13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 5,107 holding rows worth $140,081,837,000.
- Accession
- 0000948046-17-000093
- Filer
- CIK 948046
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 18,181 entries on the cover page, a total value of $140,081,837,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,081,837,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACK BOX CORP | 091826107 | COMMON STOCK | 20,268 | $173,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 6,358 | $173,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 9,931 | $173,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 4,050 | $172,000 | thousands by filing date | call |
| PB BANCORP INC | 70454T100 | COM | 16,426 | $172,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 17,047 | $171,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 41,166 | $171,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 14,400 | $171,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 182 | $170,000 | thousands by filing date | call |
| MESA RTY TR | 590660106 | UNIT BEN INT | 14,610 | $170,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 11,374 | $170,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 99,707 | $170,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 32,873 | $170,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,375 | $169,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 1,375 | $169,000 | thousands by filing date | call |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 4,805 | $169,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 27,557 | $169,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 18,937 | $168,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 28,193 | $168,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 1,672 | $167,000 | thousands by filing date | put |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 16,166 | $167,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 6,722 | $167,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 11,630 | $167,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 63,287 | $167,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 15,206 | $166,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 6,132 | $166,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 49,679 | $166,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 15,341 | $165,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 78,691 | $165,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 719,900 | $165,000 | thousands by filing date | principal |
| SIMULATIONS PLUS INC | 829214105 | COM | 13,369 | $164,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 10,163 | $164,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 15,582 | $164,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 7,423 | $163,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 24,239 | $163,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 797 | $162,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,643 | $161,000 | thousands by filing date | call |
| LAKELAND INDS INC | 511795106 | COM | 11,147 | $161,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 5,700 | $161,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 896 | $160,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 2,250 | $160,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 2,573 | $160,000 | thousands by filing date | put |
| ASCENT INDUSTRIES CO | 871565107 | COM | 14,163 | $160,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 8,618 | $160,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 8,800 | $160,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 14,346 | $160,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 19,510 | $160,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,898 | $159,000 | thousands by filing date | call |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 10,000 | $159,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,000 | $159,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 1,978 | $158,000 | thousands by filing date | put |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 4,981 | $158,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 36,607 | $157,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,301 | $156,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 21,551 | $156,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 8,930 | $155,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,122 | $155,000 | thousands by filing date | call |
| GULF RESOURCES INC | 40251W309 | COM | 97,534 | $155,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 42,839 | $155,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 65,810 | $154,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 15,032 | $153,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 5,429 | $153,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 58,200 | $153,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,896 | $152,000 | thousands by filing date | put |
| AC IMMUNE SA | H00263105 | SHS | 17,359 | $152,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 37,157 | $151,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 3,141 | $151,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 25,690 | $151,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 11,830 | $150,000 | thousands by filing date | put |
| GGP INC | 36174X101 | COM | 6,340 | $149,000 | thousands by filing date | call |
| RADISYS CORP | 750459109 | COM | 40,088 | $149,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 4,759 | $147,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 9,092 | $147,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 114,248 | $145,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 25,450 | $145,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,719 | $144,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 1,000 | $144,000 | thousands by filing date | put |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 14,700 | $144,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 135,000 | $144,000 | thousands by filing date | principal |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 60,308 | $144,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 145,000 | $144,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 3,285 | $143,000 | thousands by filing date | call |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 16,031 | $143,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 9,703 | $143,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 6,899 | $142,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 63,626 | $142,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 8,264 | $142,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 43,925 | $141,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 103,678 | $141,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,197 | $140,000 | thousands by filing date | call |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 27,772 | $139,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 30,184 | $139,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 21,664 | $138,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 9,265 | $138,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,628 | $137,000 | thousands by filing date | put |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 5,189 | $137,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 12,098 | $137,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,189 | $136,000 | thousands by filing date | call |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 7,560 | $136,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 4,758 | $136,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 3,900 | $135,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 92,970 | $135,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 57,268 | $135,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 1,500 | $134,000 | thousands by filing date | put |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 10,467 | $134,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 33,101 | $134,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,230 | $133,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 10,645 | $132,000 | thousands by filing date | call |
| ELEVATE CREDIT INC | 28621V101 | COM | 16,785 | $132,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 32,500 | $131,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 33,680 | $131,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 10,000 | $131,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 18,778 | $131,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 7,984 | $130,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 7,038 | $130,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 6,502,130 | $130,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 6,949 | $129,000 | thousands by filing date | put |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 9,706 | $129,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,002 | $129,000 | thousands by filing date | put |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 25,391 | $129,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 17,756 | $129,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 15,100 | $129,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 15,026 | $128,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 26,092 | $127,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 3,132 | $127,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 44,965 | $126,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 15,807 | $126,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 10,606 | $126,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,619 | $125,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 6,000 | $125,000 | thousands by filing date | put |
| UR-ENERGY INC | 91688R108 | COM | 200,000 | $125,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 33,355 | $125,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,080 | $124,000 | thousands by filing date | put |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 35,414 | $124,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 23,917 | $122,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 12,830 | $122,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 17,273 | $122,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,000 | $121,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,192 | $121,000 | thousands by filing date | put |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 9,658 | $121,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 6,705 | $121,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 3,135 | $121,000 | thousands by filing date | put |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 3,879 | $121,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 7,161 | $120,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 37,573 | $120,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 7,985 | $120,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 23,411 | $120,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 250,100 | $120,000 | thousands by filing date | call |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 9,887 | $119,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 14,735 | $119,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 39,414 | $119,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,580 | $117,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 1,260 | $117,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 9,793 | $117,000 | thousands by filing date | call |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 32,696 | $116,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 24,020 | $116,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,000 | $115,000 | thousands by filing date | call |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 72,829 | $115,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 2,097 | $114,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 3,382 | $113,000 | thousands by filing date | put |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 10,000 | $113,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 3,785 | $113,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 14,237 | $113,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 46,255 | $113,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 11,405 | $113,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 45,700 | $113,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 49,164 | $113,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 24,753 | $113,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 36,271 | $112,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 22,273 | $112,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 9,185 | $111,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 28,957 | $111,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 15,942 | $111,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 41,538 | $111,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 88,500 | $110,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 25,729 | $110,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,822 | $109,000 | thousands by filing date | call |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 22,634 | $109,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 13,446 | $109,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 1,055 | $109,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 3,001 | $107,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 2,050 | $107,000 | thousands by filing date | call |
| CBS CORP NEW | 124857202 | CL B | 1,687 | $107,000 | thousands by filing date | put |
| GOLD STD VENTURES CORP | 380738104 | COM | 62,997 | $107,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 4,011 | $107,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 24,896 | $106,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 16,397 | $106,000 | thousands by filing date | |
| ENBRIDGE INC 6 77 | 29250NAN5 | Debt | 100,000 | $105,000 | thousands by filing date | principal |
| STEADYMED LTD | M84920103 | SHS | 16,691 | $105,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 83 | $104,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 22,382 | $104,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 42,706 | $104,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 24,796 | $104,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 54,974 | $103,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 4,461 | $101,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,000 | $101,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 60,239 | $101,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 13,800 | $100,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 13,904 | $100,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 595 | $99,000 | thousands by filing date | call |
| UNITED GUARDIAN INC | 910571108 | COM | 6,466 | $99,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 16,410 | $99,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 20,147 | $99,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 12,128 | $98,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 30,464 | $98,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 3,500 | $97,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 1,886 | $97,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,577 | $96,000 | thousands by filing date | call |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 17,431 | $95,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 16,400 | $95,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 12,500 | $95,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 550 | $94,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 761 | $94,000 | thousands by filing date | call |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 93,400 | $94,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 4,250 | $94,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 3,556 | $94,000 | thousands by filing date | put |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 6,200 | $94,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 17,360 | $93,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 72,593 | $93,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 140,170 | $93,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 3,938 | $93,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,053 | $92,000 | thousands by filing date | call |
| CBS CORP NEW | 124857202 | CL B | 1,448 | $92,000 | thousands by filing date | call |
| SALISBURY BANCORP INC | 795226109 | COM | 2,246 | $92,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 14,340 | $92,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 4,144 | $91,000 | thousands by filing date | put |
| ASTRONOVA INC | 04638F108 | COM | 7,093 | $91,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 10,558 | $91,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 5,725 | $91,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 8,400 | $90,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 4,756 | $90,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 2,500 | $89,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 500 | $89,000 | thousands by filing date | put |
| ISRAMCO INC | 465141406 | COM | 788 | $89,000 | thousands by filing date | |
| BIOPTIX INC | 09074N101 | COM | 21,646 | $88,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 23,563 | $88,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 9,036 | $88,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 42,689 | $87,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 19,530 | $87,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 3,100 | $87,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 61,975 | $86,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 2,899 | $86,000 | thousands by filing date | call |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 3,424 | $86,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 56,300 | $86,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,599 | $85,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 12,620 | $85,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 9,924 | $85,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 8,504 | $85,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 10,994 | $85,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 500 | $84,000 | thousands by filing date | put |
| ARCONIC INC | 03965L100 | COM | 3,725 | $84,000 | thousands by filing date | put |
| TRANSENTERIX INC | 89366M201 | COM NEW | 120,149 | $84,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 18,149 | $83,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 18,169 | $83,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 41,841 | $82,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T501 | COM PAR | 15,414 | $82,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,800 | $81,000 | thousands by filing date | put |
| AMREP CORP | 032159105 | COM | 12,071 | $81,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 8,867 | $81,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 7,142 | $81,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 1,400 | $80,000 | thousands by filing date | put |
| PAMT CORP | 693149106 | COMMON STOCK | 4,240 | $80,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 5,890 | $80,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 20,047 | $80,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 98,916 | $79,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 3,378 | $78,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 17,986 | $78,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 122,531 | $77,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 21,025 | $77,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 39,273 | $77,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 540 | $76,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 507 | $76,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 1,026 | $76,000 | thousands by filing date | call |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 16,231 | $76,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 46,443 | $76,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 27,271 | $76,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 2,193 | $75,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 4,246 | $75,000 | thousands by filing date | call |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 10,830 | $75,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 61,647 | $75,000 | thousands by filing date | |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 59,000 | $75,000 | thousands by filing date | principal |
| RELM WIRELESS CORP | 759525108 | COM | 19,946 | $74,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 3,812 | $73,000 | thousands by filing date | call |
| ARCONIC INC | 03965L100 | COM | 3,250 | $73,000 | thousands by filing date | call |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 7,676 | $73,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 56,689 | $73,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,114 | $72,000 | thousands by filing date | call |
| CONTINENTAL RES INC | 212015101 | COM | 2,250 | $72,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 943 | $71,000 | thousands by filing date | put |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 609 | $71,000 | thousands by filing date | call |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 41,000 | $71,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 28,800 | $71,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 34,061 | $71,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 85,591 | $71,000 | thousands by filing date | |
| SAJAN INC | 79379T202 | COM NEW | 12,300 | $71,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,276 | $70,000 | thousands by filing date | call |
| ALLSTATE CORP COM | 020002101 | Stock | 800 | $70,000 | thousands by filing date | call |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 7,236 | $70,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 3,365 | $70,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 4,684 | $70,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 11,100 | $70,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 26,922 | $70,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 5,774 | $69,000 | thousands by filing date | put |
| TCP CAP CORP | 87238Q103 | COM | 4,100 | $69,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 72,857 | $69,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 86,779 | $69,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 11,322 | $68,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 6,939 | $68,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 819 | $67,000 | thousands by filing date | call |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 9,329 | $67,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 7,873 | $67,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 18,997 | $67,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,974 | $66,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,280 | $66,000 | thousands by filing date | call |
| Gilat Satellite Network | M51474118 | COM | 12,954 | $66,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 12,700 | $66,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 30,000 | $66,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 2,701 | $65,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 9,171 | $65,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 604 | $64,000 | thousands by filing date | call |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 2,501 | $64,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 400 | $63,000 | thousands by filing date | put |
| OXFORD LANE CAP CORP | 691543102 | COM | 6,436 | $63,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 20,115 | $63,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 19,396 | $63,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 800 | $62,000 | thousands by filing date | put |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 2,333 | $62,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 50,000 | $62,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 1,122 | $61,000 | thousands by filing date | put |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 484 | $61,000 | thousands by filing date | put |
| INTERSECTIONS INC | 460981301 | COM | 13,152 | $61,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 51,222 | $61,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 649 | $60,000 | thousands by filing date | put |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 16,545 | $60,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,790 | $59,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 3,399 | $58,000 | thousands by filing date | call |
| ROSETTA RES INC COM | 777385105 | Stock | 7,255 | $58,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 36,704 | $58,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 13,633 | $58,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 9,803 | $58,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 15,289 | $58,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 15,946 | $57,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,000 | $56,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,200 | $56,000 | thousands by filing date | call |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 4,751 | $56,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 7,622 | $56,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 396 | $56,000 | thousands by filing date | call |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 2,500 | $56,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,709 | $56,000 | thousands by filing date | call |
| COBALT INTL ENERGY | 19075F304 | COM | 23,175 | $56,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 4,686 | $56,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 6,390 | $56,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,650 | $55,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,621 | $55,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 5,680 | $55,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 5,120 | $55,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 50,000 | $55,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 600 | $54,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 600 | $54,000 | thousands by filing date | call |
| METHANEX CORP COM | 59151K108 | Stock | 1,230 | $54,000 | thousands by filing date | put |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 1,150 | $54,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 871 | $54,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 614 | $53,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 1,648 | $53,000 | thousands by filing date | put |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 3,800 | $53,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 41,728 | $53,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 9,576 | $53,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 939 | $52,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,213 | $52,000 | thousands by filing date | call |
| ALPHA PRO TECH LTD | 020772109 | COM | 17,927 | $52,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 5,987 | $52,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 5,639 | $51,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 20,696 | $51,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 3,829 | $51,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 13,831 | $51,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 2,524 | $51,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 5,084 | $50,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 450 | $49,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,000 | $49,000 | thousands by filing date | put |
| APPIAN CORP | 03782L101 | CL A | 2,715 | $49,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 5,552 | $49,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 3,302 | $49,000 | thousands by filing date | put |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 2,400 | $49,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 126,545 | $49,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 2,501 | $49,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 247 | $48,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 363 | $48,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 1,117 | $48,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 2,248 | $48,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 14,579 | $47,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 7,391 | $47,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 359 | $46,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 3,022 | $46,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 7,730 | $46,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J114 | *W EXP 04/13/202 | 185,715 | $46,000 | thousands by filing date | call |
| IZEA INC | 46603N301 | COM | 24,111 | $46,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 3,000 | $45,000 | thousands by filing date | call |
| POINTS INTL LTD | 730843208 | COM NEW | 5,000 | $45,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 3,220 | $45,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 2,225 | $45,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 4,135 | $44,000 | thousands by filing date | call |
| ICAD INC | 44934S206 | COM NEW | 10,611 | $44,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 33,100 | $44,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 75,985 | $44,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 10,835 | $44,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 652 | $43,000 | thousands by filing date | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 900 | $43,000 | thousands by filing date | call |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 2,307 | $43,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 827 | $42,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 858 | $42,000 | thousands by filing date | call |
| STERICYCLE INC | 858912108 | COM | 557 | $42,000 | thousands by filing date | put |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 9,652 | $42,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 8,462 | $42,000 | thousands by filing date | call |
| TRIO TECH INTL | 896712205 | COM NEW | 8,568 | $42,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 8,715 | $42,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 5,800 | $42,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786LAB3 | NOTE 5.250 3/0 | 45,000 | $42,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP | 958102105 | COM | 471 | $41,000 | thousands by filing date | put |
| Ramaco Resources Inc | 75134P303 | COM CL B | 6,990 | $41,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 1,600 | $41,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,350 | $40,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 2,000 | $40,000 | thousands by filing date | put |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,400 | $40,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 7,208 | $40,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 4,674 | $40,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 1,600 | $40,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 9,100 | $40,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 16,425 | $40,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,501 | $39,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 504 | $39,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 461 | $39,000 | thousands by filing date | call |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 107,501 | $39,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 14,705 | $39,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 22,695 | $39,000 | thousands by filing date | |
| BOULEVARD ACQUISITION | 10157Q110 | *W EXP 09/25/202 | 57,900 | $39,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 534 | $38,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 1,000 | $38,000 | thousands by filing date | put |
| AETERNA ZENTARIS INC | 007975402 | COM | 39,265 | $38,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 283 | $37,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 220 | $37,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 738 | $37,000 | thousands by filing date | put |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 900 | $37,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 973 | $37,000 | thousands by filing date | call |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 4,400 | $37,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 300 | $37,000 | thousands by filing date | call |
| OCONEE FED FINL CORP | 675607105 | COM | 1,384 | $37,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 35,699 | $37,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 46,020 | $37,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 170 | $36,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 274 | $36,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 527 | $36,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 1,523 | $36,000 | thousands by filing date | call |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 4,850 | $36,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 3,133 | $36,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 6,200 | $36,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 6,506 | $36,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 12,908 | $36,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 7,596 | $36,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 100,000 | $36,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 1,040 | $35,000 | thousands by filing date | call |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 2,844 | $35,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 33,000 | $35,000 | thousands by filing date | principal |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 44,621 | $35,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 1,965 | $35,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 800 | $34,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 1,981 | $34,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 1,650 | $34,000 | thousands by filing date | call |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,650 | $34,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 9,660 | $34,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 146,836 | $34,000 | thousands by filing date | |
| WECAST NETWORK INC | 94850Q106 | COM | 19,357 | $34,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 270 | $33,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 750 | $33,000 | thousands by filing date | put |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 10,700 | $33,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 494 | $33,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 6,500 | $33,000 | thousands by filing date | call |
| ALCOA CORP COM | 013872106 | Stock | 1,000 | $32,000 | thousands by filing date | call |
| CAMTEK LTD ORD | M20791105 | Stock | 6,700 | $32,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 5,041 | $32,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 2,413 | $32,000 | thousands by filing date | call |
| GSV CAPITAL CORP | 36191J101 | COM | 7,585 | $32,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 60,875 | $31,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 8,224 | $31,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 1,205 | $31,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,000 | $30,000 | thousands by filing date | put |
| PHILLIPS 66 COM | 718546104 | Stock | 372 | $30,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 275 | $30,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 758 | $30,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 12,885 | $30,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 3,674 | $30,000 | thousands by filing date | call |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 10,870 | $30,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 33,065 | $30,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 4,599 | $30,000 | thousands by filing date | call |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 3,381 | $30,000 | thousands by filing date | |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 16,889 | $30,000 | thousands by filing date | |
| AXAR ACQUISITION CORP | 05455L110 | *W EXP 12/31/202 | 379,800 | $30,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 2,000 | $29,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 184 | $29,000 | thousands by filing date | put |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 3,131 | $29,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 3,800 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-17-000093 | this filing | 2017-08-11 | acceptance time not in the bulk data set |