13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 5,236 holding rows worth $167,967,945,000.
- Accession
- 0000948046-19-000072
- Filer
- CIK 948046
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 23,951 entries on the cover page, a total value of $167,967,945,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $167,967,945,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDeutsche Oppenheim Family Office AG
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 45,965 | $462,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 62,259 | $462,000 | thousands by filing date | |
| WEIBO CORP | G9515TAA6 | DEBT 1.250%11/1 | 500,000 | $462,000 | thousands by filing date | principal |
| GAIA INC NEW | 36269P104 | CL A | 50,367 | $459,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 15,674 | $459,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 9,230 | $458,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 122,581 | $456,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 25,973 | $456,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 17,500 | $455,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 24,645 | $455,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 257,262 | $454,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 222,060 | $453,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 19,026 | $453,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 165,884 | $452,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 17,184 | $452,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 661,000 | $452,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 33,814 | $451,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 65,141 | $451,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 85,887 | $449,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 25,067 | $448,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 54,409 | $448,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 39,800 | $448,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 34,723 | $447,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 21,964 | $446,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 24,592 | $446,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 68,149 | $446,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 112,196 | $445,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 8,843 | $443,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 8,882 | $442,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 23,558 | $442,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 94,244 | $442,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 66,543 | $441,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 14,113 | $441,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 3,082 | $440,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 18,745 | $439,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 9,945 | $439,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 12,875 | $438,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 36,743 | $437,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 15,257 | $437,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 415,000 | $435,000 | thousands by filing date | principal |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 23,032 | $433,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 34,318 | $432,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 436,413 | $432,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 7,793 | $431,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 22,125 | $431,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 20,103 | $430,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 34,995 | $430,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 75,108 | $430,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 443,000 | $430,000 | thousands by filing date | principal |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 15,746 | $429,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 8,809 | $428,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 18,362 | $428,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 116,891 | $427,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 10,053 | $426,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 38,117 | $426,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 50,208 | $425,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,238 | $424,000 | thousands by filing date | call |
| AQUANTIA CORP | 03842Q108 | COM | 46,790 | $423,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 42,228 | $423,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 5,000 | $420,000 | thousands by filing date | put |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 29,876 | $417,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 15,779 | $416,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 51,683 | $416,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 33,922 | $415,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 54,067 | $415,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 29,828 | $412,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 29,203 | $412,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 29,523 | $412,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 33,994 | $412,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 7,227 | $411,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 680,801 | $409,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 72,818 | $408,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 18,193 | $407,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 15,373 | $405,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 13,407 | $405,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 132,333 | $403,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 261,099 | $403,000 | thousands by filing date | |
| ARROW INVTS TR | 042765784 | QVM EQT FACTOR | 15,017 | $403,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 31,994 | $401,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 20,000 | $401,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 50,220 | $400,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 20,749 | $399,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 16,808 | $397,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 42,382 | $397,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 25,657 | $397,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 18,403 | $397,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 24,812 | $397,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 12,508 | $396,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 21,450 | $396,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 17,511 | $396,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 82,640 | $395,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 139,948 | $395,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 35,697 | $395,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 61,596 | $394,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 21,994 | $393,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 29,790 | $392,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 262,126 | $391,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 89,664 | $391,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 30,243 | $390,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 12,656 | $390,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 18,421 | $390,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 70,300 | $390,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 148,696 | $389,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 49,482 | $388,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 91,281 | $387,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 38,816 | $387,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 21,006 | $387,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 12,549 | $386,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 13,275 | $382,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 14,607 | $382,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 22,169 | $381,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 28,729 | $381,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 4,626 | $381,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 96,000 | $380,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 30,535 | $378,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 89,901 | $378,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 19,200 | $378,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 7,504 | $377,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 62,923 | $376,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 6,264 | $376,000 | thousands by filing date | call |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 153,000 | $376,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 115,903 | $374,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 49,437 | $374,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 215,293 | $374,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 20,243 | $373,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 23,459 | $373,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 7,260 | $373,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 10,068 | $373,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 15,584 | $372,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 25,643 | $372,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 46,221 | $372,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,395 | $371,000 | thousands by filing date | call |
| TIPTREE INC | 88822Q103 | COM | 59,005 | $371,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 159,963 | $371,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 5,750 | $370,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 23,370 | $370,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 23,270 | $368,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,536 | $367,000 | thousands by filing date | call |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 10,105 | $365,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 11,386 | $365,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 383,000 | $365,000 | thousands by filing date | principal |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 65,146 | $365,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 91,100 | $365,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 16,914 | $364,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 80,372 | $364,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 15,239 | $362,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 37,179 | $362,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 18,865 | $362,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 13,235 | $360,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 119,234 | $360,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 6,624 | $359,000 | thousands by filing date | put |
| PICO HLDGS INC | 693366205 | COM NEW | 36,382 | $359,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 334,748 | $359,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 14,624 | $358,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 51,885 | $357,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 17,372 | $357,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,550 | $355,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 18,915 | $353,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 14,553 | $353,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 7,431 | $353,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 10,154 | $353,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 8,292 | $352,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 34,740 | $352,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 57,605 | $351,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 298 | $350,000 | thousands by filing date | put |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 37,608 | $349,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,816 | $348,000 | thousands by filing date | put |
| DLH HLDGS CORP | 23335Q100 | COM | 54,380 | $348,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 33,503 | $347,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 66,689 | $347,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 28,465 | $347,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 80,455 | $346,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 34,578 | $346,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,098 | $345,000 | thousands by filing date | call |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 65,980 | $345,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 14,192 | $345,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E653 | DLY EUR STX 3X | 20,300 | $345,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 6,705 | $343,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 35,085 | $343,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 20,735 | $342,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 753 | $341,000 | thousands by filing date | put |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 47,679 | $341,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 7,416 | $341,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 14,171 | $341,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 11,406 | $340,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 9,189 | $338,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 12,870 | $338,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,000 | $337,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 59,994 | $337,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 203,987 | $336,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 21,096 | $335,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 19,644 | $335,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 174,954 | $335,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 80,598 | $335,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 12,035 | $334,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 50,224 | $334,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 8,564 | $333,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 57,807 | $331,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 24,229 | $330,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 125,492 | $329,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 27,607 | $328,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,094 | $327,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M305 | COM NEW | 83,775 | $327,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 9,300 | $327,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 19,423 | $326,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 12,700 | $326,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 13,847 | $325,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 19,454 | $324,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 13,283 | $324,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 182,084 | $324,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 115,596 | $323,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 139,000 | $323,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 13,486 | $322,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 22,981 | $322,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 54,400 | $322,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 30,721 | $322,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 30,012 | $322,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 64,500 | $322,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 35,648 | $321,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 52,442 | $321,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 79,802 | $320,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 30,300 | $320,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,736 | $319,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 121,218 | $318,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 23,796 | $317,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 15,057 | $317,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,200 | $316,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 8,491 | $315,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 10,110 | $315,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 12,476 | $313,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 34,124 | $313,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 34,076 | $312,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 18,274 | $312,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 31,220 | $311,000 | thousands by filing date | put |
| SIMULATIONS PLUS INC | 829214105 | COM | 14,885 | $311,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 17,570 | $311,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 30,100 | $311,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 60,754 | $309,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 45,783 | $309,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 19,810 | $309,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 219,226 | $309,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 213,200 | $309,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 719,100 | $308,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,729 | $307,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 220,011 | $307,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 74,624 | $306,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 9,938 | $305,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 23,582 | $305,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 128,342 | $305,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 8,000 | $304,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 14,054 | $303,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 33,634 | $303,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 11,400 | $303,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 41,752 | $303,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 26,013 | $303,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 7,000 | $302,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 2,148 | $302,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 38,917 | $302,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 13,603 | $302,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 13,453 | $301,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 4,600 | $301,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 93,580 | $301,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 313,000 | $301,000 | thousands by filing date | principal |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 22,868 | $300,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 10,370 | $300,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,275 | $299,000 | thousands by filing date | call |
| DAILY JOURNAL CORP | 233912104 | COM | 1,402 | $299,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 104,692 | $299,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 11,300 | $298,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 29,016 | $297,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 488,664 | $297,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,876 | $296,000 | thousands by filing date | put |
| PENNS WOODS BANCORP INC | 708430103 | COM | 7,253 | $296,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,490 | $294,000 | thousands by filing date | call |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 21,261 | $293,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 103,432 | $293,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 243,600 | $292,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 17,303 | $291,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 120,109 | $291,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 16,500 | $291,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 292,000 | $291,000 | thousands by filing date | principal |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 12,829 | $289,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 240,803 | $288,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 31,500 | $287,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 24,997 | $287,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 6,887 | $286,000 | thousands by filing date | put |
| GAMCO INVS INC COM | 361438104 | COM | 13,999 | $286,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 17,307 | $285,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 9,821 | $285,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 16,110 | $285,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,675 | $284,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 5,964 | $284,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 227,041 | $284,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 37,014 | $283,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 37,400 | $283,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 111,856 | $283,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 7,956 | $282,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 51,726 | $281,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 12,591 | $280,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,488 | $279,000 | thousands by filing date | call |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 4,125 | $279,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 1,020,894 | $279,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 33,150 | $278,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 27,408 | $278,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 35,693 | $278,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 14,875 | $277,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 53,755 | $277,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 27,498 | $277,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 30,458 | $276,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 55,141 | $276,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 4,043 | $275,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 252,968 | $275,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 52,310 | $274,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 40,938 | $274,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,028 | $273,000 | thousands by filing date | put |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 58,935 | $273,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 14,281 | $272,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 227,065 | $272,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 16,337 | $271,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 64,491 | $270,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 20,120 | $270,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 27,897 | $269,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 29,742 | $269,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 24,556 | $269,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,980 | $268,000 | thousands by filing date | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,268 | $268,000 | thousands by filing date | put |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 19,481 | $268,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 11,984 | $268,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,400 | $267,000 | thousands by filing date | call |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 32,800 | $267,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 451,500 | $266,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 15,454 | $266,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 16,276 | $266,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 12,647 | $266,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 22,728 | $266,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 21,392 | $265,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 230,500 | $265,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 41,667 | $265,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 19,476 | $265,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 8,040 | $264,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 5,475 | $264,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 24,511 | $264,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 25,617 | $264,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 5,597 | $263,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 41,758 | $263,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 40,716 | $263,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 30,160 | $262,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 8,996 | $262,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 70,829 | $262,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 15,259 | $261,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 33,333 | $261,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 62,571 | $261,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 15,038 | $261,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 9,438 | $260,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5,712 | $260,000 | thousands by filing date | call |
| SENSEONICS HLDGS INC | 81727U105 | COM | 107,141 | $260,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 9,485 | $258,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 9,421 | $258,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 7,382 | $258,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 22,870 | $257,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 26,290 | $257,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 4,801 | $257,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 77,001 | $257,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 14,693 | $257,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 12,665 | $254,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,300 | $253,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 111,127 | $253,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 25,307 | $253,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 41,391 | $252,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 7,746 | $252,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 147,944 | $251,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 29,399 | $251,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 4,982 | $250,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 187,222 | $250,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 257,063 | $250,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 14,532 | $250,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 37,000 | $249,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 101,011 | $249,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 15,588 | $249,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,378 | $247,000 | thousands by filing date | put |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 23,490 | $247,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 396,833 | $247,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 2,000,000 | $247,000 | thousands by filing date | principal |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 7,479 | $246,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 14,429 | $246,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 13,764 | $246,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 84,133 | $245,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 11,600 | $245,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 9,110 | $245,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 7,250 | $244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 5,614 | $243,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 9,400 | $242,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 9,300 | $242,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 26,944 | $242,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,024 | $241,000 | thousands by filing date | call |
| SCHEIN HENRY INC | 806407102 | COM | 4,009 | $240,000 | thousands by filing date | call |
| GRAHAM CORP | 384556106 | COM | 12,290 | $240,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 10,553 | $240,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 20,980 | $240,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 30,352 | $238,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 16,298 | $238,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 11,150 | $238,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 15,701 | $237,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 64,500 | $237,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 16,000 | $236,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 25,062 | $236,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 8,856 | $236,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 86,991 | $236,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 39,105 | $236,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 152,797 | $236,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 10,824 | $235,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 13,389 | $234,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 25,435 | $234,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 24,797 | $234,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 29,101 | $234,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 3,250 | $233,000 | thousands by filing date | call |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 389,064 | $233,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,184 | $233,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 25,840 | $233,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 12,115 | $232,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 9,621 | $230,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 131,537 | $230,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 36,358 | $230,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 237,143 | $229,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 3,862 | $228,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 8,774 | $228,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 16,867 | $228,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 7,257 | $228,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 5,056 | $227,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G117 | *W EXP 09/11/202 | 162,798 | $227,000 | thousands by filing date | call |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 10,448 | $226,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 9,355 | $226,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 50,450 | $225,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 8,498 | $224,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 47,163 | $224,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 9,432 | $224,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 162,775 | $224,000 | thousands by filing date | call |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 222,000 | $223,000 | thousands by filing date | principal |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 46,141 | $222,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 127 | $221,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,231 | $221,000 | thousands by filing date | call |
| TWIN DISC INC | 901476101 | COMMON STOCK | 13,329 | $221,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 112,970 | $221,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 35,987 | $221,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 3,756 | $220,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 21,623 | $220,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 13,248 | $219,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 16,409 | $219,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 19,479 | $219,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 27,630 | $219,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 24,938 | $218,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 3,647 | $218,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 21,600 | $218,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 5,000 | $216,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 18,339 | $216,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,192 | $215,000 | thousands by filing date | call |
| SACHEM CAP CORP | 78590A109 | COM | 47,835 | $215,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 34,623 | $215,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 38,899 | $215,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 63,017 | $214,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 24,332 | $213,000 | thousands by filing date | call |
| BRT APARTMENTS CORP | 055645303 | REIT | 15,492 | $213,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 8,525 | $213,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,928 | $213,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,132 | $213,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 26,906 | $213,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 15,000 | $212,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 18,779 | $212,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 9,259 | $212,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 86,904 | $212,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 10,301 | $211,000 | thousands by filing date | call |
| ROSS STORES INC COM | 778296103 | Stock | 2,272 | $211,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 7,338 | $211,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 6,170 | $211,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 5,437 | $211,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 130,388 | $211,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 3,873 | $210,000 | thousands by filing date | call |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 9,346 | $210,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 9,143 | $210,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 207,000 | $209,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 178 | $208,000 | thousands by filing date | put |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 14,345 | $208,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 8,746 | $208,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 54,290 | $208,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 103,400 | $205,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 30,914 | $204,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 7,390 | $204,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 29,546 | $204,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 9,155 | $204,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 9,561 | $203,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 17,200 | $203,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 8,494 | $203,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 10,467 | $203,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 15,233 | $203,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 218,000 | $203,000 | thousands by filing date | principal |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,799 | $202,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 48,581 | $202,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 11,238 | $202,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 30,539 | $202,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 24,900 | $201,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-19-000072 | this filing | 2019-05-15 | acceptance time not in the bulk data set |