13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 5,163 holding rows worth $156,108,404,000.
- Accession
- 0000948046-18-000028
- Filer
- CIK 948046
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 21,183 entries on the cover page, a total value of $156,108,404,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $156,108,404,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 35,210 | $1,348,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 56,374 | $1,343,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 571,738 | $1,342,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 383,330 | $1,341,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 20,263 | $1,340,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 163,447 | $1,339,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 244,056 | $1,334,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 35,083 | $1,332,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 68,226 | $1,329,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 467,324 | $1,326,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 31,333 | $1,321,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 16,449 | $1,319,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 98,496 | $1,319,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 88,953 | $1,312,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 173,580 | $1,310,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 37,903 | $1,309,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 34,031 | $1,308,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 102,435 | $1,307,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 865,000 | $1,304,000 | thousands by filing date | principal |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 137,502 | $1,298,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 33,174 | $1,295,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 39,725 | $1,293,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 64,616 | $1,291,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 303,880 | $1,291,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 67,886 | $1,291,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 40,979 | $1,289,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 7,476 | $1,288,000 | thousands by filing date | call |
| GLADSTONE LAND CORP | 376549101 | REIT | 95,913 | $1,288,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 276,865 | $1,286,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 71,085 | $1,285,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 35,817 | $1,282,000 | thousands by filing date | |
| SCMP 3.25-12/21 | 864909AB2 | Bond 30/360P2 U | 1,055,000 | $1,281,000 | thousands by filing date | principal |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 28,140 | $1,278,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 683,337 | $1,276,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 30,415 | $1,274,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 76,562 | $1,269,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 39,318 | $1,265,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 28,576 | $1,257,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 69,301 | $1,256,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 303,688 | $1,254,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 47,895 | $1,253,000 | thousands by filing date | |
| CISION LTD | G1992S117 | *W EXP 06/22/202 | 460,395 | $1,252,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 696,410 | $1,251,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 29,519 | $1,251,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 88,702 | $1,250,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 239,560 | $1,250,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 13,625 | $1,249,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 148,429 | $1,249,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 116,023 | $1,247,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 60,800 | $1,246,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 70,884 | $1,242,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 37,685 | $1,241,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 15,478 | $1,240,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 62,602 | $1,239,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 276,596 | $1,238,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 80,685 | $1,236,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 36,520 | $1,234,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 68,543 | $1,232,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 21,280 | $1,232,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 66,735 | $1,231,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 232,944 | $1,225,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 38,441 | $1,222,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 112,067 | $1,220,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 294,287 | $1,216,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 197,816 | $1,216,000 | thousands by filing date | call |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 105,050 | $1,215,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 136,675 | $1,208,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 1,107,000 | $1,207,000 | thousands by filing date | principal |
| EMC INS GROUP INC | 268664109 | COM | 41,985 | $1,203,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 101,587 | $1,203,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 55,126 | $1,200,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 81,387 | $1,196,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 88,772 | $1,195,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 62,331 | $1,195,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 40,463 | $1,194,000 | thousands by filing date | call |
| SEACHANGE INTL INC | 811699107 | COM | 303,315 | $1,191,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 20,086 | $1,190,000 | thousands by filing date | call |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 39,545 | $1,189,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 6,458 | $1,188,000 | thousands by filing date | put |
| AMERESCO INC | 02361E108 | CL A | 137,959 | $1,185,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 120,065 | $1,184,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 58,785 | $1,180,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 16,617 | $1,179,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 35,629 | $1,177,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 178,909 | $1,175,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 29,785 | $1,174,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,366,975 | $1,174,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 9,217 | $1,170,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 45,679 | $1,169,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 36,881 | $1,169,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 31,133 | $1,168,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 174,946 | $1,168,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 22,113 | $1,167,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 24,134 | $1,167,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 88,203 | $1,166,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 61,585 | $1,163,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 113,710 | $1,162,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 28,152 | $1,161,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 40,505 | $1,161,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 263,582 | $1,159,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 65,945 | $1,158,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 44,013 | $1,152,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 144,023 | $1,149,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 39,959 | $1,146,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 120,671 | $1,145,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 40,461 | $1,145,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 582,950 | $1,143,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 60,247 | $1,140,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 27,168 | $1,139,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 172,616 | $1,138,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 973 | $1,137,000 | thousands by filing date | call |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 57,507 | $1,135,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 91,628 | $1,134,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 40,471 | $1,134,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 157,797 | $1,134,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 5,901 | $1,132,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 50,118 | $1,132,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 15,203 | $1,131,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 428,979 | $1,131,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 58,888 | $1,129,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 54,498 | $1,128,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 59,016 | $1,127,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 165,483 | $1,126,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 140,536 | $1,123,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 61,379 | $1,118,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 32,571 | $1,117,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 187,998 | $1,117,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 605,082 | $1,116,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 187,538 | $1,115,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 57,372 | $1,114,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 61,788 | $1,111,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 20,816 | $1,111,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 151,340 | $1,110,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 115,577 | $1,108,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 259,359 | $1,106,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 131,002 | $1,106,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 41,349 | $1,104,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 123,302 | $1,101,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 237,719 | $1,100,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 108,452 | $1,092,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 120,243 | $1,090,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 213,032 | $1,090,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 40,705 | $1,089,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 111,110 | $1,088,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 48,777 | $1,086,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 178,610 | $1,085,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 152,833 | $1,082,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 5,207 | $1,076,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 138,701 | $1,076,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 43,070 | $1,075,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 15,074 | $1,073,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 56,937 | $1,072,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 93,081 | $1,072,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 109,572 | $1,067,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 76,010 | $1,064,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 46,431 | $1,063,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 36,607 | $1,063,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 66,376 | $1,061,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 31,349 | $1,060,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 46,296 | $1,060,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 48,875 | $1,059,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 99,968 | $1,057,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 41,835 | $1,055,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 57,043 | $1,052,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 129,092 | $1,050,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 38,852 | $1,048,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397207 | UNIT 07/21/2022 | 105,200 | $1,046,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 66,572 | $1,044,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 42,902 | $1,043,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 51,752 | $1,042,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 66,980 | $1,037,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 1,050,000 | $1,036,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 1,017,000 | $1,032,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 26,973 | $1,028,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 222,413 | $1,027,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 46,025 | $1,026,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 118,077 | $1,022,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 48,482 | $1,021,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 190,868 | $1,019,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 69,300 | $1,017,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 101,992 | $1,017,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 109,664 | $1,016,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 39,535 | $1,012,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 212,218 | $1,009,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 61,073 | $1,007,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 78,825 | $1,004,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 18,566 | $1,003,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 1,000,000 | $1,003,000 | thousands by filing date | principal |
| SILVERBOW RES INC | 82836G102 | COM | 33,739 | $1,002,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 22,695 | $1,001,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 98,939 | $1,001,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 35,776 | $1,000,000 | thousands by filing date | |
| LGI HOMES INC | 50187TAB2 | NOTE 4.25011/1 | 287,000 | $1,000,000 | thousands by filing date | principal |
| CODORUS VY BANCORP INC | 192025104 | COM | 36,334 | $999,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 109,510 | $998,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 270,891 | $996,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 225,127 | $991,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 187,991 | $986,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 30,175 | $984,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 16,631 | $983,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 26,996 | $982,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 119,320 | $981,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 1,949,222 | $980,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 126,818 | $979,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 199,565 | $976,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 72,524 | $975,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 70,231 | $974,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 14,427 | $971,000 | thousands by filing date | put |
| PRESIDIO INC | 74102M103 | COM | 50,669 | $969,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 681,072 | $966,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 37,192 | $965,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 117,990 | $965,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 61,601 | $965,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 28,241 | $961,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 145,228 | $960,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 127,510 | $958,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 32,403 | $957,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 57,469 | $957,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 205,933 | $956,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 48,724 | $955,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 51,051 | $954,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 80,000 | $952,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 80,178 | $951,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 21,478 | $949,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 103,255 | $949,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 165,425 | $949,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 950,000 | $948,000 | thousands by filing date | principal |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 34,074 | $947,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 13,580 | $945,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 24,670 | $944,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 185,000 | $943,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A111 | *W EXP 03/28/202 | 631,743 | $941,000 | thousands by filing date | call |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 31,480 | $939,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 20,245 | $939,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 45,679 | $936,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 81,060 | $936,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 2,258 | $934,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 228,925 | $931,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 72,422 | $931,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 10,839 | $930,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 19,038 | $930,000 | thousands by filing date | put |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 39,695 | $930,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 65,984 | $928,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 110,028 | $924,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 35,520 | $923,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 873,000 | $923,000 | thousands by filing date | principal |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 542,755 | $922,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 256,433 | $919,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 26,190 | $918,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 22,303 | $916,000 | thousands by filing date | call |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 19,964 | $916,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 19,558 | $916,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 65,842 | $915,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 45,722 | $915,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 44,561 | $914,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 35,000 | $913,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 58,915 | $911,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 45,182 | $910,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 74,405 | $908,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 426,200 | $906,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 59,477 | $905,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 57,866 | $904,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 115,710 | $904,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 40,124 | $903,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 61,329 | $903,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 26,528 | $903,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 267,051 | $900,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 30,989 | $897,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 82,230 | $893,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 168,321 | $892,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 107,089 | $890,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 863,000 | $890,000 | thousands by filing date | principal |
| MESA LABS INC COM | 59064R109 | Stock | 7,140 | $886,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 33,852 | $885,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 15,047 | $883,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 17,040 | $883,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 332,060 | $883,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 85,600 | $882,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 36,200 | $879,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 71,572 | $878,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 76,546 | $878,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 81,158 | $878,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 668,000 | $876,000 | thousands by filing date | principal |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 135,231 | $872,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 12,592 | $871,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 39,466 | $870,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 41,718 | $867,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 57,130 | $865,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 156,584 | $865,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 696,547 | $863,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 77,140 | $863,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 824 | $861,000 | thousands by filing date | put |
| AUTODESK INC COM | 052769106 | Stock | 8,217 | $861,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 61,833 | $861,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 33,189 | $858,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 34,341 | $857,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 209,499 | $857,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 60,665 | $852,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 346,269 | $851,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 470,538 | $851,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,392 | $848,000 | thousands by filing date | put |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 110,749 | $848,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 25,545 | $848,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 57,430 | $848,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 28,192 | $846,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 97,279 | $845,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 4,271 | $845,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 24,873 | $845,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 28,965 | $845,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 50,000 | $844,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 72,544 | $841,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 208,155 | $841,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,190,182 | $840,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 66,836 | $838,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 88,900 | $838,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 115,288 | $835,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 113,382 | $834,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 33,396 | $834,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 42,000 | $833,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 33,100 | $831,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 18,516 | $827,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 22,891 | $826,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 40,674 | $826,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 163,451 | $825,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 151,488 | $824,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 209,620 | $823,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 9,000 | $823,000 | thousands by filing date | call |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 20,208 | $822,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 53,645 | $819,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 84,004 | $819,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 25,983 | $818,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 17,497 | $817,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,625 | $816,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 138,701 | $816,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 24,418 | $816,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 29,796 | $816,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 102,105 | $815,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 114,842 | $814,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 21,890 | $813,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 55,368 | $813,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 31,722 | $812,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 695,000 | $810,000 | thousands by filing date | principal |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 41,076 | $809,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 27,243 | $808,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 615,000 | $808,000 | thousands by filing date | principal |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 51,408 | $804,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 447,591 | $801,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 41,744 | $800,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 33,230 | $798,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 19,930 | $797,000 | thousands by filing date | call |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 65,396 | $797,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 140,304 | $796,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 12,214 | $796,000 | thousands by filing date | call |
| NRC HEALTH | 637372202 | COMMON STOCK | 21,314 | $793,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 56,878 | $793,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 27,492 | $792,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 63,941 | $792,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 196,100 | $790,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 44,983 | $789,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 9,757 | $787,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 195,935 | $787,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 45,696 | $786,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 25,549 | $786,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 42,543 | $784,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 50,349 | $784,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 561,377 | $784,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 200,600 | $780,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 181,513 | $778,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 37,182 | $775,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 252,000 | $775,000 | thousands by filing date | call |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 54,261 | $774,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 79,600 | $773,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 133,872 | $771,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 65,475 | $770,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 105,056 | $769,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 36,731 | $766,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 60,779 | $765,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 37,431 | $764,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 88,337 | $764,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 72,116 | $764,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 21,639 | $761,000 | thousands by filing date | call |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 35,524 | $760,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 43,312 | $760,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 45,995 | $759,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 25,406 | $754,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 115,597 | $753,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 14,954 | $753,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 41,016 | $753,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 93,869 | $753,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 24,036 | $751,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 237,540 | $748,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 59,711 | $745,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 177,581 | $744,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 24,241 | $743,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 60,897 | $740,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 32,088 | $740,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 360,900 | $739,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 41,198 | $738,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 720,000 | $738,000 | thousands by filing date | principal |
| LAKELAND INDS INC | 511795106 | COM | 50,693 | $737,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 18,406 | $736,000 | thousands by filing date | put |
| NATERA INC COM | 632307104 | Stock | 81,890 | $735,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 24,600 | $735,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 66,875 | $734,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 426,872 | $734,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 35,000 | $733,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 84,280 | $732,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 30,634 | $731,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 97,823 | $730,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 38,210 | $730,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 725,000 | $730,000 | thousands by filing date | principal |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 820,200 | $729,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 17,737 | $728,000 | thousands by filing date | put |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 29,799 | $727,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 150,272 | $726,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656111 | *W EXP 99/99/999 | 559,712 | $726,000 | thousands by filing date | call |
| PDVWIRELESS INC | 69290R104 | COM | 22,661 | $725,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 517,693 | $724,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 20,056 | $724,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 28,949 | $723,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 30,486 | $722,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 5,638 | $720,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 105,466 | $719,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 195,902 | $718,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 25,349 | $717,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 192,523 | $716,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 51,605 | $714,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 167,250 | $713,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 215,549 | $712,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 128,413 | $712,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 40,873 | $710,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 41,593 | $709,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 84,396 | $708,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,676 | $705,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 121,202 | $704,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 770,000 | $703,000 | thousands by filing date | principal |
| SMART & FINAL STORES INC | 83190B101 | COM | 82,062 | $701,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 117,780 | $698,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 79,570 | $696,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 71,424 | $696,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 128,667 | $693,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 32,295 | $693,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 11,402 | $691,000 | thousands by filing date | put |
| ARTESIAN RES CORP | 043113208 | CL A | 17,943 | $691,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,517 | $690,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 6,376 | $685,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 48,094 | $684,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 122,216 | $684,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 89,438 | $682,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 101,128 | $682,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,659 | $680,000 | thousands by filing date | call |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 439,034 | $680,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 20,400 | $678,000 | thousands by filing date | put |
| KEYW HLDG CORP | 493723100 | COM | 115,773 | $678,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 22,866 | $676,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 27,587 | $671,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 12,707 | $665,000 | thousands by filing date | put |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 70,937 | $664,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 67,485 | $663,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 165,709 | $662,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 32,722 | $659,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 24,573 | $655,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 39,596 | $655,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 310,011 | $653,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,024 | $652,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 619 | $651,000 | thousands by filing date | put |
| BEST INC | 08653C106 | SPONSORED ADS | 72,500 | $651,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 580,000 | $651,000 | thousands by filing date | principal |
| HC2 HLDGS INC | 404139107 | COM | 109,628 | $650,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 38,081 | $649,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 284,704 | $648,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 32,090 | $647,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,340 | $646,000 | thousands by filing date | put |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 60,523 | $645,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 25,868 | $644,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 114,265 | $642,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 27,853 | $641,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 23,531 | $638,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 65,897 | $637,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 10,700 | $636,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 23,580 | $635,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 319,943 | $635,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 60,917 | $634,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 19,753 | $633,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 52,530 | $631,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 137,376 | $630,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 21,486 | $629,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 8,928 | $625,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 59,291 | $625,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 67,190 | $622,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 66,507 | $621,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 71,757 | $620,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 5,893 | $616,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 68,691 | $616,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 24,884 | $615,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 240,000 | $614,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 74,971 | $614,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 57,496 | $609,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 27,233 | $607,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 22,600 | $606,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000028 | this filing | 2018-02-14 | acceptance time not in the bulk data set |