13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 5,068 holding rows worth $135,400,882,000.
- Accession
- 0000948046-17-000066
- Filer
- CIK 948046
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 17,840 entries on the cover page, a total value of $135,400,882,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,400,882,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENBRIDGE INC COM | 29250N105 | Stock | 490 | $20,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 75 | $20,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 216 | $20,000 | thousands by filing date | call |
| CERNER CORP | 156782104 | COM | 340 | $20,000 | thousands by filing date | call |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,000 | $20,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 1,102 | $20,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 33,864 | $20,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 841 | $20,000 | thousands by filing date | put |
| INVENTURE FOODS INC | 461212102 | COM | 4,656 | $20,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 173 | $20,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 32,900 | $20,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 11,545 | $20,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 956 | $20,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 16,995 | $20,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 14,568 | $20,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 854 | $20,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 3,946 | $20,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 450 | $19,000 | thousands by filing date | put |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,000 | $19,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,684 | $19,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 3,220 | $19,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,000 | $19,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,452 | $19,000 | thousands by filing date | call |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 6,649 | $19,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 2,100 | $19,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 5,800 | $19,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 499 | $18,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 92,607 | $18,000 | thousands by filing date | principal |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 6,974 | $18,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 406 | $18,000 | thousands by filing date | put |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 2,164 | $18,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 10,352 | $18,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 1,062 | $18,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 700 | $18,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 2,401 | $18,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 1,153 | $18,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 15,981 | $18,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 23,032 | $18,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 1,173 | $18,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 62 | $17,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 370 | $17,000 | thousands by filing date | call |
| MANNATECH INC | 563771203 | COM NEW | 1,084 | $17,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 1,255 | $17,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 11,808 | $17,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 34,849 | $17,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 510 | $17,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 924 | $17,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 9,378 | $17,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 4,753 | $17,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 3,666 | $17,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 300 | $16,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 300 | $16,000 | thousands by filing date | put |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 641 | $16,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,292 | $16,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 129 | $16,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 274 | $16,000 | thousands by filing date | call |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 19,935 | $16,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 3,908 | $16,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 528 | $16,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 2,336 | $16,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 4,709 | $16,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 300 | $15,000 | thousands by filing date | put |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 642 | $15,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,129 | $15,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 440 | $15,000 | thousands by filing date | put |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 5,579 | $15,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 3,522 | $15,000 | thousands by filing date | call |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 1,316 | $15,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 2,093 | $15,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 3,571 | $15,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 250 | $14,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 127 | $14,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 250 | $14,000 | thousands by filing date | call |
| RELIANCE INC | 759509102 | COM | 175 | $14,000 | thousands by filing date | call |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 2,924 | $14,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 2,821 | $14,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 15,331 | $14,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 18,526 | $14,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,332 | $13,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 440 | $13,000 | thousands by filing date | call |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 1,500 | $13,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 2,072 | $13,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 1,468 | $13,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 500 | $13,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 3,000 | $13,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 2,719 | $13,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 19,037 | $13,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 430 | $12,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 270 | $12,000 | thousands by filing date | call |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 1,300 | $12,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 398 | $12,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 700 | $12,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 17,000 | $12,000 | thousands by filing date | principal |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 11,400 | $12,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 9,022 | $12,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 6,649 | $12,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 401 | $11,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 993 | $11,000 | thousands by filing date | call |
| DTE ENERGY CO COM | 233331107 | Stock | 113 | $11,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 400 | $11,000 | thousands by filing date | call |
| LIMBACH HLDGS INC | 53263P105 | COM | 821 | $11,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 600 | $11,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 600 | $11,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 652 | $11,000 | thousands by filing date | call |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 1,217 | $11,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 259 | $11,000 | thousands by filing date | put |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 3,102 | $11,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 500 | $11,000 | thousands by filing date | put |
| KONA GRILL INC | 50047H201 | COM | 1,914 | $11,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 847 | $11,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 2,579 | $11,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 228 | $11,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 681 | $11,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 38 | $10,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 130 | $10,000 | thousands by filing date | call |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1,347 | $10,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 958 | $10,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 1,615 | $10,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 4,104 | $10,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 2,806 | $10,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 1,212 | $10,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 2,712 | $10,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 242 | $10,000 | thousands by filing date | call |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 10,681 | $10,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 964 | $10,000 | thousands by filing date | |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 3,977 | $10,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 6,839 | $10,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 6,148 | $10,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 3,880 | $9,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 450 | $9,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,200 | $9,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 697 | $9,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 600 | $9,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 1,124 | $9,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 808 | $9,000 | thousands by filing date | put |
| THESTREET INC | 88368Q103 | COM | 11,868 | $9,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 627 | $9,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 300 | $9,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 7,742 | $9,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 4,849 | $9,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 1,073 | $9,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 5,150 | $9,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 212 | $8,000 | thousands by filing date | call |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 110 | $8,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 173 | $8,000 | thousands by filing date | call |
| U S GLOBAL INVS INC | 902952100 | CL A | 5,734 | $8,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 400 | $8,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 900 | $8,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 2,155 | $8,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 11,229 | $8,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 3,000 | $8,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 3,976 | $8,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 1,687 | $8,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 5,204 | $8,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 6,127 | $7,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 89 | $7,000 | thousands by filing date | call |
| MVC CAPITAL INC | 553829102 | COM | 780 | $7,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 221 | $7,000 | thousands by filing date | call |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 200 | $7,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 593 | $7,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 593 | $7,000 | thousands by filing date | call |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 898 | $7,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 450 | $7,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,273 | $7,000 | thousands by filing date | put |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 4,200 | $7,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 100 | $7,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q408 | COM PAR | 4,510 | $7,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 2,643 | $7,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 1,275 | $7,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 1,534 | $7,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 1,493 | $7,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 4,967 | $7,000 | thousands by filing date | principal |
| ERIN ENERGY CORP COM | 295625107 | Stock | 3,432 | $7,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y156 | SHS NEW 2016 | 6,701 | $7,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 150 | $6,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 150 | $6,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 96 | $6,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 190 | $6,000 | thousands by filing date | call |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 100 | $6,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 390 | $6,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 250 | $6,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 595 | $6,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 800 | $6,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 500 | $6,000 | thousands by filing date | call |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 250 | $6,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,000 | $6,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 300 | $6,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,139 | $6,000 | thousands by filing date | call |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 4,309 | $6,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,100 | $6,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 710 | $6,000 | thousands by filing date | call |
| DANAOS CORP | Y1968P105 | SHS | 3,510 | $6,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 525 | $6,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 750 | $6,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 464 | $6,000 | thousands by filing date | |
| LONG IS ICED TEA CORP | 54267E104 | COM | 1,645 | $6,000 | thousands by filing date | |
| ACRE RLTY INVS INCORPORATED REIT | 00489F106 | REIT | 5,609 | $6,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 882 | $6,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 15,000 | $6,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 44 | $5,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 68 | $5,000 | thousands by filing date | call |
| AMERICANRLTYINVSINC | 029174109 | STOK | 715 | $5,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 108 | $5,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 103 | $5,000 | thousands by filing date | call |
| SMUCKER J M CO | 832696405 | COM NEW | 40 | $5,000 | thousands by filing date | call |
| CAPITALA FIN CORP | 14054R106 | COM | 400 | $5,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 539 | $5,000 | thousands by filing date | call |
| GABELLI UTIL TR | 36240A101 | COM | 866 | $5,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 200 | $5,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 100,830 | $5,000 | thousands by filing date | principal |
| SEADRILL ORD | G7945E105 | COM | 3,500 | $5,000 | thousands by filing date | put |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 250 | $5,000 | thousands by filing date | call |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 21,408 | $5,000 | thousands by filing date | principal |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 7,597 | $5,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 11,834 | $5,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265308 | SHS NEW | 1,200 | $5,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 900 | $5,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 1,009 | $5,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 4,671 | $5,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 2,194 | $5,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 72 | $4,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 153 | $4,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 65 | $4,000 | thousands by filing date | put |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 395 | $4,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 90 | $4,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 300 | $4,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 60 | $4,000 | thousands by filing date | put |
| THL CREDIT INC | 872438106 | COM | 500 | $4,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 50 | $4,000 | thousands by filing date | put |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 200 | $4,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 1,300 | $4,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 145 | $4,000 | thousands by filing date | put |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 84 | $4,000 | thousands by filing date | call |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 534 | $4,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 797 | $4,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 2,682 | $4,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 1,500 | $4,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 2,086 | $4,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 20 | $3,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 97 | $3,000 | thousands by filing date | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 48 | $3,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 54 | $3,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 14 | $3,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 300 | $3,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 72 | $3,000 | thousands by filing date | call |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 217 | $3,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 2,220 | $3,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 708 | $3,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 80 | $3,000 | thousands by filing date | call |
| SRC ENERGY INC | 78470V108 | COM | 400 | $3,000 | thousands by filing date | call |
| UNITED BANCORP INC OHIO | 909911109 | COM | 300 | $3,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 699 | $3,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 562 | $3,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 8,250 | $3,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 7,160 | $3,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 2,827 | $3,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 128 | $3,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 1,866 | $3,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 278 | $3,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 400 | $3,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 234 | $3,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 5,217 | $3,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 506 | $2,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 46 | $2,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 13 | $2,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 100 | $2,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 29 | $2,000 | thousands by filing date | call |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 300 | $2,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 29 | $2,000 | thousands by filing date | call |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 841 | $2,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 600 | $2,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 100 | $2,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 1,234 | $2,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 7,000 | $2,000 | thousands by filing date | principal |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,902 | $2,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 406 | $2,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 2,310 | $2,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 100 | $2,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 877 | $2,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 500 | $2,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 450 | $2,000 | thousands by filing date | call |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 2,300 | $2,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 735 | $2,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 334 | $2,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 1,496 | $2,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 321 | $2,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 571 | $2,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 90 | $2,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 1,500 | $2,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 2,287 | $2,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 756 | $2,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 1,612 | $2,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 1,774 | $2,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592309 | SHS NEW | 1,400 | $2,000 | thousands by filing date | |
| ABILITY INC | G8789K108 | SHS | 1,100 | $2,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 1,200 | $2,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 1,538 | $2,000 | thousands by filing date | |
| Gevo Inc stock | 374396307 | Stock | 2,508 | $2,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 210 | $2,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 220 | $2,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760137 | SHS NEW | 2,700 | $2,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS INC SHS NEW | Y2069P127 | Stock | 1,600 | $2,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 1,957 | $2,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 583 | $2,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 69 | $1,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 33 | $1,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 100 | $1,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 31 | $1,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 60 | $1,000 | thousands by filing date | call |
| STATE STR CORP COM | 857477103 | Stock | 25 | $1,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 50 | $1,000 | thousands by filing date | call |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 100 | $1,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 32 | $1,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 49 | $1,000 | thousands by filing date | put |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 100 | $1,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 100 | $1,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 50 | $1,000 | thousands by filing date | call |
| JOINT CORP | 47973J102 | COM | 356 | $1,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 200 | $1,000 | thousands by filing date | call |
| IDENTIV INC | 45170X205 | COM NEW | 225 | $1,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 500 | $1,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 157 | $1,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 69 | $1,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 25 | $1,000 | thousands by filing date | put |
| EROS INTL PLC | G3788M114 | SHS NEW | 160 | $1,000 | thousands by filing date | call |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 67 | $1,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 100 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 93 | $1,000 | thousands by filing date | call |
| BANRO CORP | 066800103 | COM | 13,000 | $1,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 800 | $1,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 143 | $1,000 | thousands by filing date | put |
| Female Health Company | 314462102 | COM | 1,762 | $1,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 2,871 | $1,000 | thousands by filing date | principal |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 143 | $1,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 100 | $1,000 | thousands by filing date | call |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 1,308 | $1,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 700 | $1,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 144 | $1,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 6,950 | $1,000 | thousands by filing date | principal |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 323 | $1,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 500 | $1,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 774 | $1,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 600 | $1,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 1,401 | $1,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 602 | $1,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 335 | $1,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 500 | $1,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 400 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 3,825 | $1,000 | thousands by filing date | principal |
| ECHELON CORP | 27874N303 | COM NEW | 202 | $1,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 600 | $1,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 762 | $1,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 700 | $1,000 | thousands by filing date | |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 400 | $1,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 1,075 | $1,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 300 | $1,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 308 | $1,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 400 | $1,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 88 | $1,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 500 | $1,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 5,578 | $1,000 | thousands by filing date | |
| RENNOVA HEALTH INC COM NEW | 759757602 | Stock | 1,003 | $1,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 200 | $1,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T606 | COM PAR | 700 | $1,000 | thousands by filing date | |
| CUMULUS MEDIA INC. | 231082603 | COM | 4,637 | $1,000 | thousands by filing date | |
| AOXIN TIANLI GROUP INC | G0404E112 | NEW SHS | 802 | $1,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RANGE RES CORP COM | 75281A109 | Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 294 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PBF ENERGY INC | 69318G106 | CL A | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPAR GROUP INC | 784933103 | COM | 173 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARRIZO OIL & GAS INC | 144577103 | COM | 34 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 316 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMILEDS CORP | 816645204 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASTECH HLDGS INC | 57633B100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 100 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 28 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 28 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ParkerVision Inc | 701354300 | USD | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL BROKERAGE INC | 37891B109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Jason Industries Inc | 471172106 | COMMON STOCK | 628 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QEP RESOURCES INC | 74733V100 | COM | 71 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAITRON COMPONENTS INC | 874028103 | CL A | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 201 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 207 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 79 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCIETAL CDMO INC | 75629F109 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 1,405 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 16,960 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 413 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 7,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAST THERAPEUTICS INC | 576314108 | COM | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 182 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tremor Video | 89484Q100 | Common Stock | 326 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON GLOBAL INC | 443787106 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARLES + COLVARD LTD | 159765106 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIMERA SCIENCES INC | 016259103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONIC FDRY INC | 83545R207 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 3,988 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 277 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTERSIGHT CORP | 577097108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN NY | 670706100 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMER INFANT INC | 865646103 | COMM STK | 491 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AROTECH CORP | 042682203 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIENT PAPER INC | 68619F205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REMARK MEDIA INC | 75954W107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGTONE WIRELESSINFO SOL HL | 496880204 | SPONSORED ADR NE | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORL Auto Parts Inc | 78461U101 | COM | 253 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMG Networks Hldgs | 74966K102 | COM | 487 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLIGENIX INC | 834223307 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC | 98585K102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 402 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pareteum Corporation | 69946T207 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSYNC INC. | 29359T102 | Common Stock | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNSHINE HEART INC | 86782U304 | COM NEW | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CLEANTECH SOLUTIONS INTL INC | 18451N303 | COM PAR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYREN LTD | M26895108 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYS INC | 24661P500 | COM PAR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 201 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHASERX INC | 71723F103 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PYXIS TANKERS INC | Y71726106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GWG HLDGS INC | 36192A109 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-17-000066 | this filing | 2017-05-15 | acceptance time not in the bulk data set |