13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 5,236 holding rows worth $167,967,945,000.
- Accession
- 0000948046-19-000072
- Filer
- CIK 948046
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 23,951 entries on the cover page, a total value of $167,967,945,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $167,967,945,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDeutsche Oppenheim Family Office AG
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Matrix Service Company | 576853105 | COM | 102,688 | $2,008,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 188,110 | $2,005,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U207 | UNIT 03/31/2021 | 200,000 | $2,004,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 282,486 | $2,001,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 73,664 | $1,998,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L209 | UNIT 03/04/2024 | 200,000 | $1,998,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 2,173,000 | $1,996,000 | thousands by filing date | principal |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 62,928 | $1,989,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 139,527 | $1,978,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 46,970 | $1,971,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 94,889 | $1,969,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 200,992 | $1,964,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 10,424 | $1,963,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 267,834 | $1,956,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 83,584 | $1,953,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 262,687 | $1,952,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 132,275 | $1,947,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 195,451 | $1,946,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 97,160 | $1,942,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 60,074 | $1,940,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 28,303 | $1,938,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 140,791 | $1,934,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 241,219 | $1,933,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 25,421 | $1,927,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 33,524 | $1,925,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 41,368 | $1,925,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 87,794 | $1,924,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 107,884 | $1,921,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 30,833 | $1,917,000 | thousands by filing date | call |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 24,876 | $1,917,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 152,338 | $1,917,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 79,023 | $1,915,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 78,469 | $1,913,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 285,382 | $1,907,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 620,934 | $1,905,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 45,039 | $1,903,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 109,858 | $1,903,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 92,688 | $1,902,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 120,396 | $1,900,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 65,899 | $1,897,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 43,790 | $1,896,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 161,497 | $1,893,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 42,167 | $1,893,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 45,279 | $1,891,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 48,988 | $1,890,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 78,015 | $1,887,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 47,503 | $1,886,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 130,234 | $1,883,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 104,605 | $1,883,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 85,615 | $1,882,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 82,638 | $1,880,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 113,427 | $1,880,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 2,038,000 | $1,880,000 | thousands by filing date | principal |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 465,838 | $1,879,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 234,247 | $1,877,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 98,700 | $1,875,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 24,454 | $1,873,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 164,032 | $1,868,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 42,085 | $1,866,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 61,067 | $1,862,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 27,066 | $1,856,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,975,000 | $1,851,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 10,144 | $1,850,000 | thousands by filing date | put |
| ASSOCIATED BANC-CORP | 045487105 | COM | 86,600 | $1,845,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 143,497 | $1,844,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 50,302 | $1,843,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 67,707 | $1,838,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 84,138 | $1,829,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 71,998 | $1,829,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 54,234 | $1,826,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 1,691,000 | $1,825,000 | thousands by filing date | principal |
| GOLUB CAP BDC INC | 38173M102 | COM | 101,800 | $1,819,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 44,671 | $1,813,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 212,699 | $1,812,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 87,486 | $1,810,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 45,100 | $1,805,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 77,397 | $1,799,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 46,406 | $1,796,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 81,869 | $1,793,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 1,950,000 | $1,789,000 | thousands by filing date | principal |
| CZR | 127686103 | Stock | 205,520 | $1,784,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 301,782 | $1,784,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 28,342 | $1,779,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 59,980 | $1,779,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 198,880 | $1,774,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 103,792 | $1,774,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 41,704 | $1,773,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 46,236 | $1,772,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 23,971 | $1,771,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 309,621 | $1,770,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 84,193 | $1,769,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 21,076 | $1,765,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,530,731 | $1,762,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 212,287 | $1,761,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 1,934,000 | $1,760,000 | thousands by filing date | principal |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 67,054 | $1,756,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 50,527 | $1,753,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 48,890 | $1,752,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 37,512 | $1,749,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 111,778 | $1,749,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 10,429 | $1,743,000 | thousands by filing date | call |
| NORBORD INC | 65548P403 | COM NEW | 63,091 | $1,737,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 84,637 | $1,735,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 92,734 | $1,733,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 1,571,000 | $1,730,000 | thousands by filing date | principal |
| AAON INC | 000360206 | COM PAR $0.004 | 37,457 | $1,728,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 55,905 | $1,727,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 198,719 | $1,721,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 3,121,603 | $1,719,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 33,148 | $1,718,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 72,230 | $1,714,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 270,309 | $1,712,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 49,867 | $1,711,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 75,592 | $1,710,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 32,985 | $1,709,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 106,359 | $1,709,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 121,478 | $1,708,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 171,757 | $1,705,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 340,147 | $1,704,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 212,901 | $1,697,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 42,191 | $1,696,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 32,021 | $1,696,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 6,473 | $1,696,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 144,070 | $1,694,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 35,585 | $1,692,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 62,191 | $1,692,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 235,581 | $1,692,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 61,103 | $1,684,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 106,115 | $1,684,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 314,136 | $1,682,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 58,240 | $1,672,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 21,633 | $1,671,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 22,295 | $1,671,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 319,457 | $1,670,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 48,199 | $1,670,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 149,125 | $1,666,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 209,126 | $1,660,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 25,830 | $1,659,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 2,125,000 | $1,657,000 | thousands by filing date | principal |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 57,404 | $1,654,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 1,671,000 | $1,654,000 | thousands by filing date | principal |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 29,326 | $1,653,000 | thousands by filing date | |
| OCH ZIFF CPTL MANGEMNT GRP I | 67551U204 | CL A NEW | 100,513 | $1,649,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 53,636 | $1,648,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 28,600 | $1,648,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 67,927 | $1,647,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 84,835 | $1,638,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 399,748 | $1,637,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 2,072,000 | $1,636,000 | thousands by filing date | principal |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 20,149 | $1,630,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,635,000 | $1,630,000 | thousands by filing date | principal |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 102,417 | $1,626,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 56,598 | $1,625,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 126,252 | $1,623,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 155,300 | $1,615,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 633,273 | $1,614,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 62,376 | $1,613,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 115,826 | $1,607,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 17,366 | $1,604,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 134,149 | $1,603,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 43,462 | $1,603,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 131,829 | $1,603,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 1,625,000 | $1,601,000 | thousands by filing date | principal |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 111,605 | $1,599,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 36,113 | $1,598,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 20,093 | $1,597,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 14,741 | $1,597,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 20,103 | $1,595,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 63,342 | $1,594,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 63,825 | $1,594,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 54,265 | $1,590,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 151,748 | $1,588,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 86,343 | $1,586,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 57,192 | $1,580,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 13,413 | $1,574,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 1,657,000 | $1,573,000 | thousands by filing date | principal |
| Vanguard Total World Stock ETF | 922042742 | SHS | 21,475 | $1,570,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 93,670 | $1,567,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 107,407 | $1,567,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 101,241 | $1,567,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 106,719 | $1,562,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 34,055 | $1,561,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 1,550,000 | $1,561,000 | thousands by filing date | principal |
| XENCOR INC | 98401F105 | COMMON STOCK | 50,229 | $1,558,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 195,778 | $1,556,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 5,561 | $1,555,000 | thousands by filing date | put |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 107,178 | $1,551,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 40,147 | $1,551,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 54,779 | $1,547,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 183,849 | $1,543,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 68,016 | $1,541,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 194,845 | $1,539,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,556,000 | $1,539,000 | thousands by filing date | principal |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 110,007 | $1,537,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 44,258 | $1,536,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 73,116 | $1,527,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 85,575 | $1,525,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 20,165 | $1,524,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 72,295 | $1,520,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 99,879 | $1,520,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 1,500,560 | $1,515,000 | thousands by filing date | call |
| APOGEE ENTERPRISES INC | 037598109 | COM | 40,377 | $1,511,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 74,286 | $1,509,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 44,184 | $1,501,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 36,572 | $1,500,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 1,473,000 | $1,493,000 | thousands by filing date | principal |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 29,136 | $1,492,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 45,449 | $1,491,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 150,000 | $1,491,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 49,423 | $1,488,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 116,213 | $1,487,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 72,712 | $1,486,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 100,012 | $1,486,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 142,600 | $1,478,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 499,420 | $1,477,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 28,150 | $1,473,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 32,137 | $1,472,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 247,957 | $1,472,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 30,137 | $1,470,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 106,605 | $1,468,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 25,635 | $1,467,000 | thousands by filing date | |
| QIAGEN NV | N72482AB3 | DEBT 0.875% 3/1 | 1,000,000 | $1,466,000 | thousands by filing date | principal |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 93,800 | $1,464,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 73,746 | $1,464,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 75,742 | $1,461,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 115,474 | $1,461,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 184,800 | $1,460,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 62,856 | $1,456,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 90,928 | $1,456,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 166,581 | $1,452,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 1,628,000 | $1,452,000 | thousands by filing date | principal |
| AMERISAFE INC | 03071H100 | COM | 24,489 | $1,451,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 96,101 | $1,449,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 91,258 | $1,449,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 66,302 | $1,447,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 260,167 | $1,444,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 49,462 | $1,440,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 75,972 | $1,439,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 164,044 | $1,437,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 8,353 | $1,428,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 48,640 | $1,428,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 77,805 | $1,425,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 41,402 | $1,424,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 165,910 | $1,423,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 51,135 | $1,420,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 66,420 | $1,419,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 11,481 | $1,413,000 | thousands by filing date | call |
| MESA LABS INC COM | 59064R109 | Stock | 6,138 | $1,411,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 82,339 | $1,410,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 304,049 | $1,407,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 53,167 | $1,398,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 105,643 | $1,395,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 40,826 | $1,394,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 37,618 | $1,393,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 25,267 | $1,393,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 18,876 | $1,383,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 40,823 | $1,381,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 21,515 | $1,381,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 106,651 | $1,380,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 309,493 | $1,379,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 15,077 | $1,379,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 13,597 | $1,376,000 | thousands by filing date | call |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 16,880 | $1,376,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 23,427 | $1,376,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 41,786 | $1,376,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 104,767 | $1,375,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 655,424 | $1,375,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 101,040 | $1,372,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 66,169 | $1,370,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 35,582 | $1,370,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 186,511 | $1,370,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 28,475 | $1,369,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 31,274 | $1,367,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 69,546 | $1,367,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 52,916 | $1,366,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 49,728 | $1,362,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 71,000 | $1,361,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 100,341 | $1,358,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 267,132 | $1,357,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 89,532 | $1,354,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 80,382 | $1,352,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 196,002 | $1,346,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 360,906 | $1,345,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 160,770 | $1,343,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 309,622 | $1,342,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B305 | LNG SHT TRACK | 63,679 | $1,342,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 33,484 | $1,339,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 159,407 | $1,339,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 33,759 | $1,335,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 511,734 | $1,334,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 19,109 | $1,333,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 71,043 | $1,333,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 110,991 | $1,331,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 21,900 | $1,329,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 156,424 | $1,329,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 58,288 | $1,328,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,511 | $1,325,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 36,197 | $1,325,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 164,179 | $1,324,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 35,532 | $1,320,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 221,258 | $1,319,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 46,985 | $1,315,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 58,722 | $1,315,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 169,665 | $1,315,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 38,809 | $1,314,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 70,538 | $1,313,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 17,199 | $1,311,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 394,110 | $1,310,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 39,889 | $1,310,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 100,833 | $1,306,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 26,640 | $1,306,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 143,630 | $1,306,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 62,161 | $1,305,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 271,990 | $1,302,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 1,288,000 | $1,302,000 | thousands by filing date | principal |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 50,570 | $1,301,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 39,168 | $1,300,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 155,437 | $1,299,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 35,949 | $1,297,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 3,182 | $1,293,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 32,913 | $1,290,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 133,106 | $1,285,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L121 | UNIT 99/99/9999 | 124,067 | $1,285,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 23,612 | $1,284,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 1,363,000 | $1,284,000 | thousands by filing date | principal |
| PACIFIC GLOBAL ETF TR | 69434K106 | US EQ INM ETF | 50,000 | $1,284,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 297,901 | $1,280,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 24,271 | $1,279,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 91,455 | $1,277,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 9,021 | $1,276,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 56,394 | $1,276,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 39,211 | $1,271,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 22,384 | $1,268,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 73,661 | $1,267,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 26,629 | $1,264,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 85,425 | $1,264,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 34,920 | $1,263,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 1,320,000 | $1,263,000 | thousands by filing date | principal |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 48,545 | $1,262,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 91,914 | $1,262,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 295,645 | $1,260,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 120,295 | $1,259,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 119,046 | $1,259,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 58,048 | $1,258,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 30,930 | $1,257,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 23,293 | $1,255,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 1,075,000 | $1,255,000 | thousands by filing date | principal |
| GLATFELTER | 377316104 | COM | 88,771 | $1,251,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 92,935 | $1,243,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 79,312 | $1,243,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 42,948 | $1,237,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 16,934 | $1,236,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 446,990 | $1,236,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 39,557 | $1,235,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 67,397 | $1,234,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 271,528 | $1,228,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 102,298 | $1,227,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 44,838 | $1,226,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 21,873 | $1,225,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 311,689 | $1,224,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 207,043 | $1,221,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 72,541 | $1,218,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 903,109 | $1,218,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 1,164,000 | $1,217,000 | thousands by filing date | principal |
| RENASANT CORP | 75970E107 | COM | 35,941 | $1,213,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 87,321 | $1,212,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 104,996 | $1,208,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 87,200 | $1,205,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 317,864 | $1,203,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 25,396 | $1,198,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 241,010 | $1,196,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 78,888 | $1,195,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 119,250 | $1,191,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 31,076 | $1,189,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 29,066 | $1,185,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 75,746 | $1,185,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 21,290 | $1,184,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 83,923 | $1,184,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 664 | $1,182,000 | thousands by filing date | put |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 64,719 | $1,180,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 44,389 | $1,178,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 64,070 | $1,177,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 46,611 | $1,175,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 40,714 | $1,174,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 28,177 | $1,173,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 28,944 | $1,172,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 31,112 | $1,172,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 1,226,000 | $1,170,000 | thousands by filing date | principal |
| VANECK RUSSIA ETF | 92189F403 | ETF | 56,796 | $1,169,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 67,596 | $1,168,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 19,809 | $1,166,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 577,279 | $1,165,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 34,136 | $1,164,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 1,147,000 | $1,163,000 | thousands by filing date | principal |
| AGENUS INC | 00847G705 | COM NEW | 392,336 | $1,163,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 93,866 | $1,163,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 244,749 | $1,161,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 53,387 | $1,158,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 75,670 | $1,156,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 65,445 | $1,153,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 14,608 | $1,150,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 43,320 | $1,149,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 29,157 | $1,146,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 340,778 | $1,146,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 35,706 | $1,142,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 66,667 | $1,136,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 6,699 | $1,132,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 20,325 | $1,131,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,779,571 | $1,128,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 101,840 | $1,125,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 22,694 | $1,124,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 33,809 | $1,122,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 178,916 | $1,122,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 630 | $1,121,000 | thousands by filing date | call |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 53,305 | $1,120,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,495 | $1,119,000 | thousands by filing date | put |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 19,063 | $1,119,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 46,550 | $1,117,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 48,119 | $1,116,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 72,567 | $1,113,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 12,120 | $1,111,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 57,828 | $1,111,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 247,972 | $1,111,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 745,037 | $1,109,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 68,613 | $1,108,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 23,776 | $1,108,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,100,000 | $1,108,000 | thousands by filing date | principal |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 170,455 | $1,107,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 44,433 | $1,106,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 47,672 | $1,102,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 46,285 | $1,101,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 280,533 | $1,098,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 41,839 | $1,098,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 1,125,000 | $1,098,000 | thousands by filing date | principal |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 18,390 | $1,097,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 1,125,000 | $1,097,000 | thousands by filing date | principal |
| SAFEHOLD INC | 78645L100 | COM | 50,350 | $1,096,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 46,706 | $1,095,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 9,293 | $1,094,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 45,531 | $1,093,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 37,688 | $1,092,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 40,000 | $1,091,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 55,280 | $1,086,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 253 | $1,082,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 60,152 | $1,082,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 167,633 | $1,081,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 87,450 | $1,081,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 74,386 | $1,079,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 82,498 | $1,079,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 113,437 | $1,078,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 26,906 | $1,076,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 210,271 | $1,074,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 11,575 | $1,073,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 77,115 | $1,073,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 58,700 | $1,071,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 241,053 | $1,071,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 64,242 | $1,069,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 40,650 | $1,069,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 16,825 | $1,063,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 114,328 | $1,063,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 50,352 | $1,058,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 150,469 | $1,058,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 31,147 | $1,055,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 31,644 | $1,052,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 30,411 | $1,045,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 21,607 | $1,042,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 102,112 | $1,042,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 76,384 | $1,039,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 17,054 | $1,038,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 28,863 | $1,038,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 176,554 | $1,032,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 73,124 | $1,028,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 19,800 | $1,027,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 45,038 | $1,024,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 16,577 | $1,022,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 48,772 | $1,022,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 15,774 | $1,018,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 18,523 | $1,018,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 39,855 | $1,018,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 19,231 | $1,016,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 65,009 | $1,013,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 84,017 | $1,013,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 124,851 | $1,012,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 42,732 | $1,010,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 162,852 | $1,008,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 30,421 | $1,006,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 65,479 | $1,006,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 160,023 | $1,005,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 27,016 | $1,004,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 94,332 | $1,001,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 129,638 | $999,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 34,671 | $998,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 767,594 | $997,000 | thousands by filing date | call |
| TRUPANION INC | 898202106 | COM | 30,519 | $996,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 51,348 | $993,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 744,000 | $992,000 | thousands by filing date | principal |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 32,158 | $992,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 10,703 | $991,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 14,240 | $985,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 100,000 | $985,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-19-000072 | this filing | 2019-05-15 | acceptance time not in the bulk data set |