13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 5,107 holding rows worth $140,081,837,000.
- Accession
- 0000948046-17-000093
- Filer
- CIK 948046
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 18,181 entries on the cover page, a total value of $140,081,837,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,081,837,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 2,100,000 | $2,206,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 354,031 | $2,201,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 68,751 | $2,201,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 25,052 | $2,193,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 237,039 | $2,191,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 22,937 | $2,190,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 54,657 | $2,189,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 71,210 | $2,178,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 905,499 | $2,173,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 70,283 | $2,162,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 205,826 | $2,157,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 129,037 | $2,154,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 42,093 | $2,152,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 54,754 | $2,152,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 140,063 | $2,151,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 23,683 | $2,149,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 68,390 | $2,149,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 107,102 | $2,149,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 78,255 | $2,146,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 291,809 | $2,144,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 37,448 | $2,143,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 73,543 | $2,139,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 24,051 | $2,139,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 113,453 | $2,137,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 50,061 | $2,134,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 53,890 | $2,131,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 244,081 | $2,126,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 342,419 | $2,125,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 44,031 | $2,120,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 88,950 | $2,097,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 48,045 | $2,092,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 535,597 | $2,092,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 52,837 | $2,091,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 93,169 | $2,090,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 69,429 | $2,086,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L109 | UNIT 99/99/9999 | 202,649 | $2,085,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 33,815 | $2,079,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 113,478 | $2,078,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 255,742 | $2,077,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 446,861 | $2,076,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 87,426 | $2,072,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 345,400 | $2,055,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 181,962 | $2,054,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 59,352 | $2,052,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 57,127 | $2,047,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 46,102 | $2,043,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 178,011 | $2,041,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 66,143 | $2,036,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 35,701 | $2,028,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 53,570 | $2,023,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 51,265 | $2,018,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 122,778 | $2,017,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 69,484 | $2,015,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 115,643 | $2,015,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 2,100,000 | $2,012,000 | thousands by filing date | principal |
| COHU INC | 192576106 | COM | 127,692 | $2,008,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 30,507 | $2,008,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 65,106 | $2,006,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 170,732 | $2,006,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 63,298 | $2,005,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 44,100 | $2,002,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 106,943 | $2,001,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 150,505 | $1,999,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 202,445 | $1,995,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 232,165 | $1,995,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 58,884 | $1,987,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 128,293 | $1,986,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 31,915 | $1,981,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 75,571 | $1,980,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 36,595 | $1,974,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 125,080 | $1,974,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L204 | UNIT 06/15/2024 | 195,900 | $1,969,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,780,000 | $1,966,000 | thousands by filing date | principal |
| NEW SR INVT GROUP INC | 648691103 | COM | 195,821 | $1,965,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 43,761 | $1,957,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 36,625 | $1,955,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 32,802 | $1,955,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 37,623 | $1,953,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 105,138 | $1,949,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 50,300 | $1,948,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 1,440,000 | $1,943,000 | thousands by filing date | principal |
| QUIDEL CORP | 74838J101 | COM | 71,621 | $1,942,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 115,213 | $1,942,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 1,835,000 | $1,942,000 | thousands by filing date | principal |
| CLIFTON BANCORP INC | 186873105 | COM | 117,571 | $1,942,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 73,199 | $1,938,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 76,931 | $1,928,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 71,134 | $1,923,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 56,088 | $1,921,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 693,863 | $1,920,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 109,634 | $1,919,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 318,308 | $1,911,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 166,583 | $1,905,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 58,647 | $1,894,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 37,912 | $1,889,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 48,400 | $1,889,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 170,612 | $1,887,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 22,016 | $1,886,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 115,687 | $1,884,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 23,510 | $1,884,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 163,506 | $1,882,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 49,698 | $1,878,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 71,283 | $1,877,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 57,529 | $1,876,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 735,905 | $1,869,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 121,223 | $1,867,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 70,810 | $1,862,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 60,544 | $1,857,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 141,298 | $1,856,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 88,598 | $1,854,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 42,674 | $1,838,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 48,170 | $1,838,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 78,137 | $1,838,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 197,258 | $1,834,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 33,069 | $1,833,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 31,442 | $1,832,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 219,615 | $1,831,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 29,634 | $1,829,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 124,628 | $1,826,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 198,610 | $1,826,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 67,691 | $1,823,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 142,426 | $1,820,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 41,276 | $1,816,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 95,200 | $1,804,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 652,611 | $1,800,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 9,996 | $1,794,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 162,372 | $1,792,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 74,032 | $1,790,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 202,036 | $1,789,000 | thousands by filing date | |
| INOTEK PHARMACEUTICALS CORP | 45780VAB8 | NOTE 5.750% 8/0 | 3,000,000 | $1,788,000 | thousands by filing date | principal |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 121,877 | $1,778,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 214,718 | $1,777,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 86,160 | $1,777,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 119,642 | $1,775,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 210,182 | $1,775,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 46,363 | $1,774,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,071,572 | $1,767,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 48,007 | $1,767,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 337,418 | $1,767,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 105,898 | $1,765,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 1,388,000 | $1,761,000 | thousands by filing date | principal |
| SEABOARD CORP DEL | 811543107 | COM | 441 | $1,760,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 97,923 | $1,760,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 45,409 | $1,754,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 178,973 | $1,753,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 93,990 | $1,750,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 62,528 | $1,747,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 71,016 | $1,746,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 33,730 | $1,743,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 19,050 | $1,740,000 | thousands by filing date | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 75,319 | $1,740,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 50,000 | $1,739,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 112,026 | $1,737,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 206,309 | $1,737,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 258,272 | $1,734,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 120,009 | $1,733,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 447,280 | $1,732,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 93,269 | $1,725,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 39,416 | $1,723,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 74,136 | $1,722,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 25,073 | $1,717,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 106,816 | $1,717,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 98,400 | $1,716,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,356 | $1,713,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 91,186 | $1,708,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 8,575 | $1,708,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 9,907 | $1,703,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 514,200 | $1,702,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 120,321 | $1,701,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 37,671 | $1,694,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 22,967 | $1,694,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 48,757 | $1,694,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 35,868 | $1,691,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 100,120 | $1,690,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 81,519 | $1,688,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 54,378 | $1,686,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 35,115 | $1,683,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 170,354 | $1,678,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 116,284 | $1,667,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 17,706 | $1,661,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 45,785 | $1,653,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 104,639 | $1,652,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 67,094 | $1,652,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 56,378 | $1,651,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 85,303 | $1,650,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 190,431 | $1,646,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 200,100 | $1,640,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 65,968 | $1,638,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 98,068 | $1,635,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 171,800 | $1,632,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 105,283 | $1,631,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 444,946 | $1,631,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 1,317,513 | $1,631,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 87,186 | $1,630,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 69,917 | $1,628,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 1,545,000 | $1,625,000 | thousands by filing date | principal |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 120,655 | $1,622,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 59,437 | $1,615,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 194,024 | $1,610,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 184,689 | $1,606,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 92,426 | $1,604,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 96,536 | $1,603,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 80,299 | $1,597,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 103,778 | $1,595,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 9,860 | $1,594,000 | thousands by filing date | call |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 46,565 | $1,593,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 4,393 | $1,588,000 | thousands by filing date | call |
| WOORIB 4.5 49 | 98105HAE0 | Bond30E/360P2 U | 1,600,000 | $1,586,000 | thousands by filing date | call |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 81,574 | $1,584,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 565,834 | $1,584,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 269,272 | $1,582,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 95,614 | $1,580,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 1,650,000 | $1,579,000 | thousands by filing date | principal |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 128,664 | $1,577,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 201,200 | $1,568,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 47,995 | $1,561,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 78,060 | $1,555,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 45,185 | $1,554,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 19,759 | $1,553,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 169,750 | $1,553,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 41,978 | $1,550,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 10,993 | $1,548,000 | thousands by filing date | put |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 63,222 | $1,545,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 170,468 | $1,540,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 182,468 | $1,538,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 168,222 | $1,538,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 33,901 | $1,537,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 43,877 | $1,531,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 192,206 | $1,531,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 100,512 | $1,530,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 163,732 | $1,530,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 39,660 | $1,528,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 464,366 | $1,525,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 105,138 | $1,523,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 51,177 | $1,522,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 712,968 | $1,518,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 93,783 | $1,512,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 61,090 | $1,511,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 35,365 | $1,508,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 32,615 | $1,508,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 1,550,000 | $1,508,000 | thousands by filing date | principal |
| KFORCE INC COM | 493732101 | Stock | 76,982 | $1,507,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 20,214 | $1,507,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 103,050 | $1,505,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 167,736 | $1,504,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 378,793 | $1,501,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 35,993 | $1,499,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 98,244 | $1,498,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 258,786 | $1,496,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 44,657 | $1,495,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 57,643 | $1,490,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 126,104 | $1,487,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 80,900 | $1,480,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 52,542 | $1,479,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 200,674 | $1,478,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 84,687 | $1,474,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 24,745 | $1,471,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 100,827 | $1,471,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 13,488 | $1,468,000 | thousands by filing date | call |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 29,628 | $1,465,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 80,789 | $1,464,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 135,967 | $1,464,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 16,145 | $1,462,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 61,722 | $1,462,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 68,352 | $1,461,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 1,394,000 | $1,460,000 | thousands by filing date | principal |
| JAMES RIV GROUP LTD | G5005R107 | COM | 36,752 | $1,459,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 67,080 | $1,458,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 8,992 | $1,454,000 | thousands by filing date | put |
| NRG YIELD INC | 62942X405 | CL C | 82,715 | $1,454,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 33,906 | $1,453,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 21,733 | $1,452,000 | thousands by filing date | call |
| GLAUKOS CORP COM | 377322102 | Stock | 35,063 | $1,452,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 95,000 | $1,452,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 86,481 | $1,449,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 95,314 | $1,447,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 27,080 | $1,447,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 119,745 | $1,445,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 65,912 | $1,444,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 73,912 | $1,441,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 421,751 | $1,438,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 47,539 | $1,436,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 125,890 | $1,435,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 19,141 | $1,432,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 36,436 | $1,431,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 38,653 | $1,431,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 25,099 | $1,428,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 131,001 | $1,420,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 25,605 | $1,418,000 | thousands by filing date | call |
| Janus Capital | 47102XAH8 | CONV | 970,000 | $1,416,000 | thousands by filing date | principal |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 245,541 | $1,414,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 64,235 | $1,412,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 55,720 | $1,402,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 73,847 | $1,400,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 58,254 | $1,399,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 82,732 | $1,396,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 130,820 | $1,392,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,090 | $1,389,000 | thousands by filing date | call |
| 1ST SOURCE CORP COM | 336901103 | Stock | 28,993 | $1,389,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 173,775 | $1,389,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 59,599 | $1,388,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 56,715 | $1,385,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,288 | $1,384,000 | thousands by filing date | put |
| LIBBEY INC | 529898108 | COM | 171,962 | $1,384,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,385,000 | $1,384,000 | thousands by filing date | principal |
| ARCBEST CORP COM | 03937C105 | Stock | 67,181 | $1,383,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 66,196 | $1,382,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 36,063 | $1,379,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 135,868 | $1,378,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 63,319 | $1,377,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 28,317 | $1,376,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 108,740 | $1,371,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 20,886 | $1,370,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 166,540 | $1,369,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 62,654 | $1,363,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 104,826 | $1,361,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 119,308 | $1,359,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 49,400 | $1,358,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 78,102 | $1,357,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 28,724 | $1,352,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 306,874 | $1,350,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,385,000 | $1,346,000 | thousands by filing date | principal |
| BANKFINANCIAL CORP | 06643P104 | COM | 90,165 | $1,343,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 109,760 | $1,342,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 22,709 | $1,339,000 | thousands by filing date | call |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 56,706 | $1,338,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 63,382 | $1,336,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 51,533 | $1,336,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 139,833 | $1,335,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 133,483 | $1,334,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 179,553 | $1,331,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 66,067 | $1,330,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 19,905 | $1,329,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 69,791 | $1,329,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 289,661 | $1,328,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 148,635 | $1,326,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 99,714 | $1,325,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 28,196 | $1,323,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 137,455 | $1,323,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 1,107,000 | $1,322,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 781,000 | $1,321,000 | thousands by filing date | principal |
| NORTHEAST BANCORP | 663904209 | COM | 64,720 | $1,316,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 1,500,000 | $1,316,000 | thousands by filing date | principal |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 101,807 | $1,312,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 32,112 | $1,309,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 200,000 | $1,305,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 45,347 | $1,302,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 1,172,000 | $1,302,000 | thousands by filing date | principal |
| EXTREME NETWORKS INC | 30226D106 | COM | 140,926 | $1,298,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 16,275 | $1,292,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 26,543 | $1,291,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 31,182 | $1,285,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 18,161 | $1,284,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 76,966 | $1,281,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 22,753 | $1,273,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 44,798 | $1,272,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 48,332 | $1,271,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 465,711 | $1,269,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 72,102 | $1,268,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 18,338 | $1,264,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 72,274 | $1,263,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 116,193 | $1,259,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 70,315 | $1,254,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 60,087 | $1,253,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 156,136 | $1,253,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 150,129 | $1,252,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 141,796 | $1,246,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 1,306,000 | $1,245,000 | thousands by filing date | principal |
| MATERION CORP | 576690101 | COM | 33,336 | $1,244,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 30,926 | $1,244,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 72,404 | $1,240,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 41,444 | $1,239,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 987,000 | $1,239,000 | thousands by filing date | principal |
| NOVOCURE LTD | G6674U108 | ORD SHS | 71,631 | $1,237,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 176,506 | $1,236,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 333,328 | $1,236,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 1,000,000 | $1,235,000 | thousands by filing date | principal |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 85,825 | $1,233,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 403,098 | $1,229,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 71,221 | $1,227,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 26,425 | $1,227,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 569,556 | $1,224,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 29,713 | $1,222,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 176,658 | $1,218,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 29,069 | $1,217,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 249,490 | $1,217,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 53,120 | $1,214,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 110,982 | $1,214,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 36,202 | $1,210,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 67,614 | $1,209,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 35,692 | $1,208,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 52,748 | $1,207,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 35,527 | $1,207,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 77,207 | $1,207,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 33,342 | $1,205,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 49,653 | $1,204,000 | thousands by filing date | put |
| CHASE CORP | 16150R104 | COM | 11,279 | $1,202,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 76,562 | $1,202,000 | thousands by filing date | call |
| Radcom Ltd | M81865111 | COM | 62,100 | $1,200,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 61,411 | $1,199,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 100,012 | $1,199,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 338,112 | $1,193,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 113,900 | $1,193,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 107,315 | $1,192,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 52,173 | $1,190,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,257,000 | $1,189,000 | thousands by filing date | principal |
| HAWKINS INC | 420261109 | COM | 25,659 | $1,187,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 18,988 | $1,185,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 62,199 | $1,180,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 32,164 | $1,177,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 41,795 | $1,176,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 67,752 | $1,176,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 151,001 | $1,176,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 64,043 | $1,175,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 81,613 | $1,170,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 1,180,000 | $1,170,000 | thousands by filing date | principal |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 112,070 | $1,170,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 2,175,000 | $1,169,000 | thousands by filing date | principal |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 363,520 | $1,166,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 5,362 | $1,165,000 | thousands by filing date | call |
| INSTEEL INDS INC | 45774W108 | COM | 35,364 | $1,165,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 72,340 | $1,165,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 40,910 | $1,159,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 9,939 | $1,156,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 15,592 | $1,154,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 19,435 | $1,153,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 21,547 | $1,152,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,136,000 | $1,150,000 | thousands by filing date | principal |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 27,094 | $1,150,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 99,770 | $1,149,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 37,816 | $1,148,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 446,517 | $1,147,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 62,186 | $1,146,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 53,791 | $1,145,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 90,522 | $1,144,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 35,218 | $1,142,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 54,203 | $1,142,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 41,296 | $1,139,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 122,989 | $1,138,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 608 | $1,137,000 | thousands by filing date | call |
| EVANS BANCORP INC | 29911Q208 | COM | 28,458 | $1,136,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 15,655 | $1,136,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 36,145 | $1,135,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 48,729 | $1,134,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 252,225 | $1,132,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 161,810 | $1,130,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 118,541 | $1,130,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 41,337 | $1,129,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 28,152 | $1,127,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 14,383 | $1,127,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 58,429 | $1,126,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 68,515 | $1,125,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 97,585 | $1,125,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 120,417 | $1,124,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 150,677 | $1,122,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 24,689 | $1,121,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 718,363 | $1,117,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 91,217 | $1,116,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 59,272 | $1,116,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 523,381 | $1,113,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 174,752 | $1,108,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 182,724 | $1,108,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 51,710 | $1,105,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 50,822 | $1,103,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 764,102 | $1,099,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 101,200 | $1,097,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 34,671 | $1,096,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 112,392 | $1,094,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 56,283 | $1,094,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 45,806 | $1,093,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 291,857 | $1,092,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 15,102 | $1,091,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 19,170 | $1,090,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 22,163 | $1,088,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 531,600 | $1,088,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 93,323 | $1,088,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 71,548 | $1,088,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 309,927 | $1,087,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 119,431 | $1,086,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,054,000 | $1,084,000 | thousands by filing date | call |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 46,099 | $1,083,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 32,740 | $1,082,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 19,525 | $1,081,000 | thousands by filing date | call |
| VIPER | 92763M105 | COMMON STOCK | 68,700 | $1,078,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 55,211 | $1,078,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 47,687 | $1,077,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 49,197 | $1,075,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 38,186 | $1,072,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 150,953 | $1,071,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 1,100,000 | $1,071,000 | thousands by filing date | principal |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 30,395 | $1,066,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 25,888 | $1,065,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 41,852 | $1,063,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 109,102 | $1,063,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 109,514 | $1,061,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 51,305 | $1,060,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 13,513 | $1,057,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 56,257 | $1,055,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 18,620 | $1,053,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 14,207 | $1,052,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-17-000093 | this filing | 2017-08-11 | acceptance time not in the bulk data set |