13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 5,107 holding rows worth $140,081,837,000.
- Accession
- 0000948046-17-000093
- Filer
- CIK 948046
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 18,181 entries on the cover page, a total value of $140,081,837,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,081,837,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANADARKO PETROLEUM CORP | 032511107 | COM | 648 | $29,000 | thousands by filing date | call |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,256 | $29,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 27,026 | $29,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 3,015 | $29,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 331 | $28,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 1,150 | $28,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 1,819 | $28,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 1,567 | $28,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 555 | $28,000 | thousands by filing date | call |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 1,047 | $28,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 725 | $28,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 22,863 | $28,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 850 | $27,000 | thousands by filing date | call |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 7,600 | $27,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,772 | $27,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 450 | $26,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $26,000 | thousands by filing date | call |
| CARNIVAL PLC ADS | 14365C103 | ADR | 400 | $26,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 264 | $26,000 | thousands by filing date | put |
| NEOVASC INC COM STK | 64065J106 | COM | 19,600 | $26,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 9,169 | $26,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 6,602 | $26,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,000 | $25,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 350 | $25,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 275 | $25,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,812 | $25,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,695 | $25,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,452 | $25,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 2,464 | $25,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,562 | $25,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 10,649 | $25,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 169 | $24,000 | thousands by filing date | put |
| CASEYS GEN STORES INC | 147528103 | COM | 233 | $24,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 89 | $24,000 | thousands by filing date | call |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 2,600 | $24,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,726 | $24,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 14,065 | $24,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 408 | $23,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 676 | $23,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 450 | $23,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 294 | $23,000 | thousands by filing date | put |
| GOLDCORP INC NEW | 380956409 | COM | 1,853 | $23,000 | thousands by filing date | call |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 907 | $23,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 44,100 | $23,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 3,500 | $23,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 500 | $22,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 370 | $22,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 327 | $22,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,900 | $22,000 | thousands by filing date | call |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 33,922 | $22,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 6,900 | $22,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,185 | $21,000 | thousands by filing date | call |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 770 | $21,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 500 | $21,000 | thousands by filing date | put |
| VIRCO MFG CO | 927651109 | COM | 4,027 | $21,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 6,700 | $21,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 1,124 | $21,000 | thousands by filing date | call |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 37,897 | $21,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 4,138 | $21,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 2,690 | $20,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,811 | $20,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 554 | $20,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 2,088 | $20,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 5,750 | $20,000 | thousands by filing date | call |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,000 | $20,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,000 | $20,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 7,101 | $20,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 300 | $19,000 | thousands by filing date | put |
| COMSTOCK RES INC COM | 205768302 | Stock | 2,700 | $19,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 642 | $19,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 800 | $19,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,000 | $19,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 800 | $19,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1,627 | $19,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 1,100 | $19,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 7,321 | $19,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,495 | $18,000 | thousands by filing date | put |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 62 | $18,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 844 | $18,000 | thousands by filing date | put |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1,900 | $18,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 2,000 | $18,000 | thousands by filing date | call |
| United Parcel Service, Inc | 917286106 | COM | 1,100 | $18,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 4,169 | $18,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 1,921 | $18,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 3,276 | $18,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 750 | $17,000 | thousands by filing date | put |
| EQT CORP COM | 26884L109 | Stock | 302 | $17,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 87 | $17,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 250 | $17,000 | thousands by filing date | call |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 500 | $17,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 3,400 | $17,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 500 | $17,000 | thousands by filing date | put |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,101 | $17,000 | thousands by filing date | call |
| NATIONAL SEC GROUP INC | 637546102 | COM | 1,223 | $17,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 36,229 | $17,000 | thousands by filing date | |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 7,026 | $17,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 300 | $16,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 129 | $16,000 | thousands by filing date | call |
| KEYCORP COM | 493267108 | Stock | 860 | $16,000 | thousands by filing date | call |
| STELLUS CAP INVT CORP | 858568108 | COM | 1,200 | $16,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 1,217 | $16,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,292 | $16,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 11,364 | $16,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 1,088 | $16,000 | thousands by filing date | call |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 3,600 | $16,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 9,502 | $16,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 1,266 | $16,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 36,149 | $16,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 203 | $15,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 300 | $15,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 504 | $15,000 | thousands by filing date | put |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 75 | $15,000 | thousands by filing date | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 7,000 | $15,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 80,570 | $15,000 | thousands by filing date | principal |
| SNAP INC | 83304A106 | CL A | 890 | $15,000 | thousands by filing date | put |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 600 | $15,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 312 | $15,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 205 | $15,000 | thousands by filing date | call |
| TAUBMAN CTRS INC | 876664103 | COM | 261 | $15,000 | thousands by filing date | call |
| MAYS J W INC | 578473100 | COM | 431 | $15,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 1,000 | $15,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 1,495 | $15,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 229 | $14,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 500 | $14,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 11,108 | $14,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 11,400 | $14,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 232 | $13,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 282 | $13,000 | thousands by filing date | call |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,332 | $13,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 800 | $13,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 733 | $13,000 | thousands by filing date | call |
| COACH INC | 189754104 | COM | 290 | $13,000 | thousands by filing date | put |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 669 | $13,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 2,115 | $13,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,297 | $13,000 | thousands by filing date | call |
| VERTEX ENERGY INC | 92534K107 | COM | 13,073 | $13,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,180 | $13,000 | thousands by filing date | put |
| SUPERVALU INC | 868536103 | COM | 4,000 | $13,000 | thousands by filing date | put |
| CONTINENTAL MATLS CORP | 211615307 | COM | 700 | $13,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 700 | $13,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 100 | $12,000 | thousands by filing date | call |
| OFS CAPITAL CORP | 67103B100 | COM | 900 | $12,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,000 | $12,000 | thousands by filing date | put |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 397 | $12,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 19,935 | $12,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 2,500 | $12,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 6,100 | $12,000 | thousands by filing date | |
| WCF BANCORP INC | 92940L103 | COM | 1,200 | $12,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 250 | $11,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 8,302 | $11,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 250 | $11,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 128 | $11,000 | thousands by filing date | call |
| BB & T CORP | 054937107 | COM | 261 | $11,000 | thousands by filing date | put |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 200 | $11,000 | thousands by filing date | call |
| CONSOL ENERGY INC | 20854P109 | COM | 750 | $11,000 | thousands by filing date | put |
| ALIMERA SCIENCES INC | 016259103 | COM | 8,575 | $11,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 242 | $11,000 | thousands by filing date | call |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 7,613 | $11,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 800 | $11,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 6,560 | $11,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 289 | $10,000 | thousands by filing date | call |
| MONROE CAPITAL CORP | 610335101 | COM | 700 | $10,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 800 | $10,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 440 | $10,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 4,104 | $10,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 1,606 | $10,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 3,000 | $10,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 2,832 | $10,000 | thousands by filing date | |
| ICC HOLDINGS INC | 44931Q104 | COM | 600 | $10,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 1,379 | $10,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 5,725 | $10,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 1,800 | $10,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 102 | $9,000 | thousands by filing date | put |
| AES CORP COM | 00130H105 | Stock | 870 | $9,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 430 | $9,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 331 | $9,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 593 | $9,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 593 | $9,000 | thousands by filing date | call |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 500 | $9,000 | thousands by filing date | call |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 10,003 | $9,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 1,149 | $9,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 7,259 | $9,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 2,403 | $9,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 1,389 | $9,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 1,909 | $9,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 5,578 | $9,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 202 | $8,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 2,900 | $8,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 160 | $8,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 150 | $8,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 250 | $8,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,011 | $8,000 | thousands by filing date | put |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 500 | $8,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 202 | $8,000 | thousands by filing date | call |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 898 | $8,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 5,394 | $8,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 600 | $8,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 2,700 | $8,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 268 | $8,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 1,255 | $8,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N303 | COM PAR | 1,805 | $8,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 900 | $8,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 600 | $8,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 1,900 | $8,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 99 | $7,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 62 | $7,000 | thousands by filing date | put |
| MVC CAPITAL INC | 553829102 | COM | 780 | $7,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 915 | $7,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 4,695 | $7,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 25,760 | $7,000 | thousands by filing date | principal |
| PAVMED INC | 70387R106 | COM | 1,664 | $7,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 4,996 | $7,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 973 | $7,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 500 | $7,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 5,600 | $7,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 156 | $6,000 | thousands by filing date | put |
| CONSOLIDATED EDISON INC | 209115104 | COM | 82 | $6,000 | thousands by filing date | put |
| EASTMAN CHEM CO COM | 277432100 | Stock | 82 | $6,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 75 | $6,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 57 | $6,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 595 | $6,000 | thousands by filing date | |
| RH | 74967X103 | COM | 100 | $6,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 401 | $6,000 | thousands by filing date | put |
| SPIRE INC | 84857L101 | COM | 100 | $6,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 55 | $6,000 | thousands by filing date | call |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 2,500 | $6,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 866 | $6,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 1,300 | $6,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 277 | $6,000 | thousands by filing date | put |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 300 | $6,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 157 | $6,000 | thousands by filing date | put |
| CYTRX CORP | 232828509 | COM PAR $.001 | 10,808 | $6,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 6,875 | $6,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 1,508 | $6,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C200 | COM NEW | 2,104 | $6,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 2,304 | $6,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 500 | $6,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 1,400 | $6,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 634 | $6,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 1,060 | $6,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 4,194 | $6,000 | thousands by filing date | principal |
| Honeywell Technologies | 438516106 | COM | 44 | $5,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 126 | $5,000 | thousands by filing date | call |
| COMERICAINC | 200340107 | COM | 78 | $5,000 | thousands by filing date | put |
| ALCOA CORP COM | 013872106 | Stock | 165 | $5,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 715 | $5,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 200 | $5,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 210 | $5,000 | thousands by filing date | call |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 180 | $5,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 310 | $5,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 1,162 | $5,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 1,582 | $5,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 1,301 | $5,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 2,492 | $5,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 22,763 | $5,000 | thousands by filing date | principal |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 1,700 | $5,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 2,300 | $5,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 14,566 | $5,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 14,763 | $5,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 1,061 | $5,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 600 | $5,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 1,490 | $5,000 | thousands by filing date | |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 3,800 | $5,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 2,467 | $5,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 24 | $4,000 | thousands by filing date | call |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 326 | $4,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 259 | $4,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 72 | $4,000 | thousands by filing date | call |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 105 | $4,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 150 | $4,000 | thousands by filing date | call |
| LIMBACH HLDGS INC | 53263P105 | COM | 400 | $4,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 60 | $4,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311206 | CL C | 241 | $4,000 | thousands by filing date | call |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 300 | $4,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 5,200 | $4,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 1,600 | $4,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 500 | $4,000 | thousands by filing date | call |
| IGC PHARMA INC | 45408X308 | COM NEW | 11,475 | $4,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 100,830 | $4,000 | thousands by filing date | principal |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 82 | $4,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 898 | $4,000 | thousands by filing date | put |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 3,500 | $4,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 2,083 | $4,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 1,700 | $4,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 3,400 | $4,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 500 | $4,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 801 | $4,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 202 | $4,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 1,800 | $4,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 3,800 | $4,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 3,291 | $4,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 62 | $3,000 | thousands by filing date | call |
| BOYDGAMINGCORP | 103304101 | STOK | 150 | $3,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 198 | $3,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 69 | $3,000 | thousands by filing date | call |
| CUBESMART COM | 229663109 | REIT | 150 | $3,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 74 | $3,000 | thousands by filing date | call |
| BT GROUP-ADR | 05577E101 | ADR | 200 | $3,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 214 | $3,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 8,349 | $3,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 7,160 | $3,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 306 | $3,000 | thousands by filing date | call |
| AMYRIS INC | 03236M200 | COM NEW | 1,214 | $3,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 739 | $3,000 | thousands by filing date | call |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 356 | $3,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 3,017 | $3,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 516 | $3,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 1,505 | $3,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 6,681 | $3,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 2,235 | $3,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 243 | $3,000 | thousands by filing date | |
| Gevo Inc stock | 374396307 | Stock | 4,408 | $3,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 2,200 | $3,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 1,837 | $3,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 811 | $3,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 6,614 | $3,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 70 | $2,000 | thousands by filing date | put |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 116 | $2,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 33 | $2,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 170 | $2,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 25 | $2,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 32 | $2,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 95 | $2,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 101 | $2,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 121 | $2,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 29 | $2,000 | thousands by filing date | call |
| ATOMERA INC | 04965B100 | COMMON STOCK | 472 | $2,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 447 | $2,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 480 | $2,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 786 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,449 | $2,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 19 | $2,000 | thousands by filing date | put |
| INUVO INC | 46122W204 | COM NEW | 2,266 | $2,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 124 | $2,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 262 | $2,000 | thousands by filing date | call |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 600 | $2,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 1,278 | $2,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 394 | $2,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 400 | $2,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 147 | $2,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 2,182 | $2,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592309 | SHS NEW | 2,200 | $2,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 1,404 | $2,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 2,146 | $2,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 220 | $2,000 | thousands by filing date | |
| MONSTER DIGITAL INC COM PAR NEW | 61174L501 | Stock | 4,345 | $2,000 | thousands by filing date | |
| Medovex Corp | 58504H101 | COM | 3,140 | $2,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 7,159 | $2,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 1,200 | $2,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 15 | $1,000 | thousands by filing date | call |
| AEMETIS INC | 00770K202 | COM NEW | 927 | $1,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 24 | $1,000 | thousands by filing date | call |
| MOODYS CORP COM | 615369105 | Stock | 10 | $1,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 13 | $1,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 12 | $1,000 | thousands by filing date | call |
| SMUCKER J M CO | 832696405 | COM NEW | 10 | $1,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 27 | $1,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 1,933 | $1,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 50 | $1,000 | thousands by filing date | call |
| JOINT CORP | 47973J102 | COM | 408 | $1,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 139 | $1,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 300 | $1,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 100 | $1,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 39 | $1,000 | thousands by filing date | call |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 100 | $1,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 556 | $1,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 900 | $1,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 2,254 | $1,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 100 | $1,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 400 | $1,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 41 | $1,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 500 | $1,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 25 | $1,000 | thousands by filing date | put |
| CATASYS INC | 149049504 | COM PAR | 401 | $1,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 510 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 93 | $1,000 | thousands by filing date | call |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 1,712 | $1,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 100 | $1,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 300 | $1,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 116 | $1,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 6,950 | $1,000 | thousands by filing date | principal |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 400 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 12,437 | $1,000 | thousands by filing date | principal |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 800 | $1,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 300 | $1,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 100 | $1,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 2,292 | $1,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 301 | $1,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 1,100 | $1,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 300 | $1,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 123 | $1,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265308 | SHS NEW | 842 | $1,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 905 | $1,000 | thousands by filing date | |
| THERAPIX BIOSCIENCES LTD | 88339A203 | SPONSORED ADS NE | 200 | $1,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 500 | $1,000 | thousands by filing date | |
| BENITEC BIOPHARMA LTD | 082053307 | SPONS ADR NEW | 1,000 | $1,000 | thousands by filing date | |
| CHINA COML CR INC | 16891K103 | COM | 500 | $1,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A705 | COM PAR | 1,201 | $1,000 | thousands by filing date | |
| INPIXON COM | 45790J107 | Stock | 1,803 | $1,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 200 | $1,000 | thousands by filing date | |
| INNOCOLL HLDGS PLC | G4783X105 | SHS | 600 | $1,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 19 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RITEAID CORP | 767754104 | COM | 210 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PPL CORP COM | 69351T106 | Stock | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TASEKO MINES LTD COM | 876511106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAVARA INC | 805111101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 186 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED HAT INC | 756577102 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CARRIZO OIL & GAS INC | 144577103 | COM | 24 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEE GROUP INC | 36165A102 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE VENTURES INC | 538142308 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERGROUP CORP | 458685104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMILEDS CORP | 816645204 | COM NEW | 311 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRO-SENSORS INC | 285233102 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 757 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 100 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 14 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AH BELO CORP | 001282102 | COMMON STOCK | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ParkerVision Inc | 701354300 | USD | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARA THERAPEUTICS INC | 140755109 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TTOO | 89853L104 | Stock | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL BROKERAGE INC | 37891B109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN ONE INC | 91705J105 | CL A | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAITRON COMPONENTS INC | 874028103 | CL A | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 207 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 267 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 742 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 290 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 1,405 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 118 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 7,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVOTRONICS INC | 817732100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRED S INC CLASS A | 356108100 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON GLOBAL INC | 443787106 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TROVAGENE INC | 897238309 | COM | 371 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARK NETWORKS INC | 84651P100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONIC FDRY INC | 83545R207 | COM NEW | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 3,988 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTERSIGHT CORP | 577097108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAND LOGISTICS INC | 752182105 | COM | 782 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITEL NETWORKS CORP | 60671Q104 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 248 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AROTECH CORP | 042682203 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIENT PAPER INC | 68619F205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUETT-HURST INC THST | 897871109 | COMMON | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGA TRONICS INC | 375175106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICON INDS INC | 925811101 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGTONE WIRELESSINFO SOL HL | 496880204 | SPONSORED ADR NE | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 216 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-17-000093 | this filing | 2017-08-11 | acceptance time not in the bulk data set |