13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 5,048 holding rows worth $145,943,223,000.
- Accession
- 0000948046-17-000117
- Filer
- CIK 948046
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 20,611 entries on the cover page, a total value of $145,943,223,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $145,943,223,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QUALYS INC COM | 74758T303 | Stock | 40,795 | $2,110,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 62,491 | $2,108,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 156,142 | $2,103,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 102,055 | $2,101,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 155,091 | $2,100,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 147,470 | $2,097,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 54,613 | $2,095,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 91,234 | $2,088,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 56,227 | $2,081,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 114,896 | $2,079,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 112,573 | $2,077,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 22,779 | $2,076,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 95,911 | $2,075,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 24,047 | $2,074,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 69,900 | $2,065,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 27,280 | $2,057,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 152,823 | $2,053,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 57,050 | $2,047,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 392,344 | $2,043,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 247,132 | $2,042,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 51,679 | $2,040,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 59,613 | $2,038,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 148,953 | $2,038,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 72,176 | $2,035,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 22,832 | $2,035,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 1,816,701 | $2,033,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 35,875 | $2,031,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 88,687 | $2,031,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 157,335 | $2,029,000 | thousands by filing date | |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 126,078 | $2,029,000 | thousands by filing date | call |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 113,419 | $2,024,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 126,980 | $2,024,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 50,972 | $2,021,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 120,976 | $2,021,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 69,433 | $2,016,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 60,321 | $2,015,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 136,247 | $2,014,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 109,306 | $2,014,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 134,120 | $2,012,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 67,403 | $2,009,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 57,464 | $2,005,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 81,330 | $2,002,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 41,803 | $1,997,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 239,935 | $1,996,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 70,200 | $1,996,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 59,558 | $1,994,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 67,625 | $1,993,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 213,184 | $1,993,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 73,067 | $1,991,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 44,863 | $1,986,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 85,018 | $1,985,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 146,881 | $1,975,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,975,000 | $1,975,000 | thousands by filing date | principal |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 59,508 | $1,967,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 48,057 | $1,960,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 18,274 | $1,959,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 2,100,000 | $1,958,000 | thousands by filing date | principal |
| GLADSTONE LAND CORP | 376549101 | REIT | 143,291 | $1,951,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 52,926 | $1,940,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 552,412 | $1,933,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 109,615 | $1,931,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 91,700 | $1,929,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 25,285 | $1,927,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 506,164 | $1,926,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 52,314 | $1,923,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 23,961 | $1,922,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 55,291 | $1,922,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 103,516 | $1,911,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 55,547 | $1,910,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L204 | UNIT 06/15/2024 | 185,000 | $1,910,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 42,381 | $1,905,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 173,828 | $1,905,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 22,816 | $1,905,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 212,447 | $1,905,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 41,340 | $1,904,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 129,854 | $1,900,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 1,835,000 | $1,899,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075402 | COM | 116,591 | $1,898,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 311,290 | $1,898,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 113,878 | $1,891,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 201,811 | $1,881,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 152,070 | $1,877,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 123,515 | $1,875,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 71,505 | $1,869,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 5,481 | $1,868,000 | thousands by filing date | put |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 64,140 | $1,868,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 47,216 | $1,865,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 752,164 | $1,865,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 47,144 | $1,862,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 67,494 | $1,858,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 111,505 | $1,855,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 45,059 | $1,854,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 19,859 | $1,842,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 53,989 | $1,840,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 201,099 | $1,838,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 21,438 | $1,837,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 43,584 | $1,833,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 98,847 | $1,833,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 207,890 | $1,832,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 76,793 | $1,827,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 78,644 | $1,826,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 43,683 | $1,818,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 256,208 | $1,816,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 34,603 | $1,813,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 56,616 | $1,805,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 79,048 | $1,802,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 66,743 | $1,799,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 36,536 | $1,798,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 21,318 | $1,789,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 31,262 | $1,787,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 200,157 | $1,784,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 20,257 | $1,782,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 78,500 | $1,781,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 92,690 | $1,781,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 107,005 | $1,780,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 162,265 | $1,779,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 54,959 | $1,778,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 46,361 | $1,774,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 93,755 | $1,770,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 60,717 | $1,767,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 11,941 | $1,765,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 107,134 | $1,765,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 157,299 | $1,764,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 183,502 | $1,759,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 512,312 | $1,755,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 113,376 | $1,755,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 29,332 | $1,754,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 51,095 | $1,753,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 204,494 | $1,751,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 1,302,000 | $1,745,000 | thousands by filing date | principal |
| FIRST HAWAIIAN INC | 32051X108 | COM | 57,708 | $1,744,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 63,403 | $1,740,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 23,874 | $1,735,000 | thousands by filing date | call |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 80,800 | $1,735,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 36,079 | $1,730,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 162,421 | $1,722,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 43,761 | $1,720,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 2,227,000 | $1,720,000 | thousands by filing date | principal |
| Union Pacific Corporation | 907818108 | COM | 14,838 | $1,719,000 | thousands by filing date | call |
| OMNICELL COM COM | 68213N109 | Stock | 33,710 | $1,719,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 216,403 | $1,717,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 1,708,000 | $1,716,000 | thousands by filing date | principal |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 93,858 | $1,715,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 53,120 | $1,714,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 52,808 | $1,713,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 82,073 | $1,713,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 156,513 | $1,712,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 284,802 | $1,708,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 154,356 | $1,706,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 26,118 | $1,701,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 41,267 | $1,700,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 162,261 | $1,700,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 575,579 | $1,697,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 925,612 | $1,693,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 61,845 | $1,690,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 45,308 | $1,684,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 44,067 | $1,683,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 98,804 | $1,683,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 29,901 | $1,672,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 59,329 | $1,670,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 21,648 | $1,669,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 654,313 | $1,668,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 51,843 | $1,660,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 57,096 | $1,656,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 126,779 | $1,655,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 210,098 | $1,648,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 6,731 | $1,642,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 40,041 | $1,642,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 41,315 | $1,640,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 281,848 | $1,637,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,707,000 | $1,634,000 | thousands by filing date | principal |
| AMERICAS CAR-MART INC | 03062T105 | COM | 39,690 | $1,631,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 1,248,000 | $1,629,000 | thousands by filing date | principal |
| AIX INC | 30712A103 | SPONSORED ADS | 129,587 | $1,628,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 28,843 | $1,627,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 30,868 | $1,625,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 169,056 | $1,622,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 21,754 | $1,620,000 | thousands by filing date | call |
| AMEDISYS INC | 023436108 | COM | 28,985 | $1,620,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 41,211 | $1,616,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 71,044 | $1,615,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 370,515 | $1,611,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 49,997 | $1,610,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 51,297 | $1,607,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 59,915 | $1,604,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 412,417 | $1,603,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 157,566 | $1,600,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 202,229 | $1,597,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 590,400 | $1,593,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 30,337 | $1,591,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 18,472 | $1,589,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,517 | $1,587,000 | thousands by filing date | put |
| NELNET INC | 64031N108 | CL A | 31,497 | $1,587,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 38,334 | $1,587,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 26,499 | $1,586,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 156,402 | $1,584,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 171,097 | $1,581,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 70,661 | $1,580,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 14,636 | $1,579,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 1,650,000 | $1,577,000 | thousands by filing date | principal |
| CENTURY CASINOS INC | 156492100 | COM | 191,648 | $1,572,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 67,106 | $1,566,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 33,706 | $1,565,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 363,215 | $1,564,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 1,296,000 | $1,563,000 | thousands by filing date | principal |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 70,965 | $1,561,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 21,701 | $1,558,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 1,600,000 | $1,558,000 | thousands by filing date | principal |
| HERC HLDGS INC COM | 42704L104 | Stock | 31,729 | $1,556,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 1,550,000 | $1,556,000 | thousands by filing date | principal |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 51,673 | $1,548,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 152,392 | $1,545,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,439 | $1,543,000 | thousands by filing date | put |
| KEYW HLDG CORP | 493723100 | COM | 202,804 | $1,542,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 147,818 | $1,541,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 57,546 | $1,540,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 60,705 | $1,537,000 | thousands by filing date | put |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 135,401 | $1,536,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 25,776 | $1,533,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 85,406 | $1,532,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 2,080,000 | $1,531,000 | thousands by filing date | principal |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 19,087 | $1,528,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 68,934 | $1,526,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 81,950 | $1,526,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 1,526,000 | $1,526,000 | thousands by filing date | principal |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 174,789 | $1,522,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 49,424 | $1,521,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 97,185 | $1,519,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 1,300,000 | $1,513,000 | thousands by filing date | principal |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 116,962 | $1,510,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 55,464 | $1,504,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 19,645 | $1,500,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 150,000 | $1,500,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 126,070 | $1,497,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 50,051 | $1,496,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 34,122 | $1,490,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 262,206 | $1,489,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 141,139 | $1,488,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 137,312 | $1,487,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 58,686 | $1,486,000 | thousands by filing date | call |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 25,096 | $1,486,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 26,293 | $1,483,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 93,214 | $1,480,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 92,316 | $1,479,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 644,760 | $1,476,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 45,284 | $1,475,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 288,390 | $1,475,000 | thousands by filing date | |
| CISION LTD | G1992S117 | *W EXP 06/22/202 | 500,000 | $1,475,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 89,766 | $1,472,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 65,996 | $1,467,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 586,154 | $1,465,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 164,851 | $1,464,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 69,106 | $1,462,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 38,761 | $1,461,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 798 | $1,460,000 | thousands by filing date | call |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 48,460 | $1,460,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 86,437 | $1,460,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 15,506 | $1,457,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 304,329 | $1,453,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 38,486 | $1,452,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 55,023 | $1,451,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 24,119 | $1,451,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 115,599 | $1,449,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 179,012 | $1,449,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 25,166 | $1,446,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 84,969 | $1,445,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 41,333 | $1,444,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 90,824 | $1,442,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 83,192 | $1,441,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 204,214 | $1,439,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 186,439 | $1,437,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 1,352,000 | $1,436,000 | thousands by filing date | principal |
| NEW HOME CO INC COM | 645370107 | COM | 128,597 | $1,434,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 23,601 | $1,433,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 58,758 | $1,432,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 61,637 | $1,431,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 67,032 | $1,429,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 53,254 | $1,426,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 68,060 | $1,425,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 81,742 | $1,424,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 38,814 | $1,409,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 16,438 | $1,404,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 98,172 | $1,401,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 45,190 | $1,398,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 29,489 | $1,395,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 57,887 | $1,388,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 71,861 | $1,385,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 68,849 | $1,383,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 53,859 | $1,380,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 103,757 | $1,378,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 202,634 | $1,375,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 34,225 | $1,374,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 142,541 | $1,372,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 174,900 | $1,364,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 39,396 | $1,363,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 53,153 | $1,362,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 50,702 | $1,355,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 17,281 | $1,351,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 62,297 | $1,348,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 54,903 | $1,346,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 32,715 | $1,343,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 34,049 | $1,343,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 98,082 | $1,337,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 48,493 | $1,335,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 254,519 | $1,332,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 36,682 | $1,332,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 24,300 | $1,331,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 325,574 | $1,331,000 | thousands by filing date | |
| MARRIOTT VACATIONS WRLDWDE C | 57164YAA5 | NOTE 1.500% 9/1 | 1,274,000 | $1,330,000 | thousands by filing date | principal |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 10,728 | $1,329,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 752,376 | $1,329,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 23,899 | $1,328,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 377,041 | $1,327,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 435,083 | $1,326,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 30,400 | $1,325,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 52,843 | $1,324,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 176,507 | $1,322,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 115,812 | $1,322,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 41,117 | $1,320,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 29,043 | $1,320,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 75,495 | $1,319,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 315,071 | $1,318,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 58,873 | $1,314,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 64,976 | $1,307,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 54,222 | $1,305,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 49,572 | $1,305,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 69,134 | $1,304,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 1,107,000 | $1,304,000 | thousands by filing date | principal |
| KINSALECAPGROUPINC | 49714P108 | STOK | 30,217 | $1,302,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 92,691 | $1,299,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 41,397 | $1,297,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 17,657 | $1,297,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 31,459 | $1,295,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 41,740 | $1,289,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,275,000 | $1,289,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 1,331,000 | $1,289,000 | thousands by filing date | principal |
| STANDEX INTL CORP | 854231107 | COM | 12,132 | $1,286,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 100,334 | $1,283,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 1,138,000 | $1,281,000 | thousands by filing date | principal |
| ATHERSYS INC | 04744L106 | COM | 621,755 | $1,279,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 98,175 | $1,274,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 166,004 | $1,272,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 38,608 | $1,272,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 78,382 | $1,268,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 18,859 | $1,261,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 7,300 | $1,260,000 | thousands by filing date | put |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 11,837 | $1,257,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 30,147 | $1,257,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 73,814 | $1,256,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 23,540 | $1,255,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 16,854 | $1,254,000 | thousands by filing date | put |
| KFORCE INC COM | 493732101 | Stock | 62,098 | $1,252,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 338,670 | $1,252,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 135,119 | $1,250,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 83,680 | $1,249,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,653 | $1,246,000 | thousands by filing date | call |
| AMERICAN WOODMARK CORP | 030506109 | COM | 12,970 | $1,246,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 20,755 | $1,246,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 76,562 | $1,239,000 | thousands by filing date | call |
| 8X8 INC | 282914100 | COMMON STOCK | 91,765 | $1,237,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 7,543 | $1,233,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 47,666 | $1,232,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 31,062 | $1,230,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 28,507 | $1,230,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 49,817 | $1,229,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 27,342 | $1,223,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 45,420 | $1,222,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 24,755 | $1,222,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 23,963 | $1,219,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 64,721 | $1,218,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 59,938 | $1,217,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 20,952 | $1,217,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 25,778 | $1,215,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 132,804 | $1,213,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 109,137 | $1,213,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 106,493 | $1,208,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 7,500 | $1,207,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 229,262 | $1,202,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 60,154 | $1,202,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 47,030 | $1,199,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 42,856 | $1,199,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 21,413 | $1,198,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 19,186 | $1,198,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 58,385 | $1,197,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 44,058 | $1,196,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 45,558 | $1,196,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 8,123 | $1,195,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 38,905 | $1,195,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,255,530 | $1,194,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 31,073 | $1,192,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 34,714 | $1,187,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 14,625 | $1,183,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 25,448 | $1,183,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 160,600 | $1,183,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 103,757 | $1,182,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 112,070 | $1,178,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 59,792 | $1,171,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 36,014 | $1,168,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 68,278 | $1,168,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 80,703 | $1,167,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 23,041 | $1,167,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 31,265 | $1,167,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 24,454 | $1,166,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 239,065 | $1,166,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 69,595 | $1,164,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 88,248 | $1,164,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 19,858 | $1,161,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 409,029 | $1,160,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 174,210 | $1,159,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,771 | $1,156,000 | thousands by filing date | put |
| US ECOLOGY INC COM | 91732J102 | COM | 21,547 | $1,156,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 59,605 | $1,156,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 147,689 | $1,154,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 67,295 | $1,153,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 115,830 | $1,149,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 8,723 | $1,148,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 38,601 | $1,148,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 111,791 | $1,146,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 17,717 | $1,143,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 37,501 | $1,143,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 48,755 | $1,141,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 336,102 | $1,141,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 80,000 | $1,140,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 28,152 | $1,139,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 30,271 | $1,134,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 809,000 | $1,134,000 | thousands by filing date | principal |
| IMAX CORP | 45245E109 | COM | 50,105 | $1,133,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 56,971 | $1,130,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 191,972 | $1,130,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 52,811 | $1,129,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 446,407 | $1,124,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 39,145 | $1,123,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 17,525 | $1,112,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 22,408 | $1,112,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 54,924 | $1,112,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 120,956 | $1,111,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 75,032 | $1,110,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 125,843 | $1,109,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 67,309 | $1,109,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 23,875 | $1,108,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 52,542 | $1,107,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 101,781 | $1,104,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 71,835 | $1,102,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 192,508 | $1,100,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,054,000 | $1,096,000 | thousands by filing date | call |
| PJT PARTNERS INC | 69343T107 | COM CL A | 28,602 | $1,095,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 25,423 | $1,094,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 58,821 | $1,093,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 116,099 | $1,085,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 106,245 | $1,083,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 69,346 | $1,082,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 60,217 | $1,082,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 53,158 | $1,082,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 153,665 | $1,075,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 19,993 | $1,073,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 19,468 | $1,073,000 | thousands by filing date | call |
| ENSIGN GROUP INC | 29358P101 | COM | 47,621 | $1,073,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 19,831 | $1,070,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 204,216 | $1,070,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 80,893 | $1,069,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 80,166 | $1,068,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 171,111 | $1,067,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 130,056 | $1,065,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 236 | $1,061,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 54,008 | $1,061,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 136,909 | $1,059,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 224,591 | $1,055,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 100,000 | $1,054,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 35,396 | $1,051,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 77,072 | $1,051,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 46,647 | $1,050,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 15,858 | $1,048,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 43,917 | $1,047,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 27,748 | $1,047,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 234,899 | $1,047,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 106,184 | $1,046,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 21,754 | $1,044,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 33,513 | $1,044,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 46,076 | $1,042,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 43,511 | $1,041,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 47,964 | $1,036,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 29,081 | $1,036,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 23,761 | $1,034,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 122,448 | $1,034,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 89,141 | $1,032,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 60,781 | $1,032,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 36,940 | $1,031,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 781,201 | $1,031,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 52,781 | $1,030,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 14,738 | $1,027,000 | thousands by filing date | put |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 25,256 | $1,026,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 53,171 | $1,025,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 17,499 | $1,023,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 58,344 | $1,022,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 31,566 | $1,022,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 29,410 | $1,021,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 150,528 | $1,018,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 8,551 | $1,017,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 99,765 | $1,015,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 17,959 | $1,014,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-17-000117 | this filing | 2017-11-14 | acceptance time not in the bulk data set |