13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 5,068 holding rows worth $135,400,882,000.
- Accession
- 0000948046-17-000066
- Filer
- CIK 948046
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 17,840 entries on the cover page, a total value of $135,400,882,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,400,882,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LEMAITRE VASCULAR INC | 525558201 | COM | 9,713 | $237,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 6,741 | $237,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 6,055 | $237,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,033 | $236,000 | thousands by filing date | put |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 47,898 | $236,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 11,829 | $235,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 181,000 | $235,000 | thousands by filing date | principal |
| ACNB CORP | 000868109 | COMMON STOCK | 8,169 | $234,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 8,979 | $234,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 19,658 | $234,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 54,419 | $234,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 30,826 | $234,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LD CO | 210226AB2 | NOTE 4.500% 3/1 | 232,000 | $234,000 | thousands by filing date | principal |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 13,312 | $232,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 23,546 | $232,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 6,530 | $230,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 5,699 | $230,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 2,873 | $230,000 | thousands by filing date | call |
| SOTHERLY HOTELS INC | 83600C103 | COM | 36,017 | $230,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 28,272 | $229,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 8,160 | $228,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 11,182 | $228,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,918 | $227,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 142,977 | $227,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 222,000 | $227,000 | thousands by filing date | principal |
| MERUS N V | N5749R100 | COM | 9,279 | $226,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 13,216 | $226,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 10,850 | $226,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 11,501 | $225,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 11,982 | $224,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 200,000 | $224,000 | thousands by filing date | principal |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 21,932 | $223,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 8,395 | $223,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 18,880 | $222,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 21,733 | $222,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 24,939 | $219,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 8,712 | $219,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 3,973 | $219,000 | thousands by filing date | call |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 4,302 | $218,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,929 | $217,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 46,569 | $217,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 18,157 | $216,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 68,179 | $216,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 15,769 | $216,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 132,959 | $215,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 14,423 | $214,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 15,490 | $214,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 36,183 | $214,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 32,741 | $214,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 23,463 | $213,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 6,723 | $213,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 6,519 | $212,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 2,381 | $212,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 5,689 | $212,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 29,642 | $212,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 6,119 | $212,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 45,173 | $212,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,025 | $211,000 | thousands by filing date | put |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 8,247 | $211,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 31,006 | $211,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 44,500 | $211,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 24,077 | $211,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 6,819 | $211,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 336,000 | $211,000 | thousands by filing date | principal |
| FANG HOLDING-ADR | 30711Y102 | ADR | 64,741 | $211,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 14,693 | $210,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 118,193 | $210,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 12,507 | $209,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 201,000 | $209,000 | thousands by filing date | principal |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 60,165 | $209,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 18,162 | $209,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 25,103 | $209,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 17,759 | $208,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 18,118 | $208,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 9,730 | $207,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,000 | $206,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 39,800 | $206,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 23,284 | $206,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,033 | $205,000 | thousands by filing date | call |
| APPFOLIO INC | 03783C100 | COM CL A | 7,604 | $205,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 16,978 | $205,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 14,689 | $205,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 6,237 | $204,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 6,774 | $204,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 11,363 | $203,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 18,664 | $203,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 10,188 | $203,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 10,173 | $202,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 13,515 | $202,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 9,570 | $202,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 12,283 | $201,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,800 | $201,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 1,750 | $200,000 | thousands by filing date | call |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 8,559 | $200,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 12,687 | $199,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 200,000 | $199,000 | thousands by filing date | principal |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 200,000 | $199,000 | thousands by filing date | call |
| SHILOH INDUSTRIES INC | 824543102 | COM | 14,588 | $198,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 14,900 | $197,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 50,619 | $197,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 10,759 | $197,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 6,444 | $196,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 16,763 | $196,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 42,000 | $196,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 15,836 | $196,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 12,536 | $196,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 21,352 | $196,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 69,208 | $196,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 35,667 | $195,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 10,700 | $195,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 26,089 | $195,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 26,727 | $194,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,340 | $193,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 21,141 | $193,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 8,035 | $193,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 35,782 | $193,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 3,255 | $192,000 | thousands by filing date | call |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 8,603 | $191,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 26,600 | $191,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 23,713 | $191,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 11,621 | $191,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,037 | $189,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 10,000 | $189,000 | thousands by filing date | put |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 23,313 | $189,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 14,529 | $189,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 25,121 | $188,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 2,973 | $188,000 | thousands by filing date | put |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 10,125 | $188,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 37,413 | $188,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 39,244 | $187,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 14,730 | $186,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 12,835 | $186,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 34,867 | $186,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 32,853 | $186,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 249,000 | $186,000 | thousands by filing date | principal |
| HSBC HLDGS PLC | 404280BC2 | NOTE 6.875%12/3 | 175,000 | $186,000 | thousands by filing date | principal |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 54,846 | $185,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 10,433 | $184,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 7,804 | $184,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 25,613 | $183,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 38,091 | $183,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 15,000 | $183,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 14,470 | $183,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 17,945 | $182,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 3,432 | $182,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 10,528 | $182,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,744 | $181,000 | thousands by filing date | call |
| OWENS RLTY MTG INC | 690828108 | COM | 10,228 | $181,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 53,533 | $181,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 6,778 | $181,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 12,150 | $180,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 100,903 | $180,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 32,923 | $179,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 16,750 | $178,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 8,096 | $177,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 28,418 | $177,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 22,149 | $177,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 22,784 | $177,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 5,618 | $175,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 27,295 | $175,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 4,950 | $175,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 124,316 | $175,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 35,032 | $174,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 2,480 | $174,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 58,411 | $174,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,117 | $173,000 | thousands by filing date | put |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 15,388 | $173,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 26,486 | $173,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,779 | $172,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,000 | $172,000 | thousands by filing date | put |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 28,591 | $172,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 7,040 | $172,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 15,517 | $172,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 3,415 | $171,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 180,100 | $171,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 3,532 | $171,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 17,456 | $170,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 12,965 | $170,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 54,172 | $169,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 28,303 | $169,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 65,337 | $169,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 22,689 | $169,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 15,364 | $169,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 16,631 | $169,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 22,891 | $169,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 11,335 | $168,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 1,750 | $168,000 | thousands by filing date | call |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $168,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 719,900 | $168,000 | thousands by filing date | principal |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 54,060 | $168,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 6,562 | $167,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 140,000 | $167,000 | thousands by filing date | principal |
| ALCENTRA CAP CORP | 01374T102 | COM | 12,087 | $166,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 7,493 | $166,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 11,686 | $166,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 15,066 | $165,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 3,331 | $164,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 32,779 | $164,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 18,927 | $164,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,500 | $163,000 | thousands by filing date | call |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 9,436 | $163,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,575 | $162,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 8,000 | $162,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,438 | $161,000 | thousands by filing date | call |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 8,800 | $161,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 39,130 | $161,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 58,278 | $160,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 11,651 | $159,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 5,226 | $159,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 9,553 | $159,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 16,715 | $159,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 3,337 | $158,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 6,888 | $158,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,659 | $157,000 | thousands by filing date | call |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 23,318 | $157,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 15,188 | $157,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 4,223 | $156,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 21,799 | $156,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 27,213 | $156,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,750 | $155,000 | thousands by filing date | put |
| UMH PPTYS INC | 903002103 | COM | 10,284 | $155,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 7,405 | $155,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 4,552 | $155,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,950 | $154,000 | thousands by filing date | call |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 5,647 | $154,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 136,000 | $154,000 | thousands by filing date | principal |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 5,845 | $153,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,740 | $153,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 231,700 | $152,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 9,188 | $152,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 103,809 | $152,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 6,745 | $152,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,416 | $151,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 12,820 | $151,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 6,305 | $151,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 6,678 | $151,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 6,900 | $150,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 9,963 | $150,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,301 | $150,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 993 | $150,000 | thousands by filing date | put |
| R1 RCM INC | 749397105 | COM | 48,704 | $150,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 26,944 | $149,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 12,794 | $148,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 15,000 | $148,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 19,883 | $147,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 170,000 | $147,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 2,560 | $146,000 | thousands by filing date | put |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 4,727 | $146,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 12,010 | $146,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 25,099 | $146,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 14,900 | $145,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 3,895 | $144,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 33,540 | $144,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,707 | $143,000 | thousands by filing date | call |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 21,018 | $143,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 18,197 | $143,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 9,253 | $142,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 5,138 | $142,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 912 | $142,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 36,144 | $142,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 23,344 | $142,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 11,785 | $142,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 145,000 | $142,000 | thousands by filing date | principal |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 5,001 | $141,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 12,295 | $140,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 5,655 | $140,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 15,925 | $140,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 55,216 | $140,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 250,100 | $140,000 | thousands by filing date | call |
| CENTRUE FINL CORP NEW | 15643B205 | COM NEW | 5,400 | $140,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,203 | $139,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 11,797 | $139,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 32,545 | $139,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 4,205 | $138,000 | thousands by filing date | call |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 6,884 | $138,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 3,940 | $138,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 25,756 | $138,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 5,714 | $137,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 10,158 | $137,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 2,394 | $136,000 | thousands by filing date | call |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 14,964 | $136,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 27,739 | $136,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 8,066 | $135,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 36,175 | $135,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,200 | $135,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 39,451 | $135,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 6,335 | $135,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 7,917 | $133,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 15,455 | $132,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,600 | $131,000 | thousands by filing date | call |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 79,764 | $131,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 8,687 | $130,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 2,250 | $130,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 22,111 | $130,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 32,283 | $130,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 36,791 | $130,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 7,904 | $130,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 22,268 | $130,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 5,400 | $129,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 96,316 | $129,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 60,213 | $129,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 5,209 | $129,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 8,929 | $129,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 2,966 | $128,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 7,316 | $128,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 11,961 | $128,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 3,280 | $128,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 98,862 | $128,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 7,600 | $127,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 2,476 | $126,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 733 | $126,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 25,521 | $126,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 6,354 | $126,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 17,360 | $126,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 10,000 | $125,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 17,850 | $125,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 3,134 | $124,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 9,628 | $124,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 177,896 | $124,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 8,014 | $123,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 4,436 | $123,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 4,520 | $123,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 375 | $122,000 | thousands by filing date | put |
| AMERICAN VANGUARD CORP | 030371108 | COM | 7,456 | $122,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 2,372 | $122,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 21,324 | $122,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 50,329 | $122,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 8,028 | $121,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 4,315 | $121,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 16,497 | $121,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 25,411 | $120,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 101,552 | $120,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 13,132 | $119,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 5,251 | $119,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 64,333 | $119,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 2,863 | $118,000 | thousands by filing date | put |
| Delta Apparel Inc | 247368103 | COM | 6,743 | $118,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 5,823 | $118,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 9,749 | $117,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 14,749 | $117,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 9,597 | $117,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 4,638 | $117,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 46,224 | $117,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,178 | $116,000 | thousands by filing date | put |
| BANCORP INC DEL | 05969A105 | COM | 23,308 | $116,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 5,174 | $116,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,890 | $116,000 | thousands by filing date | put |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 4,194 | $115,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 3,621 | $115,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 17,249 | $115,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 33,990 | $115,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 50,400 | $115,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 36,042 | $114,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 137,968 | $114,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 261,126 | $114,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 4,716 | $114,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 6,525 | $114,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,384 | $113,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 2,369 | $113,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 7,938 | $113,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 7,577 | $113,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,439 | $112,000 | thousands by filing date | call |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 641 | $112,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 14,242 | $112,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 19,706 | $112,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 10,743 | $112,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 2,295 | $111,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 10,000 | $111,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 3,342 | $111,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 29,163 | $111,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 82,397 | $110,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 6,442 | $110,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 5,859 | $109,000 | thousands by filing date | call |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 18,574 | $109,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 16,683 | $109,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 18,169 | $109,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 1,600 | $108,000 | thousands by filing date | put |
| INTEST CORP | 461147100 | COMMON STOCK | 17,010 | $108,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 18,026 | $108,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 17,790 | $108,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 10,315 | $108,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 56,300 | $108,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 8,485 | $107,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 8,436 | $107,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233206 | COM NEW | 11,459 | $107,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 815 | $106,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 16,781 | $106,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 4,091 | $106,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 3,364 | $106,000 | thousands by filing date | call |
| OI SA-ADR | 670851500 | ADR | 16,410 | $106,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 9,576 | $106,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 4,094 | $106,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 3,325 | $106,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 13,230 | $105,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 3,119 | $105,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 7,693 | $105,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 25,077 | $105,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 602 | $104,000 | thousands by filing date | put |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 5,231 | $104,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 2,048 | $104,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 1,656 | $103,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 6,962 | $103,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 5,178 | $103,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 9,705 | $103,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 525 | $102,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 1,624 | $102,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 51,193 | $102,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 87,300 | $102,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 3,793 | $102,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 4,125 | $102,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 7,894 | $102,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 832 | $101,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 3,000 | $101,000 | thousands by filing date | put |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 7,128 | $101,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 9,100 | $101,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 45,121 | $101,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 2,539 | $100,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 3,385 | $100,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 3,120 | $99,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 83 | $99,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 22,964 | $99,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 38,148 | $99,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,585 | $98,000 | thousands by filing date | put |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 4,082 | $98,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 6,816 | $98,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 4,640 | $97,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,000 | $97,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,000 | $97,000 | thousands by filing date | call |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 29,623 | $97,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 6,560 | $96,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 46,759 | $96,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 33,429 | $96,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 90,610 | $96,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 15,403 | $96,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 5,696 | $96,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 14,184 | $95,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 20,325 | $95,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 7,920 | $95,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,026 | $94,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,423 | $94,000 | thousands by filing date | put |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 41,000 | $94,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,710 | $94,000 | thousands by filing date | put |
| AT HOME GROUP INC | 04650Y100 | COM | 6,310 | $94,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 29,793 | $94,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 14,821 | $94,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 9,318 | $92,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 16,767 | $92,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 25,642 | $92,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 3,525 | $92,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J114 | *W EXP 04/13/202 | 185,715 | $92,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 26,190 | $91,000 | thousands by filing date | put |
| MESA LABS INC COM | 59064R109 | Stock | 753 | $91,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 761 | $91,000 | thousands by filing date | call |
| CNA FINL CORP | 126117100 | COM | 2,119 | $91,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 4,250 | $91,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 15,000 | $91,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 4,319 | $91,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 30,179 | $91,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 17,726 | $91,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 4,917 | $91,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 49,760 | $90,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 1,015 | $90,000 | thousands by filing date | call |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 3,929 | $90,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 8,400 | $90,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 12,668 | $89,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 9,932 | $89,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 6,725 | $89,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 12,854 | $89,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 2,540 | $89,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,612 | $88,000 | thousands by filing date | call |
| STEALTHGAS INC | Y81669106 | COM | 22,213 | $88,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 17,552 | $88,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 7,476 | $88,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 5,116 | $88,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 4,865 | $88,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 54,300 | $88,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 789 | $87,000 | thousands by filing date | call |
| SURGERY PARTNERS INC | 86881A100 | COM | 4,526 | $87,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 3,581 | $87,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 10,627 | $87,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 2,246 | $87,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 9,127 | $87,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 2,459 | $87,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 102 | $86,000 | thousands by filing date | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 2,400 | $86,000 | thousands by filing date | call |
| WEYCO GROUP INC COM | 962149100 | Stock | 3,108 | $86,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 4,279 | $86,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 11,771 | $86,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 15,009 | $86,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 3,124 | $86,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 16,639 | $86,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 20,330 | $86,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 18,300 | $86,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 491 | $85,000 | thousands by filing date | call |
| ARCONIC INC | 03965L100 | COM | 3,250 | $85,000 | thousands by filing date | call |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 48,000 | $85,000 | thousands by filing date | principal |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 52,539 | $85,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 3,225 | $84,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 537,292 | $84,000 | thousands by filing date | principal |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 6,556 | $83,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-17-000066 | this filing | 2017-05-15 | acceptance time not in the bulk data set |