13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 5,135 holding rows worth $153,884,982,000.
- Accession
- 0000948046-18-000068
- Filer
- CIK 948046
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 20,336 entries on the cover page, a total value of $153,884,982,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $153,884,982,000 with VALUE read as thousands by filing date, 13F file number 028-10103. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORTHEAST BANCORP | 663904209 | COM | 94,453 | $1,934,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 40,605 | $1,933,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 90,358 | $1,932,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 55,128 | $1,931,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 54,480 | $1,929,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 24,939 | $1,928,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 90,910 | $1,921,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 124,073 | $1,921,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 154,447 | $1,916,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 100,989 | $1,910,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 116,069 | $1,908,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 201,033 | $1,908,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 129,757 | $1,904,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 285,665 | $1,904,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 133,887 | $1,903,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 301,930 | $1,902,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 64,233 | $1,898,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 24,729 | $1,897,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 47,267 | $1,897,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 144,179 | $1,895,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 185,701 | $1,894,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 138,331 | $1,894,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,900,000 | $1,893,000 | thousands by filing date | principal |
| FIRST BUSEY CORP | 319383204 | COM NEW | 63,725 | $1,892,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 26,805 | $1,890,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 76,675 | $1,889,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 62,203 | $1,886,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 101,793 | $1,878,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 31,279 | $1,877,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 42,658 | $1,874,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 63,708 | $1,874,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 162,575 | $1,873,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 35,853 | $1,873,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 23,112 | $1,868,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 89,773 | $1,867,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 176,611 | $1,863,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 73,879 | $1,860,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 22,313 | $1,854,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 34,606 | $1,853,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 23,400 | $1,849,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 91,690 | $1,845,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 31,789 | $1,845,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 51,959 | $1,840,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 115,724 | $1,839,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 79,512 | $1,834,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 48,261 | $1,832,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 216,301 | $1,832,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 2,000,000 | $1,832,000 | thousands by filing date | principal |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 66,482 | $1,827,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 39,385 | $1,826,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 77,221 | $1,826,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 363,233 | $1,825,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 62,377 | $1,821,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 83,107 | $1,814,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 32,723 | $1,811,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 26,350 | $1,806,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 34,581 | $1,800,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761U106 | COM | 344,876 | $1,799,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 63,069 | $1,798,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 110,554 | $1,789,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 88,789 | $1,787,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 59,340 | $1,781,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 56,043 | $1,779,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 18,667 | $1,778,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 31,369 | $1,777,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 743,373 | $1,775,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 45,506 | $1,773,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 77,918 | $1,771,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 39,954 | $1,770,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 58,970 | $1,765,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 573,247 | $1,758,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 44,954 | $1,758,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 40,445 | $1,754,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 122,650 | $1,754,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 97,968 | $1,752,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,000,000 | $1,752,000 | thousands by filing date | principal |
| CUBIC CORP | 229669106 | COM | 27,543 | $1,749,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 664,386 | $1,747,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 107,806 | $1,744,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 64,755 | $1,739,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 46,592 | $1,736,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 29,681 | $1,736,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 44,328 | $1,732,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 24,522 | $1,732,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 64,175 | $1,728,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 80,526 | $1,727,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 232,480 | $1,721,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,578,404 | $1,720,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 639,490 | $1,719,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 20,280 | $1,717,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 352,944 | $1,717,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 75,062 | $1,712,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 24,911 | $1,707,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 31,896 | $1,706,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 1,251,000 | $1,704,000 | thousands by filing date | principal |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 730,140 | $1,700,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 44,096 | $1,696,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 52,619 | $1,694,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 86,094 | $1,691,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 58,526 | $1,683,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 70,973 | $1,681,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 158,291 | $1,678,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 151,570 | $1,678,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 282,786 | $1,676,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 31,578 | $1,674,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 378,662 | $1,669,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 16,025 | $1,669,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 73,009 | $1,667,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 347,229 | $1,665,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 28,352 | $1,664,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 446,007 | $1,659,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 15,969 | $1,655,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 92,680 | $1,654,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 38,738 | $1,651,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 41,652 | $1,648,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 29,939 | $1,646,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 1,675,000 | $1,645,000 | thousands by filing date | principal |
| NELNET INC | 64031N108 | CL A | 31,357 | $1,642,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 71,475 | $1,638,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 84,847 | $1,631,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 121,374 | $1,628,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 67,131 | $1,628,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 50,354 | $1,626,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 38,955 | $1,624,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 30,343 | $1,623,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 109,724 | $1,622,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 26,184 | $1,622,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 65,491 | $1,621,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 31,275 | $1,618,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 8,132 | $1,617,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 113,096 | $1,614,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 186,648 | $1,614,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 157,770 | $1,609,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 23,761 | $1,606,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 71,688 | $1,606,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 35,295 | $1,605,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 90,990 | $1,605,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 55,870 | $1,594,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 45,936 | $1,591,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 96,096 | $1,582,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 41,309 | $1,581,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656111 | *W EXP 99/99/999 | 855,578 | $1,581,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 52,714 | $1,580,000 | thousands by filing date | call |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 75,018 | $1,578,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 95,136 | $1,574,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 51,500 | $1,574,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 33,345 | $1,565,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 44,772 | $1,553,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 57,475 | $1,552,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 100,390 | $1,550,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 38,810 | $1,550,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 19,152 | $1,550,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 922,439 | $1,545,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 512,170 | $1,544,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 188,833 | $1,543,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 85,083 | $1,539,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 178,466 | $1,536,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 1,472,000 | $1,531,000 | thousands by filing date | principal |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 363,281 | $1,529,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 81,667 | $1,529,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 87,441 | $1,529,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 78,822 | $1,526,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 111,664 | $1,526,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 82,942 | $1,525,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 41,567 | $1,524,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 671,744 | $1,524,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 122,265 | $1,522,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 25,499 | $1,516,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 446,175 | $1,516,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 23,663 | $1,514,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 123,003 | $1,511,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 142,557 | $1,511,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 185,001 | $1,511,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 101,213 | $1,508,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 41,717 | $1,507,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 12,285 | $1,507,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 83,102 | $1,507,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 78,094 | $1,505,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 25,000 | $1,505,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 57,179 | $1,502,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 36,996 | $1,500,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 85,455 | $1,500,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 151,510 | $1,499,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 64,314 | $1,492,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 38,018 | $1,492,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 31,511 | $1,487,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 94,805 | $1,487,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 150,000 | $1,486,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 49,376 | $1,481,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 20,390 | $1,478,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 34,669 | $1,478,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 254,638 | $1,476,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 269,331 | $1,474,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 33,142 | $1,473,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 29,659 | $1,473,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 376,167 | $1,473,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 278,089 | $1,473,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,500,000 | $1,473,000 | thousands by filing date | principal |
| NEENAH PAPER INC | 640079109 | COM | 18,802 | $1,471,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 501,210 | $1,471,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 75,161 | $1,471,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 115,682 | $1,467,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 137,309 | $1,466,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 1,392,000 | $1,466,000 | thousands by filing date | principal |
| SPARTAN MTRS INC | 846819100 | COM | 85,179 | $1,464,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 1,096,644 | $1,458,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 1,005,200 | $1,457,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 63,925 | $1,455,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 148,934 | $1,455,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 327,680 | $1,451,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 31,561 | $1,447,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 69,388 | $1,426,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 121,919 | $1,426,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 171,563 | $1,425,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 38,424 | $1,423,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 51,504 | $1,419,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 209,700 | $1,419,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 81,673 | $1,419,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 1,200,000 | $1,414,000 | thousands by filing date | principal |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 42,561 | $1,413,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 111,305 | $1,413,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 33,415 | $1,412,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 110,211 | $1,410,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 26,433 | $1,406,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 162,537 | $1,405,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 67,214 | $1,400,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 233,025 | $1,398,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 66,703 | $1,397,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 19,079 | $1,395,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 69,833 | $1,395,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 27,340 | $1,393,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 45,335 | $1,392,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 94,456 | $1,391,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 52,265 | $1,390,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 1,739,809 | $1,390,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 36,753 | $1,386,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 70,909 | $1,381,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,360,000 | $1,379,000 | thousands by filing date | principal |
| SHOE STA GROUP INC | 824889109 | COM | 57,753 | $1,373,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 154,167 | $1,371,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 1,350,000 | $1,369,000 | thousands by filing date | principal |
| Union Pacific Corporation | 907818108 | COM | 10,166 | $1,366,000 | thousands by filing date | call |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 52,931 | $1,363,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 1,326,000 | $1,359,000 | thousands by filing date | principal |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 53,082 | $1,357,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 31,300 | $1,354,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 185,103 | $1,354,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 440,857 | $1,352,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 80,031 | $1,351,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 105,868 | $1,351,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 31,378 | $1,347,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 79,760 | $1,343,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 154,373 | $1,342,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 176,713 | $1,342,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 72,390 | $1,340,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,623 | $1,332,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 16,796 | $1,332,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 788,860 | $1,332,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 25,401 | $1,330,000 | thousands by filing date | put |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 48,101 | $1,330,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 46,496 | $1,325,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 128,907 | $1,324,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 19,615 | $1,322,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 168,562 | $1,322,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 47,615 | $1,321,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 52,898 | $1,321,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 76,562 | $1,321,000 | thousands by filing date | call |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 28,285 | $1,318,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 216,308 | $1,318,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 77,447 | $1,315,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 41,013 | $1,313,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 43,281 | $1,312,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 33,345 | $1,308,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 10,008 | $1,307,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 83,817 | $1,306,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 22,696 | $1,305,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 75,226 | $1,303,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 23,568 | $1,299,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 340,382 | $1,299,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,745 | $1,298,000 | thousands by filing date | call |
| MIDDLESEX WTR CO | 596680108 | COM | 35,396 | $1,297,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 36,204 | $1,295,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 7,059 | $1,294,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 222,964 | $1,290,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 33,104 | $1,289,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 103,516 | $1,288,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 119,427 | $1,287,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 70,549 | $1,287,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 66,111 | $1,285,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 48,082 | $1,285,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 61,915 | $1,283,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 111,251 | $1,282,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 246,186 | $1,282,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 119,380 | $1,281,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 128,047 | $1,274,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 41,534 | $1,273,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 36,837 | $1,271,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 53,962 | $1,269,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 36,012 | $1,264,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 24,438 | $1,260,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 1,836 | $1,259,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 13,700 | $1,250,000 | thousands by filing date | call |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 13,975 | $1,250,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 132,112 | $1,248,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 182,894 | $1,247,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 147,825 | $1,247,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 86,032 | $1,238,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 41,296 | $1,235,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 237,450 | $1,234,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 49,801 | $1,230,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 27,630 | $1,228,000 | thousands by filing date | |
| CISION LTD | G1992S117 | *W EXP 06/22/202 | 524,633 | $1,227,000 | thousands by filing date | call |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 80,428 | $1,225,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 40,783 | $1,222,000 | thousands by filing date | put |
| BANCFIRST CORP | 05945F103 | COM | 22,970 | $1,218,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 12,337 | $1,217,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 109,255 | $1,216,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 42,955 | $1,215,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 41,593 | $1,211,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J203 | UNIT 07/21/2024 | 116,500 | $1,211,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 32,884 | $1,210,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 75,463 | $1,209,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 44,105 | $1,208,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 46,436 | $1,207,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 105,188 | $1,207,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 22,876 | $1,203,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 54,024 | $1,194,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 36,087 | $1,193,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 162,797 | $1,193,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 218,846 | $1,192,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 62,959 | $1,191,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 59,918 | $1,189,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 20,472 | $1,183,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 49,523 | $1,182,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 30,448 | $1,181,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 55,906 | $1,181,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 55,772 | $1,177,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 309,293 | $1,176,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 43,493 | $1,176,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 29,427 | $1,173,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,200,000 | $1,173,000 | thousands by filing date | principal |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 50,776 | $1,171,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 57,886 | $1,165,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 1,107,000 | $1,164,000 | thousands by filing date | principal |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 22,193 | $1,161,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 118,050 | $1,161,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 34,279 | $1,157,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 77,456 | $1,153,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 216,875 | $1,150,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 28,152 | $1,149,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 31,267 | $1,149,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,262 | $1,148,000 | thousands by filing date | put |
| SUPERVALU INC | 868536301 | COM NEW | 75,414 | $1,147,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 12,547 | $1,144,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 4,277 | $1,138,000 | thousands by filing date | put |
| ALEXANDERS INC COM | 014752109 | REIT | 2,987 | $1,137,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 1,224,000 | $1,137,000 | thousands by filing date | principal |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 70,849 | $1,135,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 25,097 | $1,133,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 30,439 | $1,130,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 169,829 | $1,129,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 168,107 | $1,128,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 36,243 | $1,124,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 56,332 | $1,123,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 71,074 | $1,120,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 98,020 | $1,119,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 107,027 | $1,117,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 20,786 | $1,115,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 92,259 | $1,114,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 94,598 | $1,114,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 101,206 | $1,112,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 132,340 | $1,111,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 74,950 | $1,110,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 30,420 | $1,109,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 55,895 | $1,107,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 77,847 | $1,106,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 21,698 | $1,106,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 24,486 | $1,105,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 11,722,030 | $1,104,000 | thousands by filing date | call |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 66,591 | $1,101,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 78,400 | $1,101,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 10,086 | $1,100,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 9,365 | $1,098,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 263,500 | $1,097,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 163,794 | $1,096,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 166,996 | $1,095,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 6,000 | $1,094,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 993,000 | $1,093,000 | thousands by filing date | principal |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 38,171 | $1,092,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 39,460 | $1,089,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 52,933 | $1,084,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 13,331 | $1,082,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 91,503 | $1,081,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 51,022 | $1,077,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 48,970 | $1,077,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 164,471 | $1,077,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 253,867 | $1,076,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 95,718 | $1,075,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 134,534 | $1,072,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 203,009 | $1,071,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 155,126 | $1,069,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 93,460 | $1,068,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 35,104 | $1,066,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 19,151 | $1,062,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 36,906 | $1,062,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 21,640 | $1,062,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397207 | UNIT 07/21/2022 | 105,200 | $1,062,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 27,380 | $1,061,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 197,816 | $1,058,000 | thousands by filing date | call |
| SAVARA INC | 805111101 | COM | 114,848 | $1,056,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 53,087 | $1,054,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 57,158 | $1,054,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 23,131 | $1,052,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 4,844 | $1,051,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 250,600 | $1,051,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 252,416 | $1,051,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 505 | $1,050,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 364,086 | $1,048,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 155,149 | $1,045,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 95,036 | $1,045,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 101,823 | $1,044,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 1,593,338 | $1,039,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 383,213 | $1,038,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 974,000 | $1,038,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 1,050,000 | $1,038,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,073,000 | $1,036,000 | thousands by filing date | principal |
| BAR HBR BANKSHARES | 066849100 | COM | 37,416 | $1,035,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 21,950 | $1,033,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 54,807 | $1,032,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 37,581 | $1,032,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 39,970 | $1,031,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 141,556 | $1,027,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 59,450 | $1,023,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 22,616 | $1,022,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 240 | $1,021,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 38,329 | $1,020,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 35,138 | $1,018,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 230,944 | $1,015,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 22,516 | $1,013,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 70,578 | $1,011,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 35,000 | $1,009,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 103,169 | $1,008,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 49,179 | $1,007,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 69,223 | $1,007,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 19,116 | $1,005,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 27,137 | $1,004,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 16,784 | $1,001,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 70,662 | $1,000,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 49,000 | $995,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 90,625 | $995,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 29,988 | $994,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 15,081 | $994,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 28,082 | $994,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 106,209 | $994,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 39,900 | $988,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 19,782 | $986,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 11,305 | $986,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 75,329 | $986,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 142,085 | $985,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 700,000 | $983,000 | thousands by filing date | principal |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 15,637 | $981,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 213,726 | $981,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 50,924 | $980,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 34,453 | $978,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 850,000 | $977,000 | thousands by filing date | call |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 18,572 | $974,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 17,406 | $973,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 37,708 | $973,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 224,867 | $971,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 196,288 | $969,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 31,127 | $968,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 44,564 | $967,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 56,292 | $965,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 11,126 | $965,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 128,896 | $960,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 32,295 | $960,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 56,577 | $958,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 58,953 | $958,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 30,978 | $953,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 34,438 | $952,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 18,950 | $951,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 18,289 | $950,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 68,623 | $948,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 950,000 | $947,000 | thousands by filing date | principal |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 110,072 | $947,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 92,557 | $947,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 13,567 | $946,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 189,082 | $945,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 53,303 | $945,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 127,722 | $943,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 80,170 | $941,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 33,939 | $940,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 54,907 | $939,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 38,001 | $939,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 58,563 | $939,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 84,256 | $936,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 31,905 | $934,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 16,066 | $929,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 11,045 | $929,000 | thousands by filing date | put |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 28,860 | $929,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000068 | this filing | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000144 | superseded | 2019-10-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000160 | base | 2019-10-23 | acceptance time not in the bulk data set |