13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 5,048 holding rows worth $145,943,223,000.
- Accession
- 0000948046-17-000117
- Filer
- CIK 948046
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 20,611 entries on the cover page, a total value of $145,943,223,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $145,943,223,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Netflix, Inc | 64110L106 | COM | 846 | $153,000 | thousands by filing date | call |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 8,670 | $152,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 42,955 | $152,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 35,501 | $152,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 16,853 | $152,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 7,475 | $152,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 6,232 | $152,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 29,563 | $152,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 7,472 | $151,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 12,000 | $151,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 71,111 | $151,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 7,525 | $151,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 8,742 | $150,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 22,578 | $148,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 67,413 | $148,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 54,124 | $148,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 17,395 | $148,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 221,206 | $148,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 35,945 | $148,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 23,851 | $147,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 14,679 | $147,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 13,906 | $147,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 3,900 | $146,000 | thousands by filing date | call |
| YEXT INC | 98585N106 | COM | 11,170 | $146,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 11,441 | $146,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 62,660 | $146,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 6,000 | $145,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 10,001 | $145,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 1,002 | $145,000 | thousands by filing date | put |
| UNITED GUARDIAN INC | 910571108 | COM | 7,466 | $145,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,345 | $144,000 | thousands by filing date | call |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 8,447 | $144,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 8,093 | $144,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 20,514 | $143,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 30,564 | $143,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 21,765 | $142,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 115,236 | $141,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 28,240 | $141,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,729 | $140,000 | thousands by filing date | put |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 14,658 | $140,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 18,272 | $140,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 23,424 | $139,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 83,525 | $139,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 19,954 | $139,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 54,374 | $139,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,899 | $138,000 | thousands by filing date | put |
| FATE THERAPEUTICS INC | 31189P102 | COM | 35,098 | $138,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 8,738 | $138,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 18,400 | $138,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 3,362 | $138,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,240 | $137,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 2,540 | $137,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 3,657 | $137,000 | thousands by filing date | call |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 5,634 | $137,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 125,153 | $137,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 30,574 | $137,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,734 | $136,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 46,258 | $136,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 16,072 | $136,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 33,063 | $135,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 29,114 | $135,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J114 | *W EXP 04/13/202 | 185,715 | $135,000 | thousands by filing date | call |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 22,994 | $134,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 27,039 | $134,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 124,700 | $134,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 10,480 | $134,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 6,874 | $134,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 37,900 | $133,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 19,551 | $133,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 12,440 | $133,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,000 | $132,000 | thousands by filing date | call |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 1,250 | $132,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 2,562 | $131,000 | thousands by filing date | put |
| FOGO DE CHAO INC | 344177100 | COM | 10,707 | $131,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 4,965 | $130,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,500 | $129,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 3,244 | $129,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,434 | $129,000 | thousands by filing date | call |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 34,849 | $129,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 34,101 | $129,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 54,900 | $129,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 625 | $128,000 | thousands by filing date | call |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 18,405 | $128,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 9,752 | $128,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 2,500 | $127,000 | thousands by filing date | put |
| OI SA-ADR | 670851500 | ADR | 16,410 | $127,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 9,698 | $126,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 4,485 | $126,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 38,890 | $126,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 34,600 | $125,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 7,483 | $125,000 | thousands by filing date | |
| BIOPTIX INC | 09074N101 | COM | 24,341 | $125,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 4,470 | $124,000 | thousands by filing date | put |
| EP ENERGY CORP | 268785102 | CL A | 38,312 | $124,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 133,000 | $124,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,930 | $123,000 | thousands by filing date | call |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 11,418 | $123,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 179,498 | $123,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 6,472 | $123,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 20,127 | $122,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 11,701 | $122,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 9,658 | $121,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,055 | $121,000 | thousands by filing date | call |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 30,324 | $121,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 17,731 | $120,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 859 | $120,000 | thousands by filing date | put |
| VIVEVE MED INC | 92852W204 | COM NEW | 23,088 | $120,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 2,000 | $119,000 | thousands by filing date | put |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 7,100 | $119,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 8,493 | $119,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 22,620 | $118,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 2,655 | $118,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 4,912 | $118,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,050 | $117,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 29,420 | $117,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 17,433 | $117,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 2,972 | $117,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 993 | $116,000 | thousands by filing date | call |
| BG STAFFING INC | 05544A109 | COM | 7,145 | $116,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 3,766 | $115,000 | thousands by filing date | call |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 14,555 | $115,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 8,181 | $114,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 15,412 | $114,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 86,689 | $114,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 9,688 | $113,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 776 | $112,000 | thousands by filing date | put |
| SOCIETAL CDMO INC | 75629F109 | COM | 12,601 | $112,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 10,000 | $111,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 24,210 | $111,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 9,951 | $111,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 8,691 | $110,000 | thousands by filing date | call |
| ATHENEX INC | 04685N103 | COM | 6,365 | $110,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 37,020 | $110,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,221 | $109,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 2,878 | $109,000 | thousands by filing date | call |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 7,800 | $109,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 83 | $108,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 21,500 | $108,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,465 | $107,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 12,400 | $107,000 | thousands by filing date | put |
| TCP CAP CORP | 87238Q103 | COM | 6,500 | $107,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 3,556 | $107,000 | thousands by filing date | put |
| REALNETWORKS INC | 75605L708 | COM | 22,639 | $107,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 15,803 | $107,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 17,660 | $107,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 4,144 | $106,000 | thousands by filing date | put |
| AQUA METALS INC | 03837J101 | COM | 15,637 | $106,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 31,441 | $106,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 20,621 | $105,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 27,824 | $105,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 22,400 | $105,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 2,700 | $105,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 10,645 | $105,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 43,324 | $105,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 2,246 | $104,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 4,729 | $104,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 9,127 | $103,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 10,993 | $103,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 2,147 | $102,000 | thousands by filing date | call |
| VIRCO MFG CO | 927651109 | COM | 18,618 | $102,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 11,336 | $102,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,596 | $101,000 | thousands by filing date | call |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 16,563 | $101,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 72,405 | $101,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 20,626 | $101,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 47,364 | $101,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 88,543 | $101,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 397 | $100,000 | thousands by filing date | call |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 18,019 | $100,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 4,008 | $100,000 | thousands by filing date | call |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 146,292 | $100,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 13,737 | $99,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 40,198 | $99,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 51,132 | $99,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 7,200 | $99,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 100,000 | $99,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 1,243 | $98,000 | thousands by filing date | call |
| RBB BANCORP | 74930B105 | COMMON STOCK | 4,301 | $98,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,687 | $97,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 2,484 | $95,000 | thousands by filing date | call |
| EQUIFAX INC COM | 294429105 | Stock | 900 | $95,000 | thousands by filing date | put |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 100,631 | $95,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 78,696 | $95,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 3,508 | $95,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 3,800 | $95,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,011 | $94,000 | thousands by filing date | call |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 22,926 | $94,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 17,142 | $94,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,200 | $93,000 | thousands by filing date | call |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 16,401 | $93,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 7,521 | $93,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 14,508 | $93,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 10,473 | $92,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 4,099 | $92,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 7,516 | $92,000 | thousands by filing date | |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 4,800 | $92,000 | thousands by filing date | |
| TIGENIX | 88675R109 | SPONSORED ADS | 3,900 | $92,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 2,091 | $91,000 | thousands by filing date | put |
| COGINT INC | 19241Q101 | COM | 18,844 | $91,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 483 | $89,000 | thousands by filing date | put |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 27,700 | $89,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 7,567 | $89,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 357 | $88,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 2,450 | $87,000 | thousands by filing date | put |
| EQT CORP COM | 26884L109 | Stock | 1,348 | $87,000 | thousands by filing date | call |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 75,700 | $87,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 13,446 | $87,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 49,283 | $87,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 46,300 | $87,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 4,000 | $87,000 | thousands by filing date | put |
| SENESTECH INC | 81720R109 | COM | 47,378 | $87,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 2,250 | $86,000 | thousands by filing date | put |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 22,247 | $86,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 3,790 | $85,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,573 | $85,000 | thousands by filing date | put |
| ICAD INC | 44934S206 | COM NEW | 19,400 | $85,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 10,504 | $85,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 20,975 | $85,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 626 | $84,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 69,169 | $84,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 14,011 | $84,000 | thousands by filing date | |
| FSB BANCORP INC | 30289C102 | COM | 5,100 | $84,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 455 | $83,000 | thousands by filing date | call |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 728 | $83,000 | thousands by filing date | put |
| GSE SYS INC | 36227k106 | COM | 23,551 | $83,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 550 | $82,000 | thousands by filing date | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 3,600 | $82,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,431 | $82,000 | thousands by filing date | call |
| XBIOTECH INC | 98400H102 | COM | 19,069 | $82,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 25,767 | $82,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 9,900 | $82,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 41,900 | $82,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,700 | $81,000 | thousands by filing date | put |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 2,899 | $81,000 | thousands by filing date | call |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 202,649 | $81,000 | thousands by filing date | call |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 59,000 | $81,000 | thousands by filing date | principal |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,663 | $80,000 | thousands by filing date | put |
| CLEARONE INC | 18506U104 | COM | 10,812 | $80,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 8,567 | $80,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 18,236 | $80,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 640 | $79,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 440 | $79,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 1,355 | $79,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 300 | $79,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 1,759 | $79,000 | thousands by filing date | call |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 5,460 | $79,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 17,528 | $79,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 958 | $78,000 | thousands by filing date | call |
| Gilat Satellite Network | M51474118 | COM | 13,142 | $78,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 43,325 | $78,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 6,502,130 | $78,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 11,900 | $77,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 4,024 | $77,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 40,600 | $76,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 67,384 | $76,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,922 | $75,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 3,812 | $75,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 202,133 | $75,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 11,097 | $75,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 12,790 | $75,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,666 | $74,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 913 | $74,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,650 | $74,000 | thousands by filing date | call |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 8,420 | $74,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 7,811 | $74,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 800 | $73,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 24,469 | $73,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 19,340 | $73,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 651 | $73,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 8,271 | $73,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 14,302 | $72,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 1,343 | $72,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,488 | $71,000 | thousands by filing date | call |
| ENVIROTECH VHS INC | 00726a100 | COM | 10,370 | $71,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 1,618 | $70,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 478 | $70,000 | thousands by filing date | call |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 7,236 | $70,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 3,200 | $70,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 6,021 | $70,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 889 | $69,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 1,441 | $69,000 | thousands by filing date | call |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 18,640 | $69,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 8,283 | $69,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 3,008 | $68,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 8,700 | $68,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 9,400 | $68,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 3,061 | $68,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 6,636 | $67,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 4,489 | $67,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 47,041 | $67,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,500 | $67,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 51,988 | $67,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 627 | $66,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 4,700 | $66,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 18,200 | $66,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 108,200 | $66,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,000 | $65,000 | thousands by filing date | call |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,838 | $65,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 29,639 | $65,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 4,205 | $65,000 | thousands by filing date | put |
| KEY TRONIC CORP | 493144109 | COM | 9,096 | $65,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 3,202 | $64,000 | thousands by filing date | call |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 56,400 | $64,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 31,529 | $64,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 85,714 | $64,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 4,493 | $63,000 | thousands by filing date | call |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 2,340 | $63,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 73,531 | $63,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 4,450 | $62,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 17,100 | $62,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 20,865 | $62,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 691 | $61,000 | thousands by filing date | put |
| PBF ENERGY INC | 69318G106 | CL A | 2,236 | $61,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 800 | $61,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 607 | $61,000 | thousands by filing date | call |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 10,564 | $61,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 11,498 | $61,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 14,840 | $61,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 48,038 | $61,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 45,600 | $61,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 420 | $60,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 3,095 | $60,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 3,600 | $60,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 1,298 | $60,000 | thousands by filing date | put |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 4,574 | $60,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 939 | $59,000 | thousands by filing date | call |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1,940 | $59,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 38,189 | $59,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 40,683 | $59,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,303 | $58,000 | thousands by filing date | put |
| TEREX CORP NEW COM | 880779103 | Stock | 1,303 | $58,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 600 | $58,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 600 | $58,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 33,275 | $58,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 2,073 | $58,000 | thousands by filing date | call |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 56,600 | $58,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 17,600 | $58,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 27,105 | $58,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 3,000 | $57,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 1,502 | $57,000 | thousands by filing date | call |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 8,000 | $57,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 2,500 | $57,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 4,586 | $57,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 3,970 | $56,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 357 | $55,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 614 | $55,000 | thousands by filing date | put |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 2,921 | $54,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 455 | $54,000 | thousands by filing date | call |
| OMINTO INC | 68217C208 | COM NEW | 12,239 | $54,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 842 | $53,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 3,481 | $53,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 205 | $52,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 350 | $52,000 | thousands by filing date | call |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 5,500 | $52,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 12,028 | $52,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,621 | $52,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 31,400 | $52,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 10,900 | $52,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 356 | $51,000 | thousands by filing date | put |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 195 | $51,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 2,734 | $51,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 504 | $51,000 | thousands by filing date | put |
| BROADCOM LTD | Y09827109 | SHS | 212 | $51,000 | thousands by filing date | put |
| Akoustis Technologies Inc | 00973N102 | COM | 8,034 | $51,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 3,262 | $50,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 17,500 | $50,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 930 | $49,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 199 | $49,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 864 | $49,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,500 | $49,000 | thousands by filing date | put |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 2,400 | $49,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 9,020 | $49,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 59,457 | $49,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 2,600 | $49,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 7,471 | $49,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,000 | $48,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 6,380 | $48,000 | thousands by filing date | put |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 12,958 | $48,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 19,928 | $48,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 47,003 | $48,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 43,492 | $48,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 3,957 | $47,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 2,158 | $47,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 210 | $47,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,086 | $47,000 | thousands by filing date | call |
| GGP INC | 36174X101 | COM | 2,310 | $47,000 | thousands by filing date | call |
| IMAGE SENSING SYS INC | 45244C104 | COM | 15,740 | $47,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 3,185 | $47,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 989 | $46,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 830 | $46,000 | thousands by filing date | call |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 3,022 | $46,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 10,648 | $46,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 5,357 | $46,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 9,500 | $46,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 242 | $45,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 735 | $45,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,272 | $45,000 | thousands by filing date | put |
| RADISYS CORP | 750459109 | COM | 34,171 | $45,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 39,273 | $45,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 13,000 | $45,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 569 | $44,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 1,513 | $44,000 | thousands by filing date | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 1,767 | $44,000 | thousands by filing date | put |
| OUTFRONT MEDIA INC | 69007J106 | COM | 1,767 | $44,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 908 | $44,000 | thousands by filing date | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 900 | $44,000 | thousands by filing date | call |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 14,035 | $44,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 2,300 | $44,000 | thousands by filing date | |
| SUNDANCE ENERGY AUSTRALIA LT | 86724Y109 | SPONSORED ADR | 9,600 | $44,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 3,000 | $44,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 417 | $43,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,500 | $43,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 2,044 | $43,000 | thousands by filing date | call |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,700 | $43,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 7,208 | $43,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 1,900 | $43,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 1,523 | $43,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 18,100 | $43,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,200 | $43,000 | thousands by filing date | call |
| GOLDCORP INC NEW | 380956409 | COM | 3,350 | $43,000 | thousands by filing date | call |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 1,546 | $43,000 | thousands by filing date | call |
| FANG HOLDING-ADR | 30711Y102 | ADR | 10,923 | $43,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786LAB3 | NOTE 5.250 3/0 | 45,000 | $43,000 | thousands by filing date | principal |
| LULULEMON ATHLETICA INC | 550021109 | COM | 687 | $42,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,100 | $42,000 | thousands by filing date | put |
| ARCONIC INC | 03965L100 | COM | 1,716 | $42,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 353 | $41,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 378 | $41,000 | thousands by filing date | call |
| XEROX CORP | 984121608 | COM NEW | 1,235 | $41,000 | thousands by filing date | call |
| GGP INC | 36174X101 | COM | 2,000 | $41,000 | thousands by filing date | put |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 17,111 | $41,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 28,510 | $41,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 471 | $40,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 767 | $40,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 610 | $39,000 | thousands by filing date | call |
| AC IMMUNE SA | H00263105 | SHS | 3,514 | $39,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,889 | $39,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 1,981 | $39,000 | thousands by filing date | put |
| LUNA INNOVATIONS INC | 550351100 | COM | 23,400 | $39,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 7,626 | $39,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 429 | $38,000 | thousands by filing date | call |
| RPM INTL INC COM | 749685103 | Stock | 750 | $38,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 809 | $38,000 | thousands by filing date | put |
| AETNA INC NEW | 00817Y108 | COM | 245 | $38,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 6,500 | $38,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 750 | $37,000 | thousands by filing date | put |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 23,995 | $37,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 600 | $37,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 2,000 | $37,000 | thousands by filing date | put |
| SOUND FINL BANCORP INC | 83607A100 | COM | 1,100 | $37,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 9,575 | $36,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 179 | $36,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 518 | $36,000 | thousands by filing date | call |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 3,800 | $36,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 8,462 | $36,000 | thousands by filing date | call |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 4,492 | $36,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 419 | $35,000 | thousands by filing date | call |
| TRI CONTL CORP | 895436103 | COM | 1,400 | $35,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,650 | $35,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 20,200 | $35,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 10,800 | $35,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 2,000 | $34,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 530 | $33,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 372 | $33,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 417 | $33,000 | thousands by filing date | call |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 589 | $33,000 | thousands by filing date | call |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 29,123 | $33,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,377 | $33,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 15,000 | $33,000 | thousands by filing date | put |
| TAITRON COMPONENTS INC | 874028103 | CL A | 21,456 | $33,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 1,250 | $33,000 | thousands by filing date | call |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 800 | $32,000 | thousands by filing date | put |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 7,600 | $32,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 14,078 | $32,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 5,300 | $32,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 100,000 | $32,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 1,150 | $31,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 140 | $31,000 | thousands by filing date | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,115 | $31,000 | thousands by filing date | call |
| OCONEE FED FINL CORP | 675607105 | COM | 1,183 | $31,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 168 | $30,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 682 | $30,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 215 | $30,000 | thousands by filing date | call |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 665 | $30,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 2,000 | $30,000 | thousands by filing date | put |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 900 | $30,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 5,882 | $30,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 14,462 | $30,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 4,314 | $30,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 8,400 | $30,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 300 | $29,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 596 | $29,000 | thousands by filing date | call |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,962 | $29,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 2,154 | $29,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 2,000 | $29,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 3,381 | $29,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 21,769 | $29,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 2,721 | $29,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 533 | $28,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 120 | $28,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-17-000117 | this filing | 2017-11-14 | acceptance time not in the bulk data set |