13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 5,048 holding rows worth $145,943,223,000.
- Accession
- 0000948046-17-000117
- Filer
- CIK 948046
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 20,611 entries on the cover page, a total value of $145,943,223,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $145,943,223,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 65,240 | $4,334,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 327,733 | $4,333,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 103,866 | $4,330,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 185,024 | $4,330,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 297,164 | $4,323,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 515,200 | $4,301,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 192,716 | $4,293,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 135,660 | $4,291,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 245,557 | $4,277,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 106,397 | $4,264,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 383,441 | $4,258,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 170,335 | $4,256,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 65,690 | $4,255,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 72,026 | $4,249,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 219,703 | $4,238,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 147,370 | $4,235,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 219,941 | $4,232,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 67,857 | $4,225,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 525,000 | $4,221,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 162,400 | $4,220,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 123,365 | $4,211,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 246,967 | $4,210,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 87,838 | $4,208,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 457,573 | $4,203,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 4,035,000 | $4,191,000 | thousands by filing date | principal |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 199,937 | $4,184,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 178,029 | $4,177,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V107 | CL A | 427,724 | $4,177,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 162,384 | $4,172,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 292,560 | $4,172,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 3,328,000 | $4,168,000 | thousands by filing date | principal |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 211,440 | $4,158,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 216,158 | $4,158,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 183,649 | $4,149,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 128,021 | $4,145,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 156,844 | $4,143,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 184,728 | $4,139,000 | thousands by filing date | call |
| SPS COMM INC COM | 78463M107 | Stock | 72,905 | $4,133,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 44,800 | $4,114,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 119,111 | $4,096,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 171,271 | $4,091,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 203,609 | $4,090,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 161,557 | $4,085,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 308,199 | $4,082,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 100,932 | $4,066,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 330,905 | $4,064,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 30,417 | $4,057,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 190,779 | $4,042,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 64,551 | $4,038,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 82,848 | $4,034,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 52,901 | $4,033,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 349,464 | $4,029,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 188,313 | $4,010,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 144,015 | $4,004,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 62,903 | $3,996,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 18,518 | $3,994,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 205,970 | $3,987,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 168,098 | $3,983,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 68,678 | $3,982,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 152,940 | $3,968,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 146,806 | $3,962,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 99,528 | $3,956,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 3,204,000 | $3,934,000 | thousands by filing date | principal |
| ECHOSTAR CORP | 278768106 | CL A | 68,742 | $3,932,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 147,957 | $3,930,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 95,627 | $3,921,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 56,180 | $3,911,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 314,662 | $3,906,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 108,944 | $3,905,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 101,007 | $3,896,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,130,203 | $3,886,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 72,614 | $3,882,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 96,430 | $3,863,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 265,176 | $3,857,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 78,275 | $3,853,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 135,082 | $3,852,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 66,487 | $3,847,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 112,209 | $3,847,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 101,047 | $3,839,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 277,611 | $3,829,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 99,924 | $3,808,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 2,510,000 | $3,801,000 | thousands by filing date | principal |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 320,965 | $3,786,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 202,049 | $3,785,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 118,300 | $3,784,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 663,371 | $3,766,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 480,347 | $3,765,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 71,468 | $3,753,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 169,419 | $3,752,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 53,044 | $3,734,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 135,284 | $3,724,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 174,368 | $3,720,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 56,535 | $3,715,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 330,495 | $3,713,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 3,710,000 | $3,712,000 | thousands by filing date | principal |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 244,101 | $3,705,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,230,981 | $3,704,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 438,445 | $3,704,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 370,857 | $3,704,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 190,824 | $3,699,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 111,159 | $3,698,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 3,450 | $3,684,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 28,066 | $3,683,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 188,202 | $3,682,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 62,864 | $3,677,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 178,547 | $3,667,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 125,867 | $3,662,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 311,146 | $3,662,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 69,699 | $3,661,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 104,795 | $3,661,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 237,955 | $3,650,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 203,817 | $3,646,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 402,375 | $3,635,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 259,789 | $3,634,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 30,646 | $3,628,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 193,533 | $3,610,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 143,963 | $3,608,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 475,646 | $3,608,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 90,432 | $3,607,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 4,065,000 | $3,607,000 | thousands by filing date | principal |
| SIMPSON MFG INC | 829073105 | COM | 73,500 | $3,603,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 198,331 | $3,602,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 101,174 | $3,598,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 406,204 | $3,592,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 106,174 | $3,590,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 58,186 | $3,582,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 138,838 | $3,581,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 10,258 | $3,578,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 37,933 | $3,569,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 268,203 | $3,560,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 58,051 | $3,554,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 3,462,000 | $3,537,000 | thousands by filing date | principal |
| TERRENO RLTY CORP | 88146M101 | COM | 97,804 | $3,536,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 63,427 | $3,535,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 140,181 | $3,528,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 512,850 | $3,527,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397207 | UNIT 07/21/2022 | 355,200 | $3,526,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 99,139 | $3,515,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 104,162 | $3,513,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 211,691 | $3,508,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 126,110 | $3,504,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 221,080 | $3,501,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 141,381 | $3,498,000 | thousands by filing date | |
| SCMP 3.25 12/21 | 864909AA4 | Bond 30/360P2 U | 3,377,000 | $3,488,000 | thousands by filing date | principal |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 333,174 | $3,487,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 73,938 | $3,484,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 180,054 | $3,483,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 194,527 | $3,483,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 344,900 | $3,483,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 51,675 | $3,475,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 316,162 | $3,475,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 97,340 | $3,473,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 89,647 | $3,473,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 859,658 | $3,473,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 170,684 | $3,467,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 1,224,459 | $3,452,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 42,780 | $3,444,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 222,304 | $3,444,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 58,032 | $3,442,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 451,418 | $3,439,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 76,944 | $3,434,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 54,142 | $3,433,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 278,110 | $3,432,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 90,618 | $3,419,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 115,359 | $3,419,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,008,977 | $3,418,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 122,744 | $3,414,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 2,989,000 | $3,412,000 | thousands by filing date | principal |
| CAREER EDUCATION CORP | 141665109 | COM | 327,619 | $3,402,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 258,321 | $3,398,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 103,270 | $3,382,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 444,652 | $3,377,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 60,921 | $3,362,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 92,680 | $3,358,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 68,647 | $3,342,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 87,395 | $3,340,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 105,168 | $3,322,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 53,897 | $3,321,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 2,500,000 | $3,321,000 | thousands by filing date | principal |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 220,333 | $3,316,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 330,100 | $3,307,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 45,089 | $3,299,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 511,303 | $3,292,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 45,282 | $3,291,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 67,306 | $3,290,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 155,203 | $3,282,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 2,748,000 | $3,280,000 | thousands by filing date | principal |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,058,481 | $3,279,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 2,444,000 | $3,278,000 | thousands by filing date | principal |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 47,875 | $3,277,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 77,344 | $3,264,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 3,218,000 | $3,260,000 | thousands by filing date | principal |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 121,639 | $3,252,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 90,328 | $3,250,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 366,693 | $3,250,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 26,938 | $3,246,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 25,006 | $3,243,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 2,709,000 | $3,242,000 | thousands by filing date | principal |
| ANALOGIC CORP | 032657207 | COM | 38,699 | $3,237,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 359,289 | $3,231,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 2,447,000 | $3,227,000 | thousands by filing date | principal |
| SAP SE SPON ADR | 803054204 | ADR | 29,364 | $3,218,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 190,530 | $3,218,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 56,255 | $3,217,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 213,645 | $3,214,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 135,837 | $3,210,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 1,999,000 | $3,209,000 | thousands by filing date | principal |
| QIWI PLC | 74735M108 | SPON ADR REP B | 189,459 | $3,208,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 30,430 | $3,207,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 56,653 | $3,205,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 42,878 | $3,193,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 170,133 | $3,192,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 208,547 | $3,189,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 26,501 | $3,186,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 344,138 | $3,185,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 28,478 | $3,184,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 69,622 | $3,180,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 161,810 | $3,178,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 76,665 | $3,174,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 131,272 | $3,169,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 387,997 | $3,157,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 513,145 | $3,154,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 56,300 | $3,154,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 114,476 | $3,153,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 200,000 | $3,148,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 3,362,000 | $3,139,000 | thousands by filing date | principal |
| COMMERCEHUB INC | 20084V108 | COM SER A | 139,004 | $3,135,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 84,307 | $3,132,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 156,560 | $3,131,000 | thousands by filing date | call |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 46,425 | $3,122,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 177,282 | $3,117,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 18,220 | $3,113,000 | thousands by filing date | call |
| KEMPER CORP COM | 488401100 | Stock | 58,660 | $3,106,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 20,515 | $3,106,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 41,453 | $3,092,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 172,066 | $3,092,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,351,264 | $3,080,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 52,782 | $3,078,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 32,660 | $3,073,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 297,953 | $3,066,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 82,380 | $3,063,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 26,323 | $3,048,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 95,135 | $3,048,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 215,623 | $3,044,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 167,091 | $3,041,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 68,903 | $3,040,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 99,038 | $3,031,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 131,600 | $3,026,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 35,223 | $3,023,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 47,860 | $3,021,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 98,868 | $3,014,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 105,342 | $3,013,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 50,746 | $3,010,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 186,503 | $3,007,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 1,564,584 | $3,003,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 37,312 | $2,991,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 94,809 | $2,984,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3,484 | $2,983,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 49,434 | $2,982,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 177,459 | $2,980,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 243,361 | $2,979,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 176,854 | $2,978,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 198,990 | $2,974,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 77,188 | $2,973,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 159,300 | $2,969,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 42,282 | $2,964,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 263,613 | $2,964,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,599,665 | $2,959,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 250,971 | $2,959,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 69,232 | $2,951,000 | thousands by filing date | call |
| ARCH COAL INC | 039380407 | COMMON STOCK | 41,086 | $2,946,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 112,645 | $2,942,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 102,626 | $2,938,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 363,960 | $2,933,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 152,656 | $2,929,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 169,643 | $2,927,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 76,730 | $2,927,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 34,398 | $2,922,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 22,811 | $2,912,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 182,243 | $2,910,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 30,995 | $2,907,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 301,468 | $2,907,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 644,734 | $2,906,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 104,715 | $2,905,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 16,105 | $2,897,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 61,047 | $2,894,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 501,819 | $2,885,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 894,831 | $2,881,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 33,021 | $2,880,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 98,702 | $2,876,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 153,804 | $2,871,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 103,687 | $2,871,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 361,212 | $2,869,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 117,541 | $2,867,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 150,043 | $2,861,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 131,942 | $2,860,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 58,697 | $2,859,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 13,861 | $2,856,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 169,502 | $2,856,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 2,500,000 | $2,853,000 | thousands by filing date | principal |
| M/I HOMES INC | 55305B101 | COM | 106,760 | $2,852,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 100,352 | $2,852,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 460,813 | $2,846,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 62,977 | $2,844,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 126,588 | $2,841,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 64,712 | $2,836,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 43,919 | $2,834,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 121,070 | $2,832,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 123,331 | $2,827,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 193,986 | $2,826,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 96,327 | $2,823,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 55,146 | $2,819,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 383,360 | $2,819,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 196,995 | $2,814,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 983,854 | $2,813,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 73,447 | $2,812,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 592,312 | $2,812,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 89,705 | $2,811,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 64,887 | $2,810,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 280,930 | $2,808,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 38,265 | $2,800,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 265,666 | $2,799,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 109,242 | $2,793,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 132,697 | $2,790,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 56,448 | $2,789,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 103,915 | $2,788,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 133,383 | $2,779,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 205,958 | $2,769,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 207,438 | $2,768,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 200,763 | $2,764,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 3,095,000 | $2,764,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002104 | COMMON STOCK | 2,414,195 | $2,750,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 56,988 | $2,747,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 47,346 | $2,742,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 161,137 | $2,742,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 128,124 | $2,734,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 2,500,000 | $2,721,000 | thousands by filing date | principal |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 133,501 | $2,719,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 91,565 | $2,718,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 75,705 | $2,714,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 124,788 | $2,712,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 56,862 | $2,705,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,089,116 | $2,700,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 63,086 | $2,694,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 21,535 | $2,693,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 101,042 | $2,692,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 58,135 | $2,691,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 74,763 | $2,687,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 61,726 | $2,682,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 161,747 | $2,682,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 155,463 | $2,681,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 118,238 | $2,679,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 231,675 | $2,675,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 65,588 | $2,674,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 156,888 | $2,664,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 96,709 | $2,660,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 32,500 | $2,656,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 127,892 | $2,652,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 54,917 | $2,645,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 167,467 | $2,637,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 65,498 | $2,627,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 96,280 | $2,623,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 490,215 | $2,622,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 67,300 | $2,617,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 109,834 | $2,616,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 57,440 | $2,612,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 85,777 | $2,609,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 88,603 | $2,609,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 156,130 | $2,607,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 190,577 | $2,598,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 291,819 | $2,596,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 96,412 | $2,596,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 96,192 | $2,593,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 420,936 | $2,579,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 2,436,000 | $2,569,000 | thousands by filing date | principal |
| HEALTHCARE | 42225P501 | CL A NEW | 86,271 | $2,568,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 26,301 | $2,567,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656202 | UNIT 99/99/9999 | 252,306 | $2,563,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 62,854 | $2,562,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 12,051 | $2,557,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 153,193 | $2,556,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 80,680 | $2,553,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 278,411 | $2,548,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 56,410 | $2,547,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 129,681 | $2,546,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 118,396 | $2,537,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 51,450 | $2,528,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 257,143 | $2,507,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 104,320 | $2,503,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 49,780 | $2,503,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 26,211 | $2,502,000 | thousands by filing date | put |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 20,450 | $2,496,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 47,268 | $2,473,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 62,034 | $2,465,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 947,759 | $2,463,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 63,191 | $2,458,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 158,277 | $2,450,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 358,948 | $2,439,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 2,454,000 | $2,438,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942X306 | COM | 128,523 | $2,436,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 207,373 | $2,434,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 2,299,000 | $2,433,000 | thousands by filing date | principal |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 559,006 | $2,430,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 51,738 | $2,428,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 88,215 | $2,423,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 71,401 | $2,422,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 81,292 | $2,416,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 402,204 | $2,416,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 83,887 | $2,414,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 56,464 | $2,414,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 518,569 | $2,410,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 10,844 | $2,409,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 113,691 | $2,403,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 102,198 | $2,401,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 739,608 | $2,395,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 51,854 | $2,387,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 46,631 | $2,383,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 291,034 | $2,383,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,215,024 | $2,375,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 2,335,000 | $2,375,000 | thousands by filing date | principal |
| MULTI-COLOR | 625383104 | COM | 28,960 | $2,371,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 122,955 | $2,370,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 387,716 | $2,368,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 150,445 | $2,367,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 2,389,944 | $2,366,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 389,800 | $2,358,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 413,890 | $2,352,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 126,000 | $2,349,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 86,944 | $2,342,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 315,882 | $2,341,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 50,653 | $2,336,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 195,374 | $2,333,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 179,058 | $2,333,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 2,355,000 | $2,331,000 | thousands by filing date | principal |
| SUN BANCORP INC | 86663B201 | COM NEW | 93,811 | $2,329,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 123,900 | $2,327,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 37,446 | $2,327,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 191,363 | $2,324,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 76,668 | $2,322,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 178,490 | $2,320,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 120,646 | $2,319,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 142,529 | $2,314,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 158,849 | $2,308,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 153,750 | $2,296,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 43,208 | $2,291,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 23,264 | $2,290,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,708,674 | $2,288,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 189,892 | $2,286,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 53,184 | $2,280,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 2,025,000 | $2,280,000 | thousands by filing date | principal |
| GEOPARK LTD USD SHS | G38327105 | Stock | 260,272 | $2,279,000 | thousands by filing date | |
| AXAR ACQUISITION CORP | 05455L102 | COM | 225,000 | $2,272,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 2,125,000 | $2,271,000 | thousands by filing date | principal |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 170,247 | $2,267,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 65,914 | $2,262,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 99,892 | $2,260,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 171,841 | $2,255,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 41,808 | $2,255,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 14,007 | $2,253,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 23,532 | $2,246,000 | thousands by filing date | call |
| CHATHAM LODGING TR | 16208T102 | COM | 105,309 | $2,243,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 62,985 | $2,240,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 31,579 | $2,238,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 266,895 | $2,236,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 121,018 | $2,235,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 118,733 | $2,234,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 36,347 | $2,233,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 2,066,000 | $2,231,000 | thousands by filing date | principal |
| CHASE CORP | 16150R104 | COM | 20,037 | $2,229,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 45,510 | $2,224,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 87,146 | $2,220,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 681,397 | $2,214,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 90,942 | $2,213,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 58,263 | $2,213,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 82,863 | $2,203,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 512,652 | $2,203,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 302,869 | $2,201,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 39,252 | $2,198,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 90,095 | $2,190,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 38,169 | $2,188,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 95,223 | $2,186,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 140,247 | $2,186,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 120,716 | $2,185,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 10,948 | $2,183,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 299,273 | $2,179,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 83,417 | $2,176,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 76,119 | $2,175,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 103,626 | $2,171,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 118,870 | $2,165,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 194,146 | $2,153,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 75,487 | $2,147,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 46,894 | $2,146,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 105,142 | $2,140,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 62,020 | $2,137,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 83,119 | $2,134,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 305,652 | $2,133,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 978,374 | $2,132,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 110,698 | $2,128,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 223,945 | $2,126,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 51,372 | $2,122,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-17-000117 | this filing | 2017-11-14 | acceptance time not in the bulk data set |