13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 5,135 holding rows worth $153,884,982,000.
- Accession
- 0000948046-18-000068
- Filer
- CIK 948046
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 20,336 entries on the cover page, a total value of $153,884,982,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $153,884,982,000 with VALUE read as thousands by filing date, 13F file number 028-10103. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAS CAR-MART INC | 03062T105 | COM | 8,037 | $403,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 22,454 | $403,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 188,714 | $402,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 14,100 | $401,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,874 | $400,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 98,090 | $400,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 17,963 | $399,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 36,706 | $399,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 46,809 | $399,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 20,653 | $398,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 71,585 | $398,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 179,134 | $396,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 10,239 | $395,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 17,742 | $395,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 55,735 | $395,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 7,326 | $394,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 11,538 | $393,000 | thousands by filing date | call |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 9,780 | $393,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 30,280 | $393,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 58,856 | $393,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 35,103 | $393,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,812 | $391,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 51,578 | $391,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 8,082 | $391,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 31,562 | $389,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 165,241 | $387,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 26,691 | $387,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 40,209 | $386,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 13,392 | $386,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 8,498 | $384,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 29,425 | $382,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 19,069 | $382,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 12,708 | $382,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 9,430 | $381,000 | thousands by filing date | put |
| ULTRALIFE CORP | 903899102 | COM | 38,159 | $381,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 12,518 | $381,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 25,084 | $380,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 14,386 | $380,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 10,935 | $379,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 13,187 | $378,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 40,054 | $378,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,000 | $377,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 20,039 | $377,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 27,617 | $377,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 103,484 | $376,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,600 | $375,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 23,680 | $375,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 105,655 | $374,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 31,392 | $374,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 220,347 | $374,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 32,558 | $374,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 2,976 | $373,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 180,213 | $373,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,093 | $372,000 | thousands by filing date | call |
| SURGERY PARTNERS INC | 86881A100 | COM | 21,761 | $372,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 12,253 | $372,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 22,652 | $371,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 14,400 | $370,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 31,454 | $369,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 31,829 | $369,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 320,732 | $368,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 113,798 | $368,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 59,197 | $367,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 27,008 | $366,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 50,310 | $366,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 67,572 | $365,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 112,451 | $365,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,600 | $364,000 | thousands by filing date | put |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 5,636 | $364,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 49,715 | $364,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 40,609 | $363,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 13,730 | $363,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 12,571 | $362,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 219,734 | $361,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 65,475 | $359,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 13,961 | $359,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 23,711 | $358,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 13,552 | $358,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 6,164 | $357,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 32,665 | $357,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 292,931 | $357,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 43,486 | $356,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 16,018 | $352,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 12,634 | $352,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 19,894 | $352,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 149,244 | $352,000 | thousands by filing date | call |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 50,355 | $352,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 22,807 | $350,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 7,711 | $350,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 30,039 | $349,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 67,571 | $349,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 28,816 | $348,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 59,151 | $348,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 58,180 | $348,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 73,205 | $348,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 19,256 | $347,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 31,530 | $346,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 27,882 | $346,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 17,539 | $345,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 107,715 | $345,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 13,910 | $344,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 29,149 | $342,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 123,896 | $340,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,519 | $339,000 | thousands by filing date | put |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 27,599 | $337,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 13,667 | $337,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 20,252 | $336,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 32,742 | $336,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 80,186 | $336,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 153,007 | $336,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 106,601 | $336,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 7,766 | $334,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 20,000 | $332,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 87,737 | $332,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 99,189 | $332,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 38,448 | $332,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 24,622 | $332,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 22,281 | $331,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 36,200 | $331,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 7,065 | $327,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 19,368 | $325,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 8,272 | $325,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 17,574 | $325,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 31,696 | $323,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 30,439 | $323,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 375,074 | $323,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 21,500 | $323,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 15,133 | $322,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 53,123 | $322,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 46,460 | $321,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 166,207 | $320,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 46,967 | $320,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 38,969 | $320,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 28,112 | $320,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,254 | $317,000 | thousands by filing date | call |
| DOWDUPONT INC | 26078J100 | COM | 4,969 | $316,000 | thousands by filing date | call |
| VOC ENERGY TR | 91829B103 | TR UNIT | 77,800 | $316,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,877 | $315,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 93,016 | $315,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 54,407 | $315,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 8,692 | $315,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 23,325 | $314,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 17,543 | $314,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 60,773 | $312,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 5,009 | $311,000 | thousands by filing date | call |
| LIMONEIRA CO | 532746104 | COM | 13,152 | $311,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 18,728 | $309,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 317,451 | $309,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,297 | $308,000 | thousands by filing date | put |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 7,604 | $308,000 | thousands by filing date | put |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 32,586 | $308,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 53,313 | $307,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 7,850 | $305,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 27,730 | $305,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 56,288 | $305,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 37,210 | $305,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 12,251 | $304,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 22,623 | $303,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,887 | $302,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 37,682 | $301,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 4,344 | $300,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 16,951 | $300,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 16,039 | $300,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 296,000 | $299,000 | thousands by filing date | principal |
| ARQ INC | 00770C101 | COM | 26,154 | $298,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 150,518 | $298,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 12,612 | $297,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 140,555 | $297,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 19,704 | $296,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,295 | $295,000 | thousands by filing date | put |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 13,818 | $295,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 161,368 | $295,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,369 | $294,000 | thousands by filing date | put |
| REIS INC | 75936P105 | COM | 13,789 | $293,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 33,500 | $293,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 207,059 | $293,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 40,582 | $292,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 58,237 | $291,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,438 | $290,000 | thousands by filing date | put |
| AUDIOCODES LTD | M15342104 | ORD | 40,586 | $290,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 109,611 | $290,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 8,209 | $289,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 32,867 | $289,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 22,033 | $287,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 157,385 | $287,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 50,879 | $287,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 23,010 | $286,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,515 | $285,000 | thousands by filing date | call |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 62,105 | $284,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 20,232 | $283,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 16,080 | $282,000 | thousands by filing date | put |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 26,036 | $282,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 26,496 | $282,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 92,550 | $282,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,579 | $281,000 | thousands by filing date | call |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 28,196 | $281,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,036 | $280,000 | thousands by filing date | put |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 268,000 | $278,000 | thousands by filing date | principal |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 4,500 | $276,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 150,927 | $276,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 24,949 | $275,000 | thousands by filing date | put |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 29,221 | $275,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 13,414 | $275,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,210 | $274,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 47,338 | $274,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 14,230 | $273,000 | thousands by filing date | |
| Armo Biosciences Inc | 04225U104 | COM | 7,323 | $273,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 11,748 | $272,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 15,163 | $271,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 25,827 | $271,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 18,662 | $270,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,005 | $269,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 6,719 | $269,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 38,682 | $269,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 17,725 | $269,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 51,941 | $269,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 324,654 | $269,000 | thousands by filing date | call |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 11,188 | $267,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 35,145 | $266,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,225 | $265,000 | thousands by filing date | call |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 27,853 | $265,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 28,275 | $265,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 62,095 | $264,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,088 | $263,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 9,113 | $263,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 58,695 | $263,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 44,676 | $262,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 11,854 | $261,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 9,549 | $259,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 32,159 | $259,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 10,404 | $259,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 253,000 | $259,000 | thousands by filing date | principal |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 96,060 | $258,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 86,125 | $258,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 218,097 | $258,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 28,536 | $258,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 32,365 | $257,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 10,197 | $257,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,108 | $255,000 | thousands by filing date | call |
| MENLO THERAPEUTICS INC | 586858102 | COM | 6,820 | $255,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 29,791 | $254,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 41,154 | $254,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 12,419 | $254,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 120,703 | $254,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 2,657 | $254,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 69,673 | $253,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,929 | $252,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 15,928 | $251,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 23,532 | $251,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,972 | $250,000 | thousands by filing date | call |
| TRAVELZOO | 89421Q205 | CMN | 34,397 | $250,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 18,601 | $250,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 40,321 | $250,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 306,000 | $250,000 | thousands by filing date | principal |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 250,000 | $249,000 | thousands by filing date | principal |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 120,074 | $249,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 238,445 | $249,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 12,182 | $248,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 8,554 | $247,000 | thousands by filing date | put |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 19,733 | $247,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LD CO | 210226AB2 | NOTE 4.500% 3/1 | 232,000 | $247,000 | thousands by filing date | principal |
| MARINE PRODS CORP | 568427108 | cs | 17,701 | $246,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 46,813 | $245,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 9,369 | $244,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 36,270 | $243,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 260,000 | $242,000 | thousands by filing date | principal |
| NEOPHOTONICS CORP | 64051T100 | COM | 35,396 | $242,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 14,899 | $241,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 9,166 | $239,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 38,475 | $239,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 172,000 | $239,000 | thousands by filing date | principal |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 28,072 | $238,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 16,616 | $238,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 108,864 | $238,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 56,554 | $237,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 27,600 | $237,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 81,879 | $237,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 181,000 | $237,000 | thousands by filing date | principal |
| JUPAI HLDGS LTD | 48205B107 | ADS | 11,600 | $236,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 5,235 | $235,000 | thousands by filing date | call |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 4,840 | $235,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 19,399 | $235,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 39,900 | $234,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 852 | $233,000 | thousands by filing date | call |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 6,868 | $233,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,494 | $232,000 | thousands by filing date | call |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 8,700 | $232,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 4,960 | $232,000 | thousands by filing date | call |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 33,408 | $232,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 39,364 | $232,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,400 | $231,000 | thousands by filing date | call |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 20,361 | $231,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,457 | $230,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 6,188 | $230,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 6,877 | $229,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 81,025 | $229,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 2,900 | $228,000 | thousands by filing date | put |
| RESONANT INC | 76118L102 | COM | 71,678 | $228,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 21,100 | $227,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 8,688 | $227,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 50,186 | $227,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 27,057 | $227,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 354,554 | $226,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 15,998 | $225,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 25,720 | $224,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 18,989 | $224,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 222,000 | $223,000 | thousands by filing date | principal |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 29,735 | $222,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 15,000 | $222,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 3,143 | $221,000 | thousands by filing date | call |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 10,673 | $221,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 7,657 | $221,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 26,649 | $220,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,814 | $219,000 | thousands by filing date | call |
| GRAHAM CORP | 384556106 | COM | 10,300 | $219,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 134,500 | $219,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 11,712 | $219,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 16,783 | $218,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 55,413 | $218,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 18,119 | $218,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848125 | *W EXP 10/23/202 | 175,000 | $218,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 3,148 | $217,000 | thousands by filing date | put |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 27,728 | $217,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 47,295 | $217,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 33,350 | $216,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,057 | $215,000 | thousands by filing date | call |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 8,234 | $215,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 91,204 | $215,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 7,240 | $214,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 13,540 | $214,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 45,820 | $213,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 11,773 | $213,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 13,700 | $212,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 4,233 | $212,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 14,602 | $212,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 58,024 | $212,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 7,217 | $211,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 16,302 | $211,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 203 | $210,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 66,561 | $210,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 76,397 | $210,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 27,176 | $209,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 32,778 | $209,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 6,000 | $208,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 4,394 | $208,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 67,071 | $208,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 19,366 | $208,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 40,582 | $208,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 20,401 | $208,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 7,556 | $207,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 192,043 | $207,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 20,399 | $206,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 5,673 | $206,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 28,938 | $205,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 106,315 | $205,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 175,000 | $205,000 | thousands by filing date | principal |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 65,488 | $204,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,083 | $203,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 2,150 | $203,000 | thousands by filing date | call |
| ASCENT INDUSTRIES CO | 871565107 | COM | 13,943 | $203,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 34,933 | $203,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 19,664 | $202,000 | thousands by filing date | |
| TIGENIX | 88675R109 | SPONSORED ADS | 4,700 | $202,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 9,875 | $201,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 148,373 | $201,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 13,294 | $200,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,250 | $200,000 | thousands by filing date | call |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 10,752 | $200,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 30,939 | $199,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 60,533 | $199,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 56,662 | $198,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,216 | $197,000 | thousands by filing date | put |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 40,470 | $197,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 3,956 | $197,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $195,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 29,247 | $195,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 11,332 | $195,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 16,443 | $194,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,888 | $193,000 | thousands by filing date | put |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 10,337 | $193,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 25,780 | $193,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 148,903 | $193,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 803 | $192,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 146,577 | $192,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 39,300 | $192,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 23,300 | $192,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 14,275 | $192,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 78,723 | $192,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 42,881 | $192,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 4,399 | $191,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 16,248 | $191,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 20,983 | $191,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 7,092 | $191,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 18,998 | $190,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 1,972 | $189,000 | thousands by filing date | put |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 18,410 | $188,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 5,896 | $187,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 18,104 | $186,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 249,000 | $186,000 | thousands by filing date | principal |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 11,818 | $185,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 38,321 | $185,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 719,900 | $184,000 | thousands by filing date | principal |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 102,362 | $184,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 10,400 | $183,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 17,823 | $183,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 135,062 | $183,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 29,180 | $182,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 11,032 | $182,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 115,091 | $181,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 21,905 | $181,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 10,479 | $180,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 10,600 | $180,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 45,621 | $180,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 12,243 | $179,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 378,706 | $179,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807108 | COM | 879 | $178,000 | thousands by filing date | put |
| PRO DEX INC | 74265M205 | COMMON STOCK | 26,024 | $178,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 14,897 | $178,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 9,930 | $178,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 85 | $176,000 | thousands by filing date | put |
| TIPTREE INC | 88822Q103 | COM | 28,002 | $176,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 5,463 | $176,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 15,827 | $176,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y114 | W EXP 02/02/202 | 198,800 | $176,000 | thousands by filing date | call |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 8,332 | $175,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 352,041 | $175,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,191 | $174,000 | thousands by filing date | call |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 8,728 | $174,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 8,764 | $173,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 27,801 | $173,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 5,051 | $173,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 26,836 | $172,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 11,480 | $172,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 8,300 | $171,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,946 | $170,000 | thousands by filing date | put |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 3,458 | $170,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 8,162 | $170,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 42,548 | $170,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 10,032 | $170,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 42,638 | $170,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 3,245 | $169,000 | thousands by filing date | call |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 5,819 | $169,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 23,217 | $169,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 131,566 | $169,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 25,000 | $168,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 7,864 | $168,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 20,611 | $168,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 53,643 | $167,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 29,434 | $167,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 60,595 | $167,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 4,121 | $166,000 | thousands by filing date | call |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 74,090 | $166,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 10,404 | $166,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 23,077 | $166,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 4,500 | $166,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 27,635 | $166,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 150,320 | $165,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 4,054 | $164,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,311 | $164,000 | thousands by filing date | call |
| AVID TECHNOLOGY INC | 05367P100 | COM | 36,442 | $164,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 3,893 | $163,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 4,293 | $162,000 | thousands by filing date | call |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 127,945 | $162,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 24,919 | $162,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 12,586 | $161,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 12,400 | $161,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 49,883 | $161,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 30,066 | $161,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 12,765 | $161,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,732 | $159,000 | thousands by filing date | call |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 11,825 | $159,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 15,200 | $159,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 22,082 | $158,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 482 | $157,000 | thousands by filing date | call |
| YANGTZE RIV PORT AND LGSTC L | 98475Y105 | COM | 38,566 | $157,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 19,906 | $156,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 40,456 | $155,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 8,203 | $155,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 3,990 | $155,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 150 | $154,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,896 | $154,000 | thousands by filing date | call |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 15,217 | $154,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 7,667 | $154,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 8,212 | $154,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 20,714 | $154,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 13,255 | $152,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 1,771 | $152,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 32,583 | $152,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 14,447 | $152,000 | thousands by filing date | |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 83,150 | $152,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 43,586 | $151,000 | thousands by filing date | call |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 7,191 | $151,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 1,308 | $150,000 | thousands by filing date | call |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 40,423 | $150,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,301 | $149,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 4,038 | $149,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 146,882 | $149,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 15,507 | $149,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 2,000 | $148,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 1,965 | $147,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000068 | this filing | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000144 | superseded | 2019-10-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000160 | base | 2019-10-23 | acceptance time not in the bulk data set |