13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 5,068 holding rows worth $135,400,882,000.
- Accession
- 0000948046-17-000066
- Filer
- CIK 948046
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 17,840 entries on the cover page, a total value of $135,400,882,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,400,882,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| H2O AMERICA | 784305104 | COM | 26,386 | $1,270,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 54,600 | $1,269,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 18,701 | $1,263,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 23,732 | $1,259,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 122,070 | $1,256,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 119,032 | $1,248,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 25,640 | $1,248,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 99,819 | $1,247,000 | thousands by filing date | |
| LGI HOMES INC | 50187TAB2 | NOTE 4.25011/1 | 758,000 | $1,244,000 | thousands by filing date | principal |
| Delek Logistics Partners LP | 24664T103 | Com | 37,300 | $1,242,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 133,677 | $1,239,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 32,054 | $1,237,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 126,143 | $1,237,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 154,689 | $1,235,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 28,842 | $1,235,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 73,547 | $1,234,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 30,730 | $1,234,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 13,335 | $1,228,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 22,514 | $1,225,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 23,510 | $1,223,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 34,205 | $1,222,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 68,980 | $1,220,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 60,659 | $1,218,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 184,376 | $1,216,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 11,286 | $1,215,000 | thousands by filing date | call |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 293,787 | $1,215,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 59,187 | $1,214,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 66,034 | $1,204,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 48,895 | $1,204,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 188,888 | $1,204,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 147,377 | $1,203,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 58,151 | $1,202,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 76,562 | $1,199,000 | thousands by filing date | call |
| ORTHOFIX INTL N V | N6748L102 | COM | 31,431 | $1,198,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 22,086 | $1,197,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 1,190,000 | $1,194,000 | thousands by filing date | principal |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 32,580 | $1,191,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 48,939 | $1,190,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 100,115 | $1,189,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 64,446 | $1,188,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 50,884 | $1,186,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 45,710 | $1,183,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 27,879 | $1,179,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 34,368 | $1,175,000 | thousands by filing date | put |
| BRUKER CORP | 116794108 | COM | 50,426 | $1,175,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 2,175,000 | $1,175,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 19,647 | $1,174,000 | thousands by filing date | call |
| 1ST FINL BANCORP | 320209109 | COM | 42,786 | $1,173,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 37,467 | $1,171,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 78,409 | $1,171,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 70,200 | $1,171,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 513,000 | $1,171,000 | thousands by filing date | call |
| RICE ENERGY INC | 762760106 | COM | 49,460 | $1,169,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 189,481 | $1,168,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 68,528 | $1,167,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 907,000 | $1,166,000 | thousands by filing date | principal |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 44,399 | $1,165,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 603,007 | $1,163,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 48,108 | $1,159,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 376,445 | $1,158,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 83,455 | $1,157,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 71,056 | $1,154,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 161,810 | $1,150,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 80,765 | $1,150,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 153,125 | $1,149,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 34,235 | $1,148,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 45,637 | $1,146,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 15,045 | $1,144,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 19,259 | $1,144,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 102,256 | $1,142,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 46,125 | $1,141,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 28,605 | $1,139,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 26,485 | $1,138,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 19,218 | $1,134,000 | thousands by filing date | call |
| CURIS INC | 231269101 | COM | 407,642 | $1,132,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 40,466 | $1,130,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 98,031 | $1,128,000 | thousands by filing date | call |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 21,096 | $1,125,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 72,774 | $1,125,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 18,718 | $1,122,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 46,052 | $1,122,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 968,000 | $1,119,000 | thousands by filing date | principal |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 48,650 | $1,115,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 57,288 | $1,114,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 36,085 | $1,113,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 55,407 | $1,110,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 32,790 | $1,108,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS AG | 62957M104 | SPONSORED ADR | 92,373 | $1,108,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 97,618 | $1,107,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 132,915 | $1,105,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 77,854 | $1,105,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 649,275 | $1,103,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 32,156 | $1,100,000 | thousands by filing date | call |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 49,467 | $1,097,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 37,252 | $1,095,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 9,148 | $1,095,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 53,346 | $1,093,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 31,881 | $1,090,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 55,707 | $1,090,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 56,616 | $1,088,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 117,885 | $1,084,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 24,200 | $1,081,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 61,481 | $1,079,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 21,032 | $1,078,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 83,994 | $1,077,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 40,415 | $1,077,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 21,980 | $1,075,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 64,021 | $1,075,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 28,386 | $1,075,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 33,104 | $1,074,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 61,945 | $1,074,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 28,682 | $1,069,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 87,684 | $1,067,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 111,821 | $1,067,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 51,204 | $1,061,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 103,595 | $1,060,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 156,930 | $1,059,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 19,012 | $1,057,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,054,000 | $1,057,000 | thousands by filing date | call |
| LENDINGTREE INC | 52603B107 | COM | 8,447 | $1,056,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 1,100,000 | $1,056,000 | thousands by filing date | principal |
| AV HOMES INC | 00234P102 | COM | 64,162 | $1,055,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 8,894 | $1,047,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 1,000,000 | $1,043,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,119,000 | $1,042,000 | thousands by filing date | principal |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 1,125,000 | $1,042,000 | thousands by filing date | principal |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 16,148 | $1,039,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 43,998 | $1,039,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 28,152 | $1,037,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 39,110 | $1,037,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 56,057 | $1,037,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 53,101 | $1,035,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 28,501 | $1,035,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 446,517 | $1,035,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 66,623 | $1,034,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 42,301 | $1,034,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 110,389 | $1,032,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 84,754 | $1,032,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 34,380 | $1,031,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 35,558 | $1,031,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 99,800 | $1,031,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 23,863 | $1,027,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 27,604 | $1,027,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 60,422 | $1,026,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 120,050 | $1,025,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 28,360 | $1,022,000 | thousands by filing date | put |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 478,180 | $1,022,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 42,624 | $1,017,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 42,248 | $1,015,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 82,658 | $1,015,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,190,900 | $1,008,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 82,229 | $1,006,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 12,673 | $1,002,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 13,702 | $1,002,000 | thousands by filing date | call |
| EPLUS INC | 294268107 | COM | 7,433 | $1,002,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 460,369 | $998,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 97,794 | $996,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 27,107 | $994,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 14,538 | $994,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 207,680 | $994,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 183,375 | $993,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 1,000,000 | $987,000 | thousands by filing date | principal |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 46,226 | $986,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 35,182 | $983,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 100,599 | $982,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 38,650 | $975,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 17,747 | $974,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 955,000 | $974,000 | thousands by filing date | principal |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 615,000 | $972,000 | thousands by filing date | principal |
| XCERRA CORP | 98400J108 | COM | 109,427 | $972,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 103,960 | $971,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 23,881 | $969,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 1,050,000 | $969,000 | thousands by filing date | principal |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 33,992 | $967,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 661,729 | $964,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 56,643 | $964,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 169,692 | $957,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 14,515 | $955,000 | thousands by filing date | call |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 55,342 | $949,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 67,174 | $949,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 24,543 | $949,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 57,179 | $947,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 26,669 | $946,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 21,777 | $944,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 9,601 | $943,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 42,673 | $942,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 31,444 | $942,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 25,735 | $939,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 17,236 | $939,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 11,758 | $938,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 76,100 | $936,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 15,222 | $935,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 15,674 | $933,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 39,347 | $933,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 58,122 | $929,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,338 | $928,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 17,593 | $928,000 | thousands by filing date | call |
| HORIZON BANCORP IND | 440407104 | COM | 35,479 | $928,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 46,463 | $926,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 156,332 | $925,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 55,355 | $923,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 128,453 | $922,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 62,170 | $921,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 33,089 | $921,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 21,556 | $919,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 8,401 | $914,000 | thousands by filing date | call |
| EPIZYME INC | 29428V104 | COM | 53,310 | $914,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 18,481 | $913,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 117,400 | $913,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 93,176 | $913,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 92,101 | $911,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 11,288 | $908,000 | thousands by filing date | put |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 50,411 | $908,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 88,899 | $906,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 35,734 | $905,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 34,754 | $904,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 21,031 | $903,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,235 | $900,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 8,501 | $900,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 8,383 | $899,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 1,150,000 | $899,000 | thousands by filing date | principal |
| CALAVO GROWERS INC | 128246105 | COM | 14,792 | $895,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 150,296 | $892,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 146,438 | $891,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 61,479 | $891,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 207,653 | $891,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 69,352 | $891,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 22,521 | $891,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 23,572 | $886,000 | thousands by filing date | call |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 73,321 | $886,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 66,157 | $885,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 60,399 | $885,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 875,000 | $883,000 | thousands by filing date | put |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 85,600 | $883,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 44,829 | $882,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 181,995 | $882,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 25,670 | $881,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 127,783 | $881,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 17,454 | $880,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 89,101 | $879,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 58,993 | $879,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 51,199 | $878,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 38,797 | $877,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 25,365 | $875,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 54,852 | $873,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 33,177 | $873,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 110,626 | $871,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 31,077 | $871,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 32,148 | $870,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 194,993 | $869,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 32,681 | $866,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 114,828 | $862,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 325,305 | $861,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 121,434 | $859,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 17,422 | $857,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 34,995 | $857,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 46,142 | $856,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 183,968 | $855,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 38,234 | $853,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 38,469 | $852,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 26,593 | $851,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 59,705 | $850,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 66,502 | $847,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 58,856 | $846,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 54,402 | $845,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 23,866 | $842,000 | thousands by filing date | put |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 941,000 | $842,000 | thousands by filing date | principal |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 13,569 | $841,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 44,448 | $841,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 30,166 | $838,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 26,318 | $835,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 215,459 | $835,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 142,729 | $833,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 67,548 | $832,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 97,809 | $829,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 29,576 | $828,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 31,453 | $827,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 91,370 | $826,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 34,675 | $826,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 23,300 | $826,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 100,100 | $825,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 60,937 | $824,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 18,298 | $824,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 873,000 | $824,000 | thousands by filing date | principal |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 41,039 | $821,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 26,450 | $820,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 28,380 | $818,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 46,334 | $818,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 31,500 | $817,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 156,269 | $812,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 57,958 | $812,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 25,533 | $810,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 63,100 | $810,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 25,079 | $808,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 65,327 | $807,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 157,030 | $805,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 22,252 | $803,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 16,993 | $803,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 45,691 | $801,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 10,266 | $800,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 80,100 | $798,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 32,627 | $796,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 146,506 | $795,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 124,962 | $795,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 35,146 | $793,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 22,362 | $792,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 826,000 | $792,000 | thousands by filing date | principal |
| SPARTANNASH CO | 847215100 | COM | 22,616 | $789,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 39,241 | $787,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 28,944 | $787,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 102,188 | $787,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 27,205 | $784,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 24,018 | $783,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 19,745 | $782,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 21,098 | $780,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 33,347 | $780,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 98,179 | $779,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 13,833 | $778,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 48,793 | $778,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 69,922 | $778,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 41,015 | $776,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 15,642 | $776,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 37,039 | $776,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 57,658 | $776,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 62,785 | $775,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 13,565 | $775,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 10,406 | $775,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 10,424 | $774,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 78,349 | $774,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 51,800 | $774,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 42,652 | $771,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 245,674 | $771,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 433 | $770,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 238,758 | $769,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 12,828 | $766,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 9,474 | $763,000 | thousands by filing date | call |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 9,678 | $763,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 25,991 | $763,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 305,807 | $763,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 15,651 | $761,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 9,265 | $759,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 57,637 | $756,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 34,722 | $753,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 44,598 | $753,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 119,329 | $752,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 18,320 | $750,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 669,000 | $748,000 | thousands by filing date | principal |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 74,800 | $748,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 701,000 | $747,000 | thousands by filing date | principal |
| MATCH GROUP INC | 57665R106 | COM | 45,742 | $745,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 23,418 | $743,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 25,983 | $743,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 409,839 | $737,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 13,930 | $735,000 | thousands by filing date | put |
| AETNA INC NEW | 00817Y108 | COM | 5,756 | $733,000 | thousands by filing date | call |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 18,252 | $731,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 17,096 | $730,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 24,695 | $729,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 29,610 | $726,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 9,056 | $724,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 64,609 | $724,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AT6 | NOTE 6.375%12/3 | 710,000 | $722,000 | thousands by filing date | principal |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 116,395 | $719,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 50,928 | $719,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 224,924 | $718,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 16,095 | $717,000 | thousands by filing date | put |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 41,373 | $716,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 19,464 | $715,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 15,586 | $715,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 8,044 | $711,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 12,739 | $710,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 22,544 | $707,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 25,597 | $707,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 72,488 | $707,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 45,223 | $706,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 44,739 | $706,000 | thousands by filing date | call |
| HEARTLAND EXPRESS INC | 422347104 | COM | 35,272 | $705,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 96,368 | $705,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 533,401 | $704,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 32,596 | $704,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 685,000 | $703,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 2,524 | $701,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 647,000 | $701,000 | thousands by filing date | principal |
| AVID TECHNOLOGY INC | 05367PAB6 | NOTE 2.000% 6/1 | 1,000,000 | $700,000 | thousands by filing date | principal |
| HARVEST NAT RES | 41754v202 | COM | 105,272 | $699,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 38,346 | $699,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 19,375 | $699,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,910 | $697,000 | thousands by filing date | put |
| Lifetime Brands Inc | 53222Q103 | COM | 34,743 | $697,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 70,206 | $697,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 90,300 | $696,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 22,126 | $695,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 38,457 | $695,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 59,286 | $694,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 66,155 | $693,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 68,469 | $693,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 737,000 | $691,000 | thousands by filing date | principal |
| Engility Holdings Inc | 29286C107 | COM | 24,000 | $691,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 9,324 | $689,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 28,098 | $689,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 12,009 | $689,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 18,718 | $688,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 69,840 | $685,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 45,427 | $685,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 94,309 | $683,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 26,431 | $683,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 63,941 | $683,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 61,391 | $681,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 25,136 | $680,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 13,600 | $679,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 392,745 | $679,000 | thousands by filing date | |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 640,000 | $677,000 | thousands by filing date | principal |
| Johnson & Johnson | 478160104 | COM | 5,424 | $675,000 | thousands by filing date | call |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 18,066 | $674,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 72,074 | $672,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 38,300 | $671,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 43,399 | $671,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 48,227 | $669,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 7,016 | $667,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 80,062 | $666,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 81,863 | $666,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M114 | *W EXP 10/19/202 | 350,000 | $665,000 | thousands by filing date | call |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 9,355 | $664,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 44,214 | $664,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 24,240 | $664,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,095 | $663,000 | thousands by filing date | call |
| Surmodics Inc | 868873100 | Common Stock | 27,608 | $663,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 8,019 | $662,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 2,000,000 | $660,000 | thousands by filing date | principal |
| ISTAR INC | 45031U101 | COMMON STOCK | 56,021 | $659,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 14,050 | $658,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 35,183 | $658,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 54,139 | $656,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 25,308 | $655,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 21,049 | $654,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 16,018 | $654,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 52,292 | $653,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 83,450 | $653,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 32,997 | $652,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 7,858 | $652,000 | thousands by filing date | call |
| SCANSOURCE INC | 806037107 | COM | 16,577 | $649,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 25,262 | $649,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 40,613 | $648,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 23,165 | $646,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 71,740 | $646,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 27,724 | $638,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 63,744 | $637,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 13,750 | $635,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 57,620 | $633,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 182,988 | $631,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 25,070 | $631,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 31,312 | $629,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 710 | $628,000 | thousands by filing date | put |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 28,155 | $628,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 8,797 | $628,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 113,706 | $625,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 86,780 | $623,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 7,940 | $622,000 | thousands by filing date | call |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 58,483 | $622,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,708 | $621,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 282,343 | $621,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 12,942 | $617,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 11,093 | $617,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 7,846 | $616,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 36,419 | $615,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 11,314 | $614,000 | thousands by filing date | call |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 159,032 | $613,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 7,134 | $612,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 30,901 | $611,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 107,588 | $611,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 21,355 | $610,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 21,641 | $605,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 8,056 | $603,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 30,177 | $603,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 39,661 | $601,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 4,241 | $599,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 8,244 | $598,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 101,642 | $598,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 17,404 | $597,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 12,960 | $595,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 18,735 | $594,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 34,439 | $594,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 60,543 | $592,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 590,000 | $590,000 | thousands by filing date | principal |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 18,730 | $590,000 | thousands by filing date | |
| WOORIB 4.5 49 | 98105HAE0 | Bond30E/360P2 U | 600,000 | $590,000 | thousands by filing date | call |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 30,670 | $588,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 17,147 | $587,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 29,012 | $586,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 43,972 | $586,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 45,227 | $586,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 162,618 | $585,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 17,390 | $583,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 61,146 | $582,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 10,400 | $582,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 27,695 | $582,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 9,150 | $581,000 | thousands by filing date | put |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 10,035 | $580,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 5,479 | $579,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 13,896 | $579,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-17-000066 | this filing | 2017-05-15 | acceptance time not in the bulk data set |