13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 5,236 holding rows worth $167,967,945,000.
- Accession
- 0000948046-19-000072
- Filer
- CIK 948046
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 23,951 entries on the cover page, a total value of $167,967,945,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $167,967,945,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
- included managerDWS Investments Hong Kong Ltd028-19303
- included managerDeutsche Oppenheim Family Office AG
- included managerDWS CH AG028-19301
- included managerDWS Investment S.A.028-19307
- included managerDWS International GmbH028-19304
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIQTECH INTERNATIONAL | 53632a102 | COM | 93,085 | $200,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,302 | $199,000 | thousands by filing date | call |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 6,633 | $199,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 5,095 | $199,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 37,162 | $199,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 28,358 | $199,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 10,619 | $198,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 10,381 | $198,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 6,374 | $197,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 9,046 | $197,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 31,941 | $197,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 10,228 | $197,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 7,106 | $196,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 7,278 | $196,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 60,892 | $196,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 59,109 | $196,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 5,955 | $195,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 4,964 | $195,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 49,445 | $195,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1,867 | $194,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 11,312 | $194,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 3,401 | $193,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 5,979 | $193,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 11,303 | $192,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 12,742 | $192,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,000 | $191,000 | thousands by filing date | put |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,070 | $191,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 4,742 | $191,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 15,492 | $190,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 29,962 | $190,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 18,680 | $190,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 26,930 | $190,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 53,026 | $190,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,118 | $189,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 25,101 | $189,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 30,037 | $189,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 28,750 | $189,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 8,128 | $188,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 16,300 | $188,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 9,336 | $188,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 6,709 | $188,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 9,458 | $188,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,530 | $187,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 6,699 | $187,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 17,051 | $187,000 | thousands by filing date | put |
| Bowater Inc | 09066L105 | COMMON STOCKS | 144,376 | $187,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 5,695 | $186,000 | thousands by filing date | call |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 8,505 | $186,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 31,136 | $186,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 5,000 | $185,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 7,845 | $185,000 | thousands by filing date | call |
| COMSTOCK RES INC COM | 205768302 | Stock | 26,557 | $184,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 5,900 | $184,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 3,514 | $183,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,000 | $183,000 | thousands by filing date | put |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 22,845 | $183,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 17,502 | $183,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 36,365 | $182,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 4,791 | $182,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 21,721 | $182,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,015 | $181,000 | thousands by filing date | call |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 14,701 | $181,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 11,543 | $181,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 18,663 | $181,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 13,934 | $179,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $178,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 37,850 | $178,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 41,779 | $176,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 69,300 | $176,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 67,270 | $176,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 4,326 | $176,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 22,823 | $175,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 5,602 | $173,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 19,782 | $173,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 33,454 | $173,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 19,260 | $172,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 26,962 | $172,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 750,246 | $172,000 | thousands by filing date | call |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 7,582 | $171,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 45,633 | $171,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 33,168 | $171,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 191,666 | $171,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 3,213 | $170,000 | thousands by filing date | call |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 250,000 | $170,000 | thousands by filing date | call |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 18,300 | $169,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 43,743 | $169,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 43,038 | $168,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 46,400 | $168,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 19,110 | $168,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,779 | $167,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 269,600 | $167,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 10,696 | $167,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 719,900 | $166,000 | thousands by filing date | principal |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 2,354 | $166,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 23,670 | $166,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 5,690 | $166,000 | thousands by filing date | put |
| IDENTIV INC | 45170X205 | COM NEW | 32,880 | $165,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 93,891 | $165,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,001 | $163,000 | thousands by filing date | put |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 10,000 | $163,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 10,812 | $163,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 17,675 | $163,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 139,418 | $163,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,330 | $162,000 | thousands by filing date | put |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 219,149 | $162,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 44,854 | $162,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 16,685 | $162,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 3,461 | $161,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,829 | $161,000 | thousands by filing date | put |
| SPARK ENERGY INC | 846511103 | CL A COM | 18,387 | $161,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 18,550 | $161,000 | thousands by filing date | call |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 24,695 | $160,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,074 | $160,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 10,480 | $160,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 11,392 | $160,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 10,687 | $160,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 40,509 | $160,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 47,107 | $160,000 | thousands by filing date | call |
| NABORS INDS INC | 62957HAB1 | BOND | 225,000 | $160,000 | thousands by filing date | principal |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 6,445 | $159,000 | thousands by filing date | put |
| ALITHYA GROUP INC | 01643b106 | COM | 50,012 | $159,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 7,549 | $159,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 23,387 | $159,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 18,790 | $159,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 18,256 | $159,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 654 | $158,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 643 | $158,000 | thousands by filing date | call |
| XBIOTECH INC | 98400H102 | COM | 14,331 | $157,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 70,300 | $157,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 6,876 | $156,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 12,173 | $156,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 8,149 | $156,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 43,578 | $156,000 | thousands by filing date | call |
| RANDOLPH BANCORP INC | 752378109 | COM | 10,386 | $156,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 31,500 | $156,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,301 | $155,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 6,298 | $155,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 34,083 | $155,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 28,785 | $154,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 6,252 | $154,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 59,848 | $154,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 5,436 | $153,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 43,934 | $153,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 8,742 | $152,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 166,417 | $152,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 11,873 | $152,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 14,354 | $152,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 6,568 | $151,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 24,635 | $151,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 30,789 | $151,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 10,972 | $151,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 8,988 | $150,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 2,000 | $150,000 | thousands by filing date | call |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 70,200 | $150,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 7,407 | $150,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,155 | $149,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 289,402 | $149,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 6,457 | $149,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 408,597 | $149,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 13,191 | $148,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 16,859 | $148,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 89,214 | $148,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 175,000 | $148,000 | thousands by filing date | principal |
| Boston Scientific Corporation | 101137107 | COM | 3,842 | $147,000 | thousands by filing date | call |
| ESCALADE INC | 296056104 | COMMON STOCK | 13,385 | $147,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 17,993 | $147,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 14,566 | $145,000 | thousands by filing date | call |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 10,017 | $145,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 12,434 | $145,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 18,349 | $145,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 30,604 | $145,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 39,190 | $145,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M118 | *W EXP 10/23/202 | 178,466 | $145,000 | thousands by filing date | call |
| AMERISERV FINL INC | 03074A102 | COM | 36,156 | $144,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 13,462 | $144,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 20,810 | $144,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 9,875 | $143,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,015 | $142,000 | thousands by filing date | call |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 5,910 | $142,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 10,702 | $141,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 28,956 | $141,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 18,647 | $140,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 3,602 | $139,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 21,273 | $139,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 9,426 | $139,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 30,313 | $138,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 2,207 | $137,000 | thousands by filing date | put |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,162 | $137,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 15,830 | $137,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 38,229 | $137,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 48,100 | $137,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 132,597 | $137,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 4,918 | $136,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,478 | $135,000 | thousands by filing date | call |
| CYREN LTD | M26895108 | SHS | 62,500 | $135,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 12,658 | $134,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 686 | $134,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 19,327 | $134,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 11,232 | $134,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 70,900 | $133,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 16,853 | $133,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 23,115 | $133,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 7,300 | $133,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 135,000 | $132,000 | thousands by filing date | principal |
| American Express Company | 025816109 | COM | 1,199 | $131,000 | thousands by filing date | call |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,400 | $131,000 | thousands by filing date | put |
| ITERIS INC NEW | 46564T107 | COM | 32,128 | $131,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 17,362 | $131,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 53,802 | $131,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 6,187 | $130,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 11,718 | $130,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 15,000 | $130,000 | thousands by filing date | put |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 290,000 | $130,000 | thousands by filing date | call |
| MSB FINL CORP NEW | 55352L101 | COM | 7,247 | $129,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 38,704 | $128,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 9,954 | $127,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 18,433 | $127,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 500,992 | $127,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 437,454 | $127,000 | thousands by filing date | principal |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 12,966 | $126,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 20,948 | $126,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 5,367 | $124,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 10,000 | $124,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 10,138 | $124,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 6,143 | $123,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 211,900 | $123,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 7,503 | $122,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 1,351 | $122,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 4,732 | $122,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 28,322 | $121,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 6,647 | $121,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 777 | $120,000 | thousands by filing date | put |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 18,513 | $120,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 27,055 | $120,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 7,442 | $119,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 14,399 | $118,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 41,500 | $118,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,171 | $117,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 564 | $117,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 34,716 | $117,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 47,078 | $117,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 1,276 | $116,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 3,228 | $116,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 22,600 | $116,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 18,121 | $116,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 2,300 | $115,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 58,800 | $115,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 600 | $114,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 3,915 | $114,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 736 | $114,000 | thousands by filing date | call |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 47,500 | $114,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 19,800 | $114,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 20,071 | $114,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 41,000 | $114,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 1,001 | $113,000 | thousands by filing date | call |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 9,863 | $113,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 5,847 | $113,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 79,639 | $113,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 12,917 | $113,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 96 | $112,000 | thousands by filing date | call |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 14,991 | $112,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 9,453 | $112,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 24,001 | $112,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 48,600 | $112,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 21,316 | $111,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 114,632 | $110,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 136,225 | $110,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 200,000 | $110,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 2,333 | $109,000 | thousands by filing date | call |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,257 | $109,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 35,752 | $109,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 55,501 | $109,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 407 | $108,000 | thousands by filing date | call |
| ELECTROCORE INC | 28531P103 | COM | 15,652 | $108,000 | thousands by filing date | |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 400,000 | $108,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 871 | $107,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,275 | $107,000 | thousands by filing date | call |
| BLACKROCK INC CL A COM | 09247X101 | COM | 252 | $107,000 | thousands by filing date | put |
| BIGLARI HLDGS INC | 08986R408 | CMN | 147 | $107,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 235,810 | $107,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F208 | UNIT 09/30/2025 | 10,500 | $107,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,425 | $106,000 | thousands by filing date | call |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,821 | $106,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 952 | $106,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 13,647 | $106,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,665 | $105,000 | thousands by filing date | put |
| SUTRO BIOPHARMA INC | 869367102 | COM | 9,349 | $105,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E836 | DLY SEMICNDTR 3X | 16,000 | $105,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 13,409 | $105,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 5,469 | $104,000 | thousands by filing date | |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 400,000 | $104,000 | thousands by filing date | call |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 1,572 | $104,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 7,014 | $104,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 15,100 | $103,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 17,461 | $103,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 68,500 | $103,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,225 | $102,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 9,014 | $102,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 18,540 | $102,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 6,109 | $102,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 19,539 | $102,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 4,116 | $101,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,193 | $101,000 | thousands by filing date | put |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 2,019 | $101,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 39,190 | $101,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 118,900 | $101,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 9,198 | $101,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 18,619 | $101,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 820 | $100,000 | thousands by filing date | put |
| KOPIN CORP | 500600101 | COMMON STOCK | 76,003 | $100,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 8,650 | $100,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 42,377 | $100,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 24,889 | $100,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 24,038 | $100,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 2,140 | $99,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 500 | $99,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 689 | $99,000 | thousands by filing date | call |
| KEY TRONIC CORP | 493144109 | COM | 16,156 | $99,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 16,493 | $99,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 10,212 | $99,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 10,639 | $98,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,043 | $98,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 893 | $97,000 | thousands by filing date | put |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 16,141 | $97,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 48,300 | $97,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 45,900 | $97,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 383,499 | $97,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 633 | $96,000 | thousands by filing date | call |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 5,043 | $96,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 33,300 | $96,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 29,933 | $96,000 | thousands by filing date | |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 7,522 | $96,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,991 | $95,000 | thousands by filing date | call |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 8,650 | $95,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 12,700 | $95,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 4,223 | $94,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 18,097 | $94,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 2,843 | $93,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 8,076 | $93,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 8,220 | $93,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 751 | $92,000 | thousands by filing date | put |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 2,982 | $92,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 1,694 | $92,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 31,414 | $92,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,127 | $91,000 | thousands by filing date | call |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 11,018 | $91,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 24,286 | $91,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 15,097 | $91,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,878 | $90,000 | thousands by filing date | call |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 19,082 | $90,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 62,792 | $90,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 38,421 | $90,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 23,644 | $89,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 69,900 | $88,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,551 | $87,000 | thousands by filing date | put |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 15,060 | $87,000 | thousands by filing date | |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 33,400 | $87,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,042 | $86,000 | thousands by filing date | put |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 5,083 | $86,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 354,159 | $86,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 1,700 | $85,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 12,391 | $84,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 84,956 | $84,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 20,600 | $84,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 5,300 | $84,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 8,200 | $84,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 4,629 | $83,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 2,454 | $83,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 39,675 | $83,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 584 | $82,000 | thousands by filing date | put |
| CM FIN INC COM | 12574Q103 | COM | 11,166 | $82,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 21,406 | $82,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 11,166 | $82,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 6,800 | $82,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 72,761 | $82,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 46,318 | $81,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 22,000 | $81,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,009 | $80,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,750 | $80,000 | thousands by filing date | put |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 36,293 | $80,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 32,266 | $80,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 117,231 | $80,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 6,043 | $79,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 46,800 | $79,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 112,594 | $79,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 9,300 | $79,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 493 | $78,000 | thousands by filing date | call |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 6,161 | $78,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 2,422 | $78,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 12,291 | $78,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 23,500 | $78,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 6,257 | $78,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 83,126 | $78,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 58,914 | $78,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 1,450 | $77,000 | thousands by filing date | put |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 4,000 | $77,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 440 | $77,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 5,725 | $77,000 | thousands by filing date | put |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 24,721 | $77,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 75,700 | $77,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 7,700 | $77,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 14,485 | $77,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 7,362 | $77,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 8,800 | $77,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,760 | $76,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 739 | $76,000 | thousands by filing date | put |
| FIRST US BANCSHARES INC | 33744V103 | COM | 7,600 | $76,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 6,841 | $76,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 13,100 | $76,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 38,042 | $76,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 63,656 | $76,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 39,318 | $76,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 100,664 | $76,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 24,400 | $75,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 11,674 | $75,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 2,500 | $75,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 3,202 | $75,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 44,300 | $75,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 32,021 | $75,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 721 | $74,000 | thousands by filing date | call |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 72,200 | $74,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 3,300 | $74,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 25,136 | $74,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 5,700 | $74,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 386 | $73,000 | thousands by filing date | put |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 4,087 | $73,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 4,314 | $73,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 4,326 | $73,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 3,418 | $73,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 12,300 | $73,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 48,547 | $73,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 15,627 | $73,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 18,338 | $73,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 60,530 | $73,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 2,100 | $72,000 | thousands by filing date | call |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 29,768 | $72,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 4,225 | $72,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707114 | *W EXP 99/99/999 | 65,162 | $72,000 | thousands by filing date | call |
| iShares International Equity Factor ETF | 46434V274 | SHS | 2,700 | $71,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,939 | $71,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 23,536 | $71,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 214,900 | $71,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 1,871 | $71,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 562 | $70,000 | thousands by filing date | put |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 8,635 | $70,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 30,890 | $70,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 86,801 | $70,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 52,021 | $70,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 38,659 | $70,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 34,400 | $70,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 2,419 | $69,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 4,053 | $69,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 8,936 | $69,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 20,626 | $69,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,415 | $68,000 | thousands by filing date | call |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 3,898 | $68,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 35,576 | $68,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 123,681 | $68,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 28,028 | $68,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 5,100 | $68,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 19,000 | $68,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 10,794 | $68,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 9,250 | $68,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 669 | $67,000 | thousands by filing date | call |
| OCONEE FED FINL CORP | 675607105 | COM | 2,618 | $67,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 1,468 | $67,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,391 | $66,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 750 | $66,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 427 | $66,000 | thousands by filing date | call |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 9,247 | $66,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 20,018 | $66,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,551 | $65,000 | thousands by filing date | call |
| TFS FINL CORP | 87240R107 | COM | 4,038 | $65,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 22,899 | $65,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 13,252 | $65,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 372 | $65,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 272 | $64,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 1,550 | $64,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 1,000 | $64,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 2,997 | $64,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 56,066 | $64,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 71,600 | $64,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 214,360 | $64,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 331 | $63,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 1,000 | $63,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 4,653 | $63,000 | thousands by filing date | call |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 18,265 | $63,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 8,534 | $63,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 8,000 | $63,000 | thousands by filing date | |
| AVEDRO INC | 05355N109 | COM | 5,128 | $62,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 169,900 | $62,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 161 | $61,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,025 | $61,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 5,828 | $61,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 10,310 | $61,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 1,262 | $61,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 6,298 | $61,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 8,371 | $61,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 509 | $60,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 1,000 | $60,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-19-000072 | this filing | 2019-05-15 | acceptance time not in the bulk data set |