13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 5,107 holding rows worth $140,081,837,000.
- Accession
- 0000948046-17-000093
- Filer
- CIK 948046
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 18,181 entries on the cover page, a total value of $140,081,837,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,081,837,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 20,649 | $457,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 62,092 | $456,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 13,900 | $455,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 23,321 | $454,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 57,872 | $453,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 38,816 | $452,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 82,200 | $452,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,036 | $451,000 | thousands by filing date | call |
| MULESOFT INC | 625207105 | CL A | 18,079 | $450,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 531,101 | $448,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 34,007 | $447,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 10,200 | $447,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 12,576 | $446,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 186,813 | $446,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 11,591 | $445,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 18,701 | $445,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 17,927 | $444,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 104,450 | $443,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 661,000 | $442,000 | thousands by filing date | principal |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 16,256 | $442,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 15,932 | $442,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 31,425 | $442,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 28,399 | $441,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 66,364 | $440,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 34,200 | $440,000 | thousands by filing date | call |
| FTD COS INC | 30281V108 | COM | 22,045 | $440,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 56,642 | $439,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 10,316 | $437,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 103,490 | $437,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,293 | $435,000 | thousands by filing date | put |
| IRIDEX CORP | 462684101 | COM | 44,076 | $435,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 49,203 | $435,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 21,734 | $433,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 21,193 | $433,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 26,966 | $430,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 42,402 | $430,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 18,064 | $427,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 108,968 | $426,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 466,000 | $425,000 | thousands by filing date | principal |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 13,464 | $424,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 147,365 | $424,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 30,383 | $424,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,756 | $422,000 | thousands by filing date | put |
| ACNB CORP | 000868109 | COMMON STOCK | 13,840 | $420,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 86,803 | $420,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AS8 | DBCV 6.375%12/3 | 400,000 | $419,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 152,298 | $418,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 21,022 | $417,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 39,901 | $417,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 20,390 | $416,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 28,829 | $416,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 23,722 | $414,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 35,763 | $414,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 76,417 | $413,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 255,128 | $412,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 11,435 | $412,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 61,882 | $412,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 78,089 | $412,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 85,205 | $411,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 32,466 | $411,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 22,433 | $411,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,375 | $409,000 | thousands by filing date | call |
| REV Group Inc | 749527107 | Common Stock | 14,822 | $409,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 400,000 | $409,000 | thousands by filing date | call |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 65,596 | $407,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 13,495 | $406,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 15,019 | $405,000 | thousands by filing date | call |
| FRED S INC CLASS A | 356108100 | COM | 44,096 | $404,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 24,495 | $404,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 9,485 | $402,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 5,153 | $401,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 6,676 | $401,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 16,596 | $400,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 400,000 | $400,000 | thousands by filing date | put |
| PREFORMED LINE PRODS CO | 740444104 | COM | 8,617 | $399,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 54,241 | $399,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,196 | $398,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 18,127 | $396,000 | thousands by filing date | |
| WOORIB 4.5 49 | 98105HAE0 | Bond30E/360P2 U | 400,000 | $396,000 | thousands by filing date | principal |
| RAPID7 INC COM | 753422104 | Stock | 23,576 | $395,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 50,020 | $395,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 53,785 | $394,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,167 | $393,000 | thousands by filing date | call |
| CROWN CRAFTS INC | 228309100 | COM | 56,657 | $393,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 17,389 | $392,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 91,799 | $392,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 25,815 | $391,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 34,874 | $391,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 22,488 | $390,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 21,467 | $390,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 170,576 | $389,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 28,789 | $388,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 25,694 | $388,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,587 | $386,000 | thousands by filing date | call |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 10,137 | $385,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 53,573 | $385,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 11,016 | $384,000 | thousands by filing date | put |
| CHEROKEE INC | 16444H102 | COM | 55,336 | $384,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H101 | COM | 120,295 | $384,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 137,587 | $382,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 75,511 | $382,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 20,057 | $382,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 55,473 | $379,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 49,101 | $379,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 145,373 | $379,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 8,389 | $376,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 72,775 | $376,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 35,923 | $375,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 485,000 | $375,000 | thousands by filing date | principal |
| ERA GROUP INC | 26885G109 | COM | 39,741 | $374,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 13,394 | $372,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 52,200 | $372,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 57,078 | $370,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 37,908 | $370,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 28,791 | $368,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 10,153 | $367,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 18,970 | $367,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 77,883 | $367,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 17,935 | $366,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 89,142 | $365,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 10,599 | $364,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 19,447 | $364,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 37,465 | $363,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 11,591 | $362,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 11,571 | $362,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 31,811 | $362,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 154,400 | $362,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 23,666 | $361,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 22,600 | $361,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 232,034 | $361,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 9,947 | $360,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 31,766 | $358,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 30,521 | $357,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,851 | $356,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 20,940 | $356,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 6,500 | $356,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,212 | $354,000 | thousands by filing date | call |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 25,468 | $354,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 35,770 | $353,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 40,181 | $353,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 18,993 | $353,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 14,036 | $352,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 27,541 | $352,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 35,965 | $352,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 16,004 | $350,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 15,668 | $349,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 59,753 | $348,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 39,355 | $346,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,316 | $345,000 | thousands by filing date | call |
| ARTESIAN RES CORP | 043113208 | CL A | 9,210 | $345,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 16,075 | $344,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 7,462 | $344,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 219,196 | $343,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,000 | $342,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 20,521 | $342,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 33,767 | $341,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 114,705 | $339,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 941,000 | $338,000 | thousands by filing date | principal |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 108,908 | $337,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 33,771 | $337,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 17,398 | $335,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 30,696 | $335,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 71,318 | $335,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 11,600 | $334,000 | thousands by filing date | put |
| VICOR CORP | 925815102 | COM | 18,725 | $334,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 22,538 | $334,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 269,042 | $334,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 116,398 | $332,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 22,653 | $331,000 | thousands by filing date | call |
| WARRIOR MET COAL INC | 93627C101 | COM | 19,401 | $331,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 49,000 | $330,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 13,153 | $330,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 28,636 | $329,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,092 | $326,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,341 | $326,000 | thousands by filing date | call |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 13,131 | $326,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 156,166 | $326,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 14,351 | $325,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 114,459 | $325,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 74,276 | $325,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 71,735 | $325,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 11,087 | $324,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 13,579 | $324,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 13,726 | $323,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 40,037 | $323,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 29,048 | $323,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 11,083 | $320,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 25,561 | $319,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 16,417 | $318,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 5,243 | $317,000 | thousands by filing date | call |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 5,138 | $317,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 17,715 | $317,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 34,177 | $315,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 18,098 | $315,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 58,000 | $314,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AS8 | DBCV 6.375%12/3 | 300,000 | $314,000 | thousands by filing date | principal |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 10,027 | $313,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 18,700 | $313,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 13,967 | $313,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 1,486,166 | $313,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 45,871 | $312,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 24,300 | $312,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 3,858 | $311,000 | thousands by filing date | call |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 72,500 | $310,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 21,818 | $310,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 50,500 | $309,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 191,206 | $309,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 54,483 | $309,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 11,371 | $308,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 33,986 | $307,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 253,000 | $307,000 | thousands by filing date | principal |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,128 | $306,000 | thousands by filing date | put |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 46,920 | $304,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 5,250 | $303,000 | thousands by filing date | put |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 37,098 | $303,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 6,499 | $303,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 22,768 | $303,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,675 | $302,000 | thousands by filing date | call |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 19,258 | $302,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 46,485 | $301,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 4,375 | $300,000 | thousands by filing date | put |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 98,096 | $300,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 103,411 | $298,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 19,412 | $297,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 31,670 | $295,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 22,990 | $295,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 6,124 | $294,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 38,880 | $294,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 287,000 | $294,000 | thousands by filing date | principal |
| ENTEGRA FINL CORP | 29363J108 | COM | 12,896 | $293,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 7,489 | $291,000 | thousands by filing date | put |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 24,817 | $291,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 8,700 | $290,000 | thousands by filing date | put |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 21,435 | $290,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 10,783 | $289,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 20,834 | $289,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 21,603 | $289,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 232,000 | $289,000 | thousands by filing date | principal |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 21,691 | $288,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 118,796 | $288,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 30,392 | $288,000 | thousands by filing date | |
| SOLENO THERAPEUTICS INC | 834203101 | COM | 575,753 | $288,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 45,357 | $287,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 23,329 | $287,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 21,953 | $286,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 42,297 | $286,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 11,482 | $285,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,413 | $284,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 9,501 | $283,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,200 | $282,000 | thousands by filing date | call |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 14,100 | $282,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 15,000 | $281,000 | thousands by filing date | put |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 31,798 | $280,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,550 | $278,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 1,504 | $278,000 | thousands by filing date | call |
| KVH INDS INC | 482738101 | COM | 29,333 | $278,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 23,479 | $278,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 24,879 | $277,000 | thousands by filing date | put |
| SENECA FOODS CORP NEW | 817070501 | CL A | 8,939 | $277,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 330,567 | $276,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 25,827 | $276,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 297 | $275,000 | thousands by filing date | call |
| OIL DRI CORP AMER COM | 677864100 | Stock | 6,561 | $275,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 12,200 | $275,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 36,869 | $274,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 235,000 | $274,000 | thousands by filing date | principal |
| TWIN DISC INC | 901476101 | COMMON STOCK | 16,994 | $273,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 9,255 | $273,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 37,745 | $273,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 11,829 | $273,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 45,351 | $272,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,532 | $271,000 | thousands by filing date | put |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 36,068 | $270,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 9,683 | $269,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 21,905 | $269,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,707 | $268,000 | thousands by filing date | call |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 12,900 | $267,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 63,330 | $267,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 7,715 | $267,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 65,458 | $266,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 72,062 | $266,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 24,044 | $266,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 84,995 | $266,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 13,380 | $264,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 140,535 | $263,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 8,460 | $262,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,976 | $260,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 3,394 | $260,000 | thousands by filing date | put |
| Golden Entertainment Inc | 381013101 | Common Stock | 12,500 | $258,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 15,240 | $258,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q606 | COM PAR NEW | 203,808 | $258,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 56,600 | $257,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 55,432 | $257,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 13,835 | $256,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 11,932 | $256,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 10,390 | $255,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 97,459 | $255,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 30,639 | $253,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 27,235 | $252,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 318,046 | $251,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 42,889 | $250,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 37,374 | $250,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 156,861 | $249,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 135,058 | $249,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 11,691 | $249,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 31,682 | $248,000 | thousands by filing date | |
| OMINTO INC | 68217C208 | COM NEW | 16,319 | $248,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,673 | $247,000 | thousands by filing date | put |
| Delta Apparel Inc | 247368103 | COM | 11,189 | $247,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 41,032 | $247,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 18,326 | $246,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 4,347 | $246,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 33,600 | $246,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 15,499 | $246,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 98,839 | $246,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 14,060 | $245,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 109,158 | $245,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 32,326 | $244,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 19,993 | $244,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 27,100 | $244,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 27,017 | $243,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 58,541 | $242,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 34,244 | $242,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 23,121 | $241,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 40,296 | $241,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 161,301 | $241,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 59,166 | $240,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 14,361 | $240,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LD CO | 210226AB2 | NOTE 4.500% 3/1 | 232,000 | $240,000 | thousands by filing date | principal |
| RADIANT LOGISTICS INC | 75025X100 | COM | 44,650 | $239,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 18,541 | $239,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 10,976 | $239,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 48,905 | $239,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,206 | $238,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 6,066 | $237,000 | thousands by filing date | call |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 127,688 | $237,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 6,938 | $237,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,929 | $236,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 22,026 | $236,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 36,604 | $235,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 49,768 | $235,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 14,719 | $235,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,471 | $234,000 | thousands by filing date | call |
| VERACYTE INC COM | 92337F107 | Stock | 28,332 | $234,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 46,047 | $234,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 10,670 | $234,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 14,679 | $234,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 181,000 | $234,000 | thousands by filing date | principal |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 15,681 | $234,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 12,126 | $232,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 222,000 | $232,000 | thousands by filing date | principal |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 8,201 | $231,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 28,776 | $230,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 34,833 | $230,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,765 | $229,000 | thousands by filing date | call |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 19,657 | $229,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 11,538 | $229,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 3,715 | $228,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 16,761 | $228,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 176,000 | $228,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 16,523 | $227,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 66,912 | $227,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 6,317 | $226,000 | thousands by filing date | put |
| QUOTIENT LTD | G73268107 | SHS | 30,854 | $225,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 17,849 | $225,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 57,676 | $224,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 43,445 | $224,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 10,396 | $224,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,706 | $223,000 | thousands by filing date | put |
| Tremor Video | 89484Q100 | Common Stock | 89,893 | $223,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 70,030 | $223,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 21,862 | $223,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 242,208 | $222,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,350 | $221,000 | thousands by filing date | call |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 37,210 | $221,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 119,599 | $221,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 13,627 | $220,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 10,339 | $220,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 77,125 | $220,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 93,515 | $218,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 23,241 | $218,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 16,486 | $217,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 121,072 | $217,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 54,000 | $217,000 | thousands by filing date | principal |
| UFP TECHNOLOGIES INC | 902673102 | COM | 7,682 | $216,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 4,561 | $215,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 28,727 | $214,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 12,013 | $214,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 17,410 | $214,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 5,395 | $213,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 109,086 | $213,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 15,515 | $213,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 8,394 | $213,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 8,150 | $213,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,500 | $212,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 56,050 | $212,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 26,646 | $211,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 7,406 | $211,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 9,979 | $210,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 16,027 | $209,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,535 | $208,000 | thousands by filing date | put |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 4,500 | $208,000 | thousands by filing date | put |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 154,245 | $207,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,750 | $206,000 | thousands by filing date | call |
| STEIN MART INC | 858375108 | COM | 122,716 | $206,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 62,830 | $206,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 20,400 | $206,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 37,398 | $205,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,620 | $205,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 120,079 | $205,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 10,536 | $204,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 200,000 | $204,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 1,606,382 | $204,000 | thousands by filing date | principal |
| Deutsch Bank Ag | 251525AN1 | bond | 200,000 | $204,000 | thousands by filing date | principal |
| COUNTY BANCORP INC | 221907108 | COM | 8,549 | $203,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 3,708 | $201,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,567 | $201,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 3,230 | $201,000 | thousands by filing date | put |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 48,574 | $201,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 45,500 | $201,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 14,066 | $201,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 46,423 | $200,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 32,986 | $199,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 21,977 | $198,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 4,031 | $198,000 | thousands by filing date | call |
| IDENTIV INC | 45170X205 | COM NEW | 37,762 | $198,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 39,463 | $198,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 16,304 | $198,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 10,395 | $197,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 37,945 | $197,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 2,458 | $197,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 35,547 | $197,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 104,433 | $197,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 42,000 | $196,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 89,438 | $196,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 14,174 | $196,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 27,774 | $195,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 15,000 | $195,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 879 | $194,000 | thousands by filing date | put |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 48,836 | $194,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 12,700 | $194,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 10,496 | $194,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 13,646 | $194,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 12,695 | $193,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 4,567 | $192,000 | thousands by filing date | call |
| HILL INTERNATIONAL INC | 431466101 | COM | 37,289 | $192,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 14,735 | $191,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 60,306 | $191,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 84,221 | $191,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 26,727 | $191,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 11,581 | $189,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 14,683 | $189,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 13,638 | $189,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 5,000 | $189,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 250,000 | $189,000 | thousands by filing date | call |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 47,794 | $189,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 51,100 | $187,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 22,162 | $187,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 40,119 | $187,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 37,864 | $187,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 109,486 | $187,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,560 | $186,000 | thousands by filing date | put |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 11,719 | $186,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 82,721 | $186,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 29,560 | $186,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 249,000 | $186,000 | thousands by filing date | principal |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 115,788 | $186,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 14,479 | $185,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 18,282 | $184,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 48,127 | $183,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 7,388 | $183,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 25,950 | $183,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,266 | $182,000 | thousands by filing date | put |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 23,000 | $182,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 96,331 | $182,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 6,000 | $181,000 | thousands by filing date | put |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 11,285 | $181,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 18,399 | $181,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 21,093 | $181,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 4,437 | $180,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,233 | $179,000 | thousands by filing date | call |
| Cbs Corporation Cl A New | 124857103 | CLA | 2,777 | $179,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 22,835 | $179,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 43,444 | $179,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $178,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 10,076 | $178,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 12,067 | $178,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 25,157 | $178,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 27,871 | $177,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 88,893 | $177,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 3,537 | $177,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 36,598 | $177,000 | thousands by filing date | |
| Global Partner Acquisition Corp | 37954X113 | *W EXP 07/01/202 | 886,905 | $176,000 | thousands by filing date | call |
| NEWMONT CORP | 651639106 | COM | 5,455 | $175,000 | thousands by filing date | call |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 24,560 | $175,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 117,101 | $175,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 1,711 | $175,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 23,522 | $174,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,161 | $173,000 | thousands by filing date | put |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 11,625 | $173,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-17-000093 | this filing | 2017-08-11 | acceptance time not in the bulk data set |