13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 5,107 holding rows worth $140,081,837,000.
- Accession
- 0000948046-17-000093
- Filer
- CIK 948046
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 18,181 entries on the cover page, a total value of $140,081,837,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,081,837,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 173,704 | $4,458,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 175,341 | $4,456,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 515,629 | $4,455,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 214,011 | $4,454,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 140,616 | $4,449,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 659,071 | $4,447,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 197,294 | $4,447,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 111,381 | $4,407,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 321,114 | $4,405,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,166,613 | $4,396,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 50,051 | $4,390,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 195,503 | $4,384,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 109,250 | $4,383,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 125,576 | $4,375,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 249,007 | $4,367,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 161,843 | $4,367,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 290,115 | $4,362,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 607,759 | $4,356,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 55,703 | $4,354,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 228,593 | $4,353,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 243,286 | $4,350,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 219,715 | $4,317,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 48,758 | $4,314,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 4,552,000 | $4,313,000 | thousands by filing date | principal |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 214,376 | $4,307,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 45,723 | $4,306,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 910,403 | $4,305,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 210,973 | $4,296,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 4,228,000 | $4,285,000 | thousands by filing date | principal |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 76,691 | $4,280,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,910,167 | $4,278,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 53,308 | $4,272,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 239,900 | $4,271,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 85,514 | $4,270,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,727,608 | $4,266,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 329,289 | $4,264,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 97,958 | $4,259,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 305,378 | $4,259,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 262,700 | $4,258,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 279,509 | $4,251,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 205,761 | $4,247,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 3,328,000 | $4,244,000 | thousands by filing date | principal |
| EVERI HLDGS INC | 30034T103 | COM | 578,553 | $4,211,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 89,892 | $4,207,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 153,482 | $4,205,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 114,707 | $4,203,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC | 539439AG4 | SDCV 7.500%12/3 | 3,800,000 | $4,191,000 | thousands by filing date | principal |
| ETSY INC | 29786A106 | COM | 279,158 | $4,186,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 91,450 | $4,177,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,000,000 | $4,174,000 | thousands by filing date | principal |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 102,077 | $4,163,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 525,000 | $4,163,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 122,810 | $4,154,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 118,528 | $4,153,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 81,989 | $4,150,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 280,399 | $4,149,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 64,412 | $4,144,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 170,060 | $4,140,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 56,804 | $4,137,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 148,216 | $4,133,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 641,688 | $4,099,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 625,106 | $4,087,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 573,369 | $4,081,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 88,411 | $4,081,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 105,667 | $4,077,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,514,197 | $4,071,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 4,102,000 | $4,070,000 | thousands by filing date | principal |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 92,108 | $4,069,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 116,515 | $4,065,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 236,669 | $4,060,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 318,621 | $4,038,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 41,825 | $4,037,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 184,692 | $4,025,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 68,693 | $4,018,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 213,721 | $4,015,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 107,218 | $4,011,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867109 | COM CL A | 399,860 | $4,010,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 2,837,000 | $4,007,000 | thousands by filing date | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 200,054 | $4,001,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,657,877 | $3,995,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 248,295 | $3,989,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 175,662 | $3,978,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 247,395 | $3,975,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 58,728 | $3,972,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 46,415 | $3,971,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 400,156 | $3,963,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 2,970,000 | $3,955,000 | thousands by filing date | principal |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 275,191 | $3,953,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 202,500 | $3,948,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 339,242 | $3,933,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 80,574 | $3,932,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 297,534 | $3,925,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 187,358 | $3,905,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 120,862 | $3,902,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 370,937 | $3,901,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 63,457 | $3,900,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 41,078 | $3,881,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 303,084 | $3,878,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 270,449 | $3,878,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 3,004,000 | $3,871,000 | thousands by filing date | principal |
| BALCHEM CORP | 057665200 | COM | 49,806 | $3,869,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 134,989 | $3,860,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 102,554 | $3,857,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 242,306 | $3,856,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 51,250 | $3,837,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 353,580 | $3,826,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 177,812 | $3,815,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 159,799 | $3,814,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 215,386 | $3,810,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 68,221 | $3,806,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 202,500 | $3,806,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 151,435 | $3,804,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 71,646 | $3,797,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 136,443 | $3,789,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 223,208 | $3,787,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 211,051 | $3,786,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 203,029 | $3,785,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 141,352 | $3,785,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 113,695 | $3,784,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 112,900 | $3,774,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,760,000 | $3,770,000 | thousands by filing date | principal |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 161,000 | $3,767,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 1,835,000 | $3,759,000 | thousands by filing date | principal |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 203,472 | $3,757,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 147,985 | $3,754,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 331,686 | $3,746,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 242,154 | $3,745,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 424,238 | $3,745,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 172,084 | $3,743,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 51,998 | $3,741,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 155,006 | $3,740,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 397,387 | $3,733,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 181,568 | $3,730,000 | thousands by filing date | |
| Cardconnect Corp | 14141X108 | COM | 247,824 | $3,729,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 66,501 | $3,725,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 95,818 | $3,721,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 100,209 | $3,719,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 1,325,000 | $3,690,000 | thousands by filing date | principal |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 103,258 | $3,687,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 193,834 | $3,685,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 406,408 | $3,684,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 226,764 | $3,674,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 32,684 | $3,670,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 172,304 | $3,657,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 242,227 | $3,656,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 408,487 | $3,650,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,458,895 | $3,646,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 799,268 | $3,644,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 237,350 | $3,640,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 151,826 | $3,637,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 183,543 | $3,632,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 46,616 | $3,630,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 163,078 | $3,625,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 124,950 | $3,619,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 94,490 | $3,617,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,439,394 | $3,611,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 668,662 | $3,608,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 194,237 | $3,587,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 78,998 | $3,568,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 180,709 | $3,567,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 64,122 | $3,562,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 125,741 | $3,555,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 3,258,000 | $3,551,000 | thousands by filing date | principal |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 54,378 | $3,547,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 172,510 | $3,527,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 105,077 | $3,521,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 206,218 | $3,512,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 250,700 | $3,509,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 2,800,000 | $3,508,000 | thousands by filing date | principal |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 311,068 | $3,507,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 61,813 | $3,493,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 201,220 | $3,490,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 59,787 | $3,484,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 132,049 | $3,479,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 161,838 | $3,477,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 204,734 | $3,470,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 48,255 | $3,464,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 188,993 | $3,458,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 51,353 | $3,451,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 110,831 | $3,450,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 108,020 | $3,449,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 250,472 | $3,443,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 57,377 | $3,438,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,390,527 | $3,433,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 135,637 | $3,430,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 347,574 | $3,426,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 178,997 | $3,417,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 59,562 | $3,417,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 310,799 | $3,417,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 293,205 | $3,413,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 84,253 | $3,412,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 32,866 | $3,407,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 73,854 | $3,396,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 45,672 | $3,383,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 50,784 | $3,383,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 223,630 | $3,375,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 137,654 | $3,365,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 330,100 | $3,340,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 71,477 | $3,315,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 408,162 | $3,313,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 545,215 | $3,297,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 77,942 | $3,288,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 74,468 | $3,285,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 3,807,000 | $3,281,000 | thousands by filing date | principal |
| CEMPRA INC | 15130J109 | COM | 713,452 | $3,280,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 204,738 | $3,278,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 3,275,000 | $3,275,000 | thousands by filing date | principal |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 138,285 | $3,273,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 228,015 | $3,273,000 | thousands by filing date | |
| MACQUARIE BK LTD | 55608YAC9 | MTNF 6.125%12/3 | 3,200,000 | $3,271,000 | thousands by filing date | principal |
| BADGER METER INC COM | 056525108 | Stock | 82,042 | $3,268,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 97,401 | $3,267,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 51,579 | $3,265,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 10,213 | $3,261,000 | thousands by filing date | |
| ENBRIDGE INC 6 77 | 29250NAN5 | Debt | 3,100,000 | $3,255,000 | thousands by filing date | call |
| INNOSPEC INC | 45768S105 | COM | 49,672 | $3,254,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 185,451 | $3,250,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 86,807 | $3,246,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 178,262 | $3,246,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 51,686 | $3,245,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 147,592 | $3,243,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 122,290 | $3,241,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,925,000 | $3,241,000 | thousands by filing date | principal |
| ROYAL BK SCOTLAND GROUP PLC | 780097BB6 | NOTE 8.625%12/3 | 2,973,000 | $3,240,000 | thousands by filing date | principal |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 119,529 | $3,239,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 215,887 | $3,236,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 1,004,627 | $3,233,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 302,709 | $3,227,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 31,997 | $3,226,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 86,871 | $3,225,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 165,904 | $3,217,000 | thousands by filing date | |
| SCMP 3.25 12/21 | 864909AA4 | Bond 30/360P2 U | 3,293,000 | $3,214,000 | thousands by filing date | principal |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 79,065 | $3,212,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 87,172 | $3,212,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 268,353 | $3,206,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 238,237 | $3,193,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 93,396 | $3,188,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 215,990 | $3,186,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 460,280 | $3,183,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 210,351 | $3,175,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 213,698 | $3,171,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 51,779 | $3,170,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 231,929 | $3,170,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 74,324 | $3,169,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 120,792 | $3,168,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 608,464 | $3,163,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 73,552 | $3,163,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 71,930 | $3,152,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 421,638 | $3,145,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 2,578,263 | $3,145,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 129,132 | $3,144,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 408,293 | $3,142,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 59,427 | $3,141,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 247,946 | $3,141,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 91,072 | $3,140,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 121,150 | $3,137,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 171,976 | $3,133,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 89,283 | $3,132,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 63,476 | $3,129,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 166,848 | $3,127,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 66,121 | $3,126,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 684,782 | $3,122,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 129,759 | $3,116,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 112,041 | $3,115,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 200,000 | $3,114,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 154,418 | $3,111,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 129,529 | $3,111,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 376,055 | $3,108,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 371,438 | $3,107,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 93,329 | $3,106,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,210,495 | $3,098,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 130,700 | $3,091,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 117,140 | $3,090,000 | thousands by filing date | |
| MACQUARIE BK LTD | 55608YAC9 | MTNF 6.125%12/3 | 3,020,000 | $3,087,000 | thousands by filing date | call |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 2,200,000 | $3,073,000 | thousands by filing date | principal |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 102,329 | $3,070,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 94,168 | $3,069,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 140,929 | $3,063,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 2,150,000 | $3,062,000 | thousands by filing date | principal |
| BMC STK HLDGS INC | 05591B109 | COM | 139,733 | $3,051,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 185,566 | $3,050,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 125,730 | $3,028,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 115,572 | $3,028,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 111,903 | $3,026,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 228,447 | $3,023,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 80,188 | $3,010,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 3,570,000 | $3,005,000 | thousands by filing date | principal |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 81,169 | $2,993,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 127,403 | $2,986,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 37,981 | $2,985,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 55,406 | $2,984,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 24,312 | $2,984,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 85,870 | $2,983,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 180,611 | $2,983,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 183,313 | $2,981,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 14,996 | $2,978,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 65,612 | $2,973,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 174,297 | $2,971,000 | thousands by filing date | |
| GLOBAL PARTNER A | 37954X204 | UNIT | 300,000 | $2,955,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 53,137 | $2,950,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 49,548 | $2,949,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 139,802 | $2,949,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 343,578 | $2,946,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 78,859 | $2,943,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 93,017 | $2,910,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 281,718 | $2,904,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 129,390 | $2,895,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 92,649 | $2,893,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 151,804 | $2,891,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 66,799 | $2,888,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 519,304 | $2,886,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 480,419 | $2,886,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 141,437 | $2,885,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 64,139 | $2,884,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 180,313 | $2,882,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 2,500,000 | $2,881,000 | thousands by filing date | principal |
| MOBILE MINI INC | 60740F105 | COM | 96,472 | $2,878,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 268,027 | $2,877,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 121,422 | $2,877,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 69,232 | $2,872,000 | thousands by filing date | call |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 2,882,000 | $2,872,000 | thousands by filing date | principal |
| 1ST FINL BANCORP | 320209109 | COM | 103,592 | $2,869,000 | thousands by filing date | |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 2,460,000 | $2,868,000 | thousands by filing date | principal |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 34,332 | $2,863,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 45,392 | $2,863,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 77,241 | $2,860,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 288,438 | $2,854,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 55,487 | $2,849,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 517,297 | $2,848,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 162,577 | $2,845,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 38,325 | $2,836,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 160,675 | $2,834,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 216,477 | $2,828,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 40,270 | $2,822,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 54,200 | $2,821,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 69,062 | $2,817,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 58,090 | $2,804,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 61,115 | $2,802,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 146,157 | $2,802,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 81,597 | $2,798,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 136,070 | $2,795,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 91,478 | $2,794,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 30,530 | $2,790,000 | thousands by filing date | put |
| WINGSTOP INC COM | 974155103 | Stock | 90,240 | $2,787,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 25,400 | $2,779,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 114,457 | $2,776,000 | thousands by filing date | call |
| AMAYA INC | 02314M108 | COM | 155,086 | $2,775,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 27,189 | $2,765,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 98,961 | $2,749,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 30,810 | $2,749,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 266,921 | $2,747,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 281,100 | $2,744,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 101,788 | $2,742,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 4,420,000 | $2,740,000 | thousands by filing date | principal |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 262,690 | $2,738,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 49,950 | $2,736,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 102,367 | $2,731,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 139,157 | $2,727,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 2,867,000 | $2,707,000 | thousands by filing date | principal |
| PHH CORP | 693320202 | COM NEW | 196,432 | $2,704,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 692,738 | $2,700,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 32,620 | $2,699,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 373,043 | $2,696,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 2,500,000 | $2,695,000 | thousands by filing date | principal |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 29,349 | $2,681,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 286,979 | $2,678,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 345,278 | $2,674,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 108,617 | $2,669,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 513,706 | $2,665,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 151,220 | $2,661,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 292,699 | $2,659,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 139,990 | $2,645,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 944,652 | $2,643,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 67,727 | $2,633,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 174,958 | $2,624,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 91,617 | $2,617,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 86,071 | $2,615,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 133,787 | $2,614,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 24,744 | $2,608,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 17,208 | $2,597,000 | thousands by filing date | put |
| LGI HOMES INC COM | 50187T106 | Stock | 64,603 | $2,594,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 2,637,000 | $2,585,000 | thousands by filing date | principal |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 61,500 | $2,583,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 18,304 | $2,574,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 97,502 | $2,574,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 23,296 | $2,569,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 144,312 | $2,567,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 46,469 | $2,565,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 112,091 | $2,562,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 79,246 | $2,559,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 50,679 | $2,557,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 2,548,000 | $2,552,000 | thousands by filing date | principal |
| NEOPHOTONICS CORP | 64051T100 | COM | 329,615 | $2,544,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 141,272 | $2,543,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 510,763 | $2,536,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 81,241 | $2,535,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 520,465 | $2,534,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 37,081 | $2,531,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 270,291 | $2,527,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 75,758 | $2,520,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 153,203 | $2,513,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 2,330,000 | $2,512,000 | thousands by filing date | principal |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 135,550 | $2,511,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 136,346 | $2,507,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 46,859 | $2,504,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 133,941 | $2,504,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 100,926 | $2,502,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739FHK0 | NOTE 7.750% 4/1 | 2,406,000 | $2,502,000 | thousands by filing date | principal |
| BARCLAYS PLC ADR | 06738E204 | ADR | 236,138 | $2,500,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 215,435 | $2,487,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 241,859 | $2,487,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 129,700 | $2,483,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 969,269 | $2,480,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 156,821 | $2,479,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 228,118 | $2,473,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 98,750 | $2,472,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 18,686 | $2,467,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 435,466 | $2,454,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 77,531 | $2,452,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 925,790 | $2,452,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 159,525 | $2,446,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 143,176 | $2,441,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 106,335 | $2,440,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 124,550 | $2,440,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 123,528 | $2,438,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 2,000,000 | $2,436,000 | thousands by filing date | principal |
| KINSALECAPGROUPINC | 49714P108 | STOK | 65,307 | $2,435,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 71,773 | $2,432,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 218,609 | $2,425,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 17,264 | $2,424,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 160,241 | $2,423,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 312,892 | $2,423,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 216,232 | $2,418,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 710,612 | $2,416,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 51,460 | $2,413,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 2,275,000 | $2,408,000 | thousands by filing date | principal |
| ALON USA ENERGY INC | 020520102 | COM | 180,783 | $2,407,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 103,688 | $2,404,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 57,936 | $2,399,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 54,419 | $2,395,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 18,478 | $2,394,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 55,363 | $2,394,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 33,874 | $2,377,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 140,454 | $2,374,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 148,775 | $2,368,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 143,157 | $2,367,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 105,615 | $2,361,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 61,975 | $2,361,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 45,775 | $2,359,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 72,908 | $2,353,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 195,700 | $2,348,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 149,211 | $2,348,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 16,169 | $2,346,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 277,019 | $2,339,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 78,607 | $2,339,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 113,694 | $2,336,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 142,938 | $2,333,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 26,787 | $2,332,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 227,232 | $2,332,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 45,764 | $2,330,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 281,349 | $2,330,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 6,432 | $2,325,000 | thousands by filing date | put |
| GEOPARK LTD USD SHS | G38327105 | Stock | 307,675 | $2,322,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 98,788 | $2,320,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 58,276 | $2,318,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 91,522 | $2,313,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 195,624 | $2,312,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 143,136 | $2,303,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 167,044 | $2,300,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 49,199 | $2,298,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 436,046 | $2,296,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 61,971 | $2,288,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 322,374 | $2,288,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 35,910 | $2,287,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 113,749 | $2,279,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 54,969 | $2,277,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 27,848 | $2,271,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 69,900 | $2,270,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 42,555 | $2,265,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 232,639 | $2,256,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 622,225 | $2,250,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 95,952 | $2,244,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 360,512 | $2,241,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 2,210,000 | $2,241,000 | thousands by filing date | principal |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 26,100 | $2,240,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 11,553 | $2,238,000 | thousands by filing date | put |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 100,715 | $2,238,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 68,928 | $2,232,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 2,000,000 | $2,231,000 | thousands by filing date | principal |
| BOOT BARN HLDGS INC | 099406100 | COM | 315,035 | $2,229,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 185,276 | $2,229,000 | thousands by filing date | |
| AXAR ACQUISITION CORP | 05455L102 | COM | 225,000 | $2,227,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 65,287 | $2,223,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 88,574 | $2,220,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 637,799 | $2,217,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 128,352 | $2,217,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,975,000 | $2,214,000 | thousands by filing date | principal |
| BOINGO WIRELESS INC | 09739C102 | COM | 148,051 | $2,213,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 320,039 | $2,207,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 200,591 | $2,206,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-17-000093 | this filing | 2017-08-11 | acceptance time not in the bulk data set |