13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 5,236 holding rows worth $167,967,945,000.
- Accession
- 0000948046-19-000072
- Filer
- CIK 948046
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 23,951 entries on the cover page, a total value of $167,967,945,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $167,967,945,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDeutsche Oppenheim Family Office AG
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 3,795 | $60,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 1,980 | $60,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 2,869 | $60,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 15,137 | $60,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 330 | $59,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 748 | $59,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 1,670 | $59,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,093 | $58,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,214 | $58,000 | thousands by filing date | call |
| GRAFTECH INTL LTD | 384313508 | COM | 4,670 | $58,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 1,221 | $58,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 47,400 | $58,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 51,776 | $58,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 790 | $57,000 | thousands by filing date | put |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 12,486 | $57,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 15,620 | $57,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 5,207 | $56,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 1,918 | $56,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 2,500 | $56,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 650 | $55,000 | thousands by filing date | call |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 12,900 | $55,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 2,400 | $55,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 64,231 | $55,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 730 | $54,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,962 | $54,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 692 | $54,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,269 | $54,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 120,090 | $54,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 34,856 | $54,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 15,200 | $54,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 485 | $53,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 591 | $53,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 2,100 | $53,000 | thousands by filing date | put |
| DOWDUPONT INC | 26078J100 | COM | 996 | $53,000 | thousands by filing date | call |
| APHRIA INC | 03765K104 | COM | 5,745 | $53,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 40,043 | $53,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 50,400 | $53,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 7,884 | $53,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 200 | $52,000 | thousands by filing date | call |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 1,134 | $52,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 300 | $52,000 | thousands by filing date | put |
| NEXTDECADE CORP | 65342K105 | COM | 9,569 | $52,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 124 | $52,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 2,064 | $52,000 | thousands by filing date | call |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 2,912 | $52,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 6,633 | $52,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 200,560 | $52,000 | thousands by filing date | principal |
| Verizon Communications Inc | 92343V104 | COM | 879 | $51,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 400 | $51,000 | thousands by filing date | put |
| GRUBHUB INC | 400110102 | COM | 746 | $51,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 399 | $51,000 | thousands by filing date | call |
| QUORUM HEALTH CORP | 74909E106 | COM | 37,324 | $51,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 77,761 | $51,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 10,808 | $51,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 7,670 | $51,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 884 | $50,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 1,222 | $50,000 | thousands by filing date | put |
| SUNOPTA INC | 8676EP108 | COM | 14,451 | $50,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 2,075 | $50,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 66,944 | $50,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 9,800 | $50,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 13,581 | $50,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 766 | $49,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 239 | $49,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 806 | $49,000 | thousands by filing date | put |
| ZYNEX INC | 98986M103 | COM | 11,070 | $49,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 73,000 | $49,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 26,516 | $49,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 602 | $48,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 510 | $48,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 81,698 | $48,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 11,997 | $48,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 350 | $47,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 1,015 | $47,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 17,095 | $47,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 5,000 | $47,000 | thousands by filing date | |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 26,432 | $47,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 154 | $46,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 472 | $46,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,450 | $46,000 | thousands by filing date | put |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 83,900 | $46,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,451 | $46,000 | thousands by filing date | call |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 11,971 | $46,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 6,072 | $46,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 6,370 | $46,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 746 | $45,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 41,363 | $45,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 8,083 | $45,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 1,563 | $44,000 | thousands by filing date | call |
| YUM CHINA HLDGS INC | 98850P109 | COM | 998 | $44,000 | thousands by filing date | put |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 3,022 | $44,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 7,208 | $44,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 404 | $44,000 | thousands by filing date | call |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 14,946 | $44,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 12,749 | $44,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 4,285 | $44,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 11,056 | $44,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 4,457 | $44,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 19,249 | $44,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 785 | $43,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 3,400 | $43,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 900 | $43,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 11,100 | $43,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 302 | $42,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 8,560 | $42,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,157 | $42,000 | thousands by filing date | put |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,238 | $42,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 752 | $42,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 236 | $42,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 316 | $42,000 | thousands by filing date | put |
| Apollo Global Management | 037612306 | COM | 1,502 | $42,000 | thousands by filing date | call |
| SIERRA METALS INC | 82639W106 | COM | 26,100 | $42,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 8,157 | $42,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 27,500 | $42,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 26,048 | $42,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 3,528 | $42,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 5,186 | $42,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 600 | $41,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 854 | $41,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 250 | $41,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 16,864 | $41,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 7,334 | $41,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 14,882 | $41,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 15,600 | $41,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 774 | $40,000 | thousands by filing date | call |
| ISHARES TR | 464287101 | S&P 100 ETF | 325 | $40,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 948 | $40,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 1,460 | $40,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 10,400 | $40,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 20,007 | $40,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,611 | $39,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 322 | $39,000 | thousands by filing date | call |
| ANAPLAN INC | 03272L108 | COM | 1,000 | $39,000 | thousands by filing date | call |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,622 | $39,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 2,397 | $39,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 600 | $39,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,513 | $39,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 458 | $38,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 1,170 | $38,000 | thousands by filing date | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 500 | $38,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 300 | $38,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 189 | $38,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 2,916 | $38,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 10,527 | $38,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 1,800 | $38,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,343 | $37,000 | thousands by filing date | call |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 3,766 | $37,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 484 | $37,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,000 | $37,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,147 | $37,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 542 | $37,000 | thousands by filing date | call |
| SMTC CORP | 832682207 | COM NEW | 9,968 | $37,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 2,482 | $37,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 750 | $36,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 500 | $36,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 500 | $36,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,145 | $36,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 21,129 | $36,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,402 | $35,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 2,242 | $35,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 809 | $35,000 | thousands by filing date | put |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 146 | $35,000 | thousands by filing date | put |
| OXFORD LANE CAP CORP | 691543102 | COM | 3,736 | $35,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 2,100 | $35,000 | thousands by filing date | put |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,792 | $35,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 55,500 | $35,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 3,952 | $35,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 34,700 | $35,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 38,000 | $35,000 | thousands by filing date | |
| NEMAURA MED INC | 640442109 | COM | 34,637 | $35,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 175 | $34,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 427 | $34,000 | thousands by filing date | call |
| HASBRO INC COM | 418056107 | Stock | 400 | $34,000 | thousands by filing date | put |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 21,000 | $34,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,700 | $34,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 2,780 | $34,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 35,000 | $34,000 | thousands by filing date | principal |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 18,715 | $34,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 7,800 | $34,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 27,123 | $34,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,118 | $33,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 268 | $33,000 | thousands by filing date | call |
| MOMO INC | 60879B107 | ADR | 875 | $33,000 | thousands by filing date | put |
| P & F INDS INC | 692830508 | CL A NEW | 4,100 | $33,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676209 | SHS | 18,300 | $33,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 591 | $32,000 | thousands by filing date | call |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 3,448 | $32,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,020 | $32,000 | thousands by filing date | call |
| CVD EQUIP CORP | 126601103 | COM | 8,348 | $32,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 6,800 | $32,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 974 | $32,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 1,100 | $32,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 8,666 | $32,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 123,206 | $32,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 7,577 | $32,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 634 | $31,000 | thousands by filing date | call |
| OPENLANE INC | 48238T109 | COM | 613 | $31,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 686 | $31,000 | thousands by filing date | put |
| DOMTAR CORP | 257559203 | COM NEW | 625 | $31,000 | thousands by filing date | call |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,650 | $31,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 9,067 | $31,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 37,600 | $31,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 400 | $31,000 | thousands by filing date | put |
| FUWEI FILMS HLDGS CO LTD | G3704F110 | SHS NEW | 12,328 | $31,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 40,667 | $31,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 166 | $30,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 225 | $30,000 | thousands by filing date | put |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 350 | $30,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 403 | $30,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 278 | $30,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,534 | $30,000 | thousands by filing date | call |
| ELDORADO RESORTS INC | 28470R102 | COM | 655 | $30,000 | thousands by filing date | call |
| AMERICANRLTYINVSINC | 029174109 | STOK | 2,538 | $29,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 1,000 | $29,000 | thousands by filing date | call |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,962 | $29,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 897 | $29,000 | thousands by filing date | put |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 10,100 | $29,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 11,015 | $29,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 4,800 | $29,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 8,561 | $29,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 2,500 | $28,000 | thousands by filing date | call |
| INNOVIVA INC | 45781M101 | COM | 2,000 | $28,000 | thousands by filing date | call |
| CORECARD CORPORATION | 45816D100 | COM | 900 | $28,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 1,000 | $28,000 | thousands by filing date | call |
| TAITRON COMPONENTS INC | 874028103 | CL A | 10,700 | $28,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 3,162 | $28,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 43,118 | $28,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,256 | $28,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 59,500 | $28,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 300 | $27,000 | thousands by filing date | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 17,220 | $27,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 349 | $27,000 | thousands by filing date | call |
| EVERQUOTE INC | 30041R108 | COM CL A | 3,649 | $27,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 506 | $26,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,040 | $26,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 22,168 | $26,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 162 | $25,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 520 | $25,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 580 | $25,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 400 | $25,000 | thousands by filing date | call |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 1,040 | $25,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 11,598 | $25,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 8,504 | $25,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 1,503 | $25,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 26,813 | $25,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 37,178 | $25,000 | thousands by filing date | put |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 3,209 | $25,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 115,200 | $25,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 15,300 | $25,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 100 | $24,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 222 | $24,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 161 | $24,000 | thousands by filing date | call |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 5,377 | $24,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 24,500 | $24,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 255 | $23,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 220 | $23,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 122 | $23,000 | thousands by filing date | call |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 1,200 | $23,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 134 | $23,000 | thousands by filing date | call |
| WESTLAKE CORPORATION | 960413102 | COM | 350 | $23,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 434 | $23,000 | thousands by filing date | call |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 3,423 | $23,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 10,962 | $23,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 1,300 | $23,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 2,700 | $23,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 8,827 | $23,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 8,000 | $23,000 | thousands by filing date | put |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,466 | $23,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 950 | $22,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,583 | $22,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 825 | $22,000 | thousands by filing date | call |
| ISHARES TR | 464287192 | US TRSPRTION | 121 | $22,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 368 | $22,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 41,700 | $22,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 1,757 | $22,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 25,206 | $22,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 211 | $21,000 | thousands by filing date | call |
| YUM CHINA HLDGS INC | 98850P109 | COM | 473 | $21,000 | thousands by filing date | call |
| LAKELAND INDS INC | 511795106 | COM | 1,800 | $21,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 21,191 | $21,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 499 | $21,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,250 | $21,000 | thousands by filing date | put |
| APPROACH RESOURCES INC | 03834A103 | COM | 62,429 | $21,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 24,166 | $21,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 11,500 | $21,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 14,000 | $21,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 50,000 | $21,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 251 | $20,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 389 | $20,000 | thousands by filing date | call |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 910 | $20,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,897 | $20,000 | thousands by filing date | call |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,012 | $20,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,599 | $20,000 | thousands by filing date | call |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 2,616 | $20,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 5,900 | $20,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 3,200 | $20,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 1,200 | $20,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 1,700 | $20,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 400 | $19,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 381 | $19,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 780 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 89 | $19,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,637 | $19,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 1,496 | $19,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 826 | $19,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 9,800 | $19,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 16 | $18,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 250 | $18,000 | thousands by filing date | put |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 318 | $18,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 218 | $18,000 | thousands by filing date | call |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 470 | $18,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 484 | $18,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 684 | $18,000 | thousands by filing date | call |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 607 | $18,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,000 | $18,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 5,900 | $18,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 11,900 | $18,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,500 | $17,000 | thousands by filing date | call |
| RED ROCK RESORTS INC | 75700L108 | CL A | 660 | $17,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 500 | $17,000 | thousands by filing date | call |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 8,800 | $17,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 64,634 | $17,000 | thousands by filing date | |
| FFBW INC | 30258M107 | COM | 1,600 | $17,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 52,896 | $17,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 1,990 | $17,000 | thousands by filing date | |
| CHINA LENDING CORP | G21612109 | SHS | 14,100 | $17,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 529 | $16,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 72 | $16,000 | thousands by filing date | put |
| CARVANA CO CL A | 146869102 | Stock | 291 | $16,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 200 | $16,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 194 | $16,000 | thousands by filing date | call |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 467 | $16,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 3,100 | $16,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 439 | $16,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,359 | $16,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,021 | $16,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 3,222 | $16,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 20,581 | $16,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 236 | $15,000 | thousands by filing date | call |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 560 | $15,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 250 | $15,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 235 | $15,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 200 | $15,000 | thousands by filing date | call |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,010 | $15,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 39,536 | $15,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 8,350 | $15,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 73,700 | $15,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 468 | $15,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 518 | $15,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 170 | $14,000 | thousands by filing date | call |
| ALCOA CORP COM | 013872106 | Stock | 553 | $14,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 110 | $14,000 | thousands by filing date | call |
| KEYCORP COM | 493267108 | Stock | 900 | $14,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 125 | $14,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 500 | $14,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 396 | $14,000 | thousands by filing date | call |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 97 | $14,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 700 | $14,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 2,303 | $14,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 8,240 | $14,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 54 | $13,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 158 | $13,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 750 | $13,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,152 | $13,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 252 | $13,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 179 | $13,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,000 | $13,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 500 | $13,000 | thousands by filing date | call |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 4,104 | $13,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 231 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 335 | $13,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 900 | $13,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 5,660 | $13,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 26,710 | $13,000 | thousands by filing date | |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 8,700 | $13,000 | thousands by filing date | |
| ASV HLDGS INC | 00215L104 | COM | 4,900 | $13,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 82 | $12,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 136 | $12,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 53 | $12,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 124 | $12,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 464 | $12,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 101 | $12,000 | thousands by filing date | put |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 502 | $12,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 131 | $12,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 236 | $12,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 347 | $12,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856108 | SHS | 6,055 | $12,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 499 | $12,000 | thousands by filing date | put |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 450 | $12,000 | thousands by filing date | call |
| ARCONIC INC | 03965L100 | COM | 650 | $12,000 | thousands by filing date | call |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 1,621 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 328 | $12,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 1,416 | $12,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 1,580 | $12,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 1,000 | $12,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 600 | $12,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 9,096 | $12,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 270 | $11,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 270 | $11,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 140 | $11,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 65 | $11,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 352 | $11,000 | thousands by filing date | call |
| HUBBELL INC COM | 443510607 | Stock | 100 | $11,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 369 | $11,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 373 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 288 | $11,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 1,000 | $11,000 | thousands by filing date | call |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 934 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 299 | $11,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 715 | $11,000 | thousands by filing date | call |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 242 | $11,000 | thousands by filing date | call |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 583 | $11,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 500 | $11,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 11,314 | $11,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 5,600 | $11,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 102 | $10,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 45 | $10,000 | thousands by filing date | put |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 70 | $10,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 87 | $10,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 198 | $10,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 400 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 100 | $10,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 226 | $10,000 | thousands by filing date | call |
| IRIDEX CORP | 462684101 | COM | 2,199 | $10,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 2,800 | $10,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 91 | $10,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 10,753 | $10,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 3,116 | $10,000 | thousands by filing date | call |
| SALISBURY BANCORP INC | 795226109 | COM | 265 | $10,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 250 | $10,000 | thousands by filing date | call |
| SIGMA LABS INC | 826598302 | COM PAR | 6,401 | $10,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 10 | $10,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 60,701 | $10,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025102 | COM | 31,446 | $10,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 48 | $9,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 181 | $9,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 226 | $9,000 | thousands by filing date | call |
| NASDAQ INC COM | 631103108 | Stock | 103 | $9,000 | thousands by filing date | call |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 183 | $9,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 354 | $9,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 630 | $9,000 | thousands by filing date | call |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 400 | $9,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 12,000 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 490 | $9,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 217 | $9,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 253 | $9,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,200 | $9,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 405 | $9,000 | thousands by filing date | put |
| WADDELL & REED FINL INC | 930059100 | CL A | 553 | $9,000 | thousands by filing date | put |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 200 | $9,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 237 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 202 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 300 | $9,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 701 | $9,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 2,400 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 797 | $9,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 4,196 | $9,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 300 | $9,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 5,800 | $9,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 1,944 | $9,000 | thousands by filing date | |
| MOXIAN INC | 624697207 | COM NEW | 10,900 | $9,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 40 | $8,000 | thousands by filing date | call |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 43 | $8,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 15,700 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 296 | $8,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,531 | $8,000 | thousands by filing date | call |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 12,200 | $8,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 320 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 248 | $8,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 12,300 | $8,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 800 | $8,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 4,200 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K166 | DAILY EUROPEAN | 300 | $8,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T109 | ORD SHS | 26,300 | $8,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A307 | COM PAR | 4,758 | $8,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260508 | COM NEW | 3,622 | $8,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 70 | $7,000 | thousands by filing date | put |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 192 | $7,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 63 | $7,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 200 | $7,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 780 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 290 | $7,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 157 | $7,000 | thousands by filing date | put |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 898 | $7,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 2,573 | $7,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 2,600 | $7,000 | thousands by filing date | |
| INTEGRATED MEDIA TECHNLOGY L | Q49376108 | SHS | 600 | $7,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 536 | $7,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 112 | $6,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 47 | $6,000 | thousands by filing date | call |
| Southern Company | 842587107 | COM | 117 | $6,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 224 | $6,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 23 | $6,000 | thousands by filing date | call |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 646 | $6,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 93 | $6,000 | thousands by filing date | call |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 214 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 301 | $6,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 95 | $6,000 | thousands by filing date | put |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 337 | $6,000 | thousands by filing date | call |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 700 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-19-000072 | this filing | 2019-05-15 | acceptance time not in the bulk data set |