13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 5,135 holding rows worth $153,884,982,000.
- Accession
- 0000948046-18-000068
- Filer
- CIK 948046
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 20,336 entries on the cover page, a total value of $153,884,982,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $153,884,982,000 with VALUE read as thousands by filing date, 13F file number 028-10103. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 7,279 | $147,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 25,311 | $147,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 13,470 | $147,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 34,875 | $147,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 21,041 | $147,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 42,132 | $147,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 44,025 | $147,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T206 | UNIT 10/05/2022 | 14,360 | $147,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 4,035 | $146,000 | thousands by filing date | put |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 35,419 | $146,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 17,520 | $146,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 20,319 | $146,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 39,200 | $146,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 12,562 | $146,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 45,117 | $146,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 28,277 | $146,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 20,638 | $146,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,500 | $145,000 | thousands by filing date | put |
| TIDEWATER INC NEW | 88642R125 | WARR | 47,112 | $145,000 | thousands by filing date | call |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 38,241 | $145,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,992 | $144,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 2,584 | $143,000 | thousands by filing date | call |
| China Yuchai Intl Ltd | G21082105 | COM | 6,771 | $143,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 138 | $142,000 | thousands by filing date | put |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 27,704 | $142,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 2,331,000 | $142,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 31,004 | $142,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 32,055 | $141,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 8,205 | $141,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 35,110 | $141,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 76,467 | $141,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 41,751 | $141,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 22,684 | $141,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,700 | $140,000 | thousands by filing date | put |
| VERACYTE INC COM | 92337F107 | Stock | 25,416 | $140,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 24,464 | $140,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 28,589 | $140,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 38,546 | $140,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 20,230 | $140,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 19,693 | $140,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,347 | $139,000 | thousands by filing date | put |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 45,755 | $139,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 21,008 | $139,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 40,085 | $139,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 16,137 | $139,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 64,443 | $139,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,500 | $138,000 | thousands by filing date | call |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 28,855 | $138,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 46,402 | $138,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 7,930 | $137,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,351 | $135,000 | thousands by filing date | put |
| LIMBACH HLDGS INC | 53263P105 | COM | 11,100 | $135,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 47,871 | $135,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 15,774 | $135,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 19,063 | $134,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 11,480 | $134,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 5,992 | $133,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 28,617 | $133,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 45,158 | $132,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 2,250 | $132,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 2,250 | $132,000 | thousands by filing date | call |
| UNITED GUARDIAN INC | 910571108 | COM | 7,449 | $132,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 196,050 | $132,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 9,389 | $131,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 5,771 | $131,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 14,412 | $130,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 9,741 | $130,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 8,667 | $130,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 86,817 | $130,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,960 | $129,000 | thousands by filing date | put |
| MIND C T I LTD | M70240102 | ORD | 58,568 | $129,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 74,513 | $129,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 407,446 | $129,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 34,596 | $129,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 11,719 | $127,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 36,300 | $127,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 47,590 | $126,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 23,824 | $126,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 54,621 | $126,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 54,891 | $126,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 48,188 | $125,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 7,725 | $125,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,269 | $123,000 | thousands by filing date | call |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 13,603 | $123,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 14,231 | $123,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 147,300 | $123,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 56,506 | $123,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,126 | $122,000 | thousands by filing date | put |
| ASV HLDGS INC | 00215L104 | COM | 16,932 | $122,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 8,000 | $121,000 | thousands by filing date | call |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 28,549 | $121,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 16,408 | $120,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 31,159 | $120,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 200,000 | $120,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 23,155 | $119,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 42,635 | $119,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 7,641 | $119,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,028 | $118,000 | thousands by filing date | call |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 43,072 | $118,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 2,700 | $118,000 | thousands by filing date | call |
| Castle Brands Inc | 148435100 | COM | 96,694 | $118,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 24,889 | $118,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,193 | $116,000 | thousands by filing date | put |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 417 | $116,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 1,013 | $115,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 4,808 | $115,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 3,299 | $115,000 | thousands by filing date | call |
| SACHEM CAP CORP | 78590A109 | COM | 33,326 | $115,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 5,829 | $115,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,445 | $114,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 2,000 | $114,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 7,220 | $114,000 | thousands by filing date | call |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 49,467 | $114,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 16,311 | $114,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 28,284 | $114,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 915 | $113,000 | thousands by filing date | put |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 7,340 | $113,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 14,187 | $112,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 4,394 | $112,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 34,256 | $112,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 3,937 | $111,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,150 | $111,000 | thousands by filing date | call |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 2,596 | $111,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 13,604 | $111,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 8,098 | $111,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,563 | $110,000 | thousands by filing date | put |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 6,361 | $110,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 855 | $109,000 | thousands by filing date | put |
| Bancorp 34 Inc | 05970V106 | Com | 7,267 | $109,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 86,700 | $108,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 66,891 | $108,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,831 | $107,000 | thousands by filing date | put |
| KEMPHARM INC COM NEW | 488445107 | Stock | 13,563 | $107,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 12,503 | $106,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 389 | $106,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 3,032 | $106,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 21,749 | $106,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 2,457 | $105,000 | thousands by filing date | call |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 26,271 | $105,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 13,158 | $105,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 18,521 | $105,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 50,988 | $105,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 115,169 | $104,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 14,158 | $104,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 600 | $104,000 | thousands by filing date | call |
| CRAWFORD & CO | 224633107 | COM | 12,775 | $104,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 73,799 | $104,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 64,397 | $104,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 15,621 | $104,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 29,199 | $103,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 78,277 | $103,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 19,906 | $102,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 5,325 | $101,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 37,541 | $101,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 3,495 | $101,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233206 | COM NEW | 7,301 | $100,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,375 | $99,000 | thousands by filing date | put |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 49,863 | $99,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 13,271 | $99,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 62,094 | $99,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 11,772 | $99,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 659 | $98,000 | thousands by filing date | call |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 2,096 | $98,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 34,062 | $98,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 22,260 | $98,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 32,920 | $98,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 75,184 | $98,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 23,800 | $98,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 622 | $97,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 938 | $97,000 | thousands by filing date | call |
| NEWMONT CORP | 651639106 | COM | 2,500 | $97,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 767 | $97,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 18,357 | $97,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,450 | $97,000 | thousands by filing date | call |
| FIRST US BANCSHARES INC | 33744V103 | COM | 8,566 | $97,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 21,200 | $97,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,235 | $96,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 878 | $96,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 86,411 | $96,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 7,771 | $96,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 18,799 | $96,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 2,075 | $95,000 | thousands by filing date | put |
| CDK GLOBAL INC | 12508E101 | COM | 1,500 | $95,000 | thousands by filing date | call |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 30,658 | $95,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 15,112 | $95,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 871 | $94,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 3,000 | $94,000 | thousands by filing date | call |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 21,649 | $94,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 29,912 | $94,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 236,706 | $94,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 20,960 | $93,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 1,941 | $92,000 | thousands by filing date | call |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 7,706 | $92,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 146,078 | $92,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 17,084 | $92,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 2,046 | $92,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 68,836 | $92,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 6,446 | $91,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,197 | $90,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 1,808 | $90,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,659 | $90,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,534 | $90,000 | thousands by filing date | call |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 525 | $89,000 | thousands by filing date | call |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 43,150 | $89,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 409 | $88,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 17,988 | $88,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 5,229 | $88,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 99,433 | $88,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 57,143 | $88,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 5,000 | $87,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 620 | $87,000 | thousands by filing date | put |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 9,000 | $87,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 84,814 | $87,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 840 | $87,000 | thousands by filing date | call |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 9,609 | $87,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 1,200 | $87,000 | thousands by filing date | call |
| CBTX INC | 12481V104 | COM | 2,996 | $87,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 12,298 | $87,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 20,105 | $87,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397116 | *W EXP 07/21/202 | 125,000 | $87,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 1,513 | $86,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,920 | $86,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 5,200 | $86,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 5,200 | $86,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 11,871 | $86,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 57,742 | $86,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 15,499 | $86,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2,428 | $85,000 | thousands by filing date | put |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 52,211 | $85,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 22,232 | $85,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 23,532 | $85,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 53,245 | $84,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 350 | $83,000 | thousands by filing date | call |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 7,055 | $83,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 172,381 | $83,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 51,575 | $83,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 100,000 | $83,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 948 | $82,000 | thousands by filing date | call |
| CARDLYTICS INC | 14161W105 | COM | 5,724 | $82,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 9,393 | $82,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 9,958 | $82,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 51,609 | $81,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 1,653 | $81,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 5,497 | $81,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 1,962 | $81,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 72,776 | $81,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 14,107 | $81,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 19,281 | $81,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 3,004 | $79,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 85,714 | $79,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 688 | $78,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 1,738 | $78,000 | thousands by filing date | call |
| MERCADOLIBREINC | 58733R102 | STOK | 220 | $78,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 523 | $78,000 | thousands by filing date | put |
| SOUND FINL BANCORP INC | 83607A100 | COM | 2,129 | $78,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 10,923 | $78,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 760 | $78,000 | thousands by filing date | put |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 9,707 | $78,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 53,849 | $78,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 767 | $78,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 90,655 | $78,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 58,530 | $78,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 32,240 | $78,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 505 | $77,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 1,171 | $77,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 500 | $77,000 | thousands by filing date | call |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 48,199 | $77,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 9,680 | $77,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 30,231 | $77,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 496 | $76,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 2,172 | $76,000 | thousands by filing date | put |
| FUEL TECH INC | 359523107 | COM | 64,113 | $76,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 400 | $75,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 5,000 | $75,000 | thousands by filing date | call |
| BALLANTYNE STRONG INC | 058516105 | COM | 16,900 | $75,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,000 | $74,000 | thousands by filing date | put |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 8,528 | $74,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 7,346 | $74,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 7,443 | $74,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 20,293 | $74,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 700 | $73,000 | thousands by filing date | call |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 5,025 | $73,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 259 | $72,000 | thousands by filing date | put |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 3,815 | $72,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 9,710 | $72,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 88,542 | $72,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 911 | $71,000 | thousands by filing date | call |
| NEXTDECADE CORP | 65342K105 | COM | 14,500 | $71,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 4,288 | $71,000 | thousands by filing date | call |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 30,800 | $71,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 25,200 | $71,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 883 | $70,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 6,318 | $70,000 | thousands by filing date | call |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 17,351 | $70,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 7,758 | $69,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 2,899 | $69,000 | thousands by filing date | call |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 8,895 | $69,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 414 | $68,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 930 | $68,000 | thousands by filing date | call |
| GSE SYS INC | 36227k106 | COM | 21,242 | $68,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,246 | $67,000 | thousands by filing date | call |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,099 | $67,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,500 | $67,000 | thousands by filing date | call |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 12,287 | $67,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 5,298 | $67,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 29,776 | $67,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 10,007 | $67,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 19,131 | $67,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 6,956 | $67,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 17,714 | $66,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 16,783 | $66,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 178,600 | $66,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 202,549 | $66,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 1,175 | $65,000 | thousands by filing date | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 998 | $65,000 | thousands by filing date | put |
| SIEBERT FINL CORP | 826176109 | COM | 7,788 | $65,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 25,864 | $65,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 11,200 | $65,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 2,901 | $65,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 4,190 | $65,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 171,100 | $65,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 39,542 | $65,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 18,816 | $65,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 6,856 | $65,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 28,171 | $64,000 | thousands by filing date | put |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 2,400 | $64,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 324 | $63,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 410 | $63,000 | thousands by filing date | put |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 4,675 | $63,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 11,329 | $63,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 1,265 | $62,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 4,239 | $62,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 1,585 | $62,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 5,531 | $62,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 2,285 | $62,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 5,725 | $62,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 3,687 | $62,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 3,200 | $62,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 962 | $61,000 | thousands by filing date | call |
| MOMO INC | 60879B107 | ADR | 1,657 | $61,000 | thousands by filing date | put |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 7,045 | $61,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 4,601 | $61,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 746 | $60,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,200 | $60,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 3,600 | $60,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 2,245 | $60,000 | thousands by filing date | call |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 2,900 | $60,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 24,540 | $60,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 3,688 | $59,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 965 | $59,000 | thousands by filing date | put |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 2,585 | $59,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 16,620 | $59,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 12,885 | $59,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 67,818 | $59,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 15,665 | $59,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 27,079 | $59,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,617 | $58,000 | thousands by filing date | call |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 775 | $58,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,873 | $58,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 16,799 | $58,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 53,814 | $58,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 800 | $58,000 | thousands by filing date | put |
| NANTHEALTH INC | 630104107 | CMN | 20,003 | $58,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 2,394 | $57,000 | thousands by filing date | call |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 5,272 | $57,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 381 | $57,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 163 | $56,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,300 | $56,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 670 | $56,000 | thousands by filing date | put |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 16,490 | $56,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 74,138 | $56,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 3,885 | $56,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 270 | $55,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 2,301 | $55,000 | thousands by filing date | put |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 2,746 | $55,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 8,800 | $55,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 5,400 | $55,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 2,900 | $55,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 10,200 | $55,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 517 | $54,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 850 | $54,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,000 | $54,000 | thousands by filing date | put |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 13,440 | $54,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 4,586 | $54,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,052 | $53,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 835 | $53,000 | thousands by filing date | call |
| VIRCO MFG CO | 927651109 | COM | 13,092 | $53,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 2,500 | $53,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,153 | $52,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 800 | $52,000 | thousands by filing date | put |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 6,388 | $52,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 282 | $51,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 2,124 | $51,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 552 | $51,000 | thousands by filing date | put |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 6,462 | $51,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 10,725 | $51,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 327,693 | $51,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 845 | $50,000 | thousands by filing date | put |
| OXFORD LANE CAP CORP | 691543102 | COM | 5,036 | $50,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 4,019 | $50,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 4,084 | $50,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 1,219 | $50,000 | thousands by filing date | call |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 10,281 | $50,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,615 | $50,000 | thousands by filing date | put |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 20,500 | $50,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 4,016 | $49,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 2,996 | $49,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 3,599 | $49,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 9,587 | $49,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 210 | $49,000 | thousands by filing date | put |
| CAFEPRESS INC | 12769A103 | COM | 36,787 | $49,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 649 | $48,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 750 | $48,000 | thousands by filing date | put |
| Yogaworks, Inc. | 986005106 | com | 16,690 | $48,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 41,328 | $48,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 5,726 | $48,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 410 | $47,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 5,100 | $47,000 | thousands by filing date | call |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 103,057 | $47,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 32,940 | $47,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 217 | $46,000 | thousands by filing date | put |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 6,700 | $46,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 1,800 | $46,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 6,577 | $46,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 900 | $46,000 | thousands by filing date | call |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 5,744 | $46,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 316 | $45,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 848 | $45,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,304 | $45,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 878 | $45,000 | thousands by filing date | call |
| COMSTOCK RES INC COM | 205768302 | Stock | 6,327 | $45,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,147 | $45,000 | thousands by filing date | call |
| MIMEDX GROUP INC | 602496101 | COM | 6,503 | $45,000 | thousands by filing date | put |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 13,355 | $45,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 940 | $44,000 | thousands by filing date | put |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 3,022 | $44,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 250 | $44,000 | thousands by filing date | put |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 7,208 | $44,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 3,879 | $44,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 15,169 | $44,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 11,133 | $44,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 39,087 | $44,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 470 | $43,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 338 | $43,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 1,000 | $43,000 | thousands by filing date | put |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 32,100 | $43,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 6,223 | $43,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 10,129 | $43,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 21,109 | $43,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 11,645 | $43,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 2,600 | $43,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 3,108 | $43,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786LAB3 | NOTE 5.250 3/0 | 45,000 | $43,000 | thousands by filing date | principal |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,031 | $42,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 792 | $42,000 | thousands by filing date | call |
| UNITED BANCORP INC OHIO | 909911109 | COM | 3,299 | $42,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,621 | $42,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 11,985 | $42,000 | thousands by filing date | |
| OMINTO INC | 68217C208 | COM NEW | 15,175 | $42,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 352 | $41,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 5,901 | $41,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 3,040 | $41,000 | thousands by filing date | put |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 19,847 | $41,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 250 | $40,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 1,500 | $40,000 | thousands by filing date | call |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 808 | $40,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 8,361 | $40,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 32,450 | $40,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 1,454 | $40,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 900 | $40,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,200 | $39,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 1,331 | $39,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 313 | $39,000 | thousands by filing date | put |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 4,120 | $39,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,350 | $39,000 | thousands by filing date | put |
| P & F INDS INC | 692830508 | CL A NEW | 5,100 | $39,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 875 | $39,000 | thousands by filing date | put |
| Foundation Medicine Inc | 350465100 | COM | 500 | $39,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,800 | $38,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 227 | $38,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,600 | $38,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 15,906 | $38,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 5,801 | $38,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 2,499 | $38,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 11,900 | $38,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 214 | $37,000 | thousands by filing date | call |
| BOYDGAMINGCORP | 103304101 | STOK | 1,166 | $37,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 141 | $37,000 | thousands by filing date | call |
| TSR INC | 872885207 | COM | 6,438 | $37,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 1,300 | $37,000 | thousands by filing date | call |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 9,800 | $37,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 900 | $36,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 707 | $36,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 229 | $36,000 | thousands by filing date | put |
| HORTONWORKS INC | 440894103 | COM | 1,800 | $36,000 | thousands by filing date | call |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 11,857 | $36,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 230 | $35,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 341 | $35,000 | thousands by filing date | call |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 1,886 | $35,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 544 | $35,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000068 | this filing | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000144 | superseded | 2019-10-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-19-000160 | base | 2019-10-23 | acceptance time not in the bulk data set |