13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 5,056 holding rows worth $124,355,916,000.
- Accession
- 0000948046-17-000037
- Filer
- CIK 948046
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 18,029 entries on the cover page, a total value of $124,355,916,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $124,355,916,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLATFELTER | 377316104 | COM | 56,653 | $1,351,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 102,411 | $1,350,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 19,902 | $1,350,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 92,727 | $1,349,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 10,107 | $1,347,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 120,502 | $1,347,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 90,623 | $1,342,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 34,285 | $1,341,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 55,495 | $1,337,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 164,649 | $1,331,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 50,587 | $1,329,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 84,713 | $1,329,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 76,495 | $1,325,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 158,952 | $1,325,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 32,732 | $1,323,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 188,660 | $1,321,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 52,427 | $1,319,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 945,000 | $1,319,000 | thousands by filing date | principal |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 88,294 | $1,318,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 73,213 | $1,318,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 91,742 | $1,312,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 169,763 | $1,311,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 636,000 | $1,311,000 | thousands by filing date | principal |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 90,178 | $1,310,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 28,100 | $1,296,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 277,930 | $1,296,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 138,017 | $1,294,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 79,772 | $1,294,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 31,311 | $1,293,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 75,438 | $1,289,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 21,308 | $1,283,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 108,358 | $1,283,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 54,572 | $1,279,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 111,513 | $1,279,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 41,117 | $1,278,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 113,147 | $1,273,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 67,381 | $1,270,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 44,500 | $1,270,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 57,276 | $1,270,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 35,109 | $1,269,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 12,167 | $1,267,000 | thousands by filing date | call |
| TENNANT CO | 880345103 | COM | 17,813 | $1,267,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 80,170 | $1,266,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 39,679 | $1,264,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 75,669 | $1,259,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 152,438 | $1,257,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 116,936 | $1,256,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 120,713 | $1,255,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 140,575 | $1,255,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 43,697 | $1,254,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 31,714 | $1,254,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 13,506 | $1,252,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 31,701 | $1,252,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 166,049 | $1,252,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 76,562 | $1,252,000 | thousands by filing date | call |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 900,000 | $1,251,000 | thousands by filing date | principal |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 25,616 | $1,246,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 282,681 | $1,246,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 764,400 | $1,245,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 128,221 | $1,243,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 124,252 | $1,242,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 42,166 | $1,240,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 68,188 | $1,240,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 75,193 | $1,232,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 91,794 | $1,228,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 66,087 | $1,225,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 107,398 | $1,222,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 34,086 | $1,220,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 447,173 | $1,220,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 38,123 | $1,218,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 1,057,888 | $1,216,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 14,927 | $1,215,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 10,401 | $1,214,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 36,493 | $1,212,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 106,982 | $1,212,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 32,317 | $1,209,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 131,379 | $1,207,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 18,828 | $1,205,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 152,829 | $1,196,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 75,700 | $1,196,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 64,123 | $1,194,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 26,239 | $1,193,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 13,590 | $1,191,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 153,321 | $1,189,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 21,236 | $1,188,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 19,218 | $1,187,000 | thousands by filing date | call |
| CYTOKINETICS INC | 23282W605 | COM NEW | 97,705 | $1,185,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 49,798 | $1,185,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 67,545 | $1,185,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 80,053 | $1,185,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 28,398 | $1,184,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 22,964 | $1,178,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 51,025 | $1,176,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 42,049 | $1,176,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 64,140 | $1,172,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 28,772 | $1,169,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 63,028 | $1,167,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 53,324 | $1,164,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 20,567 | $1,163,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 93,720 | $1,162,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 60,916 | $1,161,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 40,635 | $1,159,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 12,263 | $1,158,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 581,000 | $1,156,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 344,784 | $1,156,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 21,175 | $1,155,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 21,598 | $1,154,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 118,752 | $1,140,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 31,516 | $1,133,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 8,856 | $1,131,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 111,840 | $1,130,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 71,582 | $1,129,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 46,772 | $1,129,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 43,132 | $1,128,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 72,535 | $1,126,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 31,830 | $1,125,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 32,138 | $1,118,000 | thousands by filing date | put |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 35,424 | $1,118,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 363,505 | $1,118,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 44,302 | $1,117,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 58,800 | $1,114,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 46,410 | $1,113,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 118,466 | $1,112,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 281,954 | $1,112,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 15,029 | $1,105,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 17,340 | $1,103,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 38,340 | $1,096,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 30,545 | $1,093,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 21,327 | $1,088,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 37,357 | $1,088,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 869,000 | $1,087,000 | thousands by filing date | principal |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 82,096 | $1,086,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 288,612 | $1,085,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 32,450 | $1,084,000 | thousands by filing date | |
| LGI HOMES INC | 50187TAB2 | NOTE 4.25011/1 | 758,000 | $1,079,000 | thousands by filing date | principal |
| KEYW HLDG CORP | 493723100 | COM | 91,669 | $1,078,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 10,635 | $1,077,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 42,856 | $1,077,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 614,000 | $1,077,000 | thousands by filing date | principal |
| Morgan Stanley | 617446448 | COM | 25,437 | $1,073,000 | thousands by filing date | call |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 87,704 | $1,071,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 25,960 | $1,070,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 216,478 | $1,070,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 50,504 | $1,068,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 195,620 | $1,065,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 507,299 | $1,064,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 41,513 | $1,060,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 53,653 | $1,059,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 24,262 | $1,057,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 31,569 | $1,057,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 80,309 | $1,056,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 69,273 | $1,054,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,054,000 | $1,054,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 119,607 | $1,053,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 18,607 | $1,052,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,362 | $1,051,000 | thousands by filing date | put |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 80,616 | $1,048,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 68,500 | $1,044,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 41,319 | $1,044,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 83,405 | $1,043,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 64,988 | $1,043,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,401,200 | $1,043,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 258,670 | $1,040,000 | thousands by filing date | |
| SOCIETE GENERALE | F849BQAA2 | DEBT 8.250%12/3 | 1,000,000 | $1,040,000 | thousands by filing date | principal |
| NEENAH PAPER INC | 640079109 | COM | 12,217 | $1,039,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 41,214 | $1,037,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 42,022 | $1,036,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 261,818 | $1,033,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 110,559 | $1,033,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 66,807 | $1,033,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 137,330 | $1,031,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 49,574 | $1,031,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 95,859 | $1,031,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 99,202 | $1,031,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 31,449 | $1,031,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 16,574 | $1,029,000 | thousands by filing date | call |
| LORAL SPACE & COM INC | 543881106 | COM | 25,109 | $1,029,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 28,910 | $1,027,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 64,145 | $1,027,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 38,177 | $1,026,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 43,824 | $1,025,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 29,004 | $1,025,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 150,132 | $1,022,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 981,000 | $1,022,000 | thousands by filing date | principal |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 42,423 | $1,020,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 75,857 | $1,020,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 111,601 | $1,019,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 121,892 | $1,018,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 63,677 | $1,017,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 5,917 | $1,013,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 27,939 | $1,012,000 | thousands by filing date | put |
| JAMES RIV GROUP LTD | G5005R107 | COM | 24,383 | $1,012,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 11,573 | $1,010,000 | thousands by filing date | put |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 99,800 | $1,010,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 66,229 | $1,005,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 25,427 | $1,003,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 33,213 | $1,002,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 28,845 | $1,002,000 | thousands by filing date | |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 940,000 | $1,001,000 | thousands by filing date | principal |
| MATERION CORP | 576690101 | COM | 25,306 | $1,000,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 52,181 | $999,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 80,667 | $997,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 47,478 | $996,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 79,372 | $995,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 34,790 | $993,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 202,699 | $993,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 23,249 | $990,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 28,462 | $989,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 60,445 | $986,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 71,757 | $982,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 309,077 | $982,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 34,894 | $981,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 40,800 | $980,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 127,109 | $979,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097BB6 | NOTE 8.625%12/3 | 960,000 | $979,000 | thousands by filing date | call |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 51,232 | $976,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 34,264 | $975,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 11,101 | $974,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 34,635 | $974,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 19,324 | $973,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 9,454 | $972,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 35,990 | $972,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 26,419 | $971,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 4,536 | $968,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 4,747 | $968,000 | thousands by filing date | put |
| BNC Bancorp | 05566T101 | Com | 30,315 | $966,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 14,717 | $963,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 40,156 | $962,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 1,050,000 | $958,000 | thousands by filing date | principal |
| PENUMBRA INC COM | 70975L107 | Stock | 15,017 | $956,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 758,724 | $954,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 92,766 | $952,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 119,947 | $951,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 88,287 | $949,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 23,790 | $948,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 55,505 | $948,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 961,000 | $948,000 | thousands by filing date | principal |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 22,540 | $947,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 43,700 | $946,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 52,012 | $944,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 16,157 | $941,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 19,923 | $941,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 52,352 | $938,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 104,157 | $937,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 28,293 | $934,000 | thousands by filing date | |
| HARVEST NAT RES | 41754v202 | COM | 151,219 | $934,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 1,318,000 | $934,000 | thousands by filing date | principal |
| BOINGO WIRELESS INC | 09739C102 | COM | 76,642 | $933,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 339,344 | $932,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 13,943 | $931,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 61,004 | $929,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 130,034 | $929,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 1,000,000 | $926,000 | thousands by filing date | principal |
| CHAMPION HOMES INC | 830830105 | COM | 59,978 | $925,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 214,687 | $925,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 109,884 | $923,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 40,067 | $923,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 74,230 | $921,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 12,157 | $919,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 34,570 | $918,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 25,057 | $918,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 12,215 | $918,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 17,012 | $916,000 | thousands by filing date | call |
| ALBANY INTL CORP | 012348108 | CL A | 19,711 | $911,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 748,764 | $911,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 98,978 | $909,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 883,000 | $906,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 26,210 | $905,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 29,791 | $905,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 50,756 | $904,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 38,457 | $902,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 121,795 | $902,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 19,539 | $902,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 17,157 | $901,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 58,946 | $900,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 13,978 | $900,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 138,570 | $900,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 15,021 | $899,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 11,879 | $898,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 85,600 | $898,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 18,683 | $897,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 42,161 | $897,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 130,620 | $895,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 29,135 | $894,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 33,882 | $891,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 1,250,000 | $891,000 | thousands by filing date | principal |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 89,236 | $890,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 17,808 | $886,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 65,200 | $886,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 1,050,000 | $886,000 | thousands by filing date | principal |
| CRA INTL INC | 12618T105 | COM | 24,216 | $885,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 21,490 | $885,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 875,000 | $883,000 | thousands by filing date | call |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 31,045 | $880,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 56,523 | $880,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 167,773 | $880,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 19,680 | $877,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 397,163 | $876,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 61,762 | $876,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 25,145 | $874,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 17,264 | $874,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 25,718 | $871,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 45,971 | $871,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 119,364 | $867,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 18,125 | $867,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 225,421 | $867,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 147,290 | $864,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 56,290 | $863,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 27,851 | $859,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 46,559 | $859,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 11,895 | $859,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 115,017 | $858,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 61,910 | $858,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 59,997 | $857,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 40,329 | $856,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 49,430 | $856,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 38,601 | $855,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 55,153 | $851,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 15,214 | $851,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 17,496 | $851,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 34,362 | $848,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 13,595 | $845,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 100,000 | $845,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 38,589 | $844,000 | thousands by filing date | call |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 38,693 | $843,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 13,543 | $841,000 | thousands by filing date | put |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 177,298 | $834,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 585,000 | $834,000 | thousands by filing date | principal |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 36,776 | $831,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 36,946 | $830,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 154,032 | $830,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 59,881 | $829,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 250,207 | $828,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 47,627 | $825,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 13,375 | $824,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 164,250 | $823,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 580,132 | $822,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 119,490 | $818,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 17,245 | $816,000 | thousands by filing date | call |
| PATRICK INDS INC | 703343103 | COM | 10,696 | $814,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 42,143 | $814,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 51,104 | $813,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 30,309 | $813,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 64,863 | $813,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 37,577 | $813,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 96,419 | $811,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 122,220 | $809,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 12,471 | $808,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 20,353 | $807,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 43,942 | $807,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 18,278 | $804,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 30,302 | $801,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 50,193 | $800,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 28,968 | $799,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 25,926 | $799,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 13,841 | $799,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 92,009 | $798,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 131,004 | $796,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 73,770 | $795,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 1,336,000 | $795,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 15,000 | $795,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 85,740 | $794,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 85,946 | $791,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 77,597 | $789,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 15,838 | $788,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 50,392 | $787,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 15,528 | $786,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 8,963 | $785,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 2,000,000 | $785,000 | thousands by filing date | principal |
| ST JOE CO | 790148100 | COM | 41,107 | $779,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 54,296 | $777,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 985,794 | $775,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 30,892 | $774,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 23,400 | $773,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 25,079 | $773,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 26,286 | $772,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 18,008 | $772,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 75,669 | $761,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 33,789 | $760,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,967 | $757,000 | thousands by filing date | put |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 23,286 | $757,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 33,122 | $757,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 39,564 | $757,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 199,682 | $756,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS AG | 62957M104 | SPONSORED ADR | 126,924 | $755,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 26,087 | $754,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 19,363 | $753,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 60,242 | $753,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 19,202 | $752,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 29,135 | $750,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 80,184 | $749,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 41,307 | $749,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 27,429 | $748,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 116,053 | $748,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 66,101 | $742,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 24,557 | $742,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 24,042 | $740,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 96,703 | $738,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 26,403 | $737,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 29,127 | $737,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 38,064 | $731,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 37,557 | $731,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 82,480 | $729,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 83,244 | $729,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 31,545 | $726,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 108,499 | $726,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 50,886 | $725,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 8,749 | $724,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 22,716 | $723,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 38,100 | $723,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 32,943 | $722,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 348,069 | $720,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 21,837 | $720,000 | thousands by filing date | call |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 722,000 | $720,000 | thousands by filing date | principal |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 111,400 | $720,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 31,796 | $719,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 94,145 | $718,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 35,801 | $716,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 54,637 | $715,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 16,906 | $713,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 9,148 | $713,000 | thousands by filing date | call |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 44,452 | $713,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 12,304 | $713,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 63,100 | $710,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 41,281 | $710,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 50,485 | $710,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 35,339 | $708,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 40,568 | $708,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 12,861 | $707,000 | thousands by filing date | call |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 16,467 | $707,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 29,350 | $707,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 172,014 | $705,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 49,522 | $705,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 10,037 | $703,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 46,795 | $703,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 702,000 | $701,000 | thousands by filing date | principal |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 745,000 | $700,000 | thousands by filing date | principal |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 82,719 | $699,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 16,396 | $699,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 39,850 | $698,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 44,746 | $697,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 35,786 | $695,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 26,558 | $694,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 8,968 | $694,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 770,000 | $693,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 696,000 | $693,000 | thousands by filing date | put |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 34,653 | $692,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 200,285 | $692,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 15,012 | $691,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 50,068 | $691,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 17,131 | $690,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,225 | $689,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 647,000 | $689,000 | thousands by filing date | principal |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 10,293 | $687,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 27,507 | $686,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 77,033 | $686,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 80,546 | $685,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 48,352 | $685,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 34,537 | $685,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 18,884 | $684,000 | thousands by filing date | call |
| GTT COMMUNICATIONS INC | 362393100 | COM | 23,848 | $684,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 43,833 | $684,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 1,463,359 | $684,000 | thousands by filing date | principal |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 26,601 | $681,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 20,263 | $681,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 178,145 | $681,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 18,862 | $681,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 35,675 | $680,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 32,180 | $679,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 19,379 | $678,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 44,744 | $677,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 163,739 | $676,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 17,990 | $675,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 28,272 | $673,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 9,730 | $672,000 | thousands by filing date | call |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 20,549 | $672,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 20,219 | $668,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 47,806 | $668,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 19,256 | $667,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 11,913 | $666,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 38,133 | $666,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 34,000 | $665,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 51,000 | $665,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367PAB6 | NOTE 2.000% 6/1 | 1,000,000 | $665,000 | thousands by filing date | principal |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 19,364 | $664,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 10,507 | $664,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 9,312 | $663,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 10,000 | $662,000 | thousands by filing date | put |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 61,253 | $662,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 8,271 | $662,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 36,100 | $661,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 13,769 | $660,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 25,556 | $660,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 100,855 | $659,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 25,685 | $658,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 31,561 | $658,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 11,780 | $657,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 66,771 | $656,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 9,841 | $655,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 32,225 | $655,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-17-000037 | this filing | 2017-02-14 | acceptance time not in the bulk data set |