13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 5,048 holding rows worth $145,943,223,000.
- Accession
- 0000948046-17-000117
- Filer
- CIK 948046
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 20,611 entries on the cover page, a total value of $145,943,223,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $145,943,223,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 430,000 | $430,000 | thousands by filing date | principal |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 32,151 | $427,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 106,700 | $426,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 159,241 | $426,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 407,421 | $426,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,420 | $425,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 5,254 | $425,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 8,194 | $425,000 | thousands by filing date | put |
| ULTRALIFE CORP | 903899102 | COM | 63,094 | $425,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 14,834 | $425,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 29,476 | $423,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 64,134 | $423,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 11,912 | $422,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 28,008 | $421,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 25,520 | $421,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 26,846 | $421,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 2,363 | $420,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 95,583 | $419,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 18,039 | $416,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 21,228 | $414,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 10,550 | $413,000 | thousands by filing date | put |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 72,301 | $412,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 133,728 | $412,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 26,830 | $411,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 79,037 | $410,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 15,545 | $410,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 7,871 | $408,000 | thousands by filing date | call |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 15,482 | $404,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 24,415 | $402,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 11,411 | $402,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 114,706 | $401,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 6,288 | $400,000 | thousands by filing date | put |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 13,860 | $400,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 33,018 | $400,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 90,165 | $400,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 12,224 | $399,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 56,809 | $399,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 142,503 | $397,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 34,224 | $396,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 9,466 | $394,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 115,742 | $394,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 12,509 | $393,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 21,734 | $391,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 101,517 | $390,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 7,141 | $389,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 8,287 | $389,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 11,600 | $388,000 | thousands by filing date | put |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 17,727 | $388,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 15,880 | $385,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 51,389 | $385,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 88,422 | $384,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 62,368 | $383,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,735 | $383,000 | thousands by filing date | call |
| STRATUS PPTYS INC | 863167201 | COM NEW | 12,621 | $381,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 5,001 | $380,000 | thousands by filing date | put |
| BOJANGLES INC | 097488100 | COM | 28,254 | $379,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 17,944 | $375,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 8,262 | $375,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 5,133 | $375,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 20,400 | $375,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 104,313 | $374,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 20,639 | $374,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 20,318 | $373,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 94,664 | $373,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 10,284 | $372,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 47,500 | $372,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 28,801 | $371,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 129,562 | $370,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 25,504 | $370,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 16,668 | $369,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 43,353 | $369,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 56,657 | $368,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 401,000 | $368,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 400,000 | $368,000 | thousands by filing date | principal |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 25,328 | $367,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 26,283 | $367,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 27,855 | $366,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 11,680 | $365,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 47,714 | $364,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 332,000 | $363,000 | thousands by filing date | principal |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 22,291 | $362,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 43,296 | $362,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 37,288 | $362,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 24,291 | $362,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 62,690 | $359,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 80,390 | $358,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 42,779 | $358,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 9,527 | $357,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 13,146 | $354,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 15,098 | $354,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,000 | $353,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 17,257 | $352,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 6,897 | $351,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 27,965 | $350,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 10,285 | $349,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 12,159 | $348,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 72,372 | $347,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 21,751 | $347,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 32,999 | $345,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 39,100 | $344,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 24,680 | $343,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 19,818 | $343,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 17,082 | $342,000 | thousands by filing date | put |
| DNB Financial Corporation | 233237106 | Common Stock | 9,757 | $342,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,440 | $341,000 | thousands by filing date | put |
| NVE CORP COM NEW | 629445206 | Stock | 4,353 | $341,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 37,533 | $341,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 27,014 | $341,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 48,721 | $341,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,801 | $340,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 53,301 | $340,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 6,940 | $338,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 13,947 | $338,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,300 | $337,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 123,213 | $337,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 78,901 | $337,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 32,670 | $337,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 53,652 | $335,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 49,819 | $333,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 5,000 | $331,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,840 | $328,000 | thousands by filing date | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 40,279 | $327,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 27,730 | $327,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 29,691 | $326,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 53,524 | $326,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 15,319 | $325,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 13,167 | $325,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 16,418 | $324,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 109,559 | $323,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 23,870 | $323,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 20,871 | $323,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 17,417 | $323,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 30,000 | $322,000 | thousands by filing date | put |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 38,187 | $321,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 16,172 | $321,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 43,657 | $319,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 10,280 | $318,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 22,614 | $316,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 8,684 | $315,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 3,715 | $314,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 27,449 | $314,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 302,000 | $314,000 | thousands by filing date | principal |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 167,774 | $313,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 638,517 | $312,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,850 | $311,000 | thousands by filing date | put |
| SOLENO THERAPEUTICS INC | 834203101 | COM | 601,423 | $311,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 42,990 | $311,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 24,311 | $310,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 42,707 | $310,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 21,012 | $309,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 35,511 | $309,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 13,416 | $309,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 58,000 | $308,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 32,552 | $308,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 298,642 | $307,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,742 | $306,000 | thousands by filing date | put |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 30,812 | $306,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 6,560 | $305,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,987 | $305,000 | thousands by filing date | put |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 13,419 | $305,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 135,058 | $304,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 5,215 | $304,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 129,000 | $303,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 28,207 | $302,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 6,550 | $301,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 15,907 | $301,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 287,000 | $301,000 | thousands by filing date | principal |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 22,181 | $300,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 19,406 | $300,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 12,308 | $300,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 37,500 | $300,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 24,607 | $299,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 9,924 | $299,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 12,473 | $299,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,478 | $298,000 | thousands by filing date | put |
| DIGI INTL INC | 253798102 | COM | 28,317 | $297,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 19,301 | $297,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 75,012 | $297,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 51,681 | $297,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 57,975 | $297,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 103,682 | $297,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 123,623 | $296,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 71,994 | $295,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 84,215 | $295,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 10,082 | $294,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 53,189 | $294,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 25,687 | $294,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 90,100 | $293,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 29,434 | $292,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 16,479 | $292,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 11,741 | $292,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,427 | $291,000 | thousands by filing date | put |
| QORVO INC COM | 74736K101 | Stock | 4,122 | $291,000 | thousands by filing date | call |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 25,062 | $290,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 13,905 | $290,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 8,700 | $290,000 | thousands by filing date | put |
| WOLVERINE BANCORP INC | 977880103 | COM | 6,718 | $288,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,917 | $287,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,955 | $287,000 | thousands by filing date | call |
| HARBORONE BANCORP INC | 41165F101 | COM | 15,320 | $287,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 6,336 | $285,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 9,593 | $284,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,182 | $283,000 | thousands by filing date | put |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 6,499 | $282,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 142,200 | $282,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 12,010 | $282,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 27,400 | $282,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 235,000 | $281,000 | thousands by filing date | principal |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 77,663 | $281,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 7,489 | $280,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 15,313 | $280,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,430 | $279,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 12,813 | $279,000 | thousands by filing date | put |
| KEY TECHNOLOGY INC | 493143101 | COM | 14,799 | $279,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 13,536 | $278,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 70,685 | $278,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 25,827 | $275,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 92,323 | $274,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 46,311 | $273,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 32,578 | $272,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 2,632 | $272,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 37,064 | $271,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 21,736 | $271,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 17,600 | $271,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 13,262 | $270,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 20,726 | $270,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 28,594 | $270,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 29,665 | $270,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 57,735 | $268,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,285 | $267,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 3,308 | $267,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,649 | $267,000 | thousands by filing date | call |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 12,709 | $266,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 62,782 | $266,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 21,395 | $266,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 74,988 | $266,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,451 | $265,000 | thousands by filing date | call |
| HARMONIC INC | 413160102 | COM | 87,456 | $265,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 18,432 | $265,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 126,307 | $265,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 11,011 | $264,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 23,515 | $263,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 11,054 | $263,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 15,300 | $263,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 274 | $262,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 5,053 | $261,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,254 | $261,000 | thousands by filing date | put |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 18,695 | $261,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 7,215 | $261,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 104,128 | $260,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 47,513 | $260,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 192,103 | $259,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 220,299 | $259,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 18,938 | $258,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 7,681 | $258,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 22,222 | $257,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 17,770 | $256,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 11,125 | $255,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,127 | $254,000 | thousands by filing date | call |
| BROWN FORMAN CORP | 115637100 | CL A | 4,592 | $254,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 52,918 | $254,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,180 | $252,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 3,239 | $252,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,275 | $252,000 | thousands by filing date | call |
| IRIDEX CORP | 462684101 | COM | 26,921 | $252,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 69,393 | $252,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 8,149 | $251,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 21,154 | $251,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 21,483 | $251,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 346,274 | $251,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 10,019 | $250,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 17,791 | $250,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 60,201 | $249,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 10,892 | $249,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LD CO | 210226AB2 | NOTE 4.500% 3/1 | 232,000 | $249,000 | thousands by filing date | principal |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 10,789 | $248,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 75,200 | $248,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 8,291 | $247,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,612 | $246,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 19,489 | $246,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 14,667 | $246,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 51,252 | $246,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 28,194 | $245,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,929 | $245,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 35,108 | $245,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 57,189 | $245,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 25,017 | $244,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 18,042 | $244,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 102,109 | $244,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 60,984 | $243,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 64,298 | $243,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 45,282 | $242,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 18,141 | $241,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,350 | $240,000 | thousands by filing date | call |
| CITIZENS FIRST CORP | 17462Q107 | COM | 10,103 | $240,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 15,519 | $239,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 21,676 | $239,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H101 | COM | 103,161 | $239,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 199,003 | $238,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 68,570 | $237,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 47,416 | $237,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 35,400 | $237,000 | thousands by filing date | |
| DIGILITI MONEY GROUP INC | 25381F102 | COM | 227,209 | $237,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 31,637 | $236,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 28,635 | $236,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 96,770 | $235,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 3,464 | $234,000 | thousands by filing date | put |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 22,745 | $234,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 93,826 | $234,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 21,314 | $233,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 23,857 | $232,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 99,551 | $232,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,931 | $231,000 | thousands by filing date | put |
| ECHELON CORP | 27874N303 | COM NEW | 49,233 | $230,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 13,200 | $229,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 9,113 | $229,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 49,496 | $229,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 41,585 | $229,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,752 | $228,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 61,004 | $228,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 222,000 | $228,000 | thousands by filing date | principal |
| FEDEX CORP COM | 31428X106 | Stock | 1,007 | $227,000 | thousands by filing date | call |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 16,202 | $227,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 70,551 | $226,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 181,000 | $226,000 | thousands by filing date | principal |
| DAILY JOURNAL CORP | 233912104 | COM | 1,034 | $225,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 6,580 | $225,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 13,293 | $225,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 50,325 | $225,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 9,000 | $225,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 15,632 | $224,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,500 | $223,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 49,514 | $223,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 30,870 | $223,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 4,859 | $223,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 20,311 | $223,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 36,700 | $223,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 11,212 | $221,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 13,426 | $221,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 8,315 | $221,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 24,904 | $220,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 114,528 | $220,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 17,508 | $220,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 35,126 | $220,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 11,623 | $219,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 13,465 | $219,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 8,776 | $218,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,459 | $215,000 | thousands by filing date | call |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 12,173 | $215,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 96,675 | $215,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 53,904 | $215,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 2,494 | $214,000 | thousands by filing date | call |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 18,431 | $214,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 16,531 | $214,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 43,920 | $213,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 30,184 | $212,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 32,706 | $211,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 7,166 | $211,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,752 | $210,000 | thousands by filing date | put |
| Deutsch Bank Ag | 251525AN1 | bond | 200,000 | $209,000 | thousands by filing date | principal |
| ASIA PAC FD INC | 044901106 | COM | 15,000 | $208,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 6,424 | $207,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 50,308 | $207,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 20,400 | $207,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 12,408 | $206,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 26,990 | $205,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 18,434 | $204,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 13,133 | $204,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 522,860 | $204,000 | thousands by filing date | principal |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 14,591 | $203,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 29,300 | $202,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 11,813 | $202,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 22,066 | $202,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 46,600 | $202,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 9,071 | $201,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 23,461 | $201,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 54,000 | $201,000 | thousands by filing date | principal |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,613 | $200,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 30,632 | $199,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 53,500 | $199,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 31,596 | $199,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 47,538 | $199,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 42,000 | $198,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 40,998 | $198,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 12,891 | $198,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 44,010 | $198,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,189 | $197,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 2,204 | $197,000 | thousands by filing date | put |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $197,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 31,136 | $197,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 130,568 | $197,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 4,327 | $195,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 14,554 | $195,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 76,691 | $194,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 21,443 | $194,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 49,916 | $194,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,051 | $193,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 7,575 | $193,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 81,379 | $193,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 16,545 | $193,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 112,711 | $193,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 50,148 | $193,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 102,826 | $193,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,833 | $192,000 | thousands by filing date | call |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 26,900 | $192,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 73,972 | $191,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 8,445 | $191,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 118,534 | $191,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 69,005 | $190,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 12,268 | $190,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 46,598 | $189,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 18,410 | $189,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 21,039 | $188,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 4,405 | $188,000 | thousands by filing date | call |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 35,917 | $188,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 10,076 | $187,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 32,265 | $186,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 13,858 | $186,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 249,000 | $186,000 | thousands by filing date | principal |
| LILIS ENERGY INC | 532403201 | COM NEW | 42,144 | $186,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 135,232 | $184,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 10,409 | $184,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 250,000 | $184,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,983 | $183,000 | thousands by filing date | call |
| RANDOLPH BANCORP INC | 752378109 | COM | 11,979 | $183,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 44,906 | $182,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 10,099 | $182,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 6,728 | $181,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 9,600 | $180,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 719,900 | $180,000 | thousands by filing date | principal |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 6,029 | $179,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 6,335 | $179,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 9,601 | $179,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 5,338 | $179,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,572 | $178,000 | thousands by filing date | call |
| LIMBACH HLDGS INC | 53263P105 | COM | 13,232 | $178,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 9,669 | $178,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,749 | $177,000 | thousands by filing date | call |
| AFFIMED N V | N01045108 | COM | 79,001 | $177,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 7,314 | $177,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 250,000 | $177,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 3,411 | $176,000 | thousands by filing date | call |
| QUOTIENT LTD | G73268107 | SHS | 36,016 | $176,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,161 | $175,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 1,204 | $175,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 28,004 | $175,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 7,072 | $175,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 38,107 | $174,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 15,397 | $174,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,375 | $172,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 1,375 | $172,000 | thousands by filing date | call |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 9,170 | $171,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 6,049 | $171,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 6,144 | $171,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 28,078 | $171,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 26,299 | $171,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 181,715 | $171,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 40,500 | $171,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 31,305 | $170,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 19,257 | $169,000 | thousands by filing date | |
| ASV HLDGS INC | 00215L104 | COM | 20,800 | $169,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656111 | *W EXP 99/99/999 | 127,484 | $169,000 | thousands by filing date | call |
| UNION BANKSHARES INC | 905400107 | CMN | 3,514 | $168,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 32,988 | $167,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 21,285 | $166,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 9,934 | $166,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 58,004 | $165,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 4,528 | $165,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 47,196 | $165,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,896 | $164,000 | thousands by filing date | put |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 114,026 | $164,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 14,689 | $162,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 15,045 | $161,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 28,100 | $161,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 35,852 | $161,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 36,504 | $161,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 9,024 | $161,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,003 | $160,000 | thousands by filing date | put |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 12,870 | $160,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 28,277 | $160,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 6,580 | $160,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 34,281 | $160,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 14,399 | $160,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 137,900 | $159,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 12,191 | $159,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 11,983 | $159,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 456,581 | $159,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,916 | $158,000 | thousands by filing date | put |
| CARNIVAL PLC ADS | 14365C103 | ADR | 2,456 | $158,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,301 | $158,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 21,765 | $158,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 13,787 | $158,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 181,386 | $158,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 37,662 | $158,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 9,021 | $156,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 48,419 | $156,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 8,415 | $155,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 7,967 | $155,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 57,394 | $154,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 95,476 | $154,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-17-000117 | this filing | 2017-11-14 | acceptance time not in the bulk data set |