13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 5,163 holding rows worth $156,108,404,000.
- Accession
- 0000948046-18-000028
- Filer
- CIK 948046
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 21,183 entries on the cover page, a total value of $156,108,404,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $156,108,404,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 258,035 | $5,160,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 300,829 | $5,158,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 204,821 | $5,145,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 156,568 | $5,142,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 478,433 | $5,134,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 39,109 | $5,133,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 134,186 | $5,133,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 375,471 | $5,123,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 830,558 | $5,123,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 167,967 | $5,104,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 161,495 | $5,101,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 508,221 | $5,097,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 181,692 | $5,086,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 334,602 | $5,085,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 52,200 | $5,084,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 186,030 | $5,083,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 274,559 | $5,078,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 5,272,000 | $5,071,000 | thousands by filing date | principal |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 49,343 | $5,070,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 86,581 | $5,065,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 49,668 | $5,057,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 96,465 | $5,048,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 8,008 | $5,047,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 473,799 | $5,043,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 127,191 | $5,037,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 212,987 | $5,024,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 59,521 | $5,023,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 166,310 | $5,021,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 15,105 | $4,998,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 270,855 | $4,994,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 233,622 | $4,975,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 1,325,000 | $4,971,000 | thousands by filing date | principal |
| WSFS FINL CORP | 929328102 | COM | 103,805 | $4,965,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 308,520 | $4,956,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 178,826 | $4,944,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 295,514 | $4,942,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 659,267 | $4,942,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 197,848 | $4,936,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 198,326 | $4,928,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 524,242 | $4,926,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 185,503 | $4,914,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 80,500 | $4,903,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 327,281 | $4,903,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 250,000 | $4,901,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 113,480 | $4,900,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 37,336 | $4,898,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 232,516 | $4,893,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 178,100 | $4,893,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 90,584 | $4,880,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 350,357 | $4,878,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 649,579 | $4,870,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 142,739 | $4,862,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 70,006 | $4,861,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 314,729 | $4,860,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 420,879 | $4,860,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 180,126 | $4,856,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 100,169 | $4,856,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V107 | CL A | 500,000 | $4,855,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 41,143 | $4,853,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 262,368 | $4,851,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 27,476 | $4,848,000 | thousands by filing date | put |
| WILEY JOHN & SONS INC | 968223206 | CL A | 73,753 | $4,847,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 89,450 | $4,834,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 287,929 | $4,828,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 60,881 | $4,822,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 277,976 | $4,821,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 2,161,529 | $4,818,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 114,181 | $4,817,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 187,846 | $4,809,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 154,106 | $4,791,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 166,552 | $4,772,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 112,629 | $4,763,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 309,434 | $4,750,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 112,282 | $4,724,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 863,828 | $4,723,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 59,873 | $4,716,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 690,455 | $4,712,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 98,924 | $4,700,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 660,294 | $4,698,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 318,838 | $4,694,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 89,136 | $4,686,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 449,430 | $4,683,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 2,525,000 | $4,671,000 | thousands by filing date | principal |
| WORLD ACCEP CORPORATION | 981419104 | COM | 57,830 | $4,666,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 529,262 | $4,666,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 112,348 | $4,660,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 2,558,000 | $4,659,000 | thousands by filing date | principal |
| REV Group Inc | 749527107 | Common Stock | 143,149 | $4,655,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 261,291 | $4,648,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 336,965 | $4,641,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 107,555 | $4,636,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 112,955 | $4,617,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 97,634 | $4,615,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 101,848 | $4,611,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,342,709 | $4,604,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 128,488 | $4,592,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 163,107 | $4,588,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 89,773 | $4,586,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 452,490 | $4,568,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 57,207 | $4,565,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 60,676 | $4,560,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 145,638 | $4,553,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 204,541 | $4,543,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 317,549 | $4,540,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 126,300 | $4,519,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 5,205,000 | $4,518,000 | thousands by filing date | principal |
| PRICESMART INC COM | 741511109 | Stock | 52,441 | $4,513,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 253,831 | $4,512,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 630,918 | $4,508,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 102,256 | $4,507,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 239,101 | $4,495,000 | thousands by filing date | call |
| TFS FINL CORP | 87240R107 | COM | 300,739 | $4,492,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 709,383 | $4,488,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 150,034 | $4,484,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 145,526 | $4,470,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 141,005 | $4,451,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 185,262 | $4,433,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 179,622 | $4,426,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 72,058 | $4,426,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 476,072 | $4,425,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 551,646 | $4,424,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 99,350 | $4,419,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 126,103 | $4,414,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 308,279 | $4,411,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 99,233 | $4,407,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 143,116 | $4,398,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 96,882 | $4,388,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 166,320 | $4,381,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 279,049 | $4,381,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 226,695 | $4,376,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 187,408 | $4,372,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 277,429 | $4,369,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 121,126 | $4,366,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 146,721 | $4,365,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 75,680 | $4,363,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 87,955 | $4,347,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 205,403 | $4,347,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 318,343 | $4,336,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 164,148 | $4,335,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 28,672 | $4,323,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 187,476 | $4,300,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 69,261 | $4,296,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 71,544 | $4,283,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 191,504 | $4,278,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 667,504 | $4,277,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 102,684 | $4,272,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 61,000 | $4,256,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 360,673 | $4,253,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 62,567 | $4,253,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 4,182,000 | $4,249,000 | thousands by filing date | principal |
| INNOSPEC INC | 45768S105 | COM | 60,113 | $4,241,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 106,642 | $4,235,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 100,509 | $4,224,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 221,852 | $4,213,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 82,350 | $4,205,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 80,016 | $4,204,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 79,645 | $4,196,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 229,804 | $4,190,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 86,911 | $4,187,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,077,663 | $4,180,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 436,809 | $4,177,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 90,339 | $4,169,000 | thousands by filing date | put |
| OCEANFIRST FINL CORP | 675234108 | COM | 158,882 | $4,168,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 110,507 | $4,165,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 189,743 | $4,163,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 27,279 | $4,160,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 215,434 | $4,145,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 716,402 | $4,138,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 878,026 | $4,133,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 173,159 | $4,126,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 162,228 | $4,111,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 285,617 | $4,106,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 69,676 | $4,097,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 153,112 | $4,094,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 19,795 | $4,090,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 104,843 | $4,089,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 38,187 | $4,077,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 244,458 | $4,075,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 241,249 | $4,071,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 186,265 | $4,067,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 225,075 | $4,062,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870206 | UNIT 10/19/2022 | 409,900 | $4,058,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 93,698 | $4,046,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 525,000 | $4,042,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 116,805 | $4,028,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 206,566 | $4,025,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 69,232 | $4,014,000 | thousands by filing date | call |
| OMNICELL COM COM | 68213N109 | Stock | 82,739 | $4,011,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 124,435 | $4,006,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 486,692 | $4,004,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 4,033,000 | $3,987,000 | thousands by filing date | principal |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 184,086 | $3,986,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 82,172 | $3,983,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 161,856 | $3,981,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 71,432 | $3,978,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 110,083 | $3,978,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 466,637 | $3,977,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 101,874 | $3,974,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 3,232,000 | $3,969,000 | thousands by filing date | principal |
| MTGE INVT CORP COM | 55378A105 | REIT | 214,647 | $3,969,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 211,566 | $3,966,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 61,976 | $3,965,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,465,596 | $3,957,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 83,256 | $3,952,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 107,001 | $3,935,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 101,253 | $3,932,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 452,541 | $3,925,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 83,096 | $3,915,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 46,014 | $3,910,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 110,295 | $3,909,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 126,917 | $3,907,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 128,743 | $3,900,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 87,972 | $3,898,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 111,541 | $3,892,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 256,639 | $3,890,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 237,351 | $3,890,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 351,421 | $3,882,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 127,099 | $3,867,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 398,812 | $3,866,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 4,400,000 | $3,861,000 | thousands by filing date | principal |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 106,508 | $3,860,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 43,350 | $3,858,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 271,937 | $3,858,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 181,338 | $3,856,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 67,020 | $3,843,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 148,724 | $3,836,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 135,414 | $3,833,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 4,527,000 | $3,833,000 | thousands by filing date | principal |
| EXTERRAN CORP | 30227H106 | COM | 121,942 | $3,831,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,276,775 | $3,830,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 579,138 | $3,827,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 53,913 | $3,826,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 819,925 | $3,819,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 54,845 | $3,818,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 65,273 | $3,816,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 66,472 | $3,814,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 78,528 | $3,813,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 368,084 | $3,800,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 164,154 | $3,798,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 260,720 | $3,797,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 391,479 | $3,797,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 8,500 | $3,796,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 231,302 | $3,792,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 147,426 | $3,791,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 375,356 | $3,784,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 138,415 | $3,782,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 380,200 | $3,779,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 185,682 | $3,776,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 77,543 | $3,775,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 376,514 | $3,765,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 175,980 | $3,764,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 307,201 | $3,759,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 673,492 | $3,755,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 212,846 | $3,753,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 103,931 | $3,750,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 207,838 | $3,749,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 255,926 | $3,742,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 159,128 | $3,742,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 225,895 | $3,729,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 215,139 | $3,727,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 531,253 | $3,723,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 47,170 | $3,717,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 383,251 | $3,715,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 153,199 | $3,705,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 141,046 | $3,703,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 199,390 | $3,702,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 3,495,000 | $3,702,000 | thousands by filing date | principal |
| S & T BANCORP INC COM | 783859101 | Stock | 92,938 | $3,697,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 63,531 | $3,697,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 72,534 | $3,695,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 228,100 | $3,694,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 131,219 | $3,692,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 370,857 | $3,692,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 381,812 | $3,691,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 64,083 | $3,687,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 160,135 | $3,684,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 135,349 | $3,673,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 46,476 | $3,668,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 244,503 | $3,666,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 152,427 | $3,665,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 177,838 | $3,662,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 44,199 | $3,657,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 223,635 | $3,655,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 302,063 | $3,646,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 137,318 | $3,635,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 115,633 | $3,634,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 60,272 | $3,628,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 265,834 | $3,627,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 233,359 | $3,626,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 3,090,000 | $3,626,000 | thousands by filing date | principal |
| CABLE ONE INC | 12685J105 | COM | 5,157 | $3,625,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 107,274 | $3,625,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 44,905 | $3,608,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 170,921 | $3,601,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 20,407 | $3,600,000 | thousands by filing date | call |
| PGT INNOVATIONS INC | 69336V101 | COM | 213,609 | $3,598,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 72,695 | $3,598,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 3,462,000 | $3,586,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942X405 | CL C | 189,868 | $3,586,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 176,851 | $3,579,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 124,704 | $3,577,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 311,178 | $3,577,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 129,238 | $3,573,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 240,955 | $3,566,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 31,584 | $3,562,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 82,558 | $3,551,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 547,384 | $3,546,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 342,841 | $3,544,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 137,639 | $3,536,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 402,277 | $3,534,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 3,430,000 | $3,528,000 | thousands by filing date | principal |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 152,459 | $3,527,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 102,721 | $3,526,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 59,235 | $3,525,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 1,128,892 | $3,522,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 164,264 | $3,520,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 172,003 | $3,518,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 41,928 | $3,505,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 144,322 | $3,505,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 67,856 | $3,503,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 476,279 | $3,500,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 86,517 | $3,497,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 304,972 | $3,491,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 370,328 | $3,489,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 265,857 | $3,487,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 125,654 | $3,484,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 207,629 | $3,482,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 200,450 | $3,481,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 163,880 | $3,478,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 85,950 | $3,475,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 156,985 | $3,468,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 75,717 | $3,451,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656202 | UNIT 99/99/9999 | 340,050 | $3,451,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 144,102 | $3,450,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 181,496 | $3,449,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 294,895 | $3,448,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 160,776 | $3,447,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 93,924 | $3,445,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 3,902,000 | $3,445,000 | thousands by filing date | principal |
| AVX CORP NEW | 002444107 | COM | 199,255 | $3,444,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 75,582 | $3,442,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 274,813 | $3,438,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 168,160 | $3,437,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 204,751 | $3,428,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 73,369 | $3,427,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 142,230 | $3,425,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 209,622 | $3,420,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 200,022 | $3,418,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 164,589 | $3,413,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 843,225 | $3,404,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 37,567 | $3,403,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 155,343 | $3,402,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 69,900 | $3,398,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 416,215 | $3,396,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 52,510 | $3,394,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 270,403 | $3,392,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 92,088 | $3,390,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 48,096 | $3,383,000 | thousands by filing date | |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 2,300,000 | $3,381,000 | thousands by filing date | principal |
| KEARNY FINL CORP MD | 48716P108 | COM | 233,966 | $3,378,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 94,127 | $3,364,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 66,125 | $3,363,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 107,692 | $3,358,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 117,834 | $3,349,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 207,346 | $3,347,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 55,703 | $3,344,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 82,746 | $3,338,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 336,198 | $3,338,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 106,479 | $3,333,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,365,377 | $3,331,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 149,790 | $3,330,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 111,616 | $3,326,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 8,405 | $3,323,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 207,082 | $3,317,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,318,270 | $3,314,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 79,868 | $3,313,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 384,948 | $3,309,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 329,121 | $3,304,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 382,368 | $3,303,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 2,097,000 | $3,301,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 4,649,000 | $3,297,000 | thousands by filing date | principal |
| EXACTECH INC | 30064E109 | COM | 66,602 | $3,291,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 84,354 | $3,286,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 54,026 | $3,277,000 | thousands by filing date | call |
| A10 NETWORKS INC | 002121101 | COM | 424,150 | $3,273,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 392,014 | $3,272,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 210,531 | $3,250,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 136,865 | $3,248,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D128 | UNIT 11/02/2022 | 325,153 | $3,241,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 80,717 | $3,235,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 157,251 | $3,234,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 68,777 | $3,229,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 155,332 | $3,223,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 239,932 | $3,223,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 106,597 | $3,220,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 72,280 | $3,199,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 30,723 | $3,193,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 806,868 | $3,192,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 29,807 | $3,186,000 | thousands by filing date | call |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 157,281 | $3,183,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 2,567,169 | $3,182,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 114,354 | $3,177,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 218,624 | $3,172,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 71,169 | $3,162,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 80,528 | $3,162,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 201,582 | $3,162,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 105,567 | $3,157,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 122,558 | $3,156,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 357,954 | $3,147,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 835,934 | $3,134,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,825,000 | $3,124,000 | thousands by filing date | principal |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 33,818 | $3,121,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 2,560,000 | $3,116,000 | thousands by filing date | principal |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 200,000 | $3,110,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 148,330 | $3,106,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 259,162 | $3,099,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 144,662 | $3,096,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 219,578 | $3,095,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 205,577 | $3,093,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 237,952 | $3,092,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 42,571 | $3,090,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 81,886 | $3,085,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 54,473 | $3,081,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 3,100,000 | $3,078,000 | thousands by filing date | principal |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 40,979 | $3,076,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 140,323 | $3,074,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 229,005 | $3,074,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 123,165 | $3,067,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 3,158,000 | $3,067,000 | thousands by filing date | principal |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,315,204 | $3,064,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 54,526 | $3,061,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 67,530 | $3,061,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 174,348 | $3,061,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 84,430 | $3,060,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 188,140 | $3,060,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 61,484 | $3,060,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 162,140 | $3,056,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 463,232 | $3,056,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 305,664 | $3,055,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 223,899 | $3,054,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,480,000 | $3,053,000 | thousands by filing date | call |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 301,953 | $3,046,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 37,312 | $3,044,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 300,943 | $3,041,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 108,750 | $3,031,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 153,482 | $3,014,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 54,990 | $3,010,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 75,093 | $3,008,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 145,777 | $3,008,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 80,392 | $3,006,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 55,899 | $2,998,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 237,705 | $2,995,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 347,039 | $2,995,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 2,297,000 | $2,994,000 | thousands by filing date | principal |
| MBIA INC | 55262C100 | COMMON STOCK | 407,429 | $2,980,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 153,525 | $2,977,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 146,237 | $2,968,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 83,852 | $2,968,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 165,072 | $2,968,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 199,683 | $2,964,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 64,170 | $2,961,000 | thousands by filing date | call |
| REDWOOD TRUST INC | 758075402 | COM | 199,605 | $2,956,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 64,600 | $2,952,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 58,208 | $2,951,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 36,244 | $2,947,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 77,916 | $2,944,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 73,476 | $2,941,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 147,011 | $2,936,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 222,379 | $2,916,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 64,253 | $2,911,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 385,858 | $2,907,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 244,705 | $2,900,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 36,907 | $2,896,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 45,362 | $2,893,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 52,912 | $2,893,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 548,728 | $2,891,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 31,885 | $2,887,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 2,764,000 | $2,884,000 | thousands by filing date | principal |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 232,785 | $2,876,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 224,115 | $2,875,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 27,096 | $2,869,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 89,506 | $2,867,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 71,150 | $2,862,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 223,347 | $2,857,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 96,040 | $2,853,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,290,383 | $2,851,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 85,844 | $2,848,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 42,188 | $2,845,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 42,047 | $2,839,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 2,855,000 | $2,834,000 | thousands by filing date | principal |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 233,307 | $2,833,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 70,720 | $2,827,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 433,992 | $2,824,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 67,732 | $2,818,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 72,979 | $2,811,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 210,671 | $2,804,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 45,537 | $2,801,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 64,623 | $2,800,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 148,414 | $2,794,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 54,799 | $2,793,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000028 | this filing | 2018-02-14 | acceptance time not in the bulk data set |