13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 5,236 holding rows worth $167,967,945,000.
- Accession
- 0000948046-19-000072
- Filer
- CIK 948046
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 23,951 entries on the cover page, a total value of $167,967,945,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $167,967,945,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDeutsche Oppenheim Family Office AG
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WORLD ACCEP CORPORATION | 981419104 | COM | 8,416 | $983,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 1,050,000 | $983,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 55,223 | $980,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 84,740 | $975,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 75,101 | $975,000 | thousands by filing date | call |
| PRIMO WTR CORP | 74165N105 | COM | 63,076 | $973,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 49,619 | $971,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 87,141 | $971,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 28,067 | $970,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 32,225 | $969,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 44,323 | $968,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 176,791 | $968,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 56,521 | $963,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 203,437 | $963,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 20,919 | $962,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 29,345 | $958,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 11,486 | $953,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 30,936 | $952,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 183,236 | $951,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 803 | $951,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 183,178 | $950,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 44,857 | $950,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 105,338 | $949,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 27,795 | $947,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 62,921 | $947,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 8,348 | $946,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 29,228 | $945,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 28,242 | $944,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 25,661 | $943,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 35,053 | $943,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 40,882 | $942,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 72,138 | $938,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 21,585 | $938,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 26,053 | $938,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 178,568 | $938,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 243,576 | $934,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 179,884 | $931,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 22,919 | $931,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 47,938 | $931,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 28,912 | $928,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 121,165 | $927,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 7,002 | $925,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 22,844 | $920,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 12,044 | $915,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 15,368 | $914,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,290 | $910,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 54,667 | $909,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 6,926 | $907,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 21,229 | $905,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 30,054 | $903,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 30,234 | $902,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 17,976 | $902,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 21,528 | $901,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 94,560 | $900,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 1,000,000 | $900,000 | thousands by filing date | call |
| TELLURIAN INC NEW | 87968A104 | COM | 80,437 | $898,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 13,257 | $897,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 45,517 | $897,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 45,424 | $897,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 42,185 | $895,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 18,487 | $894,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 49,193 | $894,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 46,604 | $891,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 16,311 | $889,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 237,407 | $888,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 32,537 | $884,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 21,388 | $883,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 44,969 | $882,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 73,834 | $880,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 180,736 | $879,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 9,016 | $878,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 31,189 | $878,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 161,942 | $875,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 32,653 | $874,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 29,814 | $873,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 67,215 | $873,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 117,400 | $872,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 11,127 | $871,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 10,253 | $871,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 58,854 | $870,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 144,542 | $867,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 600,700 | $864,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 22,400 | $864,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 167,858 | $863,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 44,786 | $862,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 24,205 | $860,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 94,070 | $857,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 556,665 | $857,000 | thousands by filing date | call |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 30,660 | $856,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 40,215 | $856,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 21,877 | $855,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 51,437 | $854,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 50,300 | $853,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 76,733 | $852,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 54,381 | $852,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,224 | $851,000 | thousands by filing date | call |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 880,000 | $848,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,085 | $847,000 | thousands by filing date | put |
| DORMAN PRODS INC | 258278100 | COM | 9,638 | $847,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 21,038 | $847,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 66,988 | $847,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 26,611 | $847,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,377 | $846,000 | thousands by filing date | call |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 34,702 | $845,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 82,261 | $844,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 80,553 | $844,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 853,000 | $843,000 | thousands by filing date | principal |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 65,559 | $842,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 850,000 | $842,000 | thousands by filing date | principal |
| NOBLE CORP PLC | G65431101 | SHS USD | 293,582 | $841,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 43,095 | $841,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 103,781 | $840,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 14,923 | $840,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 41,918 | $837,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 29,072 | $834,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 78,929 | $831,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 5,948 | $830,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 56,917 | $829,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 230,516 | $829,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 56,553 | $828,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 157,558 | $828,000 | thousands by filing date | |
| CARBONITE INC | 141337AB1 | NOTE 2.500% 4/0 | 709,000 | $825,000 | thousands by filing date | principal |
| HAWKINS INC | 420261109 | COM | 22,424 | $823,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 48,528 | $822,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 23,843 | $821,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 417,311 | $820,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 750,000 | $818,000 | thousands by filing date | principal |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 55,098 | $817,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 81,333 | $816,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 14,600 | $815,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C203 | UNIT 99/99/9999 | 80,913 | $815,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 36,149 | $814,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 65,475 | $814,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 43,498 | $813,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 21,049 | $810,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 70,275 | $809,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 11,087 | $808,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 27,215 | $807,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 39,475 | $803,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 11,197 | $802,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 59,046 | $799,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 42,497 | $798,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 51,748 | $798,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 97,592 | $797,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 45,117 | $794,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 289,857 | $792,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 15,516 | $791,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 18,683 | $791,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 46,104 | $786,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 21,271 | $785,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 30,705 | $782,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 39,842 | $782,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 229,804 | $780,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 64,076 | $779,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 25,341 | $779,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 22,004 | $777,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 52,198 | $777,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 113,149 | $775,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 22,625 | $773,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 700,000 | $772,000 | thousands by filing date | principal |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 44,069 | $771,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 97,195 | $770,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 92,910 | $770,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 868,000 | $766,000 | thousands by filing date | principal |
| TIMKEN CO | 887389104 | COM | 17,624 | $765,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 193,205 | $765,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 39,040 | $763,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 19,628 | $763,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 66,234 | $762,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,174 | $761,000 | thousands by filing date | call |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 15,045 | $759,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 19,873 | $757,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 57,257 | $756,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 23,941 | $755,000 | thousands by filing date | call |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 4,793 | $755,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 188,050 | $754,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 21,442 | $753,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,505 | $750,000 | thousands by filing date | call |
| CHIASMA INC | 16706W102 | COM | 144,520 | $750,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 22,581 | $747,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 32,252 | $746,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 22,740 | $746,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 761,000 | $746,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 799,000 | $744,000 | thousands by filing date | principal |
| ONCOCYTE CORP | 68235C107 | COM | 188,720 | $744,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 150,854 | $744,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 17,663 | $741,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 10,311 | $734,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 23,641 | $731,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 185,685 | $729,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 24,832 | $726,000 | thousands by filing date | call |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 30,248 | $724,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 7,951 | $724,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 13,657 | $723,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 16,210 | $722,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 24,662 | $720,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 74,674 | $720,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 218,119 | $719,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 101,962 | $718,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 39,338 | $718,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 45,992 | $718,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 45,648 | $718,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 82,879 | $716,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 97,293 | $715,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 48,852 | $714,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 14,219 | $713,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 15,214 | $712,000 | thousands by filing date | put |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 59,452 | $712,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 65,611 | $711,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 794,000 | $711,000 | thousands by filing date | principal |
| CRA INTL INC | 12618T105 | COM | 14,089 | $709,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 9,390 | $709,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 97,721 | $709,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 83,465 | $708,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 51,215 | $708,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 48,827 | $707,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 725,000 | $707,000 | thousands by filing date | principal |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 16,513 | $705,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 44,490 | $705,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 11,889 | $704,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 88,744 | $704,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 96,620 | $704,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 177,600 | $704,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 1,200,000 | $704,000 | thousands by filing date | principal |
| OPES ACQUISITION CORP | 68373P100 | COM | 69,400 | $704,000 | thousands by filing date | |
| Mercantil Bank Holding Corporation | 58734F305 | Not 13F Security | 50,550 | $704,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 19,375 | $703,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 27,128 | $702,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 32,263 | $701,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 6,897 | $700,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 19,430 | $700,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 48,534 | $700,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 33,950 | $699,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 63,994 | $699,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 17,583 | $698,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 33,261 | $697,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 68,227 | $695,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 116,000 | $694,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 9,056 | $693,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 31,810 | $689,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 29,476 | $689,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 19,784 | $689,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 38,214 | $689,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 66,936 | $688,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 17,885 | $687,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 45,915 | $685,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 34,317 | $685,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 14,075 | $684,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 39,136 | $682,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 62,210 | $681,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 16,119 | $680,000 | thousands by filing date | call |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 93,825 | $678,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 28,322 | $676,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,249 | $675,000 | thousands by filing date | call |
| GP STRATEGIES CORP | 36225V104 | COM | 55,745 | $675,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 42,873 | $674,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 23,314 | $674,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 162,947 | $674,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 43,145 | $673,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 86,732 | $673,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 37,920 | $672,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 70,680 | $670,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 16,178 | $670,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 11,542 | $669,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 22,683 | $669,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 20,412 | $669,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 30,677 | $668,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 61,747 | $668,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 57,207 | $666,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 26,410 | $666,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 24,100 | $666,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 29,326 | $666,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 6,078 | $665,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,327 | $660,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 92,120 | $657,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 39,700 | $657,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 123,051 | $657,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,422 | $656,000 | thousands by filing date | call |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 37,481 | $656,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 525,027 | $655,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 13,316 | $654,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 20,833 | $652,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 96,547 | $652,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 11,023 | $649,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 44,872 | $649,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 26,088 | $649,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 163,047 | $647,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 34,479 | $646,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 68,880 | $644,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 28,126 | $644,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 17,778 | $643,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 37,556 | $642,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 59,128 | $642,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 88,210 | $642,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 12,665 | $640,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 352,788 | $640,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,303 | $637,000 | thousands by filing date | put |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 92,211 | $637,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 25,390 | $637,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 49,091 | $636,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 28,617 | $635,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 30,499 | $635,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 14,449 | $632,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 9,700 | $631,000 | thousands by filing date | call |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 20,117 | $631,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 124,260 | $631,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 14,009 | $631,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 84,438 | $631,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 303,630 | $631,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 23,993 | $629,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 125,405 | $629,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 690,894 | $628,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 10,122 | $626,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 12,398 | $624,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 43,229 | $622,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 632,000 | $622,000 | thousands by filing date | principal |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 42,090 | $619,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 7,999 | $616,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,593 | $615,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 61,222 | $615,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 26,712 | $614,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 56,862 | $614,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 56,475 | $612,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 40,648 | $610,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 115,187 | $609,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 26,319 | $608,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 34,247 | $608,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 22,734 | $608,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 9,968 | $607,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 25,000 | $606,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,488 | $604,000 | thousands by filing date | put |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 8,759 | $604,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 9,249 | $604,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 49,403 | $603,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 19,496 | $602,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 20,617 | $602,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 23,546 | $600,000 | thousands by filing date | put |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 78,761 | $600,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 6,148 | $599,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 17,016 | $599,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 59,622 | $596,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 102,486 | $594,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 7,190 | $592,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 80,310 | $591,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 22,888 | $590,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 14,364 | $590,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 22,279 | $589,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 83,678 | $585,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 710,000 | $585,000 | thousands by filing date | principal |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 19,598 | $585,000 | thousands by filing date | |
| 3PEA INTL INC | 88579C109 | COM | 73,702 | $585,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 16,128 | $583,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 35,197 | $582,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 17,046 | $581,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 199,792 | $580,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 101,375 | $579,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,205 | $577,000 | thousands by filing date | call |
| CYTOSORBENTS CORP | 23283X206 | CMN | 76,383 | $577,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 24,060 | $576,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 18,147 | $575,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 28,130 | $574,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 35,682 | $573,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 15,000 | $573,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 74,597 | $572,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 119,771 | $571,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 41,300 | $571,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 87,720 | $570,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 105,093 | $568,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 34,557 | $566,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 39,086 | $565,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 298,969 | $565,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 133,719 | $561,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 11,616 | $560,000 | thousands by filing date | put |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 39,201 | $560,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 20,303 | $559,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 29,710 | $559,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 34,022 | $558,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 36,096 | $557,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 75,220 | $556,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 18,366 | $556,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 14,741 | $555,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 15,970 | $554,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 51,831 | $554,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 50,021 | $553,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 99,818 | $552,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 202,109 | $550,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 15,014 | $550,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 48,786 | $549,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 73,639 | $548,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 24,111 | $547,000 | thousands by filing date | |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 11,305 | $547,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 154,600 | $547,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 27,397 | $545,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 19,040 | $543,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 83,828 | $541,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 18,743 | $541,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 175,146 | $540,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 17,126 | $539,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 19,541 | $539,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 34,433 | $538,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,920 | $537,000 | thousands by filing date | call |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 9,132 | $537,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 243,985 | $537,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,800 | $536,000 | thousands by filing date | put |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 37,419 | $536,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 115,300 | $536,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076VAB9 | NOTE 1.875% 3/0 | 558,000 | $536,000 | thousands by filing date | principal |
| ONE MADISON CORP | G6772P126 | *W EXP 99/99/999 | 475,208 | $536,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 10,320 | $535,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 60,583 | $532,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 478,600 | $531,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 187,299 | $531,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 375,000 | $531,000 | thousands by filing date | principal |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 44,795 | $530,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 150,756 | $527,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 540,000 | $526,000 | thousands by filing date | principal |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 65,440 | $525,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 42,669 | $525,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 8,150 | $524,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 87,411 | $522,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 39,006 | $522,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 40,464 | $521,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 34,514 | $520,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 10,316 | $518,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,899 | $518,000 | thousands by filing date | put |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 15,673 | $518,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 38,570 | $518,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 13,945 | $517,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 6,957 | $516,000 | thousands by filing date | call |
| ADT INC DEL COM | 00090Q103 | Stock | 81,143 | $516,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 18,979 | $516,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 40,794 | $516,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 385,711 | $516,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 2,713 | $515,000 | thousands by filing date | put |
| GREENHILL & CO INC COM | 395259104 | Stock | 23,798 | $510,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 35,494 | $510,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 93,927 | $510,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 31,462 | $509,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 17,371 | $508,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 17,787 | $508,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 15,374 | $505,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 36,659 | $504,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 88,831 | $504,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 26,972 | $503,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 122,362 | $503,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 14,621 | $503,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 212,310 | $503,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 82,593 | $502,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 106,148 | $500,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 26,175 | $498,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 32,508 | $498,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 73,894 | $497,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 46,129 | $497,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 17,282 | $496,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 125,013 | $496,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 75,160 | $496,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 141,656 | $495,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 177,442 | $494,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 30,119 | $493,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 70,244 | $493,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 77,763 | $493,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 19,729 | $492,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 5,594 | $491,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 500,000 | $491,000 | thousands by filing date | principal |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 39,363 | $490,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 10,473 | $490,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 17,095 | $490,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 30,300 | $490,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 583,000 | $489,000 | thousands by filing date | principal |
| GOGO INC | 38046C109 | COM | 108,811 | $488,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 30,884 | $486,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 49,089 | $485,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 7,977 | $483,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 21,466 | $483,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,492 | $482,000 | thousands by filing date | put |
| B & G FOODS INC | 05508R106 | COM | 19,820 | $482,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 102,208 | $482,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 12,095 | $479,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 56,036 | $479,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 10,203 | $478,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 22,168 | $475,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 20,661 | $474,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 31,987 | $474,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 24,869 | $474,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,965 | $473,000 | thousands by filing date | call |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 36,622 | $473,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 126,456 | $470,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 4,357 | $470,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,318 | $469,000 | thousands by filing date | put |
| LUNA INNOVATIONS INC | 550351100 | COM | 112,588 | $469,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 131,154 | $468,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 92,962 | $468,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 7,800 | $468,000 | thousands by filing date | put |
| UPWORK INC | 91688F104 | COM | 24,536 | $468,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 13,356 | $468,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 35,139 | $467,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 74,088 | $467,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 47,929 | $466,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 18,701 | $465,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 10,058 | $464,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-19-000072 | this filing | 2019-05-15 | acceptance time not in the bulk data set |