13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 5,048 holding rows worth $145,943,223,000.
- Accession
- 0000948046-17-000117
- Filer
- CIK 948046
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 20,611 entries on the cover page, a total value of $145,943,223,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $145,943,223,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 92,212 | $1,014,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 31,118 | $1,012,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 31,640 | $1,012,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 54,712 | $1,012,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 26,580 | $1,009,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 19,426 | $1,007,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 79,096 | $1,005,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 1,050,000 | $1,005,000 | thousands by filing date | principal |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 56,543 | $1,003,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 1,000,000 | $1,003,000 | thousands by filing date | principal |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 8,499 | $1,002,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 408,826 | $1,000,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 1,450,000 | $1,000,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 19,302 | $999,000 | thousands by filing date | call |
| EXACTECH INC | 30064E109 | COM | 30,335 | $997,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 53,800 | $996,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 172,136 | $995,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 65,223 | $995,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 47,267 | $994,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 47,518 | $993,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 19,131 | $991,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 25,300 | $991,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 745,668 | $990,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 85,782 | $990,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 59,378 | $986,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 14,654 | $984,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 82,174 | $984,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 82,857 | $981,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 137,483 | $981,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 29,748 | $979,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 53,575 | $979,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 162,211 | $979,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 124,257 | $979,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 18,915 | $976,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 128,624 | $971,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 24,935 | $968,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 64,680 | $968,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 22,132 | $968,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 239,298 | $968,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 955,000 | $966,000 | thousands by filing date | principal |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 26,790 | $964,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 30,806 | $964,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 47,365 | $964,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 26,133 | $963,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 35,689 | $962,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 80,285 | $962,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 24,477 | $960,000 | thousands by filing date | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 18,615 | $959,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 48,679 | $959,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A111 | *W EXP 03/28/202 | 631,743 | $959,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 172,725 | $956,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 38,465 | $954,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 108,728 | $952,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 52,168 | $949,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 48,743 | $948,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 76,241 | $947,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 1,031,000 | $947,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 950,000 | $946,000 | thousands by filing date | principal |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 42,341 | $943,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 28,541 | $940,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 16,581 | $938,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 89,897 | $938,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 74,085 | $938,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 29,158 | $936,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 26,245 | $935,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 86,018 | $935,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 43,838 | $935,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 309,668 | $935,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 120,380 | $934,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 42,093 | $933,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 16,911 | $932,000 | thousands by filing date | put |
| ADDUS HOMECARE CORP | 006739106 | COM | 26,459 | $932,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 67,183 | $932,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 91,668 | $932,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 113,902 | $932,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 65,893 | $927,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 212,190 | $925,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 77,031 | $922,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 35,527 | $922,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 130,235 | $922,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 58,758 | $920,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 28,111 | $919,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 23,489 | $918,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 195,782 | $916,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 36,299 | $915,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 26,390 | $913,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 21,291 | $912,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 13,400 | $906,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 69,869 | $905,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,173 | $903,000 | thousands by filing date | call |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 41,541 | $901,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 76,719 | $901,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 27,127 | $900,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 47,419 | $900,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 109,741 | $899,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 32,940 | $899,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 35,986 | $897,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 76,312 | $895,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 85,600 | $895,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 58,821 | $894,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 30,875 | $893,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 409,431 | $891,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 44,989 | $890,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 38,786 | $889,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 31,590 | $887,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 36,915 | $884,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 27,639 | $882,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 15,852 | $870,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 29,895 | $869,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 30,300 | $869,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 30,939 | $869,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 15,995 | $868,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 72,567 | $865,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 13,982 | $863,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 50,950 | $863,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 11,336 | $861,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 41,433 | $861,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 20,486 | $860,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 14,184 | $859,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 18,397 | $859,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 24,344 | $858,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 59,253 | $858,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 690,000 | $858,000 | thousands by filing date | principal |
| ROKU INC COM CL A | 77543R102 | Stock | 32,222 | $855,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 13,575 | $850,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 161,079 | $849,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 45,069 | $848,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 15,341 | $847,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 77,918 | $846,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 892,000 | $845,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 689,000 | $843,000 | thousands by filing date | principal |
| TITAN MACHY INC | 88830R101 | COM | 54,295 | $841,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 18,936 | $837,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 38,895 | $837,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 20,112 | $836,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 33,400 | $836,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 36,099 | $836,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 38,447 | $835,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 75,415 | $833,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 50,742 | $832,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 66,833 | $832,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 138,660 | $831,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 19,439 | $830,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 45,530 | $830,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 60,398 | $829,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 65,980 | $826,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 36,313 | $825,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 790,000 | $823,000 | thousands by filing date | principal |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 23,635 | $822,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 615,000 | $821,000 | thousands by filing date | principal |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 30,673 | $819,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 129,332 | $818,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 22,397 | $816,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 14,427 | $814,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 237,578 | $814,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 29,490 | $814,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 48,490 | $813,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 131,000 | $811,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 58,324 | $811,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 153,178 | $810,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 47,145 | $809,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 33,079 | $805,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 125,371 | $805,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 49,855 | $804,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 78,417 | $802,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 12,670 | $801,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 44,680 | $792,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 31,589 | $784,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 33,800 | $784,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 480,794 | $782,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 158,197 | $782,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,784 | $777,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 37,141 | $775,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 34,614 | $773,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 39,176 | $770,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 66,343 | $769,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 104,670 | $768,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 55,804 | $767,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 30,444 | $767,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 24,975 | $766,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 58,809 | $765,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 13,421 | $761,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 64,306 | $761,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 44,751 | $760,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 116,024 | $759,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 33,326 | $759,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 63,615 | $758,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 18,976 | $757,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 30,597 | $756,000 | thousands by filing date | |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 110,786 | $756,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 96,622 | $752,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 122,060 | $749,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 41,178 | $745,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 35,707 | $744,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 54,916 | $743,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 63,941 | $743,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 292,816 | $742,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367PAB6 | NOTE 2.000% 6/1 | 1,000,000 | $742,000 | thousands by filing date | principal |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 94,420 | $739,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 12,194 | $738,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 20,881 | $738,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 36,774 | $737,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 94,018 | $737,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 32,210 | $736,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 18,671 | $733,000 | thousands by filing date | call |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 16,374 | $733,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 59,096 | $733,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 30,700 | $727,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 77,625 | $725,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 14,321 | $724,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 57,579 | $724,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 42,228 | $722,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 800,000 | $722,000 | thousands by filing date | principal |
| BENEFITFOCUS INC | 08180D106 | COM | 21,460 | $720,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 54,472 | $718,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 101,348 | $718,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 55,126 | $717,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 53,176 | $717,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 672,000 | $716,000 | thousands by filing date | principal |
| HALLIBURTON CO COM | 406216101 | Stock | 15,555 | $715,000 | thousands by filing date | put |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 44,471 | $715,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 130,558 | $715,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 770,000 | $714,000 | thousands by filing date | principal |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 29,000 | $713,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 25,113 | $712,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 475,902 | $708,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 74,988 | $703,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 38,172 | $703,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 47,868 | $701,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 48,845 | $701,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 64,061 | $694,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 21,334 | $690,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 38,845 | $689,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 65,946 | $689,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 120,900 | $689,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 69,625 | $688,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 49,383 | $688,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 14,437 | $688,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 48,769 | $687,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 14,220 | $686,000 | thousands by filing date | call |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 113,054 | $686,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 40,464 | $685,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 70,716 | $685,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 61,627 | $683,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 18,332 | $683,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 53,584 | $681,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 125,247 | $681,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 186,445 | $680,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 204,701 | $679,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 82,985 | $679,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 16,292 | $676,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 13,700 | $676,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 24,726 | $675,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 62,993 | $675,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 28,439 | $674,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 54,350 | $672,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 30,645 | $672,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 302,634 | $670,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 106,253 | $669,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 13,377 | $668,000 | thousands by filing date | put |
| Medtronic Plc | G5960L103 | COM | 8,571 | $666,000 | thousands by filing date | put |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 22,389 | $666,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 9,912 | $665,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 22,395 | $665,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 121,623 | $664,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 35,919 | $664,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 56,375 | $660,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 30,031 | $659,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 8,408 | $658,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 252,808 | $658,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 27,283 | $658,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 59,579 | $657,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 19,777 | $656,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 205,099 | $654,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 8,052 | $653,000 | thousands by filing date | call |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 252,000 | $653,000 | thousands by filing date | call |
| M B T FINANCIAL CORP | 578877102 | Stock | 59,684 | $652,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 54,321 | $650,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 51,406 | $650,000 | thousands by filing date | |
| LGI HOMES INC | 50187TAB2 | NOTE 4.25011/1 | 287,000 | $650,000 | thousands by filing date | principal |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 32,903 | $649,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 143,378 | $649,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 72,350 | $647,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 40,435 | $645,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 62,229 | $645,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 515,009 | $643,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 20,100 | $641,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 83,716 | $641,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 56,996 | $636,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 640,000 | $636,000 | thousands by filing date | principal |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 828,570 | $635,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 5,986 | $634,000 | thousands by filing date | call |
| ALMOST FAMILY INC | 020409108 | COM | 11,848 | $634,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 29,271 | $632,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 5,977 | $630,000 | thousands by filing date | call |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 182,513 | $630,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 42,217 | $630,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,242 | $629,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 87,765 | $629,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 25,721 | $628,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 43,818 | $627,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 86,877 | $623,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 30,709 | $622,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 26,395 | $622,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 618,000 | $620,000 | thousands by filing date | principal |
| HACKETT GROUP INC | 404609109 | COM | 40,661 | $616,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 39,321 | $616,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 94,814 | $616,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 29,109 | $614,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 26,528 | $614,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 53,428 | $613,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 37,745 | $612,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 104,651 | $611,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 15,044 | $610,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 299,244 | $610,000 | thousands by filing date | call |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 45,300 | $607,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 357,941 | $607,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 36,407 | $606,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 36,889 | $606,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 17,642 | $606,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 152,846 | $606,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 50,235 | $604,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 25,495 | $603,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 25,029 | $603,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 51,139 | $602,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 46,782 | $601,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 71,891 | $600,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 60,904 | $599,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 14,367 | $599,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 667,000 | $599,000 | thousands by filing date | principal |
| RYB ED INC | 74979W101 | ADR | 21,000 | $598,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,648 | $597,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,461 | $597,000 | thousands by filing date | call |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 58,029 | $596,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,036 | $594,000 | thousands by filing date | call |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 48,682 | $590,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 4,079 | $587,000 | thousands by filing date | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 34,527 | $587,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 26,846 | $583,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 40,000 | $582,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 146,288 | $581,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 21,698 | $581,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 20,000 | $580,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 126,264 | $580,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 41,252 | $579,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 29,288 | $578,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 49,796 | $577,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 381,349 | $575,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 46,614 | $575,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 557,000 | $573,000 | thousands by filing date | principal |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 58,515 | $573,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 54,818 | $572,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 210,537 | $572,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 113,627 | $571,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 23,723 | $570,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 16,018 | $569,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 15,926 | $569,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 129,039 | $569,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T501 | COM PAR | 75,901 | $569,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 74,988 | $568,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 42,995 | $567,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 19,188 | $566,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 38,800 | $566,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 36,051 | $564,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 26,622 | $564,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 50,200 | $564,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,499 | $563,000 | thousands by filing date | put |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 85,122 | $563,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 230,512 | $562,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 82,429 | $562,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 60,072 | $560,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 52,159 | $556,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 58,151 | $556,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 29,083 | $556,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 20,002 | $553,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 567,910 | $553,000 | thousands by filing date | principal |
| PEOPLES BANCORP INC | 709789101 | COM | 16,375 | $549,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 39,580 | $549,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 21,385 | $548,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 7,503 | $545,000 | thousands by filing date | put |
| POWELL INDS INC | 739128106 | COM | 18,293 | $545,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 25,258 | $545,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 30,901 | $544,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 65,323 | $542,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 56,661 | $541,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 27,000 | $540,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 5,000 | $538,000 | thousands by filing date | call |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 19,012 | $537,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 9,896 | $536,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 7,263 | $535,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 75,072 | $535,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 18,412 | $534,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 30,904 | $533,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 64,970 | $533,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 43,692 | $527,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 14,393 | $523,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 23,372 | $523,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 31,100 | $523,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 29,591 | $520,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 35,489 | $520,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 23,101 | $519,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 31,927 | $518,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 19,262 | $518,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 40,000 | $518,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 19,866 | $517,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 33,795 | $517,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 26,405 | $517,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 16,376 | $516,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 60,000 | $516,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 8,797 | $516,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 11,069 | $516,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 43,105 | $513,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,121 | $512,000 | thousands by filing date | call |
| UNIFI INC | 904677200 | COM NEW | 14,415 | $512,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 32,682 | $511,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 12,068 | $510,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 53,784 | $509,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 20,978 | $506,000 | thousands by filing date | call |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 28,384 | $506,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 20,540 | $506,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 9,271 | $506,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 9,300 | $506,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 7,244 | $505,000 | thousands by filing date | call |
| RENREN INC | 759892201 | SPON ADR A NEW | 56,040 | $502,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 13,172 | $501,000 | thousands by filing date | put |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 7,012 | $501,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 55,837 | $501,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,506 | $501,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 7,809 | $500,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 135,516 | $500,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 10,376 | $498,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,702 | $498,000 | thousands by filing date | put |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 26,509 | $498,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 283,326 | $498,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 93,473 | $497,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 58,360 | $497,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 195,780 | $497,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 29,494 | $493,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 9,811 | $492,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 87,938 | $492,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 13,600 | $492,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 46,998 | $491,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 127,957 | $490,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 20,789 | $490,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 31,302 | $489,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 15,948 | $489,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 1,060,643 | $487,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 16,052 | $487,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 23,279 | $486,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 36,519 | $484,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 213,488 | $484,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 16,346 | $483,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 33,815 | $479,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 45,000 | $479,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 14,198 | $479,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 140,063 | $477,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 200,600 | $476,000 | thousands by filing date | call |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 181,069 | $475,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 30,423 | $474,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 12,659 | $474,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 92,183 | $471,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 14,725 | $470,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 483 | $469,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 661,000 | $469,000 | thousands by filing date | principal |
| Cisco Systems,Inc. | 17275R102 | COM | 13,971 | $468,000 | thousands by filing date | call |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 27,656 | $468,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 49,707 | $467,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 21,778 | $467,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 25,382 | $467,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 37,072 | $465,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 15,407 | $460,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 82,185 | $459,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 66,707 | $459,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 44,314 | $458,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 51,189 | $456,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 36,557 | $454,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 34,738 | $452,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 434,000 | $448,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 460 | $447,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 38,613 | $445,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 47,644 | $444,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 78,328 | $444,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 19,887 | $442,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 78,733 | $442,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 12,088 | $441,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 40,446 | $440,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 29,332 | $439,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 27,650 | $438,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 82,763 | $436,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 96,496 | $436,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 455 | $435,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 11,335 | $435,000 | thousands by filing date | put |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 9,578 | $435,000 | thousands by filing date | |
| YANGTZE RIV DEV LTD | 984752105 | COM | 26,688 | $435,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,023 | $434,000 | thousands by filing date | put |
| Global Partner Acquisition Corp | 37954X113 | *W EXP 07/01/202 | 549,264 | $433,000 | thousands by filing date | call |
| MESA LABS INC COM | 59064R109 | Stock | 2,906 | $432,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 23,430 | $431,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 15,449 | $431,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 73,045 | $430,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-17-000117 | this filing | 2017-11-14 | acceptance time not in the bulk data set |