13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 5,163 holding rows worth $156,108,404,000.
- Accession
- 0000948046-18-000028
- Filer
- CIK 948046
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 21,183 entries on the cover page, a total value of $156,108,404,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $156,108,404,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RELM WIRELESS CORP | 759525108 | COM | 11,939 | $42,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 6,800 | $42,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS INC | Y2069P507 | SHS PAR | 10,414 | $42,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,000 | $41,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 1,981 | $41,000 | thousands by filing date | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 745 | $41,000 | thousands by filing date | put |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 893 | $41,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 1,521 | $41,000 | thousands by filing date | call |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 17,852 | $41,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 4,900 | $41,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 13,143 | $41,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 11,552 | $41,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 1,767 | $40,000 | thousands by filing date | put |
| OUTFRONT MEDIA INC | 69007J106 | COM | 1,767 | $40,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 5,939 | $40,000 | thousands by filing date | call |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 8,709 | $40,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 3,200 | $40,000 | thousands by filing date | call |
| PROPHASE LABS INC | 74345W108 | COM | 18,646 | $40,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 27,332 | $40,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 100,000 | $40,000 | thousands by filing date | call |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 49,600 | $40,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,273 | $39,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 517 | $39,000 | thousands by filing date | put |
| MANNATECH INC | 563771203 | COM NEW | 2,621 | $39,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 8,466 | $39,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 3,331 | $39,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 1,150 | $38,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 2,000 | $38,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 225 | $38,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,249 | $38,000 | thousands by filing date | call |
| MOMO INC | 60879B107 | ADR | 1,560 | $38,000 | thousands by filing date | put |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 2,343 | $38,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 400 | $38,000 | thousands by filing date | put |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 400 | $38,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 6,500 | $38,000 | thousands by filing date | call |
| AFFIMED N V | N01045108 | COM | 29,700 | $38,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 7,971 | $38,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 352 | $37,000 | thousands by filing date | call |
| NEWMONT CORP | 651639106 | COM | 1,000 | $37,000 | thousands by filing date | put |
| TEREX CORP NEW COM | 880779103 | Stock | 776 | $37,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 500 | $37,000 | thousands by filing date | put |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 19,935 | $37,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 250 | $36,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 179 | $36,000 | thousands by filing date | call |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,200 | $36,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 1,235 | $36,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 6,625 | $36,000 | thousands by filing date | call |
| SMTC CORP | 832682207 | COM NEW | 19,100 | $36,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 30,315 | $36,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 14,400 | $36,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 3,300 | $35,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 3,200 | $35,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 3,700 | $34,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,650 | $34,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 667 | $34,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,555 | $34,000 | thousands by filing date | put |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 53,589 | $34,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 13,320 | $34,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 168 | $33,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 598 | $33,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 19,475 | $33,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 3,336 | $33,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 2,200 | $33,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 389 | $32,000 | thousands by filing date | call |
| DOVER CORP COM | 260003108 | Stock | 325 | $32,000 | thousands by filing date | call |
| TAUBMAN CTRS INC | 876664103 | COM | 500 | $32,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 2,288 | $32,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 8,400 | $32,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 243,600 | $32,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 340 | $31,000 | thousands by filing date | put |
| MATADOR RES CO COM | 576485205 | Stock | 1,000 | $31,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 283 | $31,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 140 | $31,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 742 | $31,000 | thousands by filing date | call |
| MACKINAC FINL CORP | 554571109 | COM | 2,000 | $31,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 17,600 | $31,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 2,212 | $30,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 220 | $30,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 920 | $30,000 | thousands by filing date | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 1,657 | $30,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,962 | $29,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 996 | $29,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 1,271 | $29,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 17,996 | $29,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 132,143 | $29,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 3,381 | $29,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 291 | $28,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 203 | $28,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 399 | $28,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 100 | $28,000 | thousands by filing date | call |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 250 | $28,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 250 | $28,000 | thousands by filing date | call |
| MEXCO ENERGY CORP | 592770101 | COM | 7,200 | $28,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 2,000 | $28,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 688 | $28,000 | thousands by filing date | call |
| BB & T CORP | 054937107 | COM | 567 | $28,000 | thousands by filing date | put |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 3,723 | $28,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 7,945 | $28,000 | thousands by filing date | call |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,256 | $28,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 30,288 | $28,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 300 | $27,000 | thousands by filing date | call |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $27,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $27,000 | thousands by filing date | call |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 10,159 | $27,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,825 | $27,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 367 | $26,000 | thousands by filing date | call |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 500 | $26,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 305 | $26,000 | thousands by filing date | call |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 15,034 | $26,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 25,000 | $26,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 500 | $25,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 966 | $25,000 | thousands by filing date | put |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 1,188 | $25,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,146 | $25,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,695 | $25,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 4,200 | $25,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1,899 | $25,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 17,200 | $25,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 15,169 | $25,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 51,600 | $25,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 2,447 | $25,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 143 | $24,000 | thousands by filing date | put |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 8,719 | $24,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 368 | $24,000 | thousands by filing date | call |
| TRI CONTL CORP | 895436103 | COM | 904 | $24,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 1,827 | $24,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 122 | $24,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 1,250 | $24,000 | thousands by filing date | put |
| EMERSON RADIO CORP | 291087203 | COM NEW | 16,942 | $24,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 6,257 | $24,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 2,493 | $24,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 3,400 | $24,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 8,100 | $24,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 75 | $23,000 | thousands by filing date | call |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 2,100 | $23,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 141 | $23,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 9,568 | $23,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,726 | $23,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 4,837 | $23,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 5,856 | $23,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 205 | $23,000 | thousands by filing date | call |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 907 | $23,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 27,516 | $23,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 19,759 | $23,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 1,918 | $23,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 7,757 | $23,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 7,100 | $23,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 178 | $22,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 103,794 | $22,000 | thousands by filing date | principal |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,500 | $22,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,545 | $22,000 | thousands by filing date | put |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,200 | $22,000 | thousands by filing date | call |
| MONRO INC | 610236101 | COMMON STOCK | 400 | $22,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 709 | $22,000 | thousands by filing date | call |
| LINIU TECHNOLOGY GROUP | G54971208 | SNC | 11,113 | $22,000 | thousands by filing date | |
| FUWEI FILMS HLDGS CO LTD | G3704F110 | SHS NEW | 7,759 | $22,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 12,600 | $22,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 300 | $21,000 | thousands by filing date | call |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 520 | $21,000 | thousands by filing date | put |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,500 | $21,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,000 | $21,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 1,000 | $21,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,421 | $21,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 14,880 | $21,000 | thousands by filing date | put |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,000 | $21,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 5,717 | $21,000 | thousands by filing date | |
| MOXIAN INC | 624697207 | COM NEW | 5,615 | $21,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 391 | $20,000 | thousands by filing date | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 545 | $20,000 | thousands by filing date | call |
| HANESBRANDS INC | 410345102 | COM | 1,000 | $20,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 114 | $20,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 780 | $20,000 | thousands by filing date | call |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,000 | $20,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,000 | $20,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,423 | $20,000 | thousands by filing date | call |
| TSR INC | 872885207 | COM | 3,848 | $20,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 34,000 | $20,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 9,600 | $20,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 26,810 | $20,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 500 | $19,000 | thousands by filing date | put |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 947 | $19,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 1,173 | $19,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 1,213 | $19,000 | thousands by filing date | call |
| REMARK HLDGS INC | 75955K102 | COM | 1,959 | $19,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 1,700 | $19,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 2,649 | $19,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 300 | $18,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 92 | $18,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 295 | $18,000 | thousands by filing date | call |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 3,601 | $18,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 293 | $18,000 | thousands by filing date | call |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 57,283 | $18,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 319 | $18,000 | thousands by filing date | call |
| CREE INC | 225447101 | COM | 500 | $18,000 | thousands by filing date | call |
| CHF SOLUTIONS INC | 12542Q508 | COM NEW | 5,300 | $18,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 110 | $17,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 1,040 | $17,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 150 | $17,000 | thousands by filing date | put |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 3,700 | $17,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 6,549 | $17,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 7,102 | $17,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 11,108 | $17,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233206 | COM NEW | 1,200 | $17,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 97 | $16,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 94 | $16,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 338 | $16,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 300 | $16,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 444 | $16,000 | thousands by filing date | put |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,292 | $16,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 1,821 | $16,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 882 | $16,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 300 | $16,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 320 | $15,000 | thousands by filing date | call |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 3,729 | $15,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 600 | $15,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 5,400 | $15,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 550 | $15,000 | thousands by filing date | call |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 3,901 | $15,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 1,900 | $15,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 200 | $14,000 | thousands by filing date | call |
| CUBESMART COM | 229663109 | REIT | 500 | $14,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 180 | $14,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 498 | $14,000 | thousands by filing date | put |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 240 | $14,000 | thousands by filing date | call |
| Xunlei Ltd-Adr | 98419E108 | COM | 943 | $14,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 776 | $14,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 3,595 | $14,000 | thousands by filing date | call |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 468 | $14,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 5,800 | $14,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 501 | $14,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 5,839 | $14,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 334 | $14,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 5,191 | $14,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 258 | $13,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 202 | $13,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 820 | $13,000 | thousands by filing date | put |
| CAPITALA FIN CORP | 14054R106 | COM | 1,900 | $13,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 13,333 | $13,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 3,300 | $13,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 200 | $13,000 | thousands by filing date | call |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 397 | $13,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 556 | $13,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 14,337 | $13,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 4,426 | $13,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 3,200 | $13,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 12,099 | $13,000 | thousands by filing date | call |
| VALERITAS HLDGS INC | 91914N202 | COM NEW | 4,587 | $13,000 | thousands by filing date | |
| CHINA XINIYA FASHION LTD | 16950W204 | SPONSRD ADR NEW | 2,567 | $13,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 192 | $12,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 166 | $12,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 222 | $12,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 844 | $12,000 | thousands by filing date | put |
| KKR & CO LP | 48248M102 | COMMON STOCK | 600 | $12,000 | thousands by filing date | put |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 145 | $12,000 | thousands by filing date | put |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 242 | $12,000 | thousands by filing date | call |
| MICHAELS COS INC | 59408Q106 | COM | 506 | $12,000 | thousands by filing date | call |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 2,984 | $12,000 | thousands by filing date | |
| IZEA INC | 46603N301 | COM | 2,700 | $12,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 549 | $11,000 | thousands by filing date | put |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 1,700 | $11,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 4,900 | $11,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 7,300 | $11,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 40,349 | $11,000 | thousands by filing date | principal |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 1,962 | $11,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 14,273 | $11,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 4,444 | $11,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 70 | $10,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701107 | COM | 200 | $10,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 201 | $10,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 150 | $10,000 | thousands by filing date | call |
| CNX RES CORP COM | 12653C108 | Stock | 733 | $10,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 262 | $10,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 151 | $10,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 183 | $10,000 | thousands by filing date | call |
| ARK RESTAURANTS CORP | 040712101 | COM | 400 | $10,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 150 | $10,000 | thousands by filing date | put |
| Community West Bancshares | 204157101 | Common Stock | 1,000 | $10,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 4,031 | $10,000 | thousands by filing date | call |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 170 | $10,000 | thousands by filing date | call |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 8,800 | $10,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 3,752 | $10,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 63 | $9,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 179 | $9,000 | thousands by filing date | put |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 308 | $9,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 96 | $9,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 100 | $9,000 | thousands by filing date | put |
| CAREDX INC | 14167L103 | COM | 1,300 | $9,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,015 | $9,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 2,300 | $9,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 200 | $9,000 | thousands by filing date | call |
| MONROE CAPITAL CORP | 610335101 | COM | 700 | $9,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 1,515 | $9,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 4,104 | $9,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,462 | $9,000 | thousands by filing date | call |
| SONIC FDRY INC | 83545R207 | COM NEW | 3,300 | $9,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 3,604 | $9,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 1,000 | $9,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 3,415 | $9,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 737 | $8,000 | thousands by filing date | call |
| CARGURUS INC COM CL A | 141788109 | Stock | 300 | $8,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 165 | $8,000 | thousands by filing date | call |
| VENTAS INC COM | 92276F100 | REIT | 141 | $8,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 250 | $8,000 | thousands by filing date | call |
| RH | 74967X103 | COM | 100 | $8,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 2,000 | $8,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 248 | $8,000 | thousands by filing date | call |
| MVC CAPITAL INC | 553829102 | COM | 780 | $8,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 898 | $8,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 600 | $8,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 1,285 | $8,000 | thousands by filing date | call |
| COMMAND SEC CORP | 20050L100 | COM | 2,720 | $8,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 2,200 | $8,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 791 | $8,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 102 | $7,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 340 | $7,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 74 | $7,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 150 | $7,000 | thousands by filing date | call |
| CDK GLOBAL INC | 12508E101 | COM | 100 | $7,000 | thousands by filing date | call |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 527 | $7,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,780 | $7,000 | thousands by filing date | put |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 600 | $7,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 2,314 | $7,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 6,169 | $7,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N303 | COM PAR | 1,005 | $7,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 4,200 | $7,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 721 | $7,000 | thousands by filing date | |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 4,242 | $7,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 68 | $6,000 | thousands by filing date | call |
| COMERICAINC | 200340107 | COM | 78 | $6,000 | thousands by filing date | put |
| UNIQURE NV | N90064101 | SHS | 334 | $6,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 233 | $6,000 | thousands by filing date | put |
| INVESCO LTD SHS | G491BT108 | Stock | 170 | $6,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 82 | $6,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 627 | $6,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 205 | $6,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 60 | $6,000 | thousands by filing date | put |
| VERICEL CORP | 92346J108 | COM | 1,240 | $6,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 100 | $6,000 | thousands by filing date | call |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 604 | $6,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 866 | $6,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 865 | $6,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 700 | $6,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 100,830 | $6,000 | thousands by filing date | principal |
| CZR | 127686103 | Stock | 500 | $6,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 305 | $6,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 300 | $6,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 1,000 | $6,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 3,600 | $6,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 4,902 | $6,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 1,591 | $6,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 7,000 | $6,000 | thousands by filing date | principal |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 2,500 | $6,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 5,090 | $6,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 58 | $5,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 50 | $5,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 29 | $5,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 230 | $5,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 81 | $5,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 46 | $5,000 | thousands by filing date | put |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 17 | $5,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,531 | $5,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 2,600 | $5,000 | thousands by filing date | |
| LONGFIN CORP CLASS A | 54304F106 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 3,040 | $5,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 500 | $5,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 6,812 | $5,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 1,721 | $5,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 29,894 | $5,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 573 | $5,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 30 | $4,000 | thousands by filing date | call |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 500 | $4,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 1,906 | $4,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 100 | $4,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 300 | $4,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 51 | $4,000 | thousands by filing date | put |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 500 | $4,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 3,832 | $4,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 2,254 | $4,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 14,920 | $4,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 2,803 | $4,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015206 | COM NEW | 2,476 | $4,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 202 | $4,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 2,100 | $4,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 3,000 | $4,000 | thousands by filing date | |
| RMG NETWORKS HLDG CORP | 74966K300 | COM NEW | 5,300 | $4,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 51 | $3,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 76 | $3,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 199 | $3,000 | thousands by filing date | put |
| RIOT PLATFORMS INC | 767292105 | COM | 118 | $3,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 210 | $3,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,050 | $3,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,050 | $3,000 | thousands by filing date | call |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 181 | $3,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 2,163 | $3,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 3,100 | $3,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 8,250 | $3,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 3,447 | $3,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 2,063 | $3,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 525 | $3,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 1,502 | $3,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 539 | $3,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 2,058 | $3,000 | thousands by filing date | |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 400 | $3,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 1,300 | $3,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 20 | $2,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 30 | $2,000 | thousands by filing date | call |
| COMSTOCK RES INC COM | 205768302 | Stock | 300 | $2,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 22 | $2,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 29 | $2,000 | thousands by filing date | call |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 400 | $2,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 255 | $2,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 352 | $2,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 150 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 94 | $2,000 | thousands by filing date | call |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 10,992 | $2,000 | thousands by filing date | principal |
| ENDOCYTE INC | 29269A102 | COM | 615 | $2,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 11,700 | $2,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 118 | $2,000 | thousands by filing date | put |
| BOB EVANS FARMS | 096761101 | COM | 35 | $2,000 | thousands by filing date | call |
| CELADON GROUP INC | 150838100 | COM | 450 | $2,000 | thousands by filing date | call |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 400 | $2,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 100 | $2,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,347 | $2,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 2,567 | $2,000 | thousands by filing date | |
| FC GLOBAL RLTY INC | 30258F102 | COM | 2,900 | $2,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 2,400 | $2,000 | thousands by filing date | |
| MOTIF BIO PLC | 619784101 | SPONSORED ADR | 200 | $2,000 | thousands by filing date | |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 1,020 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 1,601 | $2,000 | thousands by filing date | principal |
| ITUS CORP | 45069V203 | COM NEW | 1,002 | $2,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 20 | $1,000 | thousands by filing date | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 600 | $1,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 60 | $1,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 10 | $1,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 2,543 | $1,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 1,500 | $1,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 95 | $1,000 | thousands by filing date | call |
| SASOL LTD | 803866300 | SPONSORED ADR | 48 | $1,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 10 | $1,000 | thousands by filing date | call |
| COGNEX CORP | 192422103 | COM | 20 | $1,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 42 | $1,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 14 | $1,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 39 | $1,000 | thousands by filing date | call |
| U S GLOBAL INVS INC | 902952100 | CL A | 300 | $1,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 300 | $1,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 200 | $1,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 100 | $1,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 100 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 50 | $1,000 | thousands by filing date | put |
| GLEN BURNIE BANCORP | 377407101 | COM | 99 | $1,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 6,950 | $1,000 | thousands by filing date | principal |
| SORL Auto Parts Inc | 78461U101 | COM | 300 | $1,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 600 | $1,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 200 | $1,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 812 | $1,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 300 | $1,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 400 | $1,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 100 | $1,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 237 | $1,000 | thousands by filing date | |
| AMERI HLDGS INC | 02362F104 | COM | 421 | $1,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 123 | $1,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 100 | $1,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 683 | $1,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 220 | $1,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 300 | $1,000 | thousands by filing date | |
| GNC Holdings | 36191GAB3 | CONV BOND | 3,000 | $1,000 | thousands by filing date | principal |
| MOSYS INC | 619718208 | COM NEW | 1,500 | $1,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 406 | $1,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 19 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CSX Corporation | 126408103 | COM | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAMBUS INC DEL COM | 750917106 | Stock | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PPL CORP COM | 69351T106 | Stock | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 40 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 18 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 9 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HUMANA INC COM | 444859102 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 511 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FULGENT GENETICS INC | 359664109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 169 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 118 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INGERSOLL-RAND PLC | G47791101 | SHS | 9 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESTINATION XL GROUP INC | 25065K104 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED HAT INC | 756577102 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000028 | this filing | 2018-02-14 | acceptance time not in the bulk data set |