13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 5,163 holding rows worth $156,108,404,000.
- Accession
- 0000948046-18-000028
- Filer
- CIK 948046
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 21,183 entries on the cover page, a total value of $156,108,404,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $156,108,404,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIGI INTL INC | 253798102 | COM | 63,330 | $604,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,525 | $603,000 | thousands by filing date | put |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 53,425 | $603,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 27,895 | $603,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 22,978 | $603,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 44,637 | $601,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 34,927 | $600,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 34,624 | $600,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 92,811 | $598,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 7,050 | $597,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 62,216 | $597,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 11,747 | $596,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 21,293 | $596,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 12,389 | $594,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 55,286 | $593,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 115,217 | $593,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 63,356 | $590,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 23,903 | $589,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 36,782 | $588,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 136,591 | $585,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 84,425 | $585,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 237,990 | $584,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 31,133 | $583,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 55,876 | $581,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 10,342 | $578,000 | thousands by filing date | call |
| DAILY JOURNAL CORP | 233912104 | COM | 2,518 | $578,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 5,955 | $575,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 26,195 | $574,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 26,367 | $574,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 31,067 | $572,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 14,157 | $570,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 22,934 | $570,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 31,149 | $563,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 174,190 | $562,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 58,366 | $562,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 55,089 | $561,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 20,107 | $560,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 172,063 | $559,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 43,167 | $557,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 180,254 | $556,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 11,509 | $553,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 35,463 | $553,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 6,287 | $552,000 | thousands by filing date | put |
| WILLDAN GROUP INC | 96924N100 | COM | 22,926 | $548,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 62,789 | $547,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 140,823 | $547,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 178,737 | $544,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 34,469 | $544,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 31,055 | $544,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,921 | $543,000 | thousands by filing date | put |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 79,981 | $543,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 91,132 | $542,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 18,733 | $542,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 22,692 | $542,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 48,912 | $542,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 26,086 | $541,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 21,562 | $541,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,856 | $540,000 | thousands by filing date | put |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 10,000 | $539,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 23,555 | $538,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,702 | $534,000 | thousands by filing date | put |
| OOMA INC | 683416101 | COM | 44,790 | $533,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 142,486 | $533,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 300,955 | $532,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 32,583 | $530,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 86,531 | $527,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 51,902 | $527,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 71,575 | $527,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 8,824 | $527,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 75,159 | $526,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 68,591 | $526,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 54,543 | $525,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 370,245 | $524,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 54,582 | $523,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 9,879 | $521,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 118,798 | $521,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 267,425 | $521,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 57,702 | $516,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 23,808 | $516,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 520,000 | $516,000 | thousands by filing date | principal |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 46,500 | $516,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 293,000 | $516,000 | thousands by filing date | principal |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 53,827 | $515,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 41,106 | $514,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 4,200 | $513,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 84,778 | $513,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 30,987 | $512,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 7,833 | $510,000 | thousands by filing date | put |
| OIL DRI CORP AMER COM | 677864100 | Stock | 12,323 | $509,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 102,557 | $509,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 90,689 | $509,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 21,017 | $508,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 53,412 | $508,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 212,197 | $508,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 7,008 | $507,000 | thousands by filing date | call |
| VALHI INC NEW | 918905100 | COM | 82,365 | $507,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 78,345 | $506,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 15,045 | $506,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 436,000 | $504,000 | thousands by filing date | principal |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 36,307 | $503,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 41,374 | $499,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 4,797 | $499,000 | thousands by filing date | put |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 83,610 | $499,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 4,156 | $497,000 | thousands by filing date | call |
| ESCALADE INC | 296056104 | COMMON STOCK | 40,445 | $496,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 127,633 | $496,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 70,956 | $495,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 18,785 | $495,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 16,034 | $491,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,593 | $490,000 | thousands by filing date | call |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 48,444 | $490,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 25,641 | $487,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 84,868 | $485,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 116,512 | $485,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 181,294 | $485,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 9,044 | $484,000 | thousands by filing date | put |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 119,725 | $484,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 121,218 | $482,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,719 | $481,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 74,267 | $481,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 33,695 | $480,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 23,460 | $480,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 93,984 | $479,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 20,305 | $478,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 227,932 | $478,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 68,563 | $476,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 9,634 | $474,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M305 | COM NEW | 75,071 | $474,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 15,976 | $473,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 44,556 | $470,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 116,401 | $470,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 44,850 | $470,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 33,499 | $470,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 12,505 | $469,000 | thousands by filing date | call |
| DDR CORP | 23317H102 | COM | 52,524 | $468,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 4,171 | $467,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 130,986 | $467,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 131,760 | $467,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 80,953 | $466,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 560,000 | $461,000 | thousands by filing date | principal |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 54,789 | $459,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 661,000 | $459,000 | thousands by filing date | principal |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 14,975 | $458,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 31,190 | $458,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 8,682 | $457,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 121,700 | $457,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 11,316 | $456,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 154,964 | $456,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 123,982 | $456,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 37,288 | $455,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 30,318 | $454,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 46,765 | $453,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 21,989 | $452,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 105,801 | $452,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 200,000 | $452,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 64,017 | $451,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 82,258 | $451,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 84,553 | $450,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 48,100 | $449,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 35,930 | $449,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 46,951 | $449,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 8,498 | $449,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 15,433 | $449,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,814 | $446,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 98,097 | $445,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 67,874 | $444,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 188,400 | $444,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 38,369 | $443,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 37,061 | $442,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 100,389 | $441,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 53,862 | $441,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 33,258 | $440,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 29,494 | $440,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 43,060 | $440,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 191,973 | $438,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 18,548 | $437,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 14,768 | $437,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 18,186 | $435,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 135,768 | $433,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 33,496 | $433,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 99,500 | $432,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,699 | $431,000 | thousands by filing date | put |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 460,000 | $431,000 | thousands by filing date | principal |
| ALCOA CORP COM | 013872106 | Stock | 7,960 | $428,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 14,577 | $428,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 10,681 | $427,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 34,914 | $426,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 38,291 | $424,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 402,823 | $421,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 38,599 | $421,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 149,512 | $420,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 43,000 | $419,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 58,292 | $419,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 48,241 | $419,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10,221 | $418,000 | thousands by filing date | call |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 105,410 | $418,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,546 | $417,000 | thousands by filing date | call |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 22,382 | $417,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 64,602 | $416,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 32,676 | $416,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 112,724 | $416,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 115,208 | $416,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 36,092 | $415,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 11,600 | $414,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 8,194 | $413,000 | thousands by filing date | put |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 11,010 | $413,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 20,034 | $413,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 68,471 | $413,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 21,679 | $412,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 15,259 | $411,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 14,843 | $410,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 18,101 | $410,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 108,098 | $405,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 18,378 | $404,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 55,711 | $403,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 19,498 | $402,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 124,236 | $401,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,875 | $400,000 | thousands by filing date | put |
| AUTOWEB INC | 05335B100 | COM | 44,227 | $398,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 58,066 | $397,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 38,445 | $396,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 23,401 | $395,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 33,539 | $395,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 24,583 | $394,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 407,000 | $394,000 | thousands by filing date | principal |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 39,398 | $392,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 68,630 | $392,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 31,594 | $391,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 76,326 | $390,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 236,668 | $390,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 8,668 | $388,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 18,691 | $388,000 | thousands by filing date | put |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 155,903 | $388,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 97,600 | $387,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 98,590 | $386,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,096 | $385,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 57,080 | $383,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 100,621 | $382,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 140,926 | $381,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 20,700 | $381,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 19,208 | $380,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 82,727 | $379,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 84,675 | $379,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 54,711 | $378,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 21,634 | $377,000 | thousands by filing date | call |
| BT GROUP-ADR | 05577E101 | ADR | 20,775 | $377,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 21,129 | $376,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 49,448 | $375,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 11,709 | $373,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 25,482 | $371,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 35,808 | $371,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 53,304 | $370,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 437,018 | $370,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AB4 | NOTE 5.375%11/1 | 365,000 | $370,000 | thousands by filing date | principal |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 42,275 | $369,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 31,644 | $367,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 16,880 | $367,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,440 | $366,000 | thousands by filing date | put |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 18,736 | $366,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 32,500 | $365,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,000 | $365,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 54,829 | $363,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 16,324 | $362,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 48,979 | $361,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 36,380 | $361,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 261,765 | $361,000 | thousands by filing date | call |
| POINTER TELOCATION LTD | M7946T104 | SHS | 19,406 | $360,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 7,130 | $359,000 | thousands by filing date | call |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 125,100 | $356,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 149,824 | $355,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 49,618 | $355,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 35,614 | $354,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N128 | UNIT 08/21/2022 | 35,502 | $353,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 19,096 | $352,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 18,552 | $351,000 | thousands by filing date | put |
| MARINE PRODS CORP | 568427108 | cs | 27,692 | $351,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,412 | $349,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 3,540 | $349,000 | thousands by filing date | put |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 23,100 | $349,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 149,244 | $347,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 1,975 | $345,000 | thousands by filing date | put |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 317,000 | $345,000 | thousands by filing date | principal |
| STEALTHGAS INC | Y81669106 | COM | 78,682 | $343,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,459 | $341,000 | thousands by filing date | call |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 71,202 | $341,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 60,277 | $341,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 27,253 | $340,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 16,070 | $340,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 8,088 | $339,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,854 | $338,000 | thousands by filing date | call |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 182,968 | $338,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 13,667 | $338,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 253,790 | $338,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 73,556 | $338,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 11,748 | $337,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 56,814 | $336,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,193 | $335,000 | thousands by filing date | call |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 225,309 | $335,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 28,955 | $333,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 47,523 | $331,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 90,938 | $329,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 470,799 | $328,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,862 | $327,000 | thousands by filing date | call |
| HENNESSY ADVISORS INC | 425885100 | COM | 19,768 | $326,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,461 | $325,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 6,665 | $325,000 | thousands by filing date | call |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 341,000 | $325,000 | thousands by filing date | principal |
| CSX Corporation | 126408103 | COM | 5,911 | $324,000 | thousands by filing date | call |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 150,400 | $324,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 9,683 | $323,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 98,795 | $323,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,001 | $321,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 348,886 | $320,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 38,324 | $319,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 4,714 | $318,000 | thousands by filing date | put |
| MERCHANTS BANCORP IND | 58844R108 | COM | 16,223 | $318,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 9,845 | $318,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,659 | $316,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 5,739 | $314,000 | thousands by filing date | call |
| TECNOGLASS INC | G87264100 | ORD SHS | 42,786 | $314,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 20,657 | $313,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 61,402 | $313,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 25,568 | $312,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 26,051 | $312,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 34,608 | $311,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 31,778 | $311,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 58,000 | $309,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,309 | $307,000 | thousands by filing date | put |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 8,408 | $307,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 15,723 | $307,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 6,337 | $304,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 67,847 | $304,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,561 | $301,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 72,627 | $301,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 378,707 | $301,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 300,994 | $300,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 39,808 | $299,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 81,083 | $299,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,171 | $297,000 | thousands by filing date | put |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 273,095 | $297,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 244,910 | $295,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,716 | $294,000 | thousands by filing date | put |
| QUOTIENT LTD | G73268107 | SHS | 59,686 | $294,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 59,087 | $293,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 18,511 | $293,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 41,070 | $291,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 79,792 | $290,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 98,569 | $290,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 12,007 | $288,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 85,327 | $288,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 35,896 | $288,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,451 | $287,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 10,100 | $287,000 | thousands by filing date | call |
| CONFORMIS INC | 20717E101 | COM | 120,849 | $286,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 50,309 | $285,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 24,319 | $285,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 24,851 | $284,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 211,910 | $284,000 | thousands by filing date | principal |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 15,441 | $283,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 173,821 | $282,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 16,936 | $282,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 27,657 | $282,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,364 | $281,000 | thousands by filing date | put |
| SOCIETAL CDMO INC | 75629F109 | COM | 30,446 | $281,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 30,680 | $280,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 12,105 | $280,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 72,278 | $280,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 51,997 | $280,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 13,333 | $279,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 15,285 | $279,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 9,441 | $278,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 20,795 | $278,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 8,700 | $278,000 | thousands by filing date | put |
| SIGMATRON INTL INC | 82661L101 | COM | 27,513 | $278,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 9,950 | $277,000 | thousands by filing date | put |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 101,246 | $276,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 35,441 | $276,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,766 | $275,000 | thousands by filing date | call |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 29,061 | $275,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 138,934 | $275,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 267,856 | $275,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,603 | $274,000 | thousands by filing date | call |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 324,654 | $274,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 7,250 | $273,000 | thousands by filing date | put |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 6,332 | $273,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 39,405 | $273,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 35,103 | $273,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 258 | $271,000 | thousands by filing date | call |
| ALTABA INC | 021346101 | COM | 3,886 | $271,000 | thousands by filing date | call |
| LEAF GROUP LTD | 52177G102 | COM | 27,533 | $271,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 25,827 | $271,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 7,175 | $270,000 | thousands by filing date | call |
| IRIDEX CORP | 462684101 | COM | 35,430 | $269,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 185,036 | $268,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 27,609 | $267,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 2,632 | $267,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 82,967 | $266,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 75,424 | $266,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,972 | $265,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 33,524 | $265,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,055 | $264,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 320,556 | $264,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 17,763 | $263,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 16,215 | $262,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 15,212 | $262,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 160,759 | $261,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 20,365 | $260,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 23,781 | $260,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 9,436 | $259,000 | thousands by filing date | put |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 12,119 | $259,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 14,300 | $258,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 63,910 | $258,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 21,878 | $257,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LD CO | 210226AB2 | NOTE 4.500% 3/1 | 232,000 | $257,000 | thousands by filing date | principal |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 25,786 | $256,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 118,627 | $255,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 297,368 | $255,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 8,762 | $254,000 | thousands by filing date | put |
| AH BELO CORP | 001282102 | COMMON STOCK | 53,039 | $254,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 107,821 | $254,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 45,293 | $253,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,015 | $252,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,752 | $252,000 | thousands by filing date | put |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 148,600 | $251,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 250,179 | $251,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 7,945 | $250,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 38,228 | $250,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 12,709 | $250,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 36,629 | $249,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 250,000 | $249,000 | thousands by filing date | principal |
| EVINE LIVE INC | 300487105 | CL A | 178,081 | $249,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,929 | $248,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 7,170 | $248,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 15,715 | $248,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 13,144 | $247,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 60,170 | $247,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 16,099 | $247,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,424 | $246,000 | thousands by filing date | put |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 26,949 | $246,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 6,631 | $245,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 205,114 | $245,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 10,825 | $244,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 100,910 | $244,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 27,049 | $243,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 21,052 | $243,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 19,599 | $242,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 4,319 | $242,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,708 | $241,000 | thousands by filing date | put |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 13,800 | $240,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 64,096 | $240,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,345 | $239,000 | thousands by filing date | call |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 236,300 | $238,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 252,603 | $238,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 195,596 | $237,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 34,886 | $235,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 37,662 | $235,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 4,106 | $235,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 71,497 | $234,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 388,500 | $234,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 23,575 | $232,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,730 | $231,000 | thousands by filing date | put |
| RBB BANCORP | 74930B105 | COMMON STOCK | 8,513 | $231,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 8,591 | $230,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 21,828 | $229,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 23,106 | $228,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 23,320 | $227,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 45,025 | $227,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 30,421 | $227,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 22,043 | $227,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 17,980 | $227,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 118,352 | $227,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 101,169 | $227,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 104,611 | $227,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 324,538 | $226,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 89,278 | $226,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 37,600 | $225,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 181,000 | $225,000 | thousands by filing date | principal |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,862 | $224,000 | thousands by filing date | call |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 187,404 | $224,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 26,425 | $224,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 222,000 | $223,000 | thousands by filing date | principal |
| TRAVELZOO | 89421Q205 | CMN | 34,424 | $222,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 51,000 | $222,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 5,364 | $221,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 50,065 | $221,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 93,405 | $220,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,721 | $219,000 | thousands by filing date | put |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 46,717 | $219,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 90,317 | $219,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 95,352 | $219,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 52,634 | $218,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 5,257 | $217,000 | thousands by filing date | put |
| DOWDUPONT INC | 26078J100 | COM | 3,047 | $217,000 | thousands by filing date | call |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 36,553 | $217,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 155,011 | $217,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 15,000 | $216,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 9,800 | $216,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 200,000 | $216,000 | thousands by filing date | principal |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 15,932 | $215,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 89,598 | $215,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000028 | this filing | 2018-02-14 | acceptance time not in the bulk data set |