIBROCELL SCIENCE INC | 315721407 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPPORT COM INC | 86858W200 | COM NEW | 413 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 1,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BOXLIGHT CORP | 103197109 | COM CL A | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMMI INC SHS NEW | G33277107 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FFBW INC | 30258M107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMAND CENTER INC | 200497204 | COM NEW | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVEN HSG REIT INC | 761378207 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892201 | SPON ADR A NEW | 597 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 403 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PB BANCORP INC | 70454T100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOP SHIPS INC | Y8897Y800 | COM | 2,036 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JMU LTD | 46647L204 | SPONSORED ADS | 516 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGMA LABS INC | 826598302 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUALSTAR CORP | 74758R208 | COM NEW | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO CURNCYSHS CHINESE RE | 46138X105 | CHINESE RENMIN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489303 | CL A NEW | 220 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUHNN HLDG LTD | 781314109 | ADS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASTOR MARITIME INC | Y1146L109 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Reebonz Holding Limited | G7457R122 | SHS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FSB BANCORP INC | 30289C102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINTX TECHNOLOGIES INC | 829392109 | COM | 5,071 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRON SOLUTIONS INC | 59511X105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSYS INC | 619718208 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDATECH PHARMA PLC SPONSORED | 59564R203 | ADR | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIANCE RECYCLING CTRS AME | 03814F403 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WCF BANCORP INC | 92940L103 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-19-000109 | this filing | 2019-08-14 | acceptance time not in the bulk data set |