13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 5,401 holding rows worth $170,384,895,000.
- Accession
- 0000948046-19-000109
- Filer
- CIK 948046
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 24,160 entries on the cover page, a total value of $170,384,895,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $170,384,895,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDWS INVESTMENT MANAGEMENT AMERICAS, INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDeutsche Oppenheim Family Office AG028-19530
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 60,802 | $3,638,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 43,878 | $3,636,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 55,075 | $3,636,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 189,759 | $3,635,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 855,866 | $3,628,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 560,422 | $3,624,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,327,137 | $3,621,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 83,874 | $3,618,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 327,903 | $3,598,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 310,529 | $3,588,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 39,374 | $3,588,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 68,406 | $3,588,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 2,243,000 | $3,579,000 | thousands by filing date | principal |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 105,067 | $3,541,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 312,595 | $3,536,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 571,151 | $3,521,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 32,787 | $3,518,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 163,675 | $3,514,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 223,721 | $3,512,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130123 | UNIT 03/01/2024 | 350,000 | $3,510,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 100,075 | $3,507,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 50,531 | $3,507,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 175,141 | $3,507,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 260,269 | $3,503,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 57,737 | $3,499,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 3,139,000 | $3,480,000 | thousands by filing date | principal |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 182,023 | $3,478,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 350,000 | $3,465,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 157,134 | $3,463,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 182,204 | $3,461,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 631,077 | $3,443,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 37,503 | $3,430,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 200,229 | $3,427,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 81,044 | $3,424,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 350,000 | $3,419,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 247,487 | $3,411,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 979,295 | $3,407,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 46,738 | $3,405,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 42,099 | $3,395,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 149,914 | $3,379,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 90,163 | $3,377,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 64,193 | $3,375,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 116,295 | $3,367,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 209,696 | $3,361,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 112,686 | $3,360,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 157,067 | $3,357,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 880,780 | $3,355,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 68,662 | $3,355,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 187,442 | $3,338,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 119,949 | $3,332,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 305,289 | $3,327,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 120,366 | $3,318,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LD CO | 210226AB2 | NOTE 4.500% 3/1 | 3,232,000 | $3,293,000 | thousands by filing date | principal |
| CUBIC CORP | 229669106 | COM | 50,997 | $3,285,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 259,860 | $3,273,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 104,506 | $3,268,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 19,961 | $3,261,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 22,567 | $3,260,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 81,817 | $3,246,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 155,497 | $3,241,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 80,835 | $3,234,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,098,100 | $3,230,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 73,723 | $3,221,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 19,295 | $3,216,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 66,625 | $3,214,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 17,039 | $3,211,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 76,651 | $3,210,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 38,379 | $3,203,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 280,842 | $3,203,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 113,853 | $3,201,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 43,415 | $3,199,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 561,377 | $3,187,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 83,711 | $3,183,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 211,545 | $3,182,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 151,242 | $3,178,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 1,749,000 | $3,178,000 | thousands by filing date | principal |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 283,310 | $3,176,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 45,196 | $3,173,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 73,471 | $3,170,000 | thousands by filing date | principal |
| NEOGENOMICS INC | 64049M209 | COM NEW | 144,563 | $3,169,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 244,184 | $3,169,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 375,395 | $3,168,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 177,945 | $3,166,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 161,648 | $3,165,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 179,709 | $3,162,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 665,638 | $3,161,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 84,256 | $3,156,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 23,081 | $3,156,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 48,008 | $3,153,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 182,915 | $3,147,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 236,848 | $3,145,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 263,645 | $3,142,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 2,905,000 | $3,141,000 | thousands by filing date | principal |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 63,246 | $3,140,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 481,756 | $3,125,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 110,864 | $3,121,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 66,712 | $3,120,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 537,467 | $3,099,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 153,350 | $3,094,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 60,580 | $3,087,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 1,018,652 | $3,086,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 100,777 | $3,079,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 91,071 | $3,077,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 133,927 | $3,077,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 185,000 | $3,074,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 117,447 | $3,073,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 30,901 | $3,069,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 381,085 | $3,066,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 340,073 | $3,063,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727JAB8 | NOTE 5.875% 8/0 | 2,500,000 | $3,062,000 | thousands by filing date | principal |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 389,238 | $3,041,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 100,000 | $3,040,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 107,037 | $3,039,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 239,938 | $3,037,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 102,000 | $3,031,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 223,797 | $3,030,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,159,854 | $3,026,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 280,085 | $3,024,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 171,154 | $3,022,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 5,642,000 | $3,015,000 | thousands by filing date | principal |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 40,948 | $3,014,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 342,031 | $3,011,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 460,997 | $3,010,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 86,147 | $3,007,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 35,000 | $3,005,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 107,249 | $3,004,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 605,653 | $3,002,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 124,553 | $2,999,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 521,564 | $2,997,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 70,829 | $2,986,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 128,672 | $2,981,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 67,310 | $2,976,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 430,159 | $2,974,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 105,252 | $2,973,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 292,699 | $2,973,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 39,640 | $2,971,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 17,216 | $2,968,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 2,817,000 | $2,968,000 | thousands by filing date | principal |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 636,926 | $2,960,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 70,941 | $2,950,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 121,011 | $2,929,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 86,190 | $2,925,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 49,738 | $2,924,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 42,028 | $2,918,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 227,459 | $2,915,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 196,944 | $2,913,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 114,364 | $2,896,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 47,066 | $2,894,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 69,971 | $2,889,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 66,440 | $2,884,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 24,100 | $2,880,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 181,647 | $2,880,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 2,694,000 | $2,877,000 | thousands by filing date | principal |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 146,717 | $2,876,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 37,965 | $2,876,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 56,149 | $2,868,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 33,671 | $2,865,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 265,978 | $2,864,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 36,058 | $2,857,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 33,872 | $2,855,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 52,621 | $2,850,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 300,202 | $2,849,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 90,626 | $2,847,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 87,469 | $2,846,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 89,214 | $2,846,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 78,909 | $2,832,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 256,413 | $2,828,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 420,695 | $2,825,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 47,640 | $2,820,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 208,794 | $2,815,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 61,374 | $2,810,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 28,853 | $2,788,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 24,998 | $2,787,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 88,781 | $2,784,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 40,750 | $2,782,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 90,512 | $2,780,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 77,197 | $2,780,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 77,535 | $2,768,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 96,705 | $2,758,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 71,363 | $2,756,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 381,785 | $2,751,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 41,985 | $2,746,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 86,947 | $2,746,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 215,333 | $2,745,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 92,222 | $2,741,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 223,798 | $2,733,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 76,344 | $2,730,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 361,717 | $2,722,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 939,038 | $2,721,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 43,785 | $2,720,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 72,040 | $2,720,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 90,279 | $2,714,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 3,000,000 | $2,714,000 | thousands by filing date | principal |
| ARGAN INC | 04010E109 | COM | 66,867 | $2,711,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 167,179 | $2,707,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 79,773 | $2,705,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 62,127 | $2,703,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 69,421 | $2,701,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 149,145 | $2,699,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 369,398 | $2,698,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 293,956 | $2,696,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 189,253 | $2,692,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 160,512 | $2,680,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 137,415 | $2,677,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 56,153 | $2,676,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 71,377 | $2,675,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 252,109 | $2,663,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 250,000 | $2,652,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 65,878 | $2,647,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 237,216 | $2,642,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 102,279 | $2,642,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 51,826 | $2,640,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 162,896 | $2,637,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 34,781 | $2,633,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 58,469 | $2,631,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 30,720 | $2,627,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 44,899 | $2,627,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 56,627 | $2,625,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 83,207 | $2,624,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 180,183 | $2,622,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 97,753 | $2,596,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 209,212 | $2,595,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 37,409 | $2,594,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 29,307 | $2,592,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 20,959 | $2,587,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 143,897 | $2,582,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 82,071 | $2,573,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 1,681,000 | $2,573,000 | thousands by filing date | principal |
| FORTIVE CORP | 34959J207 | PREFERRED | 2,510 | $2,572,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 441,327 | $2,571,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 20,219 | $2,570,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 65,415 | $2,569,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 97,075 | $2,564,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 111,091 | $2,563,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 690,367 | $2,559,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 82,474 | $2,559,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,040,244 | $2,558,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 67,521 | $2,557,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 61,059 | $2,553,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 207,712 | $2,542,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 209,450 | $2,537,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 182,912 | $2,535,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 43,356 | $2,528,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 64,676 | $2,526,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 191,837 | $2,521,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 53,408 | $2,513,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 64,723 | $2,510,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 12,665 | $2,506,000 | thousands by filing date | call |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 250,000 | $2,500,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 297,655 | $2,499,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 47,659 | $2,491,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 150,080 | $2,490,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 250,108 | $2,484,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 48,369 | $2,483,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 220,610 | $2,480,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 236,944 | $2,475,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 127,305 | $2,475,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 207,009 | $2,462,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 120,700 | $2,461,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 215,671 | $2,460,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 41,078 | $2,458,000 | thousands by filing date | |
| IJH | 464287507 | COM | 12,638 | $2,454,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 53,968 | $2,454,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 146,874 | $2,454,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 25,070 | $2,450,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 22,041 | $2,438,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 25,607 | $2,433,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 58,273 | $2,433,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 82,328 | $2,421,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 399,520 | $2,419,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y741 | YIELD ENHND FD | 90,000 | $2,416,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 37,800 | $2,410,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 97,838 | $2,408,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 86,262 | $2,405,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 232,031 | $2,403,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 65,899 | $2,398,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 47,842 | $2,397,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 198,348 | $2,392,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 133,130 | $2,391,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 73,462 | $2,390,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108862 | CRWDBURAU PEER | 100,000 | $2,390,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 190,556 | $2,382,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 83,445 | $2,382,000 | thousands by filing date | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 95,000 | $2,378,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 132,937 | $2,375,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 37,088 | $2,363,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 204,954 | $2,355,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 25,570 | $2,341,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 33,775 | $2,339,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 17,168 | $2,338,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 56,465 | $2,336,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 106,700 | $2,335,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 175,101 | $2,325,000 | thousands by filing date | call |
| APERGY CORP | 03755L104 | COM | 69,278 | $2,320,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 68,514 | $2,319,000 | thousands by filing date | |
| GRAF INDUSTRIAL CORP | 384278206 | COM | 225,000 | $2,317,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 121,314 | $2,315,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 302,411 | $2,313,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 46,900 | $2,312,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 92,744 | $2,299,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 2,302,000 | $2,294,000 | thousands by filing date | principal |
| SAUL CTRS INC COM | 804395101 | REIT | 40,871 | $2,291,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 316,047 | $2,286,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 159,818 | $2,284,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 662,722 | $2,284,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 53,158 | $2,280,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 37,508 | $2,277,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 149,400 | $2,276,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 124,242 | $2,276,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 221,928 | $2,271,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 2,351,000 | $2,270,000 | thousands by filing date | principal |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 57,371 | $2,266,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 180,148 | $2,265,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 230,108 | $2,264,000 | thousands by filing date | principal |
| COHEN & STEERS INC COM | 19247A100 | Stock | 43,964 | $2,260,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 460,906 | $2,260,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 2,316,000 | $2,258,000 | thousands by filing date | principal |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 309,268 | $2,256,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 472,268 | $2,255,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 151,566 | $2,251,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 33,225 | $2,250,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 36,661 | $2,241,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 36,091 | $2,237,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 699,431 | $2,237,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 161,961 | $2,230,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 147,450 | $2,228,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 46,210 | $2,224,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 98,629 | $2,223,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 216,869 | $2,222,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 173,422 | $2,215,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 115,463 | $2,214,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 194,621 | $2,205,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 54,337 | $2,201,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 47,703 | $2,186,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 36,448 | $2,175,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 366,722 | $2,166,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 10,679 | $2,165,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 85,874 | $2,157,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 52,994 | $2,155,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 82,081 | $2,154,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,825,000 | $2,152,000 | thousands by filing date | principal |
| ANGI INC CLASS A | 00183L102 | CL A | 165,283 | $2,149,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 86,159 | $2,148,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 198,736 | $2,139,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 84,612 | $2,138,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 102,661 | $2,135,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 55,674 | $2,132,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 2,400,000 | $2,129,000 | thousands by filing date | principal |
| STIFEL FINL CORP | 860630102 | COM | 35,797 | $2,112,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 66,541 | $2,106,000 | thousands by filing date | |
| OCH ZIFF CPTL MANGEMNT GRP I | 67551U204 | CL A NEW | 91,766 | $2,106,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 150,700 | $2,105,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,689,563 | $2,094,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 67,314 | $2,091,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 73,284 | $2,089,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 98,454 | $2,087,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 1,750,000 | $2,087,000 | thousands by filing date | principal |
| ICF INTL INC | 44925C103 | COM | 28,657 | $2,084,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 321,211 | $2,083,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 95,423 | $2,077,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 75,449 | $2,076,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 40,500 | $2,071,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 73,674 | $2,069,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 62,057 | $2,057,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 393,663 | $2,056,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 2,173,000 | $2,054,000 | thousands by filing date | principal |
| O-I GLASS, INC. | 690768403 | COM | 118,954 | $2,051,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 32,833 | $2,050,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 63,070 | $2,048,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 2,298,000 | $2,048,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B305 | LNG SHT TRACK | 93,782 | $2,046,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 491,679 | $2,039,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 1,801,000 | $2,038,000 | thousands by filing date | principal |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,281,468 | $2,036,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 72,832 | $2,034,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 184,967 | $2,034,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 54,895 | $2,033,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 36,344 | $2,030,000 | thousands by filing date | call |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 17,441 | $2,029,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 68,469 | $2,028,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 140,253 | $2,026,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 502,401 | $2,024,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 12,584 | $2,023,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 932,241 | $2,021,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 1,988,000 | $2,021,000 | thousands by filing date | principal |
| EXPONENT INC | 30214U102 | COM | 34,536 | $2,020,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 220,777 | $2,020,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U207 | UNIT 03/31/2021 | 200,000 | $2,020,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 161,612 | $2,014,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 200,000 | $2,014,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 18,362 | $2,006,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 586,534 | $2,004,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 312,985 | $2,002,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 196,840 | $2,000,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L209 | UNIT 03/04/2024 | 200,000 | $2,000,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 71,617 | $1,998,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 180,026 | $1,995,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 81,103 | $1,994,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 97,023 | $1,989,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 102,418 | $1,969,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 69,785 | $1,967,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 118,199 | $1,964,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 122,769 | $1,964,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 332,328 | $1,963,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 128,039 | $1,961,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 9,869 | $1,952,000 | thousands by filing date | put |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 125,974 | $1,950,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G208 | UNIT 09/07/2024 | 186,123 | $1,948,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 13,782 | $1,945,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 62,585 | $1,942,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 194,519 | $1,941,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 94,513 | $1,937,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 99,091 | $1,932,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 52,529 | $1,931,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 79,165 | $1,928,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 22,914 | $1,920,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 37,491 | $1,913,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 24,052 | $1,913,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,975,000 | $1,910,000 | thousands by filing date | principal |
| SHOE STA GROUP INC | 824889109 | COM | 69,041 | $1,903,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 23,329 | $1,902,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 52,650 | $1,901,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 133,719 | $1,899,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 181,000 | $1,898,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 72,258 | $1,895,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 40,245 | $1,891,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 64,976 | $1,883,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 69,986 | $1,883,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 164,353 | $1,881,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 263,021 | $1,877,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 52,376 | $1,877,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 354,587 | $1,875,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 19,174 | $1,870,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 48,998 | $1,870,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 57,491 | $1,869,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 21,988 | $1,864,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 119,517 | $1,863,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 16,925 | $1,860,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 65,580 | $1,859,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 101,595 | $1,856,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 83,634 | $1,855,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 80,537 | $1,853,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 133,277 | $1,851,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 29,045 | $1,850,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 30,907 | $1,848,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 320,866 | $1,847,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 18,488 | $1,846,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 25,375 | $1,842,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 1,535,000 | $1,842,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 93,804 | $1,838,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 110,869 | $1,833,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 247,299 | $1,832,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 46,088 | $1,831,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 266,377 | $1,831,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 22,067 | $1,828,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 34,645 | $1,827,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 368,382 | $1,825,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 194,430 | $1,823,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 96,595 | $1,821,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 1,729,000 | $1,820,000 | thousands by filing date | principal |
| RAVEN INDS INC COM | 754212108 | Stock | 50,386 | $1,806,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 19,374 | $1,805,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 41,281 | $1,804,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 50,527 | $1,803,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 1,450,000 | $1,802,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 1,834,000 | $1,799,000 | thousands by filing date | principal |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 94,284 | $1,792,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 719,953 | $1,791,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 21,789 | $1,788,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 201,558 | $1,786,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 72,230 | $1,784,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 90,272 | $1,775,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 148,197 | $1,772,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 21,423 | $1,769,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 57,127 | $1,768,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,854 | $1,766,000 | thousands by filing date | put |
| GENTHERM INC | 37253A103 | COM | 42,139 | $1,759,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 28,242 | $1,754,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 279,195 | $1,754,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 1,062,669 | $1,754,000 | thousands by filing date | call |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 183,339 | $1,753,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 72,334 | $1,751,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 116,081 | $1,751,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 71,466 | $1,750,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 49,992 | $1,748,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 105,330 | $1,745,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 30,164 | $1,742,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 81,064 | $1,742,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 143,686 | $1,738,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 35,585 | $1,737,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 101,564 | $1,732,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 23,334 | $1,730,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 30,084 | $1,726,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 55,831 | $1,722,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 82,021 | $1,720,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 203,045 | $1,715,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 18,724 | $1,711,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 7,657 | $1,710,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 442,565 | $1,710,000 | thousands by filing date | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 34,000 | $1,710,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-19-000109 | this filing | 2019-08-14 | acceptance time not in the bulk data set |