13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 5,056 holding rows worth $124,355,916,000.
- Accession
- 0000948046-17-000037
- Filer
- CIK 948046
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 18,029 entries on the cover page, a total value of $124,355,916,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $124,355,916,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 59,960 | $655,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 22,649 | $655,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 57,839 | $653,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 565,000 | $653,000 | thousands by filing date | principal |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 37,782 | $653,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 8,849 | $652,000 | thousands by filing date | call |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 20,140 | $652,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 483,875 | $652,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 131,137 | $651,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 35,266 | $649,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 18,649 | $649,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 380,268 | $649,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 31,557 | $648,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 607,000 | $648,000 | thousands by filing date | principal |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 14,953 | $647,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 53,852 | $647,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 27,566 | $646,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 33,317 | $646,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 134,141 | $643,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 15,285 | $643,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 25,699 | $643,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 20,060 | $642,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 48,267 | $639,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 9,756 | $637,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 639,000 | $637,000 | thousands by filing date | principal |
| NAM TAI PROPERTY INC | G63907102 | Com | 85,920 | $635,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 133,039 | $633,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 61,972 | $632,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 117,886 | $632,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,820 | $631,000 | thousands by filing date | call |
| READING INTL INC | 755408101 | CL A | 38,127 | $631,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 112,008 | $629,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 66,985 | $625,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 10,379 | $622,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 85,378 | $622,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 81,168 | $620,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 18,150 | $619,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 58,700 | $619,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 31,071 | $618,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 101,577 | $618,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 22,774 | $615,000 | thousands by filing date | put |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 31,108 | $613,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 38,880 | $612,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 81,522 | $609,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 31,173 | $607,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 8,369 | $607,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 452,000 | $607,000 | thousands by filing date | principal |
| QUIDEL CORP | 74838J101 | COM | 28,414 | $606,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 36,089 | $605,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 32,930 | $604,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 650,000 | $604,000 | thousands by filing date | principal |
| Deere & Company | 244199105 | COM | 5,844 | $602,000 | thousands by filing date | call |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 29,833 | $602,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 284,248 | $602,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 10,529 | $601,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 6,035 | $600,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 26,761 | $599,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 4,832 | $599,000 | thousands by filing date | call |
| INTRALINKS HLDGS INC | 46118H104 | COM | 44,345 | $598,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 29,865 | $594,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,709 | $593,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 80,596 | $593,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 20,743 | $593,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 46,779 | $593,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 28,709 | $593,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 22,252 | $589,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 14,367 | $589,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 13,591 | $588,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,455 | $587,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 413,761 | $587,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 9,449 | $587,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 79,627 | $586,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 38,163 | $586,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 126,888 | $586,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 17,728 | $584,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,239 | $584,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 233,645 | $582,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 60,687 | $581,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 26,063 | $581,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 37,047 | $580,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 36,861 | $580,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 331,214 | $579,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 28,200 | $579,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 25,328 | $578,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 34,363 | $578,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 82,505 | $577,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 41,193 | $576,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 15,550 | $576,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,295 | $575,000 | thousands by filing date | call |
| ADVANSIX INC | 00773T101 | COM | 26,244 | $575,000 | thousands by filing date | |
| WOORIB 4.5 49 | 98105HAE0 | Bond30E/360P2 U | 600,000 | $575,000 | thousands by filing date | call |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 68,300 | $570,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 7,597 | $569,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 9,504 | $569,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 69,727 | $568,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 16,589 | $567,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 71,171 | $567,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 42,116 | $567,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 31,505 | $565,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 80,974 | $565,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 60,952 | $565,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 18,984 | $565,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 25,433 | $564,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 17,106 | $559,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 16,226 | $558,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 23,875 | $556,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 546,000 | $556,000 | thousands by filing date | principal |
| Johnson & Johnson | 478160104 | COM | 4,836 | $555,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 12,536 | $555,000 | thousands by filing date | put |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 4,711 | $555,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 12,293 | $555,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 96,424 | $555,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 26,113 | $554,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 10,272 | $553,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 18,073 | $552,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 13,850 | $552,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 620,000 | $552,000 | thousands by filing date | principal |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 63,941 | $552,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 67,685 | $551,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 59,718 | $551,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 4,429 | $549,000 | thousands by filing date | put |
| GOLDFIELD CORP | 381370105 | COM | 107,619 | $548,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 40,542 | $548,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 20,990 | $547,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 37,775 | $546,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,071 | $545,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 75,716 | $545,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 115,093 | $545,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 14,511 | $544,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 21,357 | $544,000 | thousands by filing date | put |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 28,715 | $541,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 25,440 | $539,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 28,151 | $538,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 29,950 | $538,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 39,440 | $538,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 100,616 | $537,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 571,000 | $537,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 500,000 | $537,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 500,000 | $537,000 | thousands by filing date | call |
| SEABOARD CORP DEL | 811543107 | COM | 136 | $536,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,547 | $535,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 3,033 | $535,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 109,274 | $534,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 17,582 | $534,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 15,815 | $533,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 251,786 | $533,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 37,527 | $531,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 34,520 | $531,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 49,974 | $530,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 86,333 | $530,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 28,532 | $529,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,834 | $527,000 | thousands by filing date | call |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,699 | $526,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 36,551 | $525,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 9,061 | $525,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 525,000 | $525,000 | thousands by filing date | principal |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 17,512 | $524,000 | thousands by filing date | |
| UTS CF CORP | G20307123 | UNIT | 50,000 | $523,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 29,556 | $520,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 94,254 | $517,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 92,382 | $516,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 198,517 | $515,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 84,258 | $513,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 19,317 | $512,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 65,824 | $510,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 92,050 | $508,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 26,672 | $506,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 62,093 | $506,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 19,955 | $505,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 25,886 | $505,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 27,102 | $505,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 30,407 | $501,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 16,881 | $500,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 84,410 | $498,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 4,280 | $495,000 | thousands by filing date | put |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 20,976 | $495,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 23,957 | $494,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 35,393 | $492,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 26,789 | $492,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 10,777 | $491,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 16,173 | $490,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 4,266 | $490,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 217,928 | $489,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 12,699 | $488,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 13,302 | $488,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 11,772 | $486,000 | thousands by filing date | put |
| LIMONEIRA CO | 532746104 | COM | 22,682 | $486,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 16,564 | $486,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 28,707 | $486,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 14,987 | $485,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 12,052 | $484,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 33,804 | $484,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 12,058 | $483,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 438,000 | $482,000 | thousands by filing date | principal |
| VSE CORP COM | 918284100 | Stock | 12,428 | $481,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 14,320 | $480,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 5,165 | $479,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 29,985 | $477,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 89,032 | $476,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 42,558 | $475,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 65,878 | $475,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 36,850 | $474,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 147,914 | $474,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 40,901 | $474,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 1,110,000 | $474,000 | thousands by filing date | principal |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 12,283 | $471,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 450,000 | $471,000 | thousands by filing date | principal |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 72,299 | $470,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 16,645 | $470,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 44,007 | $469,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 35,213 | $469,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 29,990 | $469,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 15,652 | $468,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 17,747 | $468,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 19,660 | $468,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 18,777 | $468,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 27,346 | $468,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 33,309 | $468,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,081 | $467,000 | thousands by filing date | call |
| VIRTUSA CORP | 92827P102 | COM | 18,661 | $467,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 17,439 | $467,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 164,266 | $466,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 336,970 | $464,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,247 | $458,000 | thousands by filing date | call |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 35,368 | $458,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 8,218 | $456,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 19,219 | $452,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 36,132 | $452,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 8,382 | $451,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 12,660 | $451,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 62,800 | $451,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 16,780 | $451,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 16,740 | $450,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 61,826 | $450,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 30,212 | $449,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 16,796 | $449,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,613 | $448,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 21,649 | $448,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 21,298 | $448,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 31,299 | $446,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 42,483 | $446,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 13,526 | $445,000 | thousands by filing date | put |
| ANGIODYNAMICS INC | 03475V101 | COM | 26,480 | $445,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 46,269 | $445,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 13,217 | $442,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 8,446 | $442,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 29,805 | $442,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 102,116 | $442,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 20,884 | $441,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,754 | $440,000 | thousands by filing date | call |
| Q2 HLDGS INC COM | 74736L109 | Stock | 15,270 | $439,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 18,308 | $438,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 18,557 | $438,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 72,002 | $437,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,083 | $436,000 | thousands by filing date | put |
| MESABI TR | 590672101 | CTF BEN INT | 40,802 | $436,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 43,263 | $436,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 17,135 | $434,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 8,100 | $434,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 19,382 | $433,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 450,000 | $433,000 | thousands by filing date | principal |
| PACE HLDGS CORP | G6865N111 | W EXP 99/99/999 | 722,800 | $433,000 | thousands by filing date | call |
| PICO HLDGS INC | 693366205 | COM NEW | 28,635 | $432,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 41,384 | $432,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 41,422 | $432,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 28,635 | $432,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 545 | $431,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,993 | $431,000 | thousands by filing date | call |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 39,814 | $430,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 5,159 | $430,000 | thousands by filing date | |
| Barington/Hilco Acquisition Corp. | 06759V200 | UNIT | 41,399 | $430,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 51,486 | $429,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 83,526 | $428,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 11,180 | $426,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 8,900 | $426,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 5,958 | $425,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 51,443 | $425,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 85,197 | $424,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 13,452 | $422,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 36,964 | $422,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 23,508 | $422,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 19,969 | $421,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 49,429 | $420,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 39,032 | $420,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 11,771 | $418,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 16,369 | $417,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 238,000 | $416,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 21,200 | $416,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 22,512 | $415,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 10,911 | $415,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 20,710 | $415,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,505 | $414,000 | thousands by filing date | call |
| MARTEN TRANSPORT LTD | 573075108 | COM | 17,787 | $413,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 175,770 | $413,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 15,851 | $412,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 29,672 | $411,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 62,300 | $410,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 39,799 | $409,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 42,100 | $409,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 332,904 | $408,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 60,352 | $407,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 3,056 | $407,000 | thousands by filing date | put |
| GULF IS FABRICATION INC | 402307102 | COM | 34,120 | $405,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 13,487 | $404,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 134,631 | $403,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 23,168 | $403,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 18,120 | $403,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 104,000 | $402,000 | thousands by filing date | principal |
| Oracle Corporation | 68389X105 | COM | 10,466 | $401,000 | thousands by filing date | put |
| BROADCOM LTD | Y09827109 | SHS | 2,275 | $401,000 | thousands by filing date | put |
| UNIFI INC | 904677200 | COM NEW | 12,303 | $400,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 12,251 | $396,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 31,768 | $396,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 5,394 | $395,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 10,869 | $395,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 19,367 | $394,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 21,329 | $393,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 661,000 | $393,000 | thousands by filing date | principal |
| CULP INC | 230215105 | CMN | 10,647 | $393,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 37,922 | $393,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 7,271 | $392,000 | thousands by filing date | call |
| CENTURY CASINOS INC | 156492100 | COM | 47,758 | $392,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 39,833 | $392,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 4,339 | $391,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 27,719 | $391,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M114 | *W EXP 10/19/202 | 450,000 | $391,000 | thousands by filing date | call |
| ALPHA PRO TECH LTD | 020772109 | COM | 111,621 | $390,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 7,457 | $389,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 77,125 | $389,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,702 | $388,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 246,014 | $387,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,636 | $386,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 16,306 | $385,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 38,599 | $385,000 | thousands by filing date | |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 34,152 | $384,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 11,002 | $383,000 | thousands by filing date | call |
| BLUE HILLS BANCORP INC | 095573101 | COM | 20,461 | $383,000 | thousands by filing date | |
| WOORIB 4.5 49 | 98105HAE0 | Bond30E/360P2 U | 400,000 | $383,000 | thousands by filing date | principal |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 33,569 | $382,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 369,000 | $382,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 5,852 | $381,000 | thousands by filing date | put |
| HEXCEL CORP NEW | 428291108 | COM | 7,442 | $380,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 27,481 | $379,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 27,358 | $376,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 15,073 | $374,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 13,956 | $373,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 16,649 | $373,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 19,247 | $373,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 19,983 | $373,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 27,256 | $373,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,330 | $372,000 | thousands by filing date | put |
| LCNB CORP | 50181P100 | COM | 16,011 | $371,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 32,842 | $371,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 33,834 | $370,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 11,600 | $369,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 35,799 | $369,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 32,307 | $369,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 26,576 | $367,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 5,961 | $366,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 74,646 | $366,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 12,690 | $365,000 | thousands by filing date | call |
| GLADSTONE LAND CORP | 376549101 | REIT | 32,476 | $365,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 31,571 | $365,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 42,587 | $364,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 58,524 | $362,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 88,554 | $362,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 13,128 | $361,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 34,072 | $360,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 19,537 | $359,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 13,117 | $359,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 16,088 | $359,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,489 | $356,000 | thousands by filing date | put |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 75,700 | $355,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 30,180 | $355,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 17,143 | $354,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 22,637 | $354,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 200,454 | $354,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 53,003 | $354,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 14,010 | $353,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 48,774 | $353,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 44,544 | $353,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 60,505 | $353,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 105,336 | $353,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,633 | $352,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 30,144 | $352,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 50,918 | $352,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 25,818 | $351,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 5,215 | $351,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 26,491 | $351,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 200,800 | $351,000 | thousands by filing date | call |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 32,829 | $350,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 15,730 | $349,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 22,177 | $347,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 14,392 | $347,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 12,028 | $346,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 177,628 | $346,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 40,170 | $343,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 11,119 | $342,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 17,001 | $342,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 25,097 | $340,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 67,657 | $340,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 330,000 | $339,000 | thousands by filing date | principal |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 18,271 | $339,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 26,550 | $338,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 24,464 | $336,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 23,127 | $336,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 3,200 | $336,000 | thousands by filing date | call |
| UMH PPTYS INC | 903002103 | COM | 22,397 | $335,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 14,142 | $335,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 17,150 | $332,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,925 | $330,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 3,614 | $330,000 | thousands by filing date | put |
| EASTERN CO | 276317104 | COM | 15,813 | $330,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 18,701 | $329,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 15,941 | $329,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 47,918 | $328,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 21,201 | $328,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 51,420 | $327,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 96,458 | $327,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 31,344 | $327,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 352,000 | $327,000 | thousands by filing date | principal |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 34,497 | $327,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 16,300 | $326,000 | thousands by filing date | put |
| ARQ INC | 00770C101 | COM | 35,347 | $326,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 17,835 | $326,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 10,299 | $326,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 240,000 | $325,000 | thousands by filing date | put |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 20,303 | $325,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 22,670 | $324,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 20,682 | $324,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 7,537 | $322,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 12,310 | $322,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 51,700 | $322,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 46,383 | $321,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 8,135 | $320,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 23,561 | $319,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 39,854 | $318,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 13,448 | $318,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 34,395 | $318,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 20,551 | $317,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,613 | $316,000 | thousands by filing date | put |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 15,668 | $316,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 22,859 | $313,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 22,850 | $312,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 7,551 | $312,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 62,320 | $312,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 23,823 | $312,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 17,193 | $311,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 20,472 | $311,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 52,064 | $311,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 71,508 | $308,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 71,102 | $307,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 106,523 | $307,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 20,634 | $307,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 11,393 | $306,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 48,368 | $306,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 28,544 | $306,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 8,526 | $304,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 11,806 | $304,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 9,702 | $302,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 10,067 | $302,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 44,519 | $302,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 24,027 | $301,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 292,000 | $301,000 | thousands by filing date | principal |
| Procter & Gamble Co | 742718109 | COM | 3,582 | $300,000 | thousands by filing date | put |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 15,816 | $300,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 7,866 | $299,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 36,229 | $299,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 9,010 | $297,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 42,914 | $297,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 11,579 | $295,000 | thousands by filing date | call |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 35,559 | $295,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 15,239 | $294,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 8,589 | $294,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 45,275 | $293,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 10,745 | $292,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 10,404 | $291,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 27,399 | $291,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 17,521 | $291,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 9,905 | $290,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 90,117 | $290,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 11,794 | $290,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 19,507 | $290,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 13,983 | $288,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 19,500 | $287,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 255,000 | $287,000 | thousands by filing date | principal |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 14,343 | $284,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 39,884 | $283,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,372 | $282,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 13,320 | $282,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 19,444 | $282,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 27,953 | $282,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 8,076 | $281,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 10,000 | $280,000 | thousands by filing date | put |
| NRC HEALTH | 637372202 | COMMON STOCK | 14,752 | $279,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 34,954 | $279,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,314 | $278,000 | thousands by filing date | put |
| ELDORADO RESORTS INC | 28470R102 | COM | 16,540 | $278,000 | thousands by filing date | |
| Aceto Corp | 004446AD2 | CONV BOND | 290,000 | $278,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503403 | COM NEW | 189 | $277,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-17-000037 | this filing | 2017-02-14 | acceptance time not in the bulk data set |