13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 5,163 holding rows worth $156,108,404,000.
- Accession
- 0000948046-18-000028
- Filer
- CIK 948046
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 21,183 entries on the cover page, a total value of $156,108,404,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $156,108,404,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK CAP INVT CORP | 092533108 | COM | 34,564 | $214,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 6,036 | $214,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 26,835 | $214,000 | thousands by filing date | |
| Global Partner Acquisition Corp | 37954X113 | *W EXP 07/01/202 | 198,800 | $214,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 972 | $213,000 | thousands by filing date | call |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,274 | $212,000 | thousands by filing date | put |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 31,246 | $212,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 15,802 | $211,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 16,022 | $211,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 12,115 | $208,000 | thousands by filing date | call |
| TREVENA INC | 89532E109 | COM | 130,463 | $208,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 20,400 | $207,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 4,334 | $206,000 | thousands by filing date | call |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 8,634 | $206,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 35,399 | $206,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 11,200 | $206,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 7,648 | $206,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,800 | $205,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 5,838 | $205,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 24,519 | $205,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 186,773 | $205,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 11,338 | $205,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 8,743 | $204,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 108,294 | $204,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 8,126 | $203,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 14,084 | $203,000 | thousands by filing date | call |
| PRO DEX INC | 74265M205 | COMMON STOCK | 29,855 | $203,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 5,899 | $203,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 39,693 | $202,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 11,553 | $201,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 84,025 | $201,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 42,000 | $200,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 56,999 | $199,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 45,423 | $199,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 3,264 | $198,000 | thousands by filing date | |
| ASV HLDGS INC | 00215L104 | COM | 19,475 | $197,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,446 | $196,000 | thousands by filing date | call |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 19,058 | $196,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $196,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 10,234 | $196,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 31,875 | $196,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 665 | $195,000 | thousands by filing date | put |
| SCHMITT INDS INC ORE | 806870200 | COM | 70,810 | $194,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 54,023 | $194,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 20,973 | $194,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 4,598 | $193,000 | thousands by filing date | call |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 17,292 | $193,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 9,600 | $192,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 34,837 | $192,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 35,886 | $192,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 21,444 | $191,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 10,288 | $190,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 19,672 | $190,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 31,799 | $190,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 4,868 | $189,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 18,410 | $188,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 3,788 | $187,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 1,800 | $187,000 | thousands by filing date | call |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 11,405 | $187,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848125 | *W EXP 10/23/202 | 150,000 | $187,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 249,000 | $186,000 | thousands by filing date | principal |
| CVS Health Corporation | 126650100 | COM | 2,560 | $185,000 | thousands by filing date | put |
| QORVO INC COM | 74736K101 | Stock | 2,773 | $184,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 25,200 | $184,000 | thousands by filing date | put |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 6,365 | $184,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 18,292 | $184,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 1,645 | $184,000 | thousands by filing date | call |
| CBTX INC | 12481V104 | COM | 6,235 | $184,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 148,903 | $184,000 | thousands by filing date | call |
| NEW YORK REIT INC | 64976L109 | COM | 46,642 | $183,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 9,400 | $182,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 54,038 | $182,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 82,299 | $180,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 37,181 | $180,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,434 | $179,000 | thousands by filing date | call |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 719,900 | $179,000 | thousands by filing date | principal |
| XBIOTECH INC | 98400H102 | COM | 45,677 | $179,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 28,983 | $179,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 8,785 | $179,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 52,127 | $179,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 719 | $178,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,465 | $178,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 1,475 | $176,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 750 | $176,000 | thousands by filing date | call |
| CSP INC | 126389105 | CMN | 11,216 | $176,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 3,041 | $176,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,500 | $175,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 2,804 | $174,000 | thousands by filing date | put |
| Seadrill Partners, LLC | Y7545W109 | LTD | 47,684 | $174,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 65,232 | $174,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 250,000 | $174,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 701 | $173,000 | thousands by filing date | call |
| ALTIMMUNE INC | 02155H101 | COM | 87,149 | $173,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 4,213 | $172,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 36,497 | $172,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 19,307 | $171,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 148,042 | $171,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 63,621 | $170,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 15,150 | $170,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 3,902 | $169,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 53,860 | $169,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 34,202 | $168,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 46,487 | $166,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 1,595 | $165,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 53,505 | $164,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 35,849 | $164,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,753 | $163,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 37,687 | $163,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 438,213 | $163,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 11,631 | $162,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 20,918 | $161,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 125,026 | $161,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 66,903 | $160,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 12,000 | $160,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 24,939 | $160,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,301 | $159,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 34,649 | $159,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 129,131 | $159,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 8,924 | $158,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 23,820 | $157,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 12,287 | $157,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 88,996 | $157,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 13,609 | $156,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 8,178 | $155,000 | thousands by filing date | call |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 13,293 | $155,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 3,124 | $155,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,359 | $154,000 | thousands by filing date | put |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 800 | $153,000 | thousands by filing date | call |
| UNITED GUARDIAN INC | 910571108 | COM | 8,324 | $153,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 3,400 | $153,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 8,048 | $153,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 49,757 | $152,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 61,795 | $151,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 13,390 | $150,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 3,500 | $150,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 66,180 | $148,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 17,859 | $147,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 579 | $146,000 | thousands by filing date | call |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 19,973 | $146,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 71,706 | $146,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 13,104 | $145,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 59,400 | $145,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T206 | UNIT 10/05/2022 | 14,360 | $145,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,729 | $144,000 | thousands by filing date | put |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,550 | $144,000 | thousands by filing date | call |
| VERITONE INC | 92347M100 | COM | 6,259 | $144,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,715 | $143,000 | thousands by filing date | put |
| ASTRONOVA INC | 04638F108 | COM | 10,387 | $143,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 96,936 | $143,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 46,885 | $142,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 16,544 | $142,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 3,931 | $141,000 | thousands by filing date | put |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 69,831 | $141,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 7,324 | $141,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,992 | $140,000 | thousands by filing date | put |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 1,250 | $140,000 | thousands by filing date | put |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 4,812 | $139,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 32,062 | $139,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 42,573 | $139,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 10,970 | $138,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 50,201 | $138,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 21,120 | $138,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 7,974 | $137,000 | thousands by filing date | put |
| NANTHEALTH INC | 630104107 | CMN | 45,610 | $137,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 25,141 | $137,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,295 | $135,000 | thousands by filing date | call |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 9,071 | $135,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 3,850 | $134,000 | thousands by filing date | call |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 22,946 | $134,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 25,646 | $134,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 35,024 | $134,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 2,340 | $133,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 572 | $133,000 | thousands by filing date | put |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 4,296 | $133,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 54,000 | $133,000 | thousands by filing date | principal |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 27,078 | $132,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 45,155 | $132,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 14,761 | $132,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 3,024 | $132,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 91,135 | $132,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 128,861 | $132,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 7,805 | $129,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 900 | $129,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 7,453 | $128,000 | thousands by filing date | put |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 24,571 | $128,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 69,739 | $126,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,047 | $125,000 | thousands by filing date | call |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 11,965 | $125,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 810 | $124,000 | thousands by filing date | put |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 13,543 | $124,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 8,803 | $124,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 1,459 | $123,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 2,378 | $122,000 | thousands by filing date | call |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 33,595 | $122,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 373,000 | $122,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 6,193 | $122,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,152 | $121,000 | thousands by filing date | put |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 33,140 | $121,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 7,950 | $121,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 185,885 | $121,000 | thousands by filing date | |
| TIGENIX | 88675R109 | SPONSORED ADS | 5,300 | $121,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 2,250 | $119,000 | thousands by filing date | put |
| VIRCO MFG CO | 927651109 | COM | 23,602 | $119,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 7,855 | $119,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 11,846 | $118,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,001 | $117,000 | thousands by filing date | call |
| 1347 Property Insurance Holdings | 68244P107 | COM | 16,227 | $117,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 116,224 | $117,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 6,160 | $116,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 28,484 | $116,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 9,306 | $115,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,104 | $114,000 | thousands by filing date | put |
| MACERICH CO | 554382101 | COM | 1,750 | $114,000 | thousands by filing date | call |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 43,342 | $114,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 220,706 | $114,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 6,469 | $114,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 650 | $113,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 2,466 | $113,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 2,114 | $113,000 | thousands by filing date | call |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 28,313 | $113,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,076 | $112,000 | thousands by filing date | put |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 10,000 | $112,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 19,000 | $112,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 64,397 | $112,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 36,475 | $112,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 15,255 | $111,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 3,521 | $111,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,197 | $110,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 1,334 | $110,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,646 | $110,000 | thousands by filing date | put |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 42,414 | $110,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 79,423 | $110,000 | thousands by filing date | |
| YANGTZE RIV DEV LTD | 984752105 | COM | 12,659 | $110,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,249 | $109,000 | thousands by filing date | call |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 83 | $109,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 81,302 | $109,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 11,777 | $109,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 303,400 | $109,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 39,700 | $107,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 20,915 | $106,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,500 | $105,000 | thousands by filing date | call |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 5,100 | $105,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 22,654 | $105,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 525 | $104,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,339 | $104,000 | thousands by filing date | call |
| NEW YORK & CO INC | 649295102 | COM | 36,492 | $104,000 | thousands by filing date | |
| OMINTO INC | 68217C208 | COM NEW | 30,733 | $104,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,011 | $103,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 810 | $103,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 14,917 | $103,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 43,586 | $103,000 | thousands by filing date | call |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 78 | $102,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 60,262 | $102,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,000 | $100,000 | thousands by filing date | put |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 7,500 | $100,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 2,573 | $99,000 | thousands by filing date | call |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 7,853 | $99,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,534 | $99,000 | thousands by filing date | call |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 16,536 | $99,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 17,886 | $99,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 100,000 | $99,000 | thousands by filing date | call |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 1,798,508 | $99,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 1,285 | $98,000 | thousands by filing date | call |
| CBS CORP NEW | 124857202 | CL B | 1,687 | $98,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 2,000 | $98,000 | thousands by filing date | put |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 66,307 | $98,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 47,113 | $97,000 | thousands by filing date | call |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 2,410 | $96,000 | thousands by filing date | call |
| GULF RESOURCES INC | 40251W309 | COM | 65,330 | $96,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 27,300 | $96,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 6,500 | $95,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 6,800 | $94,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 13,742 | $94,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 40,187 | $94,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 23,529 | $94,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 35,943 | $94,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 6,367 | $93,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 3,581 | $92,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,650 | $91,000 | thousands by filing date | call |
| SALISBURY BANCORP INC | 795226109 | COM | 2,046 | $91,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 61,106 | $91,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 626 | $90,000 | thousands by filing date | call |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 17,517 | $90,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,511 | $89,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 400 | $89,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,414 | $89,000 | thousands by filing date | call |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 64,117 | $88,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 88,751 | $88,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 5,250 | $87,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,638 | $87,000 | thousands by filing date | put |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 5,154 | $87,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397116 | *W EXP 07/21/202 | 125,000 | $87,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 505 | $86,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 1,685 | $86,000 | thousands by filing date | put |
| SUPERVALU INC | 868536301 | COM NEW | 4,000 | $86,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 500 | $85,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 500 | $85,000 | thousands by filing date | call |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 6,517 | $85,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 23,155 | $85,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,431 | $84,000 | thousands by filing date | call |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 250 | $83,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 4,625 | $83,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 357 | $83,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 660 | $83,000 | thousands by filing date | call |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 109,587 | $83,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 10,534 | $82,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 14,606 | $82,000 | thousands by filing date | call |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 7,871 | $82,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 29,840 | $81,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 23,243 | $81,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 1,256 | $81,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 2,907 | $81,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 834 | $80,000 | thousands by filing date | call |
| ATHENE HOLDING LTD | G0684D107 | CL A | 1,550 | $80,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 86,000 | $80,000 | thousands by filing date | principal |
| MAJESCO | 56068V102 | COM | 15,264 | $80,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 3,814 | $79,000 | thousands by filing date | call |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 2,899 | $79,000 | thousands by filing date | call |
| INTERMOLECULAR INC | 45882D109 | COM | 58,131 | $79,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 69,134 | $79,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 1,467 | $78,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 958 | $78,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551100 | COM | 2,000 | $78,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,646 | $78,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 2,046 | $77,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 12,368 | $77,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 27,400 | $77,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 889 | $76,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 1,700 | $76,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 577 | $76,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 3,166 | $76,000 | thousands by filing date | call |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 23,266 | $76,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 6,794 | $76,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 21,534 | $76,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 5,292 | $76,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 12,976 | $75,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 3,100 | $74,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 728 | $72,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 627 | $72,000 | thousands by filing date | call |
| GSE SYS INC | 36227k106 | COM | 22,416 | $72,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 454 | $71,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 2,805 | $71,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 5,298 | $71,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 86,157 | $71,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 85,714 | $71,000 | thousands by filing date | call |
| CME Group Inc. Class A | 12572Q105 | COM | 486 | $70,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 1,500 | $70,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 779 | $70,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 1,104 | $70,000 | thousands by filing date | put |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 3,107 | $70,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 560 | $70,000 | thousands by filing date | call |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 7,236 | $69,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 17,700 | $69,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 2,000 | $68,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 2,394 | $68,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 5,100 | $68,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 18,958 | $68,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,724 | $67,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,038 | $67,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 195 | $67,000 | thousands by filing date | put |
| NEXTDECADE CORP | 65342K105 | COM | 8,072 | $67,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 2,000 | $66,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 2,000 | $66,000 | thousands by filing date | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 3,000 | $66,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 7,402 | $66,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 13,088 | $66,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 29,701 | $66,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 24,844 | $66,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 600 | $64,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 600 | $64,000 | thousands by filing date | call |
| SUNTRUST BANKS INC | 867914103 | COM | 1,004 | $64,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 1,376 | $63,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 1,221 | $63,000 | thousands by filing date | call |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,000 | $63,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 1,000 | $63,000 | thousands by filing date | call |
| SACHEM CAP CORP | 78590A109 | COM | 16,128 | $63,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 11,266 | $63,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 411 | $62,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 8,560 | $62,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,303 | $62,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 1,947 | $62,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,500 | $62,000 | thousands by filing date | put |
| GOLDFIELD CORP | 381370105 | COM | 12,796 | $62,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 4,586 | $62,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 3,600 | $62,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 406 | $61,000 | thousands by filing date | put |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 4,372 | $61,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 1,723 | $61,000 | thousands by filing date | call |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 14,335 | $61,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 3,500 | $61,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 45,188 | $60,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 53,971 | $60,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 101,098 | $60,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 272 | $59,000 | thousands by filing date | call |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1,640 | $59,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 15,395 | $59,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,769 | $59,000 | thousands by filing date | put |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 67,861 | $59,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,081 | $58,000 | thousands by filing date | call |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 39,661 | $58,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,977 | $58,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 800 | $58,000 | thousands by filing date | put |
| MIND C T I LTD | M70240102 | ORD | 21,219 | $58,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 61,092 | $58,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 333 | $57,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 939 | $57,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 3,352 | $57,000 | thousands by filing date | call |
| IDENTIV INC | 45170X205 | COM NEW | 17,108 | $57,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 7,509 | $57,000 | thousands by filing date | |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 13,324 | $57,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 626 | $56,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 150 | $56,000 | thousands by filing date | put |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 2,500 | $56,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 2,301 | $56,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 3,102 | $56,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 7,552 | $56,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 202,649 | $56,000 | thousands by filing date | call |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 16,800 | $56,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 441 | $55,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 43,228 | $55,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 23,356 | $55,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 15,008 | $54,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 212 | $54,000 | thousands by filing date | put |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 43,189 | $54,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 28,004 | $54,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 2,829 | $53,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 5,702 | $53,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 11,300 | $53,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 10,300 | $53,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 18,238 | $53,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 5,617 | $53,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,716 | $52,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 1,250 | $52,000 | thousands by filing date | put |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 7,100 | $52,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 996 | $52,000 | thousands by filing date | call |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 15,825 | $52,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 8,706 | $52,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 356 | $51,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 454 | $51,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 989 | $51,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 3,600 | $51,000 | thousands by filing date | put |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 4,403 | $51,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 3,405 | $51,000 | thousands by filing date | |
| SUNDANCE ENERGY AUSTRALIA LT | 86724Y109 | SPONSORED ADR | 8,700 | $51,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,890 | $50,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 889 | $50,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 1,250 | $50,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 21,306 | $50,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 750 | $50,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 310 | $50,000 | thousands by filing date | call |
| AWARE INC MASS | 05453N100 | CMN | 11,305 | $50,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 10,904 | $50,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 605 | $49,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 332 | $49,000 | thousands by filing date | call |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 45,531 | $49,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 3,864 | $48,000 | thousands by filing date | call |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 20,245 | $48,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 2,345 | $48,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 11,020 | $48,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 746 | $47,000 | thousands by filing date | call |
| SOUND FINL BANCORP INC | 83607A100 | COM | 1,400 | $47,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,621 | $47,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 439 | $46,000 | thousands by filing date | put |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 20,187 | $46,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 5,300 | $46,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 15,610 | $46,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 28,628 | $46,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 4,690 | $46,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 31,103 | $46,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 242 | $45,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 271 | $45,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 608 | $45,000 | thousands by filing date | call |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 3,022 | $45,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 7,208 | $45,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 1,676 | $45,000 | thousands by filing date | put |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 12,885 | $45,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 29,300 | $45,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 45,352 | $45,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 6,502,130 | $45,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 4,200 | $45,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 3,514 | $44,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 3,200 | $44,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 378 | $44,000 | thousands by filing date | call |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 34,326 | $44,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 18,841 | $44,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 900 | $44,000 | thousands by filing date | call |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 26,400 | $44,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 24,371 | $44,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786LAB3 | NOTE 5.250 3/0 | 45,000 | $44,000 | thousands by filing date | principal |
| CHILDRENS PL INC NEW | 168905107 | COM | 300 | $43,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,000 | $43,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,500 | $43,000 | thousands by filing date | call |
| INNODATA INC | 457642205 | COM NEW | 32,200 | $43,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 20,024 | $43,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 7,634 | $42,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 9,478 | $42,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 2,066 | $42,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 2,000 | $42,000 | thousands by filing date | call |
| CELADON GROUP INC | 150838100 | COM | 6,709 | $42,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 49,200 | $42,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000028 | this filing | 2018-02-14 | acceptance time not in the bulk data set |