13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 5,135 holding rows worth $153,884,982,000.
- Accession
- 0000948046-18-000068
- Filer
- CIK 948046
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 20,336 entries on the cover page, a total value of $153,884,982,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $153,884,982,000 with VALUE read as thousands by filing date, 13F file number 028-10103. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENOMIC HEALTH, INC. | 37244C101 | COM | 29,697 | $928,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 33,880 | $927,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 10,316 | $926,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 183,048 | $923,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 21,825 | $921,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 508,106 | $919,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 12,200 | $918,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 236,974 | $916,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 24,702 | $915,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 7,864 | $914,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 17,831 | $913,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 64,789 | $913,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 28,679 | $912,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 103,742 | $911,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 30,020 | $911,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 178,832 | $910,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 66,982 | $907,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 33,300 | $905,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 185,131 | $905,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 18,302 | $901,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 24,948 | $901,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 27,012 | $898,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 17,127 | $896,000 | thousands by filing date | call |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 15,896 | $896,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 12,133 | $894,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 28,406 | $894,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 161,948 | $894,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 91,447 | $889,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 80,679 | $887,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 16,000 | $886,000 | thousands by filing date | call |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 85,600 | $885,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,275 | $870,000 | thousands by filing date | call |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 23,759 | $868,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 45,650 | $868,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 14,350 | $867,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 105,745 | $866,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 93,411 | $865,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 36,378 | $865,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 65,332 | $865,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 230,957 | $864,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 141,118 | $864,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 59,200 | $864,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 84,443 | $863,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 54,840 | $863,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 18,854 | $860,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 62,903 | $860,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 201,617 | $859,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 23,761 | $859,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 34,360 | $858,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 30,541 | $858,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 128,867 | $856,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 89,057 | $856,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 780,000 | $853,000 | thousands by filing date | principal |
| Lifetime Brands Inc | 53222Q103 | COM | 68,937 | $852,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 52,650 | $851,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 50,561 | $850,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 37,155 | $848,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 29,719 | $845,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 83,412 | $843,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 20,388 | $843,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 83,986 | $842,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 72,361 | $841,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 29,306 | $830,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 31,901 | $830,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 800 | $829,000 | thousands by filing date | call |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 36,199 | $828,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 61,932 | $828,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,203,085 | $827,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 16,212 | $824,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 59,937 | $823,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 51,062 | $823,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 42,598 | $822,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 15,587 | $817,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 163,071 | $813,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 847,000 | $813,000 | thousands by filing date | principal |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 21,055 | $808,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 17,937 | $807,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 37,916 | $805,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 57,274 | $803,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 23,487 | $803,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 411,051 | $801,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 22,447 | $800,000 | thousands by filing date | call |
| CYTOKINETICS INC | 23282W605 | COM NEW | 111,457 | $800,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 56,252 | $797,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 20,379 | $797,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 29,612 | $796,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 187,523 | $796,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 35,909 | $796,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 725,000 | $795,000 | thousands by filing date | principal |
| Schlumberger Limited | 806857108 | COM | 12,250 | $793,000 | thousands by filing date | put |
| R1 RCM INC | 749397105 | COM | 111,390 | $793,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 21,088 | $791,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 45,956 | $789,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 77,191 | $788,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 180,600 | $788,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 39,944 | $788,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 700,000 | $788,000 | thousands by filing date | principal |
| HUDSON LTD | G46408103 | COM CL A | 49,384 | $785,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 48,321 | $783,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 50,784 | $781,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 49,610 | $780,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,379 | $779,000 | thousands by filing date | put |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 23,402 | $779,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 26,703 | $778,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 94,030 | $778,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 79,600 | $778,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 47,118 | $777,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 38,832 | $777,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 197,127 | $777,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 88,899 | $776,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 23,203 | $776,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 67,805 | $774,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 67,095 | $773,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 25,962 | $772,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 30,726 | $771,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 59,837 | $771,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 27,609 | $771,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 60,982 | $766,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 767,000 | $765,000 | thousands by filing date | principal |
| Radcom Ltd | M81865111 | COM | 41,600 | $763,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 252,000 | $759,000 | thousands by filing date | call |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 44,972 | $758,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 30,454 | $755,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 30,957 | $752,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 67,230 | $752,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 31,342 | $750,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 24,008 | $749,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 24,931 | $748,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 12,614 | $748,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,068 | $746,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 235,740 | $745,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 158,635 | $745,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 162,637 | $743,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 62,158 | $743,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 170,997 | $743,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 31,055 | $742,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 72,640 | $736,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 132,030 | $734,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 30,211 | $728,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 25,965 | $728,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 177,997 | $726,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 77,688 | $723,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 21,711 | $722,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 499 | $721,000 | thousands by filing date | call |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 104,012 | $721,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 42,942 | $720,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 70,415 | $719,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 747,000 | $719,000 | thousands by filing date | principal |
| MARINEMAX INC | 567908108 | COM | 36,989 | $718,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 229,019 | $716,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 695,000 | $715,000 | thousands by filing date | principal |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 161,463 | $714,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 98,550 | $710,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 19,409 | $710,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 18,696 | $710,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 700,000 | $710,000 | thousands by filing date | principal |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 615,000 | $710,000 | thousands by filing date | principal |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 78,970 | $709,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 105,148 | $708,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 387,527 | $707,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 89,912 | $706,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 32,360 | $703,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 765,000 | $703,000 | thousands by filing date | principal |
| FRESHPET INC COM | 358039105 | Stock | 42,785 | $702,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 99,711 | $702,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 38,477 | $701,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 52,544 | $701,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 106,811 | $700,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 33,865 | $699,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 27,408 | $699,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 269,872 | $696,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 6,936 | $696,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 9,849 | $696,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 43,685 | $695,000 | thousands by filing date | put |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 22,100 | $695,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 23,757 | $693,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 3,415 | $692,000 | thousands by filing date | call |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 38,380 | $692,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 700,000 | $692,000 | thousands by filing date | principal |
| RUBICON PROJ INC | 78112V102 | COM | 383,192 | $689,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 398,275 | $689,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 66,636 | $686,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 111,870 | $683,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 17,468 | $681,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 439,034 | $680,000 | thousands by filing date | call |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 35,382 | $679,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 36,208 | $677,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 29,229 | $676,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 64,116 | $676,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,151 | $675,000 | thousands by filing date | put |
| CODEXIS INC | 192005106 | COM | 61,529 | $675,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 36,785 | $675,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 164,655 | $674,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 82,656 | $673,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 20,785 | $673,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 18,568 | $671,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 17,964 | $671,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 206,028 | $669,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 74,323 | $668,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 51,342 | $668,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 22,919 | $666,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 19,314 | $666,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 18,011 | $665,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 23,453 | $664,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 53,945 | $659,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,206 | $658,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 35,551 | $658,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 22,092 | $657,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 28,720 | $656,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 178,372 | $650,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 17,964 | $649,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 63,405 | $649,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 20,933 | $647,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 148,587 | $646,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 46,690 | $645,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 23,150 | $645,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 269,540 | $644,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 97,996 | $643,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 27,891 | $642,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 27,106 | $641,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 34,564 | $640,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 41,911 | $640,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 118,958 | $639,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,940 | $638,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 98,885 | $637,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,156 | $636,000 | thousands by filing date | call |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 18,792 | $636,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 27,564 | $635,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 324,837 | $635,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 111,603 | $635,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 22,420 | $634,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 24,468 | $634,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 36,965 | $633,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 37,730 | $632,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 12,392 | $631,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 37,649 | $631,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 79,872 | $631,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 21,626 | $630,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 12,187 | $628,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 16,922 | $628,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 126,894 | $628,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 17,365 | $627,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 112,333 | $627,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 21,013 | $625,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 234,012 | $623,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 22,872 | $623,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 9,553 | $620,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 20,472 | $620,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 29,880 | $619,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 42,585 | $617,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 16,560 | $616,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 32,466 | $615,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 36,796 | $614,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 26,747 | $612,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 20,724 | $612,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 82,236 | $612,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 3,864 | $611,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 14,718 | $611,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 76,626 | $609,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 58,825 | $608,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 12,072 | $608,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 74,016 | $602,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 20,400 | $601,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 19,580 | $601,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 16,880 | $600,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 11,747 | $598,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 17,584 | $593,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 11,534 | $593,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 81,985 | $593,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 107,276 | $593,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 11,264 | $592,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 44,380 | $589,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 33,557 | $588,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 54,958 | $588,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 70,000 | $588,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 79,351 | $587,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 571,000 | $586,000 | thousands by filing date | principal |
| INSTEEL INDS INC | 45774W108 | COM | 21,232 | $585,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 31,433 | $583,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 48,636 | $582,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,539 | $581,000 | thousands by filing date | call |
| THE BANK OF PRINCETON | 064520109 | COMMON | 16,855 | $581,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 25,527 | $581,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,524 | $580,000 | thousands by filing date | put |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 67,549 | $580,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 24,751 | $580,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 48,323 | $580,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 15,156 | $579,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 40,620 | $578,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 60,073 | $577,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 71,098 | $574,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 20,900 | $573,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 16,428 | $573,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 68,921 | $572,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 16,046 | $570,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 21,393 | $568,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 130,554 | $567,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 36,287 | $566,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 13,623 | $563,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 21,531 | $563,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 146,197 | $562,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 10,544 | $560,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 35,899 | $560,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 116,883 | $559,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 7,780 | $557,000 | thousands by filing date | call |
| BENEFITFOCUS INC | 08180D106 | COM | 22,857 | $556,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 310,363 | $555,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 90,362 | $555,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 38,596 | $554,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 22,091 | $552,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 94,631 | $551,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 38,797 | $551,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 200,427 | $551,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 30,413 | $550,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 25,023 | $549,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 56,327 | $548,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 77,704 | $547,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 17,886 | $546,000 | thousands by filing date | call |
| ORCHID IS CAP INC | 68571X103 | COM | 74,244 | $546,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 183,334 | $546,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 14,562 | $545,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,097 | $544,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 75,077 | $544,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 5,700 | $543,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 48,743 | $543,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 17,680 | $542,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 3,212 | $540,000 | thousands by filing date | call |
| TELARIA INC | 879181105 | COM | 143,840 | $540,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 30,100 | $538,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 118,284 | $537,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 381,811 | $536,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 49,934 | $534,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 20,606 | $534,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 67,525 | $532,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 54,584 | $529,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 3,570 | $528,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 1,484,245 | $528,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 14,545 | $527,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 25,846 | $526,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 27,578 | $525,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 124,729 | $525,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 30,151 | $524,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 65,803 | $523,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 78,977 | $523,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 33,435 | $522,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 76,138 | $521,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 9,344 | $521,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 20,645 | $520,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 5,553 | $519,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 2,586 | $515,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 42,701 | $514,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 16,179 | $513,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 30,577 | $513,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 27,636 | $509,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 17,878 | $509,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 38,998 | $505,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 28,160 | $503,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 857,300 | $503,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 51,641 | $502,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 27,951 | $502,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 19,928 | $501,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 197,697 | $501,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 34,752 | $500,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 21,895 | $500,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 241,744 | $500,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 7,197 | $499,000 | thousands by filing date | call |
| LOOP INDS INC | 543518104 | COM | 34,422 | $499,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 20,672 | $499,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 25,875 | $497,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 675,000 | $496,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 40,054 | $495,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 29,312 | $495,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 40,148 | $494,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 26,940 | $494,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 343,548 | $493,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 25,316 | $492,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 32,316 | $490,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 96,960 | $489,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 162,928 | $488,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 116,391 | $487,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 520,000 | $486,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 46,058 | $485,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 47,711 | $484,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 8,672 | $483,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 26,699 | $481,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 121,784 | $480,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 42,585 | $480,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 24,638 | $479,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 525,000 | $478,000 | thousands by filing date | principal |
| OOMA INC | 683416101 | COM | 43,853 | $476,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 11,851 | $475,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 152,762 | $475,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 59,273 | $474,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 19,398 | $471,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 23,840 | $470,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 17,863 | $470,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 33,730 | $470,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 324,603 | $470,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 44,957 | $470,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 20,352 | $470,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 15,585 | $469,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 25,360 | $469,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 127,509 | $469,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 661,000 | $466,000 | thousands by filing date | principal |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 261,765 | $465,000 | thousands by filing date | call |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 22,104 | $464,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 48,009 | $464,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 24,665 | $463,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 40,591 | $463,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 47,022 | $462,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 4,694 | $462,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 52,335 | $462,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 44,700 | $462,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 15,905 | $461,000 | thousands by filing date | put |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 19,421 | $461,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 76,616 | $461,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 243,971 | $460,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 32,400 | $460,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 76,463 | $460,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 47,115 | $460,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 26,290 | $459,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 13,334 | $458,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 31,344 | $458,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 105,456 | $457,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 16,810 | $456,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 14,410 | $453,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 46,233 | $453,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 19,035 | $453,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 46,897 | $452,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 16,854 | $451,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 61,105 | $451,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 13,874 | $451,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 8,929 | $450,000 | thousands by filing date | put |
| NVE CORP COM NEW | 629445206 | Stock | 5,442 | $450,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 48,327 | $450,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 77,715 | $449,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,782 | $448,000 | thousands by filing date | put |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 25,638 | $448,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 19,336 | $448,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 12,620 | $446,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 213,184 | $446,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,924 | $445,000 | thousands by filing date | put |
| TRUBRIDGE INC | 205306103 | COM | 15,296 | $445,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 61,739 | $443,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 34,112 | $442,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 162,245 | $442,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 34,284 | $442,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 68,126 | $441,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 21,676 | $440,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,082 | $440,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 10,807 | $439,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 22,142 | $439,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 15,098 | $438,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 214,024 | $437,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 32,770 | $437,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 20,436 | $436,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 10,440 | $435,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 54,444 | $435,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 561,000 | $435,000 | thousands by filing date | principal |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 58,771 | $434,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 60,377 | $433,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 42,185 | $433,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 8,287 | $432,000 | thousands by filing date | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 32,047 | $432,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 20,414 | $431,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 62,489 | $430,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 26,942 | $430,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 31,340 | $430,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 31,076 | $429,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 19,485 | $428,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 108,815 | $427,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 12,900 | $425,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 12,130 | $425,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 47,896 | $425,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 25,016 | $424,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 48,441 | $424,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 14,268 | $423,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 23,983 | $422,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 281,545 | $421,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 140,688 | $420,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 60,931 | $418,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 40,424 | $418,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 23,238 | $418,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 12,215 | $416,000 | thousands by filing date | put |
| EVOKE PHARMA INC | 30049G104 | COM | 200,000 | $416,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 16,289 | $416,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 8,461 | $414,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 151,040 | $412,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 16,882 | $411,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 16,025 | $410,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 43,250 | $410,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 30,455 | $409,000 | thousands by filing date | call |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 18,626 | $408,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 8,686 | $407,000 | thousands by filing date | put |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 226,374 | $407,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 15,698 | $405,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 20,826 | $405,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 126,132 | $405,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 202,281 | $404,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 9,412 | $403,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000068 | this filing | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000144 | superseded | 2019-10-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000160 | base | 2019-10-23 | acceptance time not in the bulk data set |