13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 5,068 holding rows worth $135,400,882,000.
- Accession
- 0000948046-17-000066
- Filer
- CIK 948046
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 17,840 entries on the cover page, a total value of $135,400,882,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,400,882,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 18,007 | $578,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 45,843 | $578,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 54,877 | $578,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 31,224 | $576,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 6,885 | $574,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 9,557 | $573,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 10,636 | $573,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 19,441 | $572,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 11,478 | $571,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 9,000 | $571,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 47,327 | $569,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 59,550 | $568,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 66,480 | $566,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 12,904 | $564,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 36,850 | $564,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,000 | $563,000 | thousands by filing date | put |
| RBC BEARINGS INC COM | 75524B104 | Stock | 5,807 | $562,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 32,823 | $562,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 10,580 | $562,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 500,000 | $562,000 | thousands by filing date | call |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 26,767 | $561,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 38,544 | $558,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 22,601 | $558,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 41,750 | $557,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 148,333 | $557,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 85,270 | $557,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 120,960 | $557,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 6,571 | $554,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 406,189 | $552,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 87,021 | $550,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 14,223 | $549,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 31,896 | $549,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 662 | $548,000 | thousands by filing date | call |
| PLAYA HOTELS & RESORTS NV | N70544114 | *W EXP 03/10/202 | 714,886 | $546,000 | thousands by filing date | call |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 16,950 | $545,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 18,446 | $543,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 93,907 | $542,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 6,754 | $542,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 285,717 | $542,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 27,709 | $540,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 37,008 | $538,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 10,807 | $537,000 | thousands by filing date | put |
| APOGEE ENTERPRISES INC | 037598109 | COM | 8,993 | $535,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 88,233 | $535,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 23,843 | $534,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 31,918 | $533,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 98,351 | $533,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 42,603 | $532,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 14,329 | $532,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 150,141 | $532,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 587,000 | $532,000 | thousands by filing date | principal |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 20,078 | $529,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 8,719 | $529,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 3,897 | $527,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 16,315 | $527,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 58,387 | $527,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 25,140 | $523,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 20,337 | $522,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 15,397 | $520,000 | thousands by filing date | call |
| STEPAN CO | 858586100 | COM | 6,603 | $520,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 467,000 | $518,000 | thousands by filing date | principal |
| EVANS BANCORP INC | 29911Q208 | COM | 13,433 | $514,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 32,345 | $513,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 30,727 | $511,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 155,803 | $510,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 3,855 | $506,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 71,076 | $506,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 34,500 | $505,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 54,600 | $500,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 21,408 | $500,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 495,000 | $495,000 | thousands by filing date | principal |
| AG MTG INVT TR INC | 001228105 | COM | 27,578 | $495,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 75,148 | $495,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 12,058 | $494,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 50,682 | $493,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 21,150 | $492,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,951 | $491,000 | thousands by filing date | call |
| U S CONCRETE INC | 90333L201 | COM | 7,629 | $491,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 420,000 | $490,000 | thousands by filing date | principal |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 24,696 | $489,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 498,000 | $489,000 | thousands by filing date | principal |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 10,748 | $488,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 398,000 | $488,000 | thousands by filing date | principal |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 25,874 | $486,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 31,576 | $486,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,112 | $485,000 | thousands by filing date | call |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 105,492 | $484,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,736 | $483,000 | thousands by filing date | call |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 25,193 | $483,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 18,895 | $482,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 27,968 | $482,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 54,358 | $482,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 280,416 | $482,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 482,426 | $481,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 7,474 | $480,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 60,072 | $479,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 62,756 | $477,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 370,000 | $477,000 | thousands by filing date | principal |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 75,560 | $476,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 472,000 | $474,000 | thousands by filing date | principal |
| INGLES MKTS INC CL A | 457030104 | Stock | 11,022 | $473,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 155,428 | $472,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 61,085 | $470,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 23,239 | $468,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 7,627 | $467,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 26,170 | $467,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 56,657 | $466,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 24,164 | $466,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 10,977 | $465,000 | thousands by filing date | put |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 15,182 | $465,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,559 | $465,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 8,668 | $465,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 44,319 | $464,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 9,090 | $463,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 29,648 | $462,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 30,192 | $462,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 450,000 | $462,000 | thousands by filing date | principal |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 12,574 | $461,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 22,377 | $461,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 19,158 | $461,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 65,414 | $461,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 9,011 | $460,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 13,683 | $460,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 104,000 | $460,000 | thousands by filing date | principal |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 37,109 | $459,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 40,135 | $458,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 15,857 | $457,000 | thousands by filing date | call |
| INTEVAC INC | 461148108 | COM | 36,637 | $457,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 96,354 | $456,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 19,325 | $455,000 | thousands by filing date | put |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 19,426 | $455,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 28,395 | $455,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 16,168 | $455,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 17,374 | $452,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 12,381 | $452,000 | thousands by filing date | |
| Cardconnect Corp | 14141X108 | COM | 34,303 | $452,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,656 | $450,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 11,904 | $449,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 32,841 | $449,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 62,806 | $449,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 12,415 | $448,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 42,791 | $446,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 513,708 | $446,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 10,661 | $445,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 8,100 | $445,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,702 | $444,000 | thousands by filing date | put |
| KIMBALL INTL INC | 494274103 | CL B | 27,005 | $443,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 20,596 | $442,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 152,100 | $441,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 49,132 | $441,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 25,670 | $440,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 70,300 | $440,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 4,049 | $439,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 32,911 | $439,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 42,921 | $439,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 117,145 | $438,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 6,756 | $437,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 19,644 | $437,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 7,032 | $437,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 427,000 | $437,000 | thousands by filing date | principal |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 134,705 | $436,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 105,016 | $435,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 90,955 | $435,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 29,837 | $434,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 6,707 | $433,000 | thousands by filing date | call |
| Flushing Financial Corp | 343873105 | Common Stock | 16,227 | $433,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 42,258 | $433,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 14,171 | $432,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 10,142 | $430,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 23,071 | $427,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 32,552 | $427,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 9,189 | $423,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,757 | $421,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 10,359 | $421,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,168 | $420,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 23,400 | $420,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 29,952 | $419,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 5,557 | $419,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 39,779 | $419,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 53,027 | $419,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 62,714 | $417,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 34,559 | $417,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 12,298 | $415,000 | thousands by filing date | call |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 31,680 | $415,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 16,451 | $414,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 12,073 | $413,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 400,000 | $413,000 | thousands by filing date | put |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 28,384 | $413,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 53,167 | $412,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 35,175 | $412,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 776,245 | $412,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 25,764 | $411,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 39,294 | $411,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 47,824 | $411,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 9,612 | $410,000 | thousands by filing date | call |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 19,484 | $410,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,221 | $409,000 | thousands by filing date | put |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 10,937 | $409,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 29,163 | $408,000 | thousands by filing date | |
| Capnia, Inc. | 14066L105 | Common | 575,184 | $408,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 10,889 | $407,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,138 | $405,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 661,000 | $404,000 | thousands by filing date | principal |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 110,902 | $404,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 947,187 | $401,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 7,160 | $400,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 53,095 | $400,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 25,976 | $398,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,800 | $396,000 | thousands by filing date | call |
| AMERESCO INC | 02361E108 | CL A | 60,613 | $396,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 21,695 | $396,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 107,397 | $396,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 39,501 | $395,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 174,215 | $394,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 99,952 | $394,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 23,715 | $393,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 138,459 | $393,000 | thousands by filing date | |
| WOORIB 4.5 49 | 98105HAE0 | Bond30E/360P2 U | 400,000 | $393,000 | thousands by filing date | principal |
| Morgan Stanley | 617446448 | COM | 9,172 | $392,000 | thousands by filing date | put |
| PANERA BREAD CO | 69840W108 | CL A | 1,500 | $392,000 | thousands by filing date | put |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 18,483 | $392,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 14,886 | $391,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 7,657 | $390,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 77,125 | $390,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 9,917 | $390,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 460 | $389,000 | thousands by filing date | put |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 941,000 | $389,000 | thousands by filing date | principal |
| CUBIC CORP | 229669106 | COM | 7,395 | $388,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 42,770 | $386,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 18,146 | $386,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 385,000 | $385,000 | thousands by filing date | principal |
| Walt Disney Co | 254687106 | COM | 3,378 | $383,000 | thousands by filing date | put |
| BROWN FORMAN CORP | 115637100 | CL A | 8,170 | $383,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 291,884 | $382,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 3,000 | $382,000 | thousands by filing date | put |
| MILACRON HLDGS CORP | 59870L106 | COM | 20,599 | $382,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 22,761 | $382,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,600 | $381,000 | thousands by filing date | call |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 18,379 | $381,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 11,600 | $380,000 | thousands by filing date | put |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 11,582 | $380,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 694,341 | $380,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 40,247 | $379,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 6,389 | $379,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 8,147 | $378,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 2,581 | $378,000 | thousands by filing date | put |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 17,298 | $378,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 25,200 | $378,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 134,640 | $376,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 22,364 | $375,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,420 | $374,000 | thousands by filing date | call |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 19,828 | $372,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 64,182 | $372,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 89 | $371,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 11,478 | $371,000 | thousands by filing date | call |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 46,237 | $370,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 64,340 | $369,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 11,040 | $367,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 23,154 | $365,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 14,144 | $365,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 7,411 | $364,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 12,622 | $364,000 | thousands by filing date | |
| Global Partner Acquisition Corp | 37954X113 | *W EXP 07/01/202 | 930,205 | $362,000 | thousands by filing date | call |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 29,343 | $361,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 43,732 | $361,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 18,243 | $361,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,884 | $360,000 | thousands by filing date | put |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 39,064 | $360,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 37,879 | $360,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 53,189 | $360,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 49,183 | $359,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 14,976 | $358,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 75,645 | $357,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 34,127 | $357,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 23,068 | $356,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 14,470 | $355,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 37,994 | $355,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 10,052 | $354,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 5,151 | $354,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 821 | $354,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 37,091 | $353,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 3,542 | $353,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 11,942 | $352,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 90,302 | $351,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 56,792 | $351,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 10,967 | $350,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 16,389 | $348,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 21,546 | $347,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 7,853 | $345,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 78,117 | $345,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 33,573 | $345,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 20,319 | $344,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 10,742 | $343,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 16,545 | $343,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 22,421 | $343,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 25,632 | $343,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 22,380 | $342,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 7,049 | $342,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 356,830 | $342,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 32,372 | $342,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 28,544 | $341,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 12,666 | $341,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 43,175 | $341,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 127,343 | $341,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 11,800 | $341,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 18,227 | $340,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 5,130 | $338,000 | thousands by filing date | put |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 16,321 | $338,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 41,793 | $337,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 370,000 | $337,000 | thousands by filing date | principal |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 12,971 | $336,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 19,131 | $336,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 58,340 | $334,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 17,993 | $334,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 9,600 | $334,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,103 | $332,000 | thousands by filing date | call |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,095 | $331,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 55,247 | $331,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 19,123 | $330,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 2,852 | $329,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 35,862 | $328,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 47,506 | $328,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 3,447 | $328,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 28,044 | $328,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 13,147 | $327,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 10,987 | $326,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 17,775 | $326,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 85,893 | $326,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 105,126 | $325,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 143,290 | $324,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 29,260 | $324,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 4,664 | $323,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 33,992 | $323,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 79,048 | $323,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 8,479 | $322,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 30,158 | $322,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 32,038 | $320,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,047 | $319,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 14,734 | $318,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,000 | $318,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 39,300 | $317,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 18,688 | $316,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,513 | $315,000 | thousands by filing date | call |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 46,430 | $315,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 7,769 | $314,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 135,058 | $314,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 22,968 | $313,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 14,296 | $313,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 20,000 | $312,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 36,268 | $312,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,569 | $311,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 13,010 | $309,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 8,722 | $307,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 16,230 | $307,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 41,077 | $307,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 8,983 | $307,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 290,000 | $307,000 | thousands by filing date | principal |
| CSS INDS INC | 125906107 | COMMON STOCK | 11,837 | $306,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 14,010 | $305,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 4,411 | $305,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 58,000 | $305,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 16,460 | $305,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 50,919 | $305,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 4,685 | $304,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 7,050 | $302,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 29,134 | $302,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 12,675 | $302,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 29,818 | $301,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 10,868 | $297,000 | thousands by filing date | call |
| SUPERVALU INC | 868536103 | COM | 77,329 | $297,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 105,483 | $296,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,900 | $295,000 | thousands by filing date | put |
| ANCHOR | 032838104 | COMMON STOCK | 11,380 | $295,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,737 | $293,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 1,789 | $293,000 | thousands by filing date | call |
| ASCENT INDUSTRIES CO | 871565107 | COM | 24,031 | $293,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 25,514 | $293,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 111,651 | $293,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,380 | $292,000 | thousands by filing date | put |
| REPLIGEN CORP COM | 759916109 | Stock | 8,321 | $292,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 5,956 | $292,000 | thousands by filing date | call |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 48,400 | $292,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 13,692 | $292,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 12,441 | $291,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 10,630 | $291,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 4,478 | $290,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 15,164 | $290,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 287,000 | $290,000 | thousands by filing date | principal |
| CAMTEK LTD ORD | M20791105 | Stock | 76,058 | $289,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 13,196 | $288,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 24,148 | $288,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U119 | *W EXP 01/01/202 | 576,401 | $288,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 25,034 | $287,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 18,461 | $287,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 12,042 | $286,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 128,700 | $285,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 29,811 | $285,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 24,443 | $284,000 | thousands by filing date | put |
| BEAR ST FINL INC | 073844102 | COM | 30,367 | $283,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 8,480 | $282,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 38,400 | $281,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 20,267 | $281,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 43,871 | $280,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 7,745 | $279,000 | thousands by filing date | call |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 17,529 | $278,000 | thousands by filing date | |
| CONYERS | 212894208 | UNIT9 | 25,000 | $277,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,687 | $276,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 6,205 | $276,000 | thousands by filing date | call |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 9,611 | $276,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 25,000 | $276,000 | thousands by filing date | call |
| Timmins Gold Corp | 88741P103 | COM | 734,685 | $276,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 14,859 | $275,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 4,297 | $275,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 3,887 | $274,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 14,327 | $274,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 12,684 | $272,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 14,437 | $272,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 18,401 | $272,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 25,827 | $272,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 15,000 | $271,000 | thousands by filing date | put |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 13,120 | $271,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 165,894 | $270,000 | thousands by filing date | |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 41,613 | $270,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 66,369 | $269,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 29,935 | $269,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 155,800 | $269,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 188,184 | $268,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 4,511 | $267,000 | thousands by filing date | |
| UTS CF CORP | G20307123 | UNIT | 25,000 | $267,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 136,788 | $266,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 68,674 | $266,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 21,389 | $266,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 28,445 | $265,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 7,810 | $265,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 54,419 | $265,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 45,668 | $264,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 3,522 | $264,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 46,591 | $263,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 12,596 | $263,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 9,050 | $262,000 | thousands by filing date | put |
| TIER REIT COM | 88650V208 | COM NEW | 15,254 | $262,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 19,887 | $262,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 235,000 | $262,000 | thousands by filing date | principal |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 15,264 | $260,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 50,324 | $260,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 6,131 | $259,000 | thousands by filing date | call |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 23,715 | $259,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 13,493 | $259,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 25,228 | $258,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 3,667 | $258,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 8,700 | $258,000 | thousands by filing date | put |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 23,387 | $258,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 8,166 | $257,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 11,969 | $257,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 37,337 | $257,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 26,865 | $257,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 11,700 | $257,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 87,346 | $255,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 6,637 | $255,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 11,918 | $255,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 255,000 | $255,000 | thousands by filing date | principal |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 10,000 | $254,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 13,500 | $253,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 99,000 | $253,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,330 | $251,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 407,143 | $251,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 19,310 | $251,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,013 | $250,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 13,897 | $249,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 90,700 | $249,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 20,668 | $248,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,466 | $247,000 | thousands by filing date | put |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 30,936 | $247,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 18,286 | $247,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 13,587 | $247,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 21,797 | $246,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 7,129 | $246,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 45,500 | $245,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 11,095 | $244,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 13,467 | $244,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,386 | $243,000 | thousands by filing date | put |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 30,451 | $243,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 17,264 | $243,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 48,625 | $242,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 24,337 | $242,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 11,213 | $241,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 21,006 | $241,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 5,100 | $240,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 6,233 | $239,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 5,500 | $239,000 | thousands by filing date | call |
| MARINE PRODS CORP | 568427108 | cs | 22,125 | $239,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 18,039 | $239,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 212,000 | $239,000 | thousands by filing date | principal |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,611 | $238,000 | thousands by filing date | call |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 7,153 | $238,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 67,400 | $238,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 15,648 | $238,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 46,096 | $238,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 18,168 | $238,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,030 | $237,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-17-000066 | this filing | 2017-05-15 | acceptance time not in the bulk data set |