13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 5,135 holding rows worth $153,884,982,000.
- Accession
- 0000948046-18-000068
- Filer
- CIK 948046
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 20,336 entries on the cover page, a total value of $153,884,982,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $153,884,982,000 with VALUE read as thousands by filing date, 13F file number 028-10103. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 2,081 | $35,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 1,234 | $35,000 | thousands by filing date | call |
| HARRIS CORP INC | 413875105 | COM | 220 | $35,000 | thousands by filing date | call |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 2,354 | $35,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 225 | $34,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 935 | $34,000 | thousands by filing date | call |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 1,701 | $34,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 23,311 | $34,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 790 | $34,000 | thousands by filing date | call |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 100,000 | $34,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 168 | $33,000 | thousands by filing date | put |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 1,770 | $33,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,842 | $33,000 | thousands by filing date | put |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,650 | $33,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 100 | $32,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 148 | $32,000 | thousands by filing date | call |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 2,176 | $32,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 7,974 | $32,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 1,616 | $32,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 9,695 | $32,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 2,000 | $31,000 | thousands by filing date | call |
| SPAR GROUP INC | 784933103 | COM | 22,148 | $31,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 39,273 | $31,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $30,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $30,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 2,329 | $30,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 831 | $30,000 | thousands by filing date | call |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 5,502 | $30,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 750 | $30,000 | thousands by filing date | call |
| MITCHAM INDS INC COM | 606501104 | COM | 9,400 | $30,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 2,793 | $30,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 1,623 | $30,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 6,012 | $30,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 368 | $29,000 | thousands by filing date | call |
| MATADOR RES CO COM | 576485205 | Stock | 1,000 | $29,000 | thousands by filing date | call |
| BXP INC COM | 101121101 | REIT | 242 | $29,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 126 | $29,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 2,000 | $29,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 1,856 | $29,000 | thousands by filing date | call |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 21,763 | $29,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 13,436 | $29,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 10,029 | $29,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 6,134 | $29,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 5,328 | $29,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 456 | $28,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 597 | $28,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 379 | $28,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 950 | $28,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 693 | $28,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 930 | $28,000 | thousands by filing date | put |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,200 | $28,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,580 | $28,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 2,400 | $28,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 500 | $28,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 15,821 | $28,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 10,410 | $28,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 45,894 | $28,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 9,347 | $28,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 25,000 | $28,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 350 | $27,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 2,000 | $27,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 377 | $27,000 | thousands by filing date | call |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,962 | $27,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,000 | $27,000 | thousands by filing date | call |
| GOLDCORP INC NEW | 380956409 | COM | 2,000 | $27,000 | thousands by filing date | call |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,256 | $27,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,852 | $26,000 | thousands by filing date | call |
| CHEMOURS CO COM | 163851108 | Stock | 544 | $26,000 | thousands by filing date | call |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 520 | $26,000 | thousands by filing date | put |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 15,400 | $26,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 15,962 | $26,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 174 | $25,000 | thousands by filing date | call |
| OKTAINCCLASSA | 679295105 | STOK | 647 | $25,000 | thousands by filing date | call |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 183 | $25,000 | thousands by filing date | call |
| CUBESMART COM | 229663109 | REIT | 900 | $25,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 500 | $25,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 850 | $25,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 115 | $24,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 553 | $24,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 966 | $24,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 368 | $24,000 | thousands by filing date | call |
| YUM BRANDS INC COM | 988498101 | Stock | 282 | $24,000 | thousands by filing date | call |
| EMERSON RADIO CORP | 291087203 | COM NEW | 16,769 | $24,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 41,323 | $24,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,250 | $24,000 | thousands by filing date | put |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 18,701 | $24,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 7,072 | $24,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 21,577 | $24,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 3,924 | $24,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 258 | $23,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 742 | $23,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 286 | $23,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 459 | $23,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J108 | SHS | 141 | $23,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 351 | $23,000 | thousands by filing date | call |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 2,045 | $23,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 1,700 | $23,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 4,525 | $23,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 8,200 | $23,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 4,886 | $23,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 500 | $22,000 | thousands by filing date | put |
| ALCOA CORP COM | 013872106 | Stock | 514 | $22,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 750 | $22,000 | thousands by filing date | put |
| Xunlei Ltd-Adr | 98419E108 | COM | 2,245 | $22,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 2,276 | $22,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 757 | $21,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 450 | $21,000 | thousands by filing date | call |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 330 | $21,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 2,200 | $21,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,726 | $21,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 842 | $21,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 15,121 | $21,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 400 | $20,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 500 | $20,000 | thousands by filing date | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 452 | $20,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 169 | $20,000 | thousands by filing date | put |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,500 | $20,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,250 | $20,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 122 | $20,000 | thousands by filing date | call |
| IMMUCELL CORP | 452525306 | COM PAR | 2,901 | $20,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 1,100 | $20,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 587 | $20,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 6,382 | $20,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 10,200 | $20,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 634 | $20,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 580 | $19,000 | thousands by filing date | call |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 707 | $19,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 87 | $19,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 500 | $19,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 84,630 | $19,000 | thousands by filing date | principal |
| BRF SA | 10552T107 | SPONSORED ADR | 2,890 | $19,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,512 | $19,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 114 | $19,000 | thousands by filing date | call |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 3,255 | $19,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 5,933 | $19,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 8,100 | $19,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,000 | $19,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 13,900 | $19,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 203 | $18,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 695 | $18,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 117 | $18,000 | thousands by filing date | call |
| MONGODB INC CL A | 60937P106 | Stock | 432 | $18,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 518 | $18,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 295 | $18,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 5,000 | $18,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 1,011 | $18,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 673 | $18,000 | thousands by filing date | put |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,000 | $18,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,700 | $18,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 3,000 | $18,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 878 | $18,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 3,000 | $18,000 | thousands by filing date | call |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 4,061 | $18,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 8,620 | $18,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 68 | $17,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 1,048 | $17,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 320 | $17,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 500 | $17,000 | thousands by filing date | call |
| National Holdings Corporation | 636375206 | COM NEW | 3,787 | $17,000 | thousands by filing date | |
| IPIC ENTMT INC | 46263D106 | COM CL A | 1,500 | $17,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 14,131 | $17,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 298 | $16,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 425 | $16,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 485 | $16,000 | thousands by filing date | call |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 159 | $16,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 150 | $16,000 | thousands by filing date | put |
| OUTFRONT MEDIA INC | 69007J106 | COM | 884 | $16,000 | thousands by filing date | put |
| OUTFRONT MEDIA INC | 69007J106 | COM | 884 | $16,000 | thousands by filing date | call |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 6,328 | $16,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 419 | $16,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 1,399 | $16,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 4,196 | $16,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 169 | $15,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 667 | $15,000 | thousands by filing date | call |
| CARGURUS INC COM CL A | 141788109 | Stock | 424 | $15,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 970 | $15,000 | thousands by filing date | call |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,292 | $15,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 687 | $15,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,900 | $15,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 259 | $15,000 | thousands by filing date | call |
| United Bancshares | 909458101 | COM | 700 | $15,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 2,717 | $15,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 468 | $15,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 2,000 | $15,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 7,422 | $15,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 12,099 | $15,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 3,564 | $14,000 | thousands by filing date | put |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 600 | $14,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 877 | $14,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 9,500 | $14,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 11,208 | $14,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 1,092 | $14,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 250 | $13,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 53 | $13,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 417 | $13,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 820 | $13,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,487 | $13,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 261 | $13,000 | thousands by filing date | put |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 2,712 | $13,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 131 | $12,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 119 | $12,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 132 | $12,000 | thousands by filing date | call |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 379 | $12,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 178 | $12,000 | thousands by filing date | call |
| INNODATA INC | 457642205 | COM NEW | 10,586 | $12,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,602 | $12,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 631 | $12,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 397 | $12,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 410 | $12,000 | thousands by filing date | put |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 2,300 | $12,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 722 | $12,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 800 | $12,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 75 | $11,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 118 | $11,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 192 | $11,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 385 | $11,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 103 | $11,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 146 | $11,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 170 | $11,000 | thousands by filing date | put |
| RH | 74967X103 | COM | 123 | $11,000 | thousands by filing date | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 435 | $11,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 302 | $11,000 | thousands by filing date | put |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 4,056 | $11,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 4,900 | $11,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 50 | $11,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 3,702 | $11,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 13,497 | $11,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 242 | $11,000 | thousands by filing date | call |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 5,800 | $11,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 882 | $11,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 2,620 | $11,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H304 | COM PAR | 13,301 | $11,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 63 | $10,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 112 | $10,000 | thousands by filing date | call |
| Intuit Inc. | 461202103 | COM | 61 | $10,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 65 | $10,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 201 | $10,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 577 | $10,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 340 | $10,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 159 | $10,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 495 | $10,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 261 | $10,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 46 | $10,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 442 | $10,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 273 | $10,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 809 | $10,000 | thousands by filing date | call |
| KKR & CO LP | 48248M102 | COMMON STOCK | 524 | $10,000 | thousands by filing date | put |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 7,483 | $10,000 | thousands by filing date | |
| LINIU TECHNOLOGY GROUP | G54971208 | SNC | 7,051 | $10,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 3,700 | $10,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 4,804 | $10,000 | thousands by filing date | |
| VALERITAS HLDGS INC | 91914N202 | COM NEW | 4,009 | $10,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 181 | $9,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 355 | $9,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 151 | $9,000 | thousands by filing date | call |
| PPG INDS INC COM | 693506107 | Stock | 87 | $9,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 400 | $9,000 | thousands by filing date | put |
| UR-ENERGY INC | 91688R108 | COM | 15,000 | $9,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 400 | $9,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 2,143 | $9,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 1,585 | $9,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 4,296 | $9,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 1,962 | $9,000 | thousands by filing date | |
| FUWEI FILMS HLDGS CO LTD | G3704F110 | SHS NEW | 3,100 | $9,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 13,464 | $9,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 343 | $8,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 477 | $8,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 253 | $8,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 120 | $8,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 23 | $8,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 40 | $8,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 527 | $8,000 | thousands by filing date | call |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 4,104 | $8,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 898 | $8,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 100 | $8,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 150 | $8,000 | thousands by filing date | call |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 21,444 | $8,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 4,100 | $8,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 4,152 | $8,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 1,200 | $8,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 2,326 | $8,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 40 | $7,000 | thousands by filing date | call |
| MVC CAPITAL INC | 553829102 | COM | 780 | $7,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 466 | $7,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 1,000 | $7,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 4,985 | $7,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 5,506 | $7,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 332 | $7,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 101,051 | $7,000 | thousands by filing date | principal |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 5,778 | $7,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 3,601 | $7,000 | thousands by filing date | |
| CGG | 12531Q204 | SPON ADR NEW | 3,150 | $7,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 2,078 | $7,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 100 | $6,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 112 | $6,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 281 | $6,000 | thousands by filing date | put |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 192 | $6,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 174 | $6,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 625 | $6,000 | thousands by filing date | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $6,000 | thousands by filing date | call |
| BANDWIDTH INC | 05988J103 | COM CL A | 200 | $6,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 60 | $6,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 67 | $6,000 | thousands by filing date | put |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 300 | $6,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 250 | $6,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 122 | $6,000 | thousands by filing date | call |
| ELECTROMED INC | 285409108 | COMMON STOCK | 1,199 | $6,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,461 | $6,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 200 | $6,000 | thousands by filing date | call |
| Link Motion Inc | 53577L105 | COM | 3,872 | $6,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 5,164 | $6,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 5,300 | $6,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 225 | $6,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100 | $5,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 81 | $5,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 36 | $5,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 78 | $5,000 | thousands by filing date | put |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 22,000 | $5,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 925 | $5,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 153 | $5,000 | thousands by filing date | call |
| GABELLI UTIL TR | 36240A101 | COM | 866 | $5,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 101 | $5,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 5,003 | $5,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 1,862 | $5,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 1,506 | $5,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 3,200 | $5,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 4,901 | $5,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015206 | COM NEW | 2,372 | $5,000 | thousands by filing date | |
| ABLYNX NV | 00372Y105 | SPONSORED ADR | 100 | $5,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 486 | $5,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 1,700 | $5,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 22 | $4,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 44 | $4,000 | thousands by filing date | call |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 200 | $4,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 169 | $4,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 65 | $4,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 63 | $4,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 58 | $4,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 966 | $4,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 250 | $4,000 | thousands by filing date | call |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 285 | $4,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,400 | $4,000 | thousands by filing date | call |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 495 | $4,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 250 | $4,000 | thousands by filing date | call |
| Apollo Global Management | 037612306 | COM | 140 | $4,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 1,416 | $4,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,050 | $4,000 | thousands by filing date | call |
| WVS FINL CORP | 929358109 | COM | 300 | $4,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 1,854 | $4,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 14,920 | $4,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 2,127 | $4,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 4,000 | $4,000 | thousands by filing date | principal |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 1,366 | $4,000 | thousands by filing date | |
| MICRON SOLUTIONS INC | 59511X105 | COM | 1,200 | $4,000 | thousands by filing date | |
| IZEA INC | 46603N301 | COM | 1,300 | $4,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 1,102 | $4,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 47 | $3,000 | thousands by filing date | call |
| AMERICANRLTYINVSINC | 029174109 | STOK | 170 | $3,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 300 | $3,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 39 | $3,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 77 | $3,000 | thousands by filing date | put |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 74 | $3,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 1,724 | $3,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 75 | $3,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 1,001 | $3,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 132 | $3,000 | thousands by filing date | call |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 316 | $3,000 | thousands by filing date | call |
| BT GROUP-ADR | 05577E101 | ADR | 200 | $3,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 500 | $3,000 | thousands by filing date | call |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 15,200 | $3,000 | thousands by filing date | principal |
| SANOFI | 80105N113 | COMMON STOCK-FO | 8,250 | $3,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 70 | $3,000 | thousands by filing date | call |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 500 | $3,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 600 | $3,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 1,900 | $3,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,333 | $3,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 2,400 | $3,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 2,700 | $3,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 30 | $2,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 4,543 | $2,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 675 | $2,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 800 | $2,000 | thousands by filing date | call |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 136 | $2,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 1,000 | $2,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 100 | $2,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 496 | $2,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 13,906 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 50 | $2,000 | thousands by filing date | put |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 12,736 | $2,000 | thousands by filing date | principal |
| ORIENT PAPER INC | 68619F205 | COM NEW | 2,268 | $2,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 100 | $2,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 2,112 | $2,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 1,189 | $2,000 | thousands by filing date | call |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 123 | $2,000 | thousands by filing date | |
| LONG BLOCKCHAIN CORP | 542614102 | COM | 900 | $2,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 220 | $2,000 | thousands by filing date | |
| GNC Holdings | 36191GAB3 | CONV BOND | 3,000 | $2,000 | thousands by filing date | principal |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 700 | $2,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13 | $1,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 17 | $1,000 | thousands by filing date | put |
| DILLARDS INC CL A | 254067101 | Stock | 17 | $1,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 7 | $1,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 81 | $1,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 390 | $1,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 95 | $1,000 | thousands by filing date | call |
| LCI INDS | 50189K103 | COM | 18 | $1,000 | thousands by filing date | call |
| SASOL LTD | 803866300 | SPONSORED ADR | 48 | $1,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 55 | $1,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 101 | $1,000 | thousands by filing date | call |
| RESEARCH FRONTIERS INC | 760911107 | COM | 1,400 | $1,000 | thousands by filing date | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 300 | $1,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 400 | $1,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 101 | $1,000 | thousands by filing date | |
| SEMILEDS CORP | 816645204 | COM NEW | 511 | $1,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,029 | $1,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 371 | $1,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 100 | $1,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 1,164 | $1,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 96 | $1,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 795 | $1,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 25 | $1,000 | thousands by filing date | call |
| IKONICS CORP | 45172K102 | COM | 200 | $1,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 200 | $1,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 100 | $1,000 | thousands by filing date | |
| SHARING ECONOMY INTL INC | 819534108 | COM | 605 | $1,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 1,106 | $1,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 300 | $1,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 3,400 | $1,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y800 | COM | 1,056 | $1,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 900 | $1,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678301 | COM PAR | 401 | $1,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Applied Materials,Inc. | 038222105 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNIQURE NV | N90064101 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 301 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAMBUS INC DEL COM | 750917106 | Stock | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 40 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 334 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 22 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINNEBAGO INDS INC | 974637100 | COM | 23 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FULGENT GENETICS INC | 359664109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 169 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED ROCK RESORTS INC | 75700L108 | CL A | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEALTHGAS INC | Y81669106 | COM | 201 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAXART INC NEW | 92243A200 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESTINATION XL GROUP INC | 25065K104 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 100 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINCE HLDG CORP | 92719W207 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 100 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911108 | COMMON STOCK | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 420 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARVER BANCORP ORD | 146875604 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OFFICE DEPOT INC | 676220106 | COM | 72 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CATASYS INC | 149049504 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARONE INC | 18506U104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA METALS INC | 82639W106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 1 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000068 | this filing | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000144 | superseded | 2019-10-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000160 | base | 2019-10-23 | acceptance time not in the bulk data set |