13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 5,048 holding rows worth $145,943,223,000.
- Accession
- 0000948046-17-000117
- Filer
- CIK 948046
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 20,611 entries on the cover page, a total value of $145,943,223,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $145,943,223,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 283 | $28,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 750 | $28,000 | thousands by filing date | put |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 13,421 | $28,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,256 | $28,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 3,739 | $28,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 1,700 | $28,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 3,510 | $28,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 750 | $27,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 12,885 | $27,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 977 | $27,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 169 | $26,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 750 | $26,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 1,567 | $26,000 | thousands by filing date | put |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 1,601 | $26,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 9,900 | $26,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,180 | $26,000 | thousands by filing date | put |
| CHEROKEE INC | 16444H102 | COM | 9,619 | $26,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 16,400 | $26,000 | thousands by filing date | call |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 8,397 | $26,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 2,441 | $26,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 5,435 | $26,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 8,701 | $26,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 235,731 | $26,000 | thousands by filing date | call |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $25,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $25,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 126 | $25,000 | thousands by filing date | call |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,695 | $25,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 5,500 | $25,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 197 | $25,000 | thousands by filing date | call |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 1,400 | $25,000 | thousands by filing date | |
| LINIU TECHNOLOGY GROUP | G54971208 | SNC | 23,303 | $25,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 1,300 | $25,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 2,510 | $24,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,726 | $24,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 11,757 | $24,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 75 | $23,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 376 | $23,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 547 | $23,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 401 | $23,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 709 | $23,000 | thousands by filing date | call |
| United Parcel Service, Inc | 917286106 | COM | 1,278 | $23,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 3,041 | $23,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 907 | $23,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 5,600 | $23,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 253 | $22,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 289 | $22,000 | thousands by filing date | call |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 1,429 | $22,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 17,018 | $22,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 52,000 | $22,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 7,690 | $22,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 164 | $21,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 901 | $21,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 300 | $21,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 273 | $21,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 190 | $21,000 | thousands by filing date | call |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 520 | $21,000 | thousands by filing date | put |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,000 | $21,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 2,700 | $21,000 | thousands by filing date | call |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,200 | $21,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 15,300 | $21,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 3,850 | $21,000 | thousands by filing date | call |
| MITCHAM INDS INC COM | 606501104 | COM | 6,300 | $21,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 2,344 | $21,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 18,170 | $21,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 319 | $20,000 | thousands by filing date | put |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,000 | $20,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 3,304 | $20,000 | thousands by filing date | call |
| PAVMED INC | 70387R106 | COM | 3,700 | $20,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 8,200 | $20,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 5,700 | $20,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 310 | $19,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 300 | $19,000 | thousands by filing date | put |
| AES CORP COM | 00130H105 | Stock | 1,740 | $19,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 512 | $19,000 | thousands by filing date | call |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 1,700 | $19,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 1,950 | $19,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 3,231 | $19,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 500 | $18,000 | thousands by filing date | put |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,000 | $18,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 550 | $18,000 | thousands by filing date | call |
| CONSOL ENERGY INC | 20854P109 | COM | 1,086 | $18,000 | thousands by filing date | call |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 9,000 | $18,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 465 | $17,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 150 | $17,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 88,864 | $17,000 | thousands by filing date | principal |
| Concho Resources Inc. | 20605P101 | COM | 132 | $17,000 | thousands by filing date | call |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,292 | $17,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,200 | $17,000 | thousands by filing date | call |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 419 | $17,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 300 | $17,000 | thousands by filing date | call |
| SPARK NETWORKS INC | 84651P100 | COM | 14,701 | $17,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,100 | $17,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 1,700 | $17,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 528 | $16,000 | thousands by filing date | put |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,112 | $16,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 250 | $16,000 | thousands by filing date | call |
| MOMO INC | 60879B107 | ADR | 533 | $16,000 | thousands by filing date | put |
| PARSLEY ENERGY INC | 701877102 | CL A | 628 | $16,000 | thousands by filing date | call |
| VALUE LINE INC | 920437100 | COMMON STOCK | 974 | $16,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 11,108 | $16,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 5,800 | $16,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 110 | $15,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,071 | $15,000 | thousands by filing date | put |
| NEWFIELD EXPL CO | 651290108 | COM | 526 | $15,000 | thousands by filing date | call |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 10,000 | $15,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 3,208 | $15,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 5,460 | $15,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 754 | $14,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 33 | $14,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 229 | $14,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 92 | $14,000 | thousands by filing date | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 169 | $14,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 352 | $14,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 2,622 | $14,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 444 | $14,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 256 | $14,000 | thousands by filing date | call |
| CAPITALA FIN CORP | 14054R106 | COM | 1,500 | $14,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 500 | $14,000 | thousands by filing date | put |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 200 | $14,000 | thousands by filing date | call |
| TRIANGLE CAP CORP | 895848109 | COM | 1,000 | $14,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 19,935 | $14,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 228 | $14,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 668 | $14,000 | thousands by filing date | call |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 18,400 | $14,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 8,144 | $14,000 | thousands by filing date | |
| VALERITAS HLDGS INC | 91914N202 | COM NEW | 4,600 | $14,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 125 | $13,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 338 | $13,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 189 | $13,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 180 | $13,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 844 | $13,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 425 | $13,000 | thousands by filing date | call |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 397 | $13,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 3,600 | $13,000 | thousands by filing date | call |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 468 | $13,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 3,804 | $13,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 166 | $12,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 258 | $12,000 | thousands by filing date | call |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 789 | $12,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 216 | $12,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 222 | $12,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 490 | $12,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 894 | $12,000 | thousands by filing date | call |
| ELECTROMED INC | 285409108 | COMMON STOCK | 1,700 | $12,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,297 | $12,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 2,577 | $12,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 145 | $12,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P109 | COM | 750 | $12,000 | thousands by filing date | put |
| COBALT INTL ENERGY | 19075F304 | COM | 9,509 | $12,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 375 | $12,000 | thousands by filing date | call |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 242 | $12,000 | thousands by filing date | call |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 9,901 | $12,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 147 | $11,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 200 | $11,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 300 | $11,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 202 | $11,000 | thousands by filing date | put |
| WINGSTOP INC COM | 974155103 | Stock | 352 | $11,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 136 | $11,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 128 | $11,000 | thousands by filing date | call |
| MIND C T I LTD | M70240102 | ORD | 4,474 | $11,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 7,866 | $11,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 9,467 | $11,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 300 | $10,000 | thousands by filing date | call |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 906 | $10,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 549 | $10,000 | thousands by filing date | put |
| MONROE CAPITAL CORP | 610335101 | COM | 700 | $10,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 231 | $10,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 139 | $10,000 | thousands by filing date | call |
| DOWDUPONT INC | 26078J100 | COM | 150 | $10,000 | thousands by filing date | put |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 2,200 | $10,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 900 | $10,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 118 | $9,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 63 | $9,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 200 | $9,000 | thousands by filing date | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 224 | $9,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 430 | $9,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 151 | $9,000 | thousands by filing date | call |
| SPIRE INC | 84857L101 | COM | 133 | $9,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 593 | $9,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 593 | $9,000 | thousands by filing date | call |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 4,104 | $9,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 2,400 | $9,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,212 | $9,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 500 | $9,000 | thousands by filing date | call |
| OVASCIENCE INC | 69014Q101 | COM | 6,833 | $9,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 202 | $8,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 200 | $8,000 | thousands by filing date | call |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 400 | $8,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 248 | $8,000 | thousands by filing date | call |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 898 | $8,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 300 | $8,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 11,002 | $8,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 13,400 | $8,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 585 | $8,000 | thousands by filing date | |
| BANRO CORP | 066800806 | COM NEW | 22,482 | $8,000 | thousands by filing date | |
| LONG IS ICED TEA CORP | 54267E104 | COM | 3,500 | $8,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 5,805 | $8,000 | thousands by filing date | call |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 4,913 | $8,000 | thousands by filing date | principal |
| Lowes Companies,Inc. | 548661107 | COM | 96 | $7,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 40 | $7,000 | thousands by filing date | call |
| ALCOA CORP COM | 013872106 | Stock | 167 | $7,000 | thousands by filing date | put |
| CARVANA CO CL A | 146869102 | Stock | 494 | $7,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 67 | $7,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 400 | $7,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 74 | $7,000 | thousands by filing date | put |
| RH | 74967X103 | COM | 100 | $7,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 2,000 | $7,000 | thousands by filing date | call |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 380 | $7,000 | thousands by filing date | call |
| MVC CAPITAL INC | 553829102 | COM | 780 | $7,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 1,500 | $7,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 1,415 | $7,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 300 | $7,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 1,204 | $7,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 5,325 | $7,000 | thousands by filing date | call |
| Enterprise Federal Bancorp | 26952G107 | Common | 500 | $7,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 105 | $6,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 400 | $6,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 197 | $6,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,531 | $6,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 273 | $6,000 | thousands by filing date | call |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 517 | $6,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,884 | $6,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 866 | $6,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 305 | $6,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 300 | $6,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 1,698 | $6,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,000 | $6,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 500 | $6,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 3,032 | $6,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 14,920 | $6,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279501 | COM NEW | 4,931 | $6,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 4,115 | $6,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 151 | $5,000 | thousands by filing date | call |
| COMERICAINC | 200340107 | COM | 78 | $5,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 233 | $5,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 82 | $5,000 | thousands by filing date | call |
| US FOODS HLDG CORP COM | 912008109 | Stock | 200 | $5,000 | thousands by filing date | call |
| STATE STR CORP COM | 857477103 | Stock | 54 | $5,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 60 | $5,000 | thousands by filing date | put |
| MEXCO ENERGY CORP | 592770101 | COM | 1,300 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 282 | $5,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 401 | $5,000 | thousands by filing date | put |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 100,830 | $5,000 | thousands by filing date | principal |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 21,979 | $5,000 | thousands by filing date | principal |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 4,600 | $5,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 651 | $5,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 400 | $5,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 2,324 | $5,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 7,293 | $5,000 | thousands by filing date | call |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 573 | $5,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 1,416 | $5,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 30 | $4,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 250 | $4,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 29 | $4,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 81 | $4,000 | thousands by filing date | put |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 250 | $4,000 | thousands by filing date | call |
| NISOURCE INC COM | 65473P105 | Stock | 167 | $4,000 | thousands by filing date | call |
| BURLINGTON STORES INC COM | 122017106 | Stock | 50 | $4,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 33 | $4,000 | thousands by filing date | call |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 500 | $4,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 300 | $4,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 57 | $4,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 288 | $4,000 | thousands by filing date | call |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 46 | $4,000 | thousands by filing date | call |
| CYTRX CORP | 232828509 | COM PAR $.001 | 10,806 | $4,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 900 | $4,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 237 | $4,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 1,390 | $4,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 2,709 | $4,000 | thousands by filing date | |
| ROOT9B HOLDINGS INC | 776650202 | COM NEW | 2,100 | $4,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 40 | $3,000 | thousands by filing date | put |
| BOYDGAMINGCORP | 103304101 | STOK | 150 | $3,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 431 | $3,000 | thousands by filing date | call |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 300 | $3,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 284 | $3,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 74 | $3,000 | thousands by filing date | call |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 180 | $3,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 500 | $3,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 900 | $3,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 7,160 | $3,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 195 | $3,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 2,395 | $3,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 2,312 | $3,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 300 | $3,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 3,000 | $3,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 2,204 | $3,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 1,500 | $3,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 243 | $3,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 3,205 | $3,000 | thousands by filing date | call |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 1,200 | $3,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 2,400 | $3,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 200 | $3,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 109 | $2,000 | thousands by filing date | call |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 25 | $2,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 170 | $2,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 13 | $2,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551100 | COM | 100 | $2,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 28 | $2,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 29 | $2,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 17 | $2,000 | thousands by filing date | put |
| SANOFI | 80105N113 | COMMON STOCK-FO | 8,250 | $2,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 10,000 | $2,000 | thousands by filing date | principal |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 500 | $2,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 2,500 | $2,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 100 | $2,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 403 | $2,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 700 | $2,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 1,300 | $2,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 102 | $2,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 1,200 | $2,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 136 | $2,000 | thousands by filing date | call |
| GNC Holdings | 36191GAB3 | CONV BOND | 3,000 | $2,000 | thousands by filing date | principal |
| Mondelez International,Inc. Class A | 609207105 | COM | 30 | $1,000 | thousands by filing date | call |
| KEYCORP COM | 493267108 | Stock | 60 | $1,000 | thousands by filing date | call |
| RADIAN GROUP INC COM | 750236101 | Stock | 100 | $1,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 10 | $1,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 601 | $1,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 95 | $1,000 | thousands by filing date | call |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 100 | $1,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 10 | $1,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 7 | $1,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 84 | $1,000 | thousands by filing date | call |
| NUVASIVE INC | 670704105 | COM | 26 | $1,000 | thousands by filing date | call |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 39 | $1,000 | thousands by filing date | call |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 500 | $1,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 800 | $1,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 499 | $1,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 350 | $1,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 56 | $1,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 400 | $1,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 2,657 | $1,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 6,950 | $1,000 | thousands by filing date | principal |
| SORL Auto Parts Inc | 78461U101 | COM | 381 | $1,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 200 | $1,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 300 | $1,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 676 | $1,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 123 | $1,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 100 | $1,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 315 | $1,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 683 | $1,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 220 | $1,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 600 | $1,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A705 | COM PAR | 809 | $1,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 1,700 | $1,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Boston Scientific Corporation | 101137107 | COM | 19 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| T-Mobile US,Inc. | 872590104 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COMSTOCK RES INC COM | 205768302 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOLOGIC INC | 436440101 | COM | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FULGENT GENETICS INC | 359664109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 169 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAVARA INC | 805111101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDLEY CAP CORP | 58503F106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAMT CORP | 693149106 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESTINATION XL GROUP INC | 25065K104 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED HAT INC | 756577102 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 2,780 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE VENTURES INC | 538142308 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AWARE INC MASS | 05453N100 | CMN | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMILEDS CORP | 816645204 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 634 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 100 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SENSEONICS HLDGS INC | 81727U105 | COM | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911108 | COMMON STOCK | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 4,467 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TTOO | 89853L104 | Stock | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL BROKERAGE INC | 37891B109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATASYS INC | 149049504 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA METALS INC | 82639W106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMYRIS INC | 03236M200 | COM NEW | 214 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 337 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 69 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 673 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 223 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDOCYTE INC | 29269A102 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 7,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAMBA INC | 47023A309 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVENTURE FOODS INC | 461212102 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ampio Pharmaceuticals | 03209T109 | COM | 121 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELADON GROUP INC | 150838100 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TROVAGENE INC | 897238309 | COM | 371 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUMEREX CORP -CL A | 67053A102 | CL A | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNING + NAPIER INC | 56382Q102 | CL A | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTERSIGHT CORP | 577097108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONA GRILL INC | 50047H201 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 246 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AROTECH CORP | 042682203 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIENT PAPER INC | 68619F205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGA TRONICS INC | 375175106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGTONE WIRELESSINFO SOL HL | 496880204 | SPONSORED ADR NE | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 262 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLIGENIX INC | 834223307 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOGENE LTD | M4119S104 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VITAL THERAPIES INC | 92847R104 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pareteum Corporation | 69946T207 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M201 | COM NEW | 379 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CLEANTECH SOLUTIONS INTL INC | 18451N303 | COM PAR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYREN LTD | M26895108 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNE PHARMACEUTICALS INC | 45254C200 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBILIS HEALTH CORP | 65500B103 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT NATL INC | 70338T102 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTWATER RES INC | 961684107 | COM | 382 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURYN RES INC | 05208W108 | COM | 228 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHIEVE LIFE SCIENCE INC | 004468104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 161 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINGER INC | 053734109 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 503 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REMARK HLDGS INC | 75955K102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KADMON HLDGS INC | 48283N106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PYXIS TANKERS INC | Y71726106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEURALSTEM INC | 64127R401 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN DIESEL TECHNOLOGIES IN | 18449C500 | COM PAR NEW | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Real Industry Inc | 75601w104 | CS | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gevo Inc stock | 374396307 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAN INC | 66988N106 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-17-000117 | this filing | 2017-11-14 | acceptance time not in the bulk data set |