13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 5,163 holding rows worth $156,108,404,000.
- Accession
- 0000948046-18-000028
- Filer
- CIK 948046
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 21,183 entries on the cover page, a total value of $156,108,404,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $156,108,404,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RELX PLC SPONSORED ADR | 759530108 | ADR | 117,740 | $2,790,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 287,143 | $2,787,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 133,645 | $2,783,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 25,961 | $2,775,000 | thousands by filing date | put |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 70,000 | $2,761,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 121,370 | $2,758,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 49,769 | $2,755,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 177,814 | $2,754,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 112,869 | $2,752,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 506,048 | $2,751,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 68,921 | $2,747,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 52,749 | $2,740,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 131,977 | $2,738,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 180,319 | $2,731,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 81,458 | $2,726,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 59,804 | $2,715,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 97,570 | $2,715,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 255,741 | $2,706,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 144,847 | $2,702,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 94,685 | $2,702,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 60,148 | $2,701,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 475,125 | $2,697,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 150,200 | $2,694,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 399,315 | $2,690,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 82,528 | $2,689,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 103,509 | $2,688,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 99,683 | $2,681,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 112,212 | $2,679,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 64,457 | $2,672,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,115,968 | $2,667,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 159,410 | $2,662,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 2,000,000 | $2,656,000 | thousands by filing date | principal |
| VIRTUSA CORP | 92827P102 | COM | 60,265 | $2,655,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 161,078 | $2,647,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 35,369 | $2,646,000 | thousands by filing date | |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 126,078 | $2,636,000 | thousands by filing date | call |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 103,546 | $2,635,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 288,759 | $2,634,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 390,356 | $2,634,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 138,194 | $2,633,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 133,912 | $2,627,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 118,003 | $2,617,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 192,581 | $2,612,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 109,859 | $2,611,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 352,687 | $2,609,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 994,658 | $2,606,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 70,264 | $2,605,000 | thousands by filing date | |
| WILLSCOT CORP | 971375118 | *W EXP 09/10/202 | 1,809,351 | $2,605,000 | thousands by filing date | call |
| FIRST LONG IS CORP | 320734106 | COM | 91,065 | $2,593,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 662,502 | $2,589,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 281,117 | $2,584,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 90,108 | $2,580,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 102,345 | $2,579,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 94,588 | $2,578,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 524,666 | $2,573,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 146,187 | $2,572,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 87,851 | $2,570,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 151,867 | $2,568,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 139,248 | $2,562,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 119,554 | $2,560,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 1,725,000 | $2,560,000 | thousands by filing date | principal |
| GOGO INC | 38046C109 | COM | 225,223 | $2,539,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 497,802 | $2,537,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 419,351 | $2,537,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 74,015 | $2,530,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 250,845 | $2,524,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 108,719 | $2,520,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 110,500 | $2,518,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 179,735 | $2,518,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 56,047 | $2,511,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 126,701 | $2,507,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 47,044 | $2,502,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 108,178 | $2,502,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 167,613 | $2,497,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 83,724 | $2,494,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 157,903 | $2,490,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 58,028 | $2,485,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 93,178 | $2,483,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 116,960 | $2,464,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 73,216 | $2,463,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 468,114 | $2,461,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 2,392,000 | $2,460,000 | thousands by filing date | principal |
| AH RLTY TR INC | 04208T108 | COM | 158,402 | $2,456,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 366,515 | $2,454,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 109,845 | $2,454,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 127,153 | $2,451,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 80,703 | $2,446,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 174,820 | $2,436,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 32,338 | $2,431,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 100,030 | $2,422,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 64,269 | $2,416,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 53,553 | $2,415,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 87,535 | $2,414,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 542,410 | $2,412,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 80,514 | $2,411,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 791,258 | $2,411,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 161,640 | $2,402,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397108 | CL A COM | 250,000 | $2,400,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 19,927 | $2,398,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 151,289 | $2,396,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 256,868 | $2,392,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 52,130 | $2,382,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 2,729,000 | $2,382,000 | thousands by filing date | principal |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 139,944 | $2,381,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 127,637 | $2,380,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 315,183 | $2,380,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 150,876 | $2,374,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 269,806 | $2,363,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 150,933 | $2,356,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 43,884 | $2,354,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 241,095 | $2,344,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 279,934 | $2,343,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 257,757 | $2,343,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 879,487 | $2,330,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 350,171 | $2,327,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 303,029 | $2,324,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 1,800,000 | $2,323,000 | thousands by filing date | principal |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 37,047 | $2,320,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 35,382 | $2,317,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 61,253 | $2,316,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 2,342,000 | $2,312,000 | thousands by filing date | principal |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 2,125,000 | $2,310,000 | thousands by filing date | principal |
| HAMILTON LANE INC | 407497106 | CL A | 65,311 | $2,309,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 70,941 | $2,304,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 113,099 | $2,304,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 407,027 | $2,303,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 227,190 | $2,302,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 125,982 | $2,292,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 264,967 | $2,290,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 378,841 | $2,286,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 182,252 | $2,283,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 308,282 | $2,280,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 13,073 | $2,271,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 331,387 | $2,267,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 388,805 | $2,265,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 134,851 | $2,264,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 76,742 | $2,257,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 35,292 | $2,254,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 40,380 | $2,254,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 45,496 | $2,247,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,130,000 | $2,247,000 | thousands by filing date | principal |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 29,071 | $2,240,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 48,453 | $2,234,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 66,044 | $2,231,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 32,065 | $2,231,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 77,712 | $2,228,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 166,970 | $2,228,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 426,265 | $2,228,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 32,584 | $2,220,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 48,024 | $2,218,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 460,236 | $2,217,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 227,663 | $2,217,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 68,245 | $2,216,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 117,062 | $2,210,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 704,312 | $2,203,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 1,023,923 | $2,200,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 37,499 | $2,199,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 70,620 | $2,197,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 89,285 | $2,195,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 58,375 | $2,195,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 28,546 | $2,193,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 2,110,000 | $2,186,000 | thousands by filing date | principal |
| AIR LEASE CORP | 00912X302 | CL A | 45,501 | $2,185,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 44,857 | $2,181,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 237,858 | $2,169,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 383,035 | $2,166,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 262,255 | $2,160,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 136,321 | $2,158,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 9,414 | $2,151,000 | thousands by filing date | put |
| Heritage Commerce Corp | 426927109 | Common Stock | 140,516 | $2,150,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 204,695 | $2,147,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 638,782 | $2,146,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 117,504 | $2,141,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 23,853 | $2,135,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 104,623 | $2,132,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 512,494 | $2,131,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 99,128 | $2,130,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 48,218 | $2,129,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 198,282 | $2,121,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 84,703 | $2,120,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 110,347 | $2,120,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 68,785 | $2,100,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 15,654 | $2,098,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 100,704 | $2,098,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 72,468 | $2,097,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 78,205 | $2,096,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 166,834 | $2,096,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 105,425 | $2,095,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 69,991 | $2,090,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 210,666 | $2,087,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 47,968 | $2,083,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 211,101 | $2,082,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 2,021,000 | $2,082,000 | thousands by filing date | principal |
| COHU INC | 192576106 | COM | 94,695 | $2,076,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,584,868 | $2,074,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 203,090 | $2,071,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 28,576 | $2,061,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 108,582 | $2,061,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 135,515 | $2,058,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 105,909 | $2,057,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 95,043 | $2,055,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 65,348 | $2,054,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 125,588 | $2,053,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 242,742 | $2,048,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 43,435 | $2,043,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 106,090 | $2,041,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 47,990 | $2,039,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 79,175 | $2,037,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 154,708 | $2,037,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 45,608 | $2,034,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 112,801 | $2,033,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 334,714 | $2,032,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 129,970 | $2,030,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 208,554 | $2,029,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 96,031 | $2,028,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 92,291 | $2,028,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 25,813 | $2,017,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 167,908 | $2,015,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 50,680 | $2,008,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 103,424 | $2,008,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 40,145 | $2,007,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 24,659 | $2,005,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,975,000 | $2,005,000 | thousands by filing date | principal |
| AXOGEN INC | 05463X106 | COM | 70,791 | $2,002,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 59,457 | $2,002,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 186,737 | $1,995,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 11,543 | $1,990,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 701,524 | $1,990,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 38,908 | $1,988,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 116,560 | $1,984,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 47,162 | $1,984,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 67,850 | $1,978,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 36,158 | $1,977,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 28,251 | $1,976,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 71,829 | $1,973,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 43,100 | $1,963,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 165,161 | $1,961,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 2,100,000 | $1,954,000 | thousands by filing date | principal |
| BAR HBR BANKSHARES | 066849100 | COM | 72,335 | $1,952,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 298,548 | $1,951,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 89,855 | $1,951,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 955,025 | $1,948,000 | thousands by filing date | call |
| OTONOMY INC | 68906L105 | COM | 351,180 | $1,947,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 86,631 | $1,947,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 2,067,000 | $1,944,000 | thousands by filing date | principal |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 108,218 | $1,941,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 94,507 | $1,936,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 245,328 | $1,933,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 77,270 | $1,933,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 59,228 | $1,922,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 57,314 | $1,920,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L204 | UNIT 06/15/2024 | 185,000 | $1,916,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 46,909 | $1,915,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 83,000 | $1,912,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 52,505 | $1,909,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 58,844 | $1,906,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 83,414 | $1,904,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 51,214 | $1,901,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 29,405 | $1,894,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 36,622 | $1,890,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 71,200 | $1,889,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 249,539 | $1,888,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 50,667 | $1,885,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 212,281 | $1,882,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 110,977 | $1,876,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 60,132 | $1,874,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 53,070 | $1,873,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 20,167 | $1,867,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 43,203 | $1,865,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 249,423 | $1,860,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 172,340 | $1,859,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 449,708 | $1,856,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 23,736 | $1,856,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 66,807 | $1,841,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 669,820 | $1,834,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 192,885 | $1,832,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 98,181 | $1,831,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 110,225 | $1,830,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 141,725 | $1,829,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 176,611 | $1,829,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 398,487 | $1,828,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 61,785 | $1,825,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 64,431 | $1,823,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 40,205 | $1,823,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 145,806 | $1,820,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,738 | $1,817,000 | thousands by filing date | call |
| SAUL CTRS INC COM | 804395101 | REIT | 29,417 | $1,815,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 102,378 | $1,813,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 21,575 | $1,810,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 188,373 | $1,806,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 88,847 | $1,802,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 28,510 | $1,801,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 180,638 | $1,796,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 1,722,000 | $1,793,000 | thousands by filing date | principal |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 28,216 | $1,790,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 113,606 | $1,783,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 70,811 | $1,780,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 1,613,285 | $1,773,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 25,962 | $1,772,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 93,270 | $1,772,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 70,100 | $1,763,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 17,715 | $1,760,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 38,136 | $1,760,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 816,781 | $1,754,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 79,119 | $1,748,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 88,248 | $1,747,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 46,220 | $1,746,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 1,570,000 | $1,740,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 1,269,000 | $1,739,000 | thousands by filing date | principal |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 62,003 | $1,737,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 13,353 | $1,726,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 30,290 | $1,726,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 102,506 | $1,724,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 192,550 | $1,722,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 58,166 | $1,722,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 100,869 | $1,720,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 50,243 | $1,720,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 58,000 | $1,719,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 41,622 | $1,715,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 112,712 | $1,712,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 930,800 | $1,712,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 123,928 | $1,711,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 108,269 | $1,710,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 61,790 | $1,703,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 36,839 | $1,703,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 21,561 | $1,702,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 64,586 | $1,698,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 48,270 | $1,697,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 95,372 | $1,697,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 78,116 | $1,697,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 67,228 | $1,695,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 101,828 | $1,695,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 65,749 | $1,691,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 124,684 | $1,689,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 71,222 | $1,688,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 54,781 | $1,688,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 97,003 | $1,688,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 170,069 | $1,682,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 296,345 | $1,681,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 56,827 | $1,676,000 | thousands by filing date | put |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 72,655 | $1,676,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 197,070 | $1,675,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 59,881 | $1,674,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 49,444 | $1,672,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 164,239 | $1,670,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 40,688 | $1,667,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 243,241 | $1,665,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 63,754 | $1,665,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 36,290 | $1,663,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 247,595 | $1,663,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 64,281 | $1,662,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 35,709 | $1,661,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 60,733 | $1,660,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 140,789 | $1,659,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 40,845 | $1,657,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 48,523 | $1,656,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 47,377 | $1,656,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 86,483 | $1,653,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 107,597 | $1,653,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 25,000 | $1,653,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 65,780 | $1,652,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 1,200,000 | $1,652,000 | thousands by filing date | principal |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 199,115 | $1,651,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 26,374 | $1,649,000 | thousands by filing date | call |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 74,767 | $1,644,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 810,080 | $1,643,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 330,342 | $1,634,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 29,507 | $1,631,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 76,066 | $1,629,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 114,311 | $1,628,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 59,943 | $1,626,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 66,315 | $1,626,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 47,909 | $1,625,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 40,390 | $1,622,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 80,120 | $1,619,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 190,387 | $1,618,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 61,240 | $1,618,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 28,698 | $1,617,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 125,649 | $1,616,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 54,374 | $1,615,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 52,341 | $1,613,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 214,056 | $1,613,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 116,146 | $1,612,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 35,506 | $1,605,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 30,122 | $1,601,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 27,832 | $1,598,000 | thousands by filing date | call |
| STONE ENERGY CORP | 861642403 | COM PAR | 49,698 | $1,596,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 35,657 | $1,589,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 81,184 | $1,586,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 35,173 | $1,582,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 50,650 | $1,582,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 230,503 | $1,580,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 65,803 | $1,578,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 99,118 | $1,575,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 178,891 | $1,566,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 44,223 | $1,562,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 151,763 | $1,562,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 59,605 | $1,561,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 73,862 | $1,560,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 354,078 | $1,560,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 47,539 | $1,557,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 55,707 | $1,555,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 85,944 | $1,553,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 67,760 | $1,553,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 102,518 | $1,552,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 107,623 | $1,549,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 58,376 | $1,549,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 104,258 | $1,545,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 315,654 | $1,543,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 12,661 | $1,540,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 56,474 | $1,539,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 55,369 | $1,538,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 33,433 | $1,535,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 115,124 | $1,533,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 77,460 | $1,533,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 187,994 | $1,530,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 17,888 | $1,529,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 456,940 | $1,529,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 155,870 | $1,524,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,500,000 | $1,521,000 | thousands by filing date | principal |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 168,400 | $1,520,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 98,447 | $1,519,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 17,733 | $1,516,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 40,303 | $1,513,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 92,004 | $1,512,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 79,591 | $1,511,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 1,550,000 | $1,511,000 | thousands by filing date | principal |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 71,569 | $1,509,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 255,698 | $1,507,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 342 | $1,507,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 24,248 | $1,504,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 64,879 | $1,501,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 39,329 | $1,499,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 31,747 | $1,498,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 797,222 | $1,490,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 150,000 | $1,488,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 189,557 | $1,487,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,748 | $1,486,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 85,808 | $1,481,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 61,482 | $1,481,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 176,414 | $1,480,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 848 | $1,473,000 | thousands by filing date | call |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 75,658 | $1,472,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 626,596 | $1,471,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 143,770 | $1,471,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 51,215 | $1,464,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 92,751 | $1,464,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 79,476 | $1,453,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 225,522 | $1,453,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 26,330 | $1,452,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 87,290 | $1,445,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 109,160 | $1,443,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 178,562 | $1,435,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 1,300,000 | $1,433,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 19,236 | $1,431,000 | thousands by filing date | call |
| CYTOKINETICS INC | 23282W605 | COM NEW | 175,832 | $1,430,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 138,887 | $1,429,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 18,899 | $1,425,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 114,123 | $1,421,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 141,971 | $1,418,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 120,527 | $1,418,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 46,827 | $1,418,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 322,909 | $1,412,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 71,118 | $1,412,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 132,096 | $1,407,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 76,169 | $1,403,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 83,987 | $1,403,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 175,900 | $1,401,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 30,180 | $1,399,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 593,619 | $1,399,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 55,845 | $1,399,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 36,365 | $1,399,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 172,503 | $1,397,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 40,849 | $1,396,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 1,501,000 | $1,395,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 4,479 | $1,394,000 | thousands by filing date | put |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 221,425 | $1,394,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 40,114 | $1,393,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 1,350,000 | $1,393,000 | thousands by filing date | principal |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 32,157 | $1,392,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 33,605 | $1,390,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,698 | $1,385,000 | thousands by filing date | call |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 61,924 | $1,385,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 83,092 | $1,381,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 33,004 | $1,381,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 68,668 | $1,379,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 53,511 | $1,378,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 667,903 | $1,375,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 82,435 | $1,375,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 49,119 | $1,373,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 254,951 | $1,372,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 133,898 | $1,369,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 58,265 | $1,367,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 94,352 | $1,366,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 113,494 | $1,365,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 134,366 | $1,363,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 24,906 | $1,359,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 61,741 | $1,357,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 51,177 | $1,356,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 37,922 | $1,353,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000028 | this filing | 2018-02-14 | acceptance time not in the bulk data set |