13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 5,068 holding rows worth $135,400,882,000.
- Accession
- 0000948046-17-000066
- Filer
- CIK 948046
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 17,840 entries on the cover page, a total value of $135,400,882,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,400,882,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 49,801 | $83,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 6,569 | $83,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 8,968 | $82,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 111,611 | $82,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 6,710 | $82,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,622 | $81,000 | thousands by filing date | call |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 4,259 | $81,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 3,794 | $81,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 18,794 | $81,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 21,499 | $81,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 715 | $80,000 | thousands by filing date | put |
| DUCOMMUN INC DEL | 264147109 | COM | 2,833 | $80,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 7,407 | $80,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 6,117 | $80,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 4,597 | $80,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 2,825 | $80,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 11,900 | $80,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 5,905 | $80,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 32,965 | $80,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 26,171 | $79,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 11,621 | $79,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 1,950 | $79,000 | thousands by filing date | call |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 4,679 | $79,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 3,974 | $79,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 8,891 | $79,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 969 | $78,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 5,149 | $78,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 6,210 | $78,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,449 | $78,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 4,456 | $78,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 60,943 | $78,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 1,616 | $77,000 | thousands by filing date | put |
| Viewra, Inc | 92672L107 | COM | 9,196 | $77,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 7,393 | $77,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,622 | $76,000 | thousands by filing date | call |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,160 | $76,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 2,756 | $76,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 4,785 | $76,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 7,454 | $76,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 878 | $75,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 2,250 | $75,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 16,400 | $75,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 14,091 | $75,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 8,542 | $75,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 4,026 | $75,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,610 | $74,000 | thousands by filing date | put |
| MITEK SYS INC | 606710200 | COM NEW | 11,327 | $74,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 764 | $74,000 | thousands by filing date | put |
| AMERICAS CAR-MART INC | 03062T105 | COM | 2,044 | $74,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 9,357 | $74,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 15,227 | $74,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 5,948 | $74,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 9,117 | $74,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 51,651 | $74,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 224 | $73,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 591 | $73,000 | thousands by filing date | call |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 6,886 | $73,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 52,256 | $73,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 77,000 | $73,000 | thousands by filing date | principal |
| SIGMA DESIGNS INC | 826565103 | COM | 11,839 | $73,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 47,538 | $73,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 8,302 | $73,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 3,161 | $73,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 686 | $72,000 | thousands by filing date | call |
| SPARTAN MTRS INC | 846819100 | COM | 9,061 | $72,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 24,312 | $72,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 22,415 | $72,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 4,825 | $71,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 4,443 | $71,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 25,000 | $71,000 | thousands by filing date | call |
| STRATUS PPTYS INC | 863167201 | COM NEW | 2,653 | $71,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 14,895 | $71,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 2,667 | $71,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 5,484 | $71,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 8,876 | $71,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 7,313 | $71,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,626 | $70,000 | thousands by filing date | call |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 11,322 | $70,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 856 | $70,000 | thousands by filing date | put |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 6,122 | $70,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 5,825 | $70,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 4,304 | $70,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 9,764 | $70,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 8,633 | $70,000 | thousands by filing date | |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 83,000 | $70,000 | thousands by filing date | principal |
| EBAY INC. COM | 278642103 | Stock | 2,080 | $69,000 | thousands by filing date | call |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 7,236 | $69,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 3,346 | $69,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 4,135 | $69,000 | thousands by filing date | call |
| SEASPINE HLDGS CORP | 81255T108 | COM | 8,872 | $69,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 5,377 | $69,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 39,273 | $69,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 16,991 | $69,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 2,000 | $68,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 358 | $68,000 | thousands by filing date | put |
| WINMARK CORP | 974250102 | COM | 620 | $68,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 4,104 | $68,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 4,286 | $68,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 25,252 | $68,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 7,973 | $68,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 8,243 | $68,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 32,171 | $68,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 6,862 | $67,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 122,531 | $67,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 2,767 | $67,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 84,022 | $67,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 65,173 | $67,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 5,178 | $67,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 50,000 | $67,000 | thousands by filing date | call |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 3,030 | $66,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 3,425 | $66,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 28,840 | $66,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 15,598 | $66,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 90 | $65,000 | thousands by filing date | call |
| TRUPANION INC | 898202106 | COM | 4,708 | $65,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 6,747 | $65,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 43,200 | $65,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 4,615 | $65,000 | thousands by filing date | put |
| ZOGENIX INC. | 98978L204 | Common Stock | 6,082 | $65,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 18,036 | $65,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 16,933 | $65,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 12,724 | $65,000 | thousands by filing date | |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 59,000 | $65,000 | thousands by filing date | principal |
| AFLAC INC COM | 001055102 | Stock | 891 | $64,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 751 | $64,000 | thousands by filing date | call |
| FULL HSE RESORTS INC | 359678109 | COM | 26,369 | $64,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 16,568 | $64,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 16,282 | $64,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 5,467 | $64,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 26,378 | $64,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 7,218 | $63,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,280 | $63,000 | thousands by filing date | call |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 4,900 | $63,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 10,212 | $63,000 | thousands by filing date | |
| STONE ENERGY CORP WT EXP 022821 | 861642114 | Stock | 19,355 | $63,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5,021 | $62,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 750 | $62,000 | thousands by filing date | put |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 18,500 | $62,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 4,830 | $62,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,553 | $62,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 15,552 | $62,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 25,628 | $62,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 1,510 | $61,000 | thousands by filing date | put |
| DAILY JOURNAL CORP | 233912104 | COM | 292 | $61,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 5,829 | $61,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 44,387 | $61,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 6,216 | $61,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 7,109 | $61,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 1,000 | $61,000 | thousands by filing date | call |
| BAY BANCORP INC | 07203T106 | COM | 7,810 | $61,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 1,664 | $60,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 3,880 | $60,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 3,300 | $60,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 10,808 | $60,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 13,745 | $60,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 853 | $59,000 | thousands by filing date | call |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 1,999 | $59,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 4,042 | $59,000 | thousands by filing date | put |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,982 | $59,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 5,758 | $59,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 3,051 | $59,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 6,721 | $59,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 904 | $58,000 | thousands by filing date | call |
| COMSTOCK RES INC COM | 205768302 | Stock | 6,300 | $58,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 600 | $58,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 600 | $58,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 5,300 | $58,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 5,934 | $58,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 31,470 | $58,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 28,631 | $58,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 6,502,130 | $58,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 2,408 | $58,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,942 | $57,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 500 | $57,000 | thousands by filing date | put |
| SEASPAN CORP | Y75638109 | SHS | 8,365 | $57,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 29,178 | $57,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 12,500 | $57,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 502 | $56,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 500 | $56,000 | thousands by filing date | put |
| MODEL N INC | 607525102 | COM | 5,415 | $56,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,621 | $56,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 14,635 | $56,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 8,106 | $56,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 2,445 | $55,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,330 | $55,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 2,500 | $55,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 8,948 | $55,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 11,036 | $55,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 513 | $54,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 12,262 | $54,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 5,150 | $54,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 16,701 | $54,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 5,680 | $54,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 91,839 | $54,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 2,910 | $53,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 3,317 | $53,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 2,101 | $53,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 34,600 | $53,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 1,809 | $53,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 119,871 | $53,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 9,492 | $53,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 730 | $52,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,437 | $52,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 759 | $52,000 | thousands by filing date | put |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 4,000 | $52,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 4,044 | $52,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,698 | $52,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 20,219 | $52,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 29,073 | $52,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 756 | $51,000 | thousands by filing date | put |
| IMPINJ INC | 453204109 | COM | 1,703 | $51,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 816 | $51,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,750 | $51,000 | thousands by filing date | call |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 29,975 | $51,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 10,723 | $51,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 2,368 | $51,000 | thousands by filing date | |
| BOULEVARD ACQUISITION | 10157Q110 | *W EXP 09/25/202 | 57,900 | $51,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 480 | $50,000 | thousands by filing date | put |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 12,737 | $50,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 534 | $50,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 594 | $50,000 | thousands by filing date | call |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 3,881 | $50,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 2,440 | $50,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 4,586 | $50,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 6,269 | $50,000 | thousands by filing date | |
| KLR ENERGY WRT 11.5 09/16/22 | 49877M116 | *W EXP 09/16/202 | 42,544 | $50,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 728 | $49,000 | thousands by filing date | call |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 9,100 | $49,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,607 | $49,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 6,809 | $49,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 12,420 | $49,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 27,870 | $49,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 5,654 | $49,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 43,340 | $49,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 59 | $48,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 296 | $48,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,650 | $48,000 | thousands by filing date | call |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,365 | $48,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 3,235 | $48,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 12,450 | $48,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 4,200 | $48,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 2,413 | $48,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 337 | $48,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 991 | $47,000 | thousands by filing date | put |
| AXT INC | 00246W103 | COM | 8,300 | $47,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 6,550 | $47,000 | thousands by filing date | call |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 9,890 | $47,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 36,733 | $47,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 524 | $46,000 | thousands by filing date | call |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 3,022 | $46,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 2,786 | $46,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 13,265 | $46,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 7,000 | $46,000 | thousands by filing date | put |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 7,658 | $46,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 650 | $45,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 500 | $45,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,086 | $45,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 5,000 | $45,000 | thousands by filing date | put |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2,093 | $45,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 5,272 | $45,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 2,200 | $45,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,093 | $45,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 7,400 | $45,000 | thousands by filing date | |
| BIOPTIX INC | 09074N101 | COM | 11,362 | $45,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 1,876 | $44,000 | thousands by filing date | call |
| TIPTREE INC | 88822Q103 | COM | 6,255 | $44,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 5,299 | $44,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 7,604 | $44,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 17,402 | $44,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 500 | $43,000 | thousands by filing date | call |
| CELADON GROUP INC | 150838100 | COM | 6,709 | $43,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 15,836 | $43,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 6,910 | $43,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 650 | $42,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 593 | $42,000 | thousands by filing date | call |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 81,711 | $42,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,637 | $42,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 4,052 | $42,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 7,273 | $42,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 3,455 | $42,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 21,959 | $42,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 3,240 | $42,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 7,781 | $42,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 13,460 | $42,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786LAB3 | NOTE 5.250 3/0 | 45,000 | $42,000 | thousands by filing date | principal |
| Boeing Company | 097023105 | COM | 240 | $41,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 650 | $41,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 830 | $41,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 900 | $41,000 | thousands by filing date | put |
| AMREP CORP | 032159105 | COM | 6,399 | $41,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,413 | $41,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 40,001 | $41,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 3,012 | $41,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 953 | $40,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 363 | $40,000 | thousands by filing date | call |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 14,587 | $40,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 9,800 | $40,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 7,208 | $39,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 1,226 | $39,000 | thousands by filing date | call |
| ANAPTYSBIO INC | 032724106 | COM | 1,452 | $39,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 12,952 | $39,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 4,539 | $39,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 3,210 | $39,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 7,961 | $39,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 325 | $39,000 | thousands by filing date | put |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 9,597 | $39,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 1,753 | $39,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 7,241 | $39,000 | thousands by filing date | |
| MERIDIAN WASTE SOLUTIONS INC | 58985L209 | COM | 10,153 | $39,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,080 | $38,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 364 | $38,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 3,075 | $38,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 10,245 | $38,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 2,050 | $38,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 2,800 | $38,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 27,635 | $38,000 | thousands by filing date | |
| IZEA INC | 46603N301 | COM | 9,078 | $38,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 3,336 | $37,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,603 | $37,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 18,860,669 | $37,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 288 | $36,000 | thousands by filing date | put |
| Medtronic Plc | G5960L103 | COM | 456 | $36,000 | thousands by filing date | call |
| AC IMMUNE SA | H00263105 | SHS | 3,554 | $36,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 500 | $36,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 2,700 | $36,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,654 | $36,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 1,900 | $36,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 999 | $36,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 7,829 | $36,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 7,572 | $36,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 4,959 | $36,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,046 | $35,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 1,000 | $35,000 | thousands by filing date | put |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 3,533 | $35,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 6,000 | $35,000 | thousands by filing date | call |
| DASEKE INC | 23753F107 | COM | 3,560 | $35,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 16,642 | $35,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 2,645 | $35,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 30,020 | $35,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 3,038 | $35,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 3,631 | $35,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 13,967 | $35,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 3,924 | $35,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 35,000 | $35,000 | thousands by filing date | principal |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 4,390 | $34,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 9,900 | $34,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 3,686 | $34,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 184 | $34,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 8,350 | $34,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 8,730 | $34,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 788 | $33,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 3,812 | $33,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 12,990 | $33,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 5,127 | $33,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 1,868 | $33,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 270 | $32,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 4,956 | $32,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 630 | $32,000 | thousands by filing date | call |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 3,000 | $32,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 3,695 | $32,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 308 | $32,000 | thousands by filing date | call |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 8,623 | $32,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 19,137 | $32,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 4,808 | $32,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 738 | $31,000 | thousands by filing date | put |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 18,545 | $31,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 500 | $31,000 | thousands by filing date | call |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 2,222 | $31,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 5,721 | $31,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 3,806 | $31,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 18,523 | $31,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 7,209 | $31,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 34,019 | $31,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 7,839 | $31,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 4,320 | $30,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 4,488 | $30,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 2,000 | $30,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 2,262 | $30,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 3,709 | $30,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 37,540 | $30,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 200 | $30,000 | thousands by filing date | call |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 2,657 | $30,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 8,297 | $30,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 2,504 | $30,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 6,569 | $30,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 1,482 | $30,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,425 | $30,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 19,800 | $30,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 1,792 | $30,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 5,940 | $30,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 178 | $29,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 959 | $29,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 311 | $29,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,000 | $29,000 | thousands by filing date | put |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 748 | $29,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 11,308 | $29,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 3,467 | $29,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 370 | $29,000 | thousands by filing date | put |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 3,381 | $29,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 3,427 | $29,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 26,920 | $29,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 4,385 | $29,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 19,120 | $29,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 40 | $28,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 500 | $28,000 | thousands by filing date | put |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 27,900 | $28,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 4,339 | $28,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 700 | $28,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 10,448 | $28,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 57,725 | $28,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 25,238 | $28,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,256 | $28,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 17,188 | $28,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 13,226 | $28,000 | thousands by filing date | |
| AXAR ACQUISITION CORP | 05455L110 | *W EXP 12/31/202 | 379,800 | $28,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 250 | $27,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 599 | $27,000 | thousands by filing date | put |
| TEREX CORP NEW COM | 880779103 | Stock | 888 | $27,000 | thousands by filing date | put |
| EQT CORP COM | 26884L109 | Stock | 458 | $27,000 | thousands by filing date | call |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 770 | $27,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 3,706 | $27,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 9,100 | $27,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 6,882 | $27,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 2,091 | $27,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 2,999 | $27,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 22,251 | $27,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,107 | $26,000 | thousands by filing date | call |
| PTC INC COM | 69370C100 | Stock | 500 | $26,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 1,755 | $26,000 | thousands by filing date | call |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 900 | $26,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 239 | $26,000 | thousands by filing date | call |
| CLEARONE INC | 18506U104 | COM | 2,661 | $26,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 11,593 | $26,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 2,633 | $26,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 280 | $25,000 | thousands by filing date | put |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 428 | $25,000 | thousands by filing date | put |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 428 | $25,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,939 | $25,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 2,800 | $25,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 478 | $25,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 9,321 | $25,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,344 | $25,000 | thousands by filing date | put |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 1,892 | $25,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,892 | $25,000 | thousands by filing date | call |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,078 | $25,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 12,885 | $25,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,631 | $25,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 500 | $25,000 | thousands by filing date | put |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 1,579 | $25,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 3,280 | $25,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 7,677 | $25,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 1,836 | $25,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 220 | $24,000 | thousands by filing date | put |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 700 | $24,000 | thousands by filing date | put |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 200 | $24,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,958 | $24,000 | thousands by filing date | put |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,695 | $24,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 294 | $24,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 500 | $24,000 | thousands by filing date | put |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 1,120 | $24,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 8,912 | $24,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 5,801 | $24,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 3,163 | $24,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 7,000 | $24,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 8,433 | $24,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 3,383 | $24,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 1,066 | $23,000 | thousands by filing date | put |
| F5 INC COM | 315616102 | Stock | 166 | $23,000 | thousands by filing date | put |
| RH | 74967X103 | COM | 500 | $23,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 500 | $23,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 332 | $23,000 | thousands by filing date | put |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,726 | $23,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,615 | $23,000 | thousands by filing date | call |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 5,327 | $23,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 12,503 | $23,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 3,262 | $23,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 600 | $22,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 750 | $22,000 | thousands by filing date | put |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 5,863 | $22,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 494 | $22,000 | thousands by filing date | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 15,945 | $22,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 800 | $22,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 190 | $22,000 | thousands by filing date | call |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,080 | $22,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 2,500 | $22,000 | thousands by filing date | call |
| VITAL THERAPIES INC | 92847R104 | COM | 5,761 | $22,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M400 | COM NEW | 15,701 | $22,000 | thousands by filing date | |
| CGG | 12531Q204 | SPON ADR NEW | 3,237 | $22,000 | thousands by filing date | |
| ROOT9B HOLDINGS INC | 776650202 | COM NEW | 3,588 | $22,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,500 | $21,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 250 | $21,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 114 | $21,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 1,222 | $21,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 3,888 | $21,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 800 | $21,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 20,385 | $21,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,896 | $21,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 1,471 | $21,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 500 | $20,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 400 | $20,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-17-000066 | this filing | 2017-05-15 | acceptance time not in the bulk data set |