13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 5,107 holding rows worth $140,081,837,000.
- Accession
- 0000948046-17-000093
- Filer
- CIK 948046
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 18,181 entries on the cover page, a total value of $140,081,837,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,081,837,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NAUTILUS INC | 63910B102 | COMMON STOCK | 54,940 | $1,050,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 50,962 | $1,050,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 882,000 | $1,049,000 | thousands by filing date | principal |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 37,896 | $1,048,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 156,362 | $1,043,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 66,689 | $1,042,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 93,008 | $1,041,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 90,660 | $1,041,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 17,799 | $1,037,000 | thousands by filing date | call |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 147,046 | $1,036,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 10,158 | $1,035,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,193 | $1,033,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 57,328 | $1,032,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 49,002 | $1,032,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 1,000,000 | $1,032,000 | thousands by filing date | principal |
| DUCOMMUN INC DEL | 264147109 | COM | 32,632 | $1,029,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 42,518 | $1,028,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 18,728 | $1,023,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 889,132 | $1,021,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 36,692 | $1,018,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 1,000,000 | $1,018,000 | thousands by filing date | principal |
| ARTIVION INC | 228903100 | COM | 51,071 | $1,017,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 917,000 | $1,016,000 | thousands by filing date | principal |
| SAUL CTRS INC COM | 804395101 | REIT | 17,514 | $1,014,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 37,389 | $1,012,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 20,826 | $1,011,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 31,689 | $1,010,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 78,276 | $1,006,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 50,270 | $1,002,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 1,050,000 | $1,002,000 | thousands by filing date | principal |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 120,523 | $1,000,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 87,106 | $999,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 86,111 | $998,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 7,957 | $993,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 115,716 | $990,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 860,000 | $990,000 | thousands by filing date | principal |
| NATIONAL COMM CORP | 63546L102 | COM | 25,039 | $989,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 39,289 | $986,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 60,653 | $985,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 31,424 | $983,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 73,004 | $983,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 1,000,000 | $982,000 | thousands by filing date | principal |
| VIRTUSA CORP | 92827P102 | COM | 33,348 | $980,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,721,154 | $980,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 75,353 | $979,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 43,574 | $976,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 83,368 | $972,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 515,751 | $972,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 48,830 | $971,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 52,975 | $968,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 37,808 | $968,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 36,878 | $968,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 403,153 | $965,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 155,863 | $965,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 27,015 | $963,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 76,486 | $963,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 46,263 | $962,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 122,016 | $961,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 955,000 | $958,000 | thousands by filing date | principal |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 27,055 | $955,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 102,216 | $954,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 66,525 | $953,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 115,614 | $952,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 151,361 | $952,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 9,862 | $951,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 29,527 | $951,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 705,207 | $951,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 90,416 | $948,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 34,600 | $948,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 13,826 | $945,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 90,984 | $944,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 309,127 | $942,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 875,000 | $940,000 | thousands by filing date | principal |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 148,272 | $939,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 38,308 | $939,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 53,238 | $936,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 42,855 | $934,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 150,774 | $933,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 95,681 | $933,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 182,925 | $932,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 23,379 | $928,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 14,602 | $927,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 41,285 | $924,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 17,882 | $924,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 39,081 | $922,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 17,223 | $921,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 950 | $919,000 | thousands by filing date | put |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 38,382 | $919,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 30,055 | $919,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 41,882 | $917,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 33,056 | $916,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 16,625 | $912,000 | thousands by filing date | call |
| PCM INC | 69323K100 | COM | 48,738 | $912,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 14,808 | $911,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 187,626 | $911,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 900,000 | $911,000 | thousands by filing date | principal |
| TRANSALTA CORP | 89346D107 | COM | 142,284 | $910,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 218,890 | $906,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 27,091 | $906,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 127,742 | $904,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 39,500 | $902,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 615,000 | $901,000 | thousands by filing date | principal |
| SMART SAND INC | 83191H107 | COM | 101,207 | $900,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 126,422 | $900,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,378 | $898,000 | thousands by filing date | call |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 85,600 | $895,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 170,286 | $894,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 94,481 | $893,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 61,817 | $892,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 44,163 | $892,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 8,054 | $889,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 86,576 | $889,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 68,790 | $888,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 121,018 | $888,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 209,057 | $888,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 77,077 | $887,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 37,225 | $887,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 67,900 | $885,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 105,180 | $883,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 90,363 | $883,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 18,655 | $882,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 43,339 | $881,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 910 | $880,000 | thousands by filing date | call |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 96,094 | $880,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 16,859 | $880,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 875,000 | $878,000 | thousands by filing date | put |
| TECHTARGET INC | 87874R100 | COM | 84,635 | $877,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 16,215 | $877,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 25,179 | $876,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 77,163 | $876,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 79,068 | $876,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 300,000 | $873,000 | thousands by filing date | call |
| BROADWIND INC | 11161T207 | CMN | 173,190 | $872,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 58,755 | $872,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 66,912 | $864,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 56,313 | $863,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 40,699 | $859,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 393,225 | $858,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 12,461 | $853,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 17,377 | $852,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 241,392 | $851,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 84,706 | $850,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 39,200 | $850,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 10,022 | $848,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 29,846 | $846,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 46,952 | $843,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 5,880 | $841,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 164,637 | $841,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 65,048 | $841,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 54,961 | $840,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 51,016 | $838,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 22,067 | $832,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 27,881 | $830,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,397 | $829,000 | thousands by filing date | call |
| LORAL SPACE & COM INC | 543881106 | COM | 19,993 | $829,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 80,650 | $828,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,375 | $826,000 | thousands by filing date | put |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 51,855 | $824,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 77,391 | $821,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 58,748 | $820,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 101,485 | $819,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 48,774 | $818,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 62,497 | $813,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 39,309 | $810,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 32,061 | $809,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 39,877 | $809,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 33,097 | $809,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 11,705 | $806,000 | thousands by filing date | call |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 32,334 | $803,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 36,991 | $801,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 20,431 | $801,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 64,121 | $801,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 36,338 | $799,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 72,347 | $797,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 26,643 | $794,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 223,592 | $794,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 17,670 | $793,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 361,043 | $787,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 34,106 | $785,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,206,700 | $784,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 80,280 | $782,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 201,612 | $781,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 117,502 | $780,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 124,700 | $779,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 38,682 | $778,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 43,411 | $777,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 63,100 | $777,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 45,612 | $774,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 96,936 | $770,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 21,609 | $770,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 150,082 | $770,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 69,223 | $769,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 79,960 | $768,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 56,133 | $766,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 68,148 | $766,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 66,956 | $765,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 8,571 | $760,000 | thousands by filing date | put |
| INTEST CORP | 461147100 | COMMON STOCK | 114,182 | $759,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 17,032 | $758,000 | thousands by filing date | put |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 66,811 | $757,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 727,000 | $756,000 | thousands by filing date | principal |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 7,528 | $755,000 | thousands by filing date | call |
| HSBC HLDGS PLC | 404280AT6 | NOTE 6.375%12/3 | 710,000 | $755,000 | thousands by filing date | principal |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 39,774 | $754,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 26,898 | $753,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 30,885 | $752,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 54,279 | $750,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 44,298 | $750,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 63,855 | $750,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 29,349 | $748,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 29,000 | $747,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 80,336 | $745,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 96,036 | $743,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 80,234 | $740,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 647,000 | $737,000 | thousands by filing date | principal |
| CVS Health Corporation | 126650100 | COM | 9,154 | $736,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 76,570 | $736,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 761,000 | $733,000 | thousands by filing date | principal |
| ENERGY FUELS INC | 292671708 | COM NEW | 460,169 | $731,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 94,975 | $730,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 86,911 | $728,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367PAB6 | NOTE 2.000% 6/1 | 1,000,000 | $728,000 | thousands by filing date | principal |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 38,344 | $727,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 43,843 | $726,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 87,724 | $726,000 | thousands by filing date | |
| LGI HOMES INC | 50187TAB2 | NOTE 4.25011/1 | 382,000 | $726,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 799 | $725,000 | thousands by filing date | call |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 24,023 | $724,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 37,872 | $724,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 92,906 | $724,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 23,684 | $723,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 19,950 | $722,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 40,874 | $721,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 45,784 | $720,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 684,000 | $719,000 | thousands by filing date | principal |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 31,314 | $718,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 42,790 | $717,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 24,558 | $717,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 5,531 | $713,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 55,778 | $713,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 44,700 | $712,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 27,007 | $712,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 16,299 | $711,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 623,000 | $711,000 | thousands by filing date | principal |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 98,376 | $710,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 35,754 | $709,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 22,647 | $708,000 | thousands by filing date | call |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 63,941 | $707,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 51,704 | $706,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 17,342 | $706,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 10,704 | $703,000 | thousands by filing date | put |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 770,000 | $701,000 | thousands by filing date | principal |
| RTI BIOLOGICS INC | 74975N105 | COM | 120,137 | $701,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 59,164 | $700,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 26,914 | $697,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 30,547 | $697,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 54,324 | $697,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 12,589 | $696,000 | thousands by filing date | put |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 14,861 | $696,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 12,607 | $691,000 | thousands by filing date | put |
| AUDIOCODES LTD | M15342104 | ORD | 115,520 | $691,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 77,315 | $690,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 30,006 | $690,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 25,382 | $689,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 40,130 | $689,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 20,379 | $686,000 | thousands by filing date | put |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 78,214 | $686,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 41,499 | $685,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 672,000 | $684,000 | thousands by filing date | principal |
| TELIGENT INC NEW | 87960W104 | COM | 74,735 | $682,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,676 | $679,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 36,674 | $679,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 102,942 | $678,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 18,807 | $676,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 60,641 | $676,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,640 | $675,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 20,480 | $670,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 527,600 | $668,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 70,849 | $665,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 44,741 | $664,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 115,470 | $663,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 36,964 | $660,000 | thousands by filing date | |
| GNC Holdings | 36191GAB3 | CONV BOND | 1,000,000 | $660,000 | thousands by filing date | principal |
| TRONC INC | 89703P107 | COM | 51,219 | $659,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 32,172 | $657,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 36,404 | $656,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 40,834 | $656,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 226,366 | $655,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 20,548 | $655,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 53,503 | $654,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 181,938 | $653,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 50,444 | $650,000 | thousands by filing date | put |
| PEOPLES BANCORP INC | 709789101 | COM | 20,193 | $648,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 8,406 | $645,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 49,315 | $644,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 25,964 | $643,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 35,600 | $642,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 12,798 | $641,000 | thousands by filing date | put |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 88,842 | $641,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 35,252 | $640,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 51,615 | $639,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 662,000 | $639,000 | thousands by filing date | principal |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 10,000 | $638,000 | thousands by filing date | put |
| HOWARD BANCORP INC COM | 442496105 | COM | 33,216 | $638,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 26,673 | $638,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 43,355 | $637,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 25,648 | $636,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 26,276 | $635,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 80,883 | $633,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 24,849 | $632,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 18,157 | $631,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 94,380 | $630,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 22,341 | $630,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 293,770 | $630,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 28,435 | $629,000 | thousands by filing date | call |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 26,916 | $629,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 30,593 | $629,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 134,181 | $629,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,124 | $628,000 | thousands by filing date | put |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 20,758 | $625,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 54,609 | $624,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 54,235 | $623,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 25,015 | $623,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 23,307 | $623,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 8,502 | $622,000 | thousands by filing date | call |
| SHOE STA GROUP INC | 824889109 | COM | 29,844 | $622,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 66,242 | $621,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 22,728 | $621,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 52,242 | $620,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 154,477 | $619,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 18,642 | $614,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 42,227 | $613,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 71,900 | $611,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 16,144 | $611,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 849,770 | $611,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 50,178 | $609,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 11,596 | $609,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 56,188 | $608,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 9,091 | $607,000 | thousands by filing date | put |
| BEL FUSE INC | 077347300 | CL B | 24,652 | $607,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 20,304 | $606,000 | thousands by filing date | put |
| CORVEL CORP COM | 221006109 | Stock | 12,789 | $606,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 9,453 | $606,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 84,516 | $606,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 58,710 | $606,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 235,000 | $605,000 | thousands by filing date | call |
| WATERSTONE FINL INC MD | 94188P101 | COM | 32,148 | $604,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 37,929 | $602,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 648 | $601,000 | thousands by filing date | put |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 104,688 | $601,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 46,562 | $601,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 49,028 | $601,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 345,162 | $599,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 16,289 | $598,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 19,399 | $596,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 51,510 | $596,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 19,059 | $595,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 29,340 | $594,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 148,497 | $593,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 15,251 | $589,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 57,040 | $587,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 36,707 | $587,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 186,906 | $587,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 8,797 | $587,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 32,328 | $586,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 71,790 | $584,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 38,752 | $583,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 19,040 | $582,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 53,880 | $581,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 637 | $578,000 | thousands by filing date | put |
| COSTAMARE INC | Y1771G102 | SHS | 79,379 | $578,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 24,239 | $578,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 31,228 | $578,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 23,103 | $577,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 67,791 | $577,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 44,395 | $577,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 122,580 | $575,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 31,554 | $572,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 42,974 | $570,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 13,351 | $569,000 | thousands by filing date | put |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 116,860 | $567,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 71,801 | $567,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 10,546 | $564,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 43,748 | $563,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 21,234 | $563,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 4,613 | $561,000 | thousands by filing date | call |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 22,994 | $559,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 187,716 | $559,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 50,451 | $556,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 587,000 | $555,000 | thousands by filing date | principal |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 13,136 | $554,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 42,472 | $553,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 10,180 | $553,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 14,241 | $552,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 33,396 | $552,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 14,128 | $551,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 48,091 | $550,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 16,941 | $549,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 26,596 | $548,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 25,905 | $548,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 48,850 | $547,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 112,908 | $546,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 109,492 | $546,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 99,892 | $542,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 35,315 | $540,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 29,628 | $540,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 74,627 | $537,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,599 | $536,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 85,834 | $536,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 21,000 | $535,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 42,097 | $533,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 773,000 | $533,000 | thousands by filing date | principal |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 80,901 | $533,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 311,622 | $532,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 27,065 | $531,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 33,824 | $531,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 70,014 | $529,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 122,287 | $528,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 16,082 | $528,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 246,023 | $527,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 83,045 | $527,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 21,067 | $527,000 | thousands by filing date | |
| CONYERS PK ACQUISITION | 212894117 | *W EXP 07/20/202 | 200,000 | $524,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 257,045 | $523,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 8,332 | $523,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,409 | $522,000 | thousands by filing date | call |
| EASTERN CO | 276317104 | COM | 17,403 | $522,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 14,018 | $520,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 10,739 | $520,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 35,949 | $519,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 1,176,143 | $518,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 51,137 | $518,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 16,946 | $515,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 29,098 | $513,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 11,670 | $512,000 | thousands by filing date | put |
| SYNERON MEDICAL LTD | M87245102 | ORD | 46,781 | $512,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 73,523 | $509,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 36,467 | $508,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 27,165 | $508,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 50,663 | $507,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 92,433 | $504,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 8,610 | $503,000 | thousands by filing date | call |
| VERICEL CORP | 92346J108 | COM | 152,719 | $503,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 88,930 | $503,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,453,034 | $502,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 108,222 | $502,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 188,246 | $500,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 37,558 | $499,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 120,478 | $499,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,951 | $498,000 | thousands by filing date | call |
| BAZAARVOICE INC | 073271108 | COM | 100,946 | $498,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 12,042 | $498,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 127,933 | $497,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 7,956 | $496,000 | thousands by filing date | put |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 21,669 | $493,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 26,853 | $493,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 103,803 | $491,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 27,300 | $491,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 22,289 | $489,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 38,392 | $489,000 | thousands by filing date | call |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 498,000 | $488,000 | thousands by filing date | principal |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 91,919 | $487,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 9,900 | $486,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 18,040 | $486,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 18,692 | $486,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 107,323 | $486,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 14,493 | $485,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 29,873 | $485,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 59,049 | $484,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 18,822 | $483,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,828 | $482,000 | thousands by filing date | call |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 57,773 | $482,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 21,157 | $479,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 46,752 | $478,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,202 | $478,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 91,088 | $477,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 472,000 | $476,000 | thousands by filing date | principal |
| Dow Chemical Company | 260543103 | COM | 7,550 | $475,000 | thousands by filing date | put |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 15,262 | $474,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 24,653 | $473,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 237,047 | $473,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 50,913 | $472,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 27,246 | $470,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 105,868 | $470,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 27,275 | $468,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 80,598 | $466,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 8,865 | $465,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 115,296 | $464,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 10,171 | $464,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 147,630 | $464,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 92,185 | $464,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 31,277 | $463,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 18,883 | $462,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,702 | $461,000 | thousands by filing date | put |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 17,156 | $460,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 62,092 | $460,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 11,465 | $459,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 60,133 | $459,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 16,525 | $459,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 129,252 | $458,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-17-000093 | this filing | 2017-08-11 | acceptance time not in the bulk data set |