13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 5,068 holding rows worth $135,400,882,000.
- Accession
- 0000948046-17-000066
- Filer
- CIK 948046
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 17,840 entries on the cover page, a total value of $135,400,882,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,400,882,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 271,970 | $2,991,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 2,985,000 | $2,990,000 | thousands by filing date | principal |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 390,872 | $2,989,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 225,469 | $2,974,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 3,013,000 | $2,974,000 | thousands by filing date | principal |
| DYNEGY INC NEW DEL | 26817R108 | COM | 378,460 | $2,973,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 57,411 | $2,972,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 67,041 | $2,969,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 123,795 | $2,961,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 289,175 | $2,957,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 77,698 | $2,957,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 75,305 | $2,953,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 333,409 | $2,940,000 | thousands by filing date | |
| GLOBAL PARTNER A | 37954X204 | UNIT | 300,000 | $2,940,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 130,988 | $2,933,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 281,718 | $2,929,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 34,052 | $2,916,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 150,141 | $2,912,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 59,505 | $2,884,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 2,882,000 | $2,878,000 | thousands by filing date | principal |
| ENNIS INC COM | 293389102 | Stock | 169,301 | $2,877,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 52,735 | $2,868,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 254,290 | $2,864,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 126,766 | $2,863,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 2,610,000 | $2,849,000 | thousands by filing date | principal |
| OCEANEERING INTL INC | 675232102 | COM | 105,039 | $2,842,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 52,058 | $2,833,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 94,441 | $2,826,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 248,907 | $2,809,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 149,593 | $2,808,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 139,287 | $2,805,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 3,160,000 | $2,804,000 | thousands by filing date | principal |
| TRITON INTL LTD | G9078F107 | CL A | 108,771 | $2,803,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 209,872 | $2,801,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 68,298 | $2,799,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 198,560 | $2,798,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 94,584 | $2,795,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 43,331 | $2,794,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 75,912 | $2,794,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 379,928 | $2,792,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 613,744 | $2,791,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 1,991,000 | $2,791,000 | thousands by filing date | principal |
| MATSON INC COM | 57686G105 | Stock | 87,890 | $2,790,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 51,374 | $2,788,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 58,997 | $2,780,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 112,633 | $2,775,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 85,900 | $2,774,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 105,700 | $2,767,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 68,870 | $2,767,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 198,899 | $2,759,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 112,214 | $2,757,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 60,694 | $2,757,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 79,463 | $2,753,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 159,568 | $2,742,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 35,033 | $2,740,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 164,901 | $2,739,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 17,159 | $2,724,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 103,664 | $2,714,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 64,075 | $2,705,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 77,125 | $2,705,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 99,943 | $2,703,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 335,448 | $2,700,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 76,739 | $2,697,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 90,161 | $2,687,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 169,700 | $2,686,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 120,890 | $2,680,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 3,970,000 | $2,679,000 | thousands by filing date | principal |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 27,176 | $2,676,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 45,100 | $2,674,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 20,742 | $2,671,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 84,709 | $2,670,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 55,103 | $2,668,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 41,750 | $2,665,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 192,711 | $2,655,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 107,692 | $2,649,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 231,347 | $2,648,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 641,908 | $2,644,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,031,946 | $2,640,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 141,853 | $2,636,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 73,699 | $2,631,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 158,328 | $2,628,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 95,822 | $2,628,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 65,700 | $2,618,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 182,971 | $2,615,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 310,582 | $2,608,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 149,998 | $2,606,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 54,710 | $2,600,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 160,243 | $2,599,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 464,000 | $2,598,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 99,921 | $2,597,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 105,579 | $2,584,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 76,465 | $2,583,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 2,575,000 | $2,579,000 | thousands by filing date | principal |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 157,241 | $2,577,000 | thousands by filing date | |
| STANDARD CHARTERED PLC | G84228CX4 | DEBT 7.750%12/3 | 2,500,000 | $2,575,000 | thousands by filing date | principal |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 111,660 | $2,572,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 57,822 | $2,564,000 | thousands by filing date | |
| RH | 74967X103 | COM | 55,460 | $2,563,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 314,611 | $2,562,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 2,500,000 | $2,560,000 | thousands by filing date | principal |
| BEACON FINANCIAL CORP. | 084680107 | COM | 70,467 | $2,539,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 121,770 | $2,530,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 36,383 | $2,529,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 120,541 | $2,522,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 673,080 | $2,522,000 | thousands by filing date | |
| SCMP 3.25 12/21 | 864909AA4 | Bond 30/360P2 U | 2,543,000 | $2,515,000 | thousands by filing date | principal |
| CREE INC | 225447101 | COM | 93,966 | $2,509,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 72,348 | $2,503,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 87,273 | $2,499,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 202,999 | $2,482,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 366,413 | $2,472,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 72,873 | $2,461,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 31,068 | $2,461,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 182,531 | $2,452,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 102,100 | $2,450,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 155,298 | $2,450,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 127,566 | $2,443,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 129,701 | $2,442,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 204,816 | $2,435,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 119,873 | $2,432,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 142,165 | $2,424,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 49,195 | $2,416,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 67,821 | $2,414,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 2,435,000 | $2,413,000 | thousands by filing date | principal |
| BADGER METER INC COM | 056525108 | Stock | 65,428 | $2,404,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 87,146 | $2,403,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 2,129,000 | $2,400,000 | thousands by filing date | principal |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 82,538 | $2,396,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 90,235 | $2,394,000 | thousands by filing date | |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 2,230,000 | $2,381,000 | thousands by filing date | principal |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 2,448,000 | $2,380,000 | thousands by filing date | principal |
| ACXIOM CORP | 005125109 | COMMON STOCK | 83,621 | $2,379,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 50,632 | $2,378,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 8,500 | $2,377,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 94,183 | $2,376,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 16,732 | $2,375,000 | thousands by filing date | call |
| EBIX INC | 278715206 | COM NEW | 38,698 | $2,369,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 272,345 | $2,368,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 78,348 | $2,368,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 215,139 | $2,367,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 2,175,000 | $2,366,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 79,197 | $2,362,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 47,497 | $2,357,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 155,015 | $2,347,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 83,959 | $2,345,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 586,115 | $2,344,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 53,800 | $2,341,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 2,045,000 | $2,333,000 | thousands by filing date | principal |
| LLOYDS BANKING GROUP PLC | 539439AG4 | SDCV 7.500%12/3 | 2,200,000 | $2,326,000 | thousands by filing date | principal |
| M.D.C. HOLDINGS INC | 552676108 | COM | 77,400 | $2,324,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 54,813 | $2,322,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 49,604 | $2,321,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 183,174 | $2,319,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 47,673 | $2,319,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 90,400 | $2,300,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 193,067 | $2,295,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 151,823 | $2,291,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,013,895 | $2,291,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 123,549 | $2,291,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 19,600 | $2,284,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 178,223 | $2,282,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 2,052,000 | $2,272,000 | thousands by filing date | principal |
| LA Z BOY INC | 505336107 | COM | 84,070 | $2,268,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 155,368 | $2,267,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 110,598 | $2,266,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 86,726 | $2,265,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 146,433 | $2,264,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 60,703 | $2,263,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M205 | STOCK UNIT | 196,000 | $2,262,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 216,347 | $2,259,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 102,787 | $2,249,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 177,827 | $2,238,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 50,169 | $2,232,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 272,857 | $2,231,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 97,263 | $2,222,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 176,011 | $2,221,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 54,681 | $2,219,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 63,893 | $2,216,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 31,622 | $2,215,000 | thousands by filing date | |
| AXAR ACQUISITION CORP | 05455L102 | COM | 225,000 | $2,205,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 156,932 | $2,204,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 120,339 | $2,202,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 87,500 | $2,200,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 223,847 | $2,199,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 127,947 | $2,193,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 80,342 | $2,189,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 259,328 | $2,188,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 71,879 | $2,188,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 80,600 | $2,184,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 150,897 | $2,178,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 72,520 | $2,178,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 52,134 | $2,177,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,050,808 | $2,175,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 76,812 | $2,170,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 956,869 | $2,170,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 132,365 | $2,169,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 85,834 | $2,164,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 44,111 | $2,163,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 234,601 | $2,158,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 655,762 | $2,157,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 162,489 | $2,152,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 121,367 | $2,144,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 227,848 | $2,140,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 38,412 | $2,137,000 | thousands by filing date | put |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 57,079 | $2,125,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 110,306 | $2,125,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 84,258 | $2,124,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 72,279 | $2,122,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 318,111 | $2,117,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 138,402 | $2,115,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 69,206 | $2,110,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 34,580 | $2,107,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 248,743 | $2,105,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 167,179 | $2,097,000 | thousands by filing date | |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 2,100,000 | $2,086,000 | thousands by filing date | call |
| SILVER RUN ACQUISITION | 82812A202 | UNIT 99/99/9999 | 200,000 | $2,086,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 45,192 | $2,083,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L109 | UNIT 99/99/9999 | 202,649 | $2,083,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 319,740 | $2,078,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 106,602 | $2,075,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 106,316 | $2,074,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 74,022 | $2,068,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 65,954 | $2,061,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 73,150 | $2,060,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 118,804 | $2,059,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 121,278 | $2,059,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 51,523 | $2,058,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 108,165 | $2,043,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 370,646 | $2,037,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 68,394 | $2,036,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 90,977 | $2,030,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 64,557 | $2,030,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 45,098 | $2,029,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 52,969 | $2,028,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 389,981 | $2,027,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 72,113 | $2,021,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 162,435 | $2,020,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 2,251,000 | $2,015,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 1,473,000 | $2,008,000 | thousands by filing date | principal |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 66,832 | $2,005,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 59,153 | $2,004,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 55,354 | $1,997,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 100,856 | $1,996,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 402,729 | $1,993,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 105,572 | $1,992,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 17,964 | $1,992,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,000,000 | $1,991,000 | thousands by filing date | principal |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 69,096 | $1,987,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 246,893 | $1,986,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT | 891160MJ9 | NOTE 3.625% 9/1 | 2,020,000 | $1,978,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 100,000 | $1,978,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 76,476 | $1,971,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 106,798 | $1,969,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 1,750,000 | $1,965,000 | thousands by filing date | principal |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 73,261 | $1,964,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 97,089 | $1,964,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 69,877 | $1,960,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 96,246 | $1,958,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 863,617 | $1,958,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 1,069,814 | $1,957,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 1,730,000 | $1,955,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904101 | COM | 28,237 | $1,952,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 67,179 | $1,941,000 | thousands by filing date | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 115,142 | $1,938,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 760,225 | $1,937,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 57,137 | $1,936,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 135,092 | $1,936,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 1,686,000 | $1,931,000 | thousands by filing date | principal |
| LINE CORP | 53567X101 | SPONSORED ADR | 50,000 | $1,923,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 92,887 | $1,921,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 49,585 | $1,919,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 79,754 | $1,908,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 139,902 | $1,904,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 74,922 | $1,901,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 109,783 | $1,898,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 241,830 | $1,897,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 130,543 | $1,894,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 127,000 | $1,891,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 148,538 | $1,890,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 132,700 | $1,890,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 33,473 | $1,883,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 111,504 | $1,883,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 47,519 | $1,883,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 126,644 | $1,879,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 223,678 | $1,878,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 65,242 | $1,877,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 66,300 | $1,863,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 76,512 | $1,856,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 172,922 | $1,856,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 25,890 | $1,855,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 40,161 | $1,849,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 1,399,000 | $1,848,000 | thousands by filing date | principal |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 135,091 | $1,843,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 196,139 | $1,842,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 207,264 | $1,837,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 74,891 | $1,834,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 38,636 | $1,834,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 11,304 | $1,832,000 | thousands by filing date | put |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 78,446 | $1,831,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 37,804 | $1,829,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 71,146 | $1,829,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 183,000 | $1,827,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 88,339 | $1,826,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 76,557 | $1,822,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 102,669 | $1,822,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 265,513 | $1,818,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 1,621,212 | $1,815,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 65,954 | $1,808,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 130,989 | $1,807,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 19,649 | $1,803,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 130,561 | $1,800,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 32,658 | $1,799,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 106,060 | $1,795,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 51,243 | $1,791,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 45,464 | $1,786,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 50,190 | $1,786,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 27,148 | $1,783,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 19,048 | $1,783,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 71,576 | $1,776,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 41,090 | $1,774,000 | thousands by filing date | |
| INOTEK PHARMACEUTICALS CORP | 45780VAB8 | NOTE 5.750% 8/0 | 3,000,000 | $1,770,000 | thousands by filing date | principal |
| ERIE INDTY CO CL A | 29530P102 | Stock | 14,439 | $1,769,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 9,254 | $1,769,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 185,283 | $1,768,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 1,150,000 | $1,767,000 | thousands by filing date | principal |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 101,200 | $1,755,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 166,285 | $1,751,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 175,588 | $1,747,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 74,058 | $1,746,000 | thousands by filing date | call |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 67,520 | $1,746,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 21,049 | $1,744,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 58,352 | $1,740,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 78,205 | $1,738,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 32,169 | $1,738,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 265,296 | $1,737,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 65,793 | $1,736,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 313,015 | $1,736,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 45,760 | $1,732,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 42,883 | $1,731,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 25,106 | $1,730,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 334,327 | $1,727,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 75,989 | $1,727,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 52,107 | $1,722,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 37,526 | $1,722,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 62,657 | $1,720,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 73,364 | $1,716,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 133,775 | $1,716,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 43,484 | $1,705,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 67,344 | $1,705,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 77,234 | $1,704,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 196,088 | $1,702,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 50,528 | $1,694,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 108,715 | $1,694,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 26,001 | $1,689,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 1,213,000 | $1,689,000 | thousands by filing date | put |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 33,449 | $1,687,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 83,807 | $1,686,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 82,067 | $1,682,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 26,125 | $1,680,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 41,426 | $1,679,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 59,365 | $1,677,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 39,615 | $1,676,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 77,222 | $1,676,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 1,491,000 | $1,676,000 | thousands by filing date | principal |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 19,719 | $1,675,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 64,354 | $1,661,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 93,421 | $1,661,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 108,884 | $1,658,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 160,338 | $1,656,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 179,964 | $1,652,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 115,097 | $1,642,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 19,867 | $1,636,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 101,096 | $1,632,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 110,755 | $1,632,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 252,116 | $1,629,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,274,308 | $1,629,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 103,800 | $1,629,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 54,734 | $1,628,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 1,464,000 | $1,628,000 | thousands by filing date | put |
| HLS 2 12/1/43 | 421924BL4 | Bond 30/360P2 U | 1,333,000 | $1,627,000 | thousands by filing date | principal |
| TPI Composites Inc | 87266J104 | Common Stock | 85,222 | $1,619,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 98,744 | $1,615,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 74,390 | $1,610,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 238,700 | $1,608,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 272,205 | $1,603,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 160,776 | $1,600,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 150,581 | $1,599,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 154,415 | $1,592,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 51,640 | $1,589,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 33,304 | $1,576,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 30,383 | $1,571,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 168,765 | $1,570,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 18,496 | $1,570,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 474,253 | $1,567,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 48,680 | $1,552,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 34,966 | $1,551,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 66,206 | $1,539,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 93,327 | $1,538,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 40,561 | $1,531,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 3,262 | $1,525,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 18,663 | $1,521,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 53,300 | $1,520,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 137,544 | $1,519,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 43,526 | $1,515,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 1,550,000 | $1,515,000 | thousands by filing date | principal |
| LOXO ONCOLOGY INC | 548862101 | COM | 36,042 | $1,514,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 53,768 | $1,511,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 37,798 | $1,508,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 133,967 | $1,506,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 1,390,000 | $1,503,000 | thousands by filing date | principal |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 39,981 | $1,501,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 68,465 | $1,501,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 106,791 | $1,497,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 24,614 | $1,495,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 1,483,000 | $1,491,000 | thousands by filing date | principal |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 26,704 | $1,489,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 91,981 | $1,487,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 104,539 | $1,486,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 208,986 | $1,483,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 1,425,000 | $1,480,000 | thousands by filing date | principal |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 75,960 | $1,475,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 43,958 | $1,471,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 34,127 | $1,469,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 52,295 | $1,469,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 96,441 | $1,469,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 78,116 | $1,466,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 82,916 | $1,465,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 207,033 | $1,463,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 68,011 | $1,461,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 53,802 | $1,456,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 179,104 | $1,449,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 62,000 | $1,448,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 20,169 | $1,443,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 16,430 | $1,442,000 | thousands by filing date | call |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 35,935 | $1,437,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 50,000 | $1,434,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 307,999 | $1,434,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 67,811 | $1,431,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 196,471 | $1,429,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 203,924 | $1,429,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 10,818 | $1,427,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 171,737 | $1,424,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 38,517 | $1,420,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 263,045 | $1,419,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 149,958 | $1,414,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 21,784 | $1,413,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 63,116 | $1,409,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 28,607 | $1,409,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 69,334 | $1,406,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 498,200 | $1,404,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 160,437 | $1,402,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 35,325 | $1,399,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 45,661 | $1,398,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 85,583 | $1,392,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 72,891 | $1,390,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 57,387 | $1,389,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 70,374 | $1,387,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 166,199 | $1,385,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 1,249,000 | $1,383,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 1,308,000 | $1,379,000 | thousands by filing date | principal |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 54,262 | $1,376,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 42,469 | $1,370,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 11,955 | $1,370,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 47,094 | $1,366,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 104,298 | $1,355,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 61,047 | $1,354,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 73,645 | $1,351,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 57,013 | $1,349,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 262,828 | $1,348,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 36,510 | $1,347,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 28,566 | $1,344,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 78,578 | $1,342,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 31,463 | $1,342,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 83,903 | $1,341,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 29,332 | $1,340,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 20,223 | $1,335,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 24,868 | $1,333,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 120,846 | $1,328,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 347,655 | $1,328,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 44,580 | $1,327,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 47,435 | $1,323,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 36,609 | $1,322,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 35,710 | $1,322,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 34,833 | $1,318,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 78,416 | $1,312,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 38,938 | $1,312,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 68,572 | $1,308,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 54,881 | $1,304,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 155,514 | $1,303,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 53,482 | $1,301,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 245,399 | $1,299,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 6,637 | $1,295,000 | thousands by filing date | call |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 75,245 | $1,294,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 84,910 | $1,287,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 63,695 | $1,286,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 74,833 | $1,284,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 95,204 | $1,284,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 63,269 | $1,281,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,442 | $1,278,000 | thousands by filing date | call |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 28,887 | $1,271,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-17-000066 | this filing | 2017-05-15 | acceptance time not in the bulk data set |