13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 5,056 holding rows worth $124,355,916,000.
- Accession
- 0000948046-17-000037
- Filer
- CIK 948046
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 18,029 entries on the cover page, a total value of $124,355,916,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $124,355,916,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,000 | $277,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 78,446 | $277,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 9,137 | $275,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 161,888 | $275,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,688 | $274,000 | thousands by filing date | call |
| GAMCO INVS INC COM | 361438104 | COM | 8,923 | $274,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 41,978 | $274,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 51,035 | $273,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 275,000 | $272,000 | thousands by filing date | principal |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 31,881 | $271,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 3,900 | $271,000 | thousands by filing date | put |
| AH BELO CORP | 001282102 | COMMON STOCK | 42,821 | $271,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 21,875 | $271,000 | thousands by filing date | |
| CONYERS | 212894208 | UNIT9 | 25,000 | $271,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,914 | $269,000 | thousands by filing date | put |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 20,575 | $269,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 108,002 | $268,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 7,900 | $268,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 25,827 | $268,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 24,757 | $267,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 35,303 | $265,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,652 | $264,000 | thousands by filing date | call |
| ACUSHNET HLDGS CORP | 005098108 | COM | 13,500 | $264,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 26,693 | $263,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 52,970 | $263,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 140,700 | $263,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,665 | $262,000 | thousands by filing date | call |
| AMERICAN PUB ED INC | 02913V103 | COM | 10,711 | $262,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 38,576 | $261,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 4,834 | $260,000 | thousands by filing date | put |
| BEL FUSE INC | 077347300 | CL B | 8,439 | $260,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 347,000 | $260,000 | thousands by filing date | principal |
| MSB FINL CORP NEW | 55352L101 | COM | 17,755 | $260,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 4,664 | $258,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 4,209 | $258,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 31,384 | $258,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 252,000 | $258,000 | thousands by filing date | principal |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 9,900 | $257,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,500 | $257,000 | thousands by filing date | put |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 235,000 | $257,000 | thousands by filing date | principal |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 213,000 | $257,000 | thousands by filing date | principal |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 23,709 | $256,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 8,987 | $256,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 17,600 | $256,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 25,910 | $255,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 24,572 | $254,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 13,049 | $254,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 18,894 | $254,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 12,314 | $253,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 50,617 | $252,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 5,913 | $251,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 16,335 | $251,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 2,700 | $250,000 | thousands by filing date | call |
| Lockheed Martin Corporation | 539830109 | COM | 1,000 | $249,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 1,000 | $249,000 | thousands by filing date | call |
| KINSALECAPGROUPINC | 49714P108 | STOK | 7,355 | $249,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 17,178 | $249,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 25,316 | $247,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,448 | $246,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 119,690 | $246,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 25,200 | $245,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 287,101 | $244,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 31,069 | $243,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 61,409 | $243,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 41,387 | $243,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 7,263 | $242,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 9,092 | $242,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 24,398 | $241,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 68,278 | $240,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 7,500 | $240,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 48,504 | $240,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 30,296 | $240,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 212,000 | $240,000 | thousands by filing date | principal |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 12,709 | $239,000 | thousands by filing date | |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 35,503 | $239,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,531 | $237,000 | thousands by filing date | put |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,919 | $237,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 84,905 | $237,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 37,795 | $236,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 240,000 | $236,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 19,416 | $235,000 | thousands by filing date | put |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 18,206 | $235,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 27,585 | $235,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 7,498 | $234,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 18,095 | $234,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 7,800 | $233,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 10,868 | $233,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 6,706 | $232,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 17,863 | $232,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 36,257 | $231,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 7,680 | $231,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 4,327 | $230,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 72,349 | $230,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LD CO | 210226AB2 | NOTE 4.500% 3/1 | 232,000 | $230,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J108 | SHS | 1,091 | $229,000 | thousands by filing date | call |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 20,637 | $229,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 6,355 | $228,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 45,363 | $228,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 72,761 | $228,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 49,297 | $228,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,942 | $227,000 | thousands by filing date | put |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 18,935 | $227,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 23,581 | $227,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 4,797 | $227,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 24,499 | $226,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 51,545 | $226,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 19,000 | $226,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 33,052 | $226,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 305,496 | $226,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 44,646 | $226,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,848 | $225,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 61,593 | $225,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 13,325 | $225,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,151 | $224,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,265 | $224,000 | thousands by filing date | call |
| GSE SYS INC | 36227k106 | COM | 64,309 | $224,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 222,000 | $223,000 | thousands by filing date | principal |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 37,679 | $222,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 113,906 | $222,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 17,275 | $221,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 12,006 | $220,000 | thousands by filing date | call |
| TEEKAY CORPORATION | Y8564W103 | COM | 27,600 | $220,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 25,917 | $220,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 89,679 | $219,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 40,609 | $219,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 14,549 | $219,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,430 | $218,000 | thousands by filing date | call |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 11,490 | $218,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 3,618 | $218,000 | thousands by filing date | put |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 11,160 | $218,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 4,593 | $217,000 | thousands by filing date | put |
| A10 NETWORKS INC | 002121101 | COM | 26,313 | $217,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,353 | $216,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 574 | $216,000 | thousands by filing date | call |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 4,333 | $216,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,750 | $214,000 | thousands by filing date | put |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 22,618 | $214,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 100,013 | $213,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 64,946 | $213,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 10,619 | $212,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 4,859 | $212,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 29,414 | $212,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 15,413 | $212,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,153 | $211,000 | thousands by filing date | call |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 16,201 | $211,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,017 | $210,000 | thousands by filing date | call |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 5,629 | $210,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 14,407 | $210,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 14,117 | $209,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 29,724 | $209,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 124,243 | $209,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 16,122 | $209,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 31,556 | $208,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 17,704 | $207,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 96,513 | $207,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 5,413 | $207,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 13,882 | $207,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 11,598 | $207,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 4,889 | $206,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 16,586 | $206,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 17,397 | $206,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 141,007 | $205,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 209,000 | $205,000 | thousands by filing date | principal |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 39,934 | $204,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 13,161 | $204,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 18,490 | $204,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,940 | $203,000 | thousands by filing date | put |
| CITY OFFICE REIT INC | 178587101 | COM | 15,519 | $203,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 26,687 | $203,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 32,889 | $203,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 32,720 | $203,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 39,197 | $203,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 23,539 | $203,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 57,889 | $203,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 25,801 | $203,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,388 | $202,000 | thousands by filing date | put |
| Capnia, Inc. | 14066L105 | Common | 250,000 | $202,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 14,313 | $201,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 35,875 | $200,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 7,757 | $200,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 30,933 | $200,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 5,576 | $199,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 21,069 | $199,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 25,379 | $198,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 77,779 | $198,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 8,055 | $198,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 18,155 | $198,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 10,722 | $197,000 | thousands by filing date | put |
| ALBEMARLE CORP | 012653101 | COM | 2,277 | $196,000 | thousands by filing date | call |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 5,445 | $196,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 213,696 | $196,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 12,917 | $195,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 29,559 | $195,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 200,000 | $195,000 | thousands by filing date | principal |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 200,000 | $195,000 | thousands by filing date | call |
| Danaher Corporation | 235851102 | COM | 2,502 | $194,000 | thousands by filing date | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 12,863 | $193,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 35,504 | $193,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,929 | $192,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 27,818 | $192,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 46,123 | $192,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 20,861 | $192,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 23,486 | $192,000 | thousands by filing date | |
| E FUTURE INFORMATION TECH IN | G29438101 | SHS | 30,067 | $192,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 5,716 | $192,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 21,273 | $192,000 | thousands by filing date | |
| Global Partner Acquisition Corp | 37954X113 | *W EXP 07/01/202 | 550,000 | $192,000 | thousands by filing date | call |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 30,359 | $191,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 12,145 | $191,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,577 | $190,000 | thousands by filing date | put |
| MATCH GROUP INC | 57665R106 | COM | 11,264 | $190,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 15,782 | $190,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 12,195 | $190,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,422 | $189,000 | thousands by filing date | put |
| MACKINAC FINL CORP | 554571109 | COM | 13,969 | $188,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 34,116 | $188,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,079 | $187,000 | thousands by filing date | put |
| Timmins Gold Corp | 88741P103 | COM | 598,185 | $187,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,937 | $186,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 51,266 | $186,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 5,300 | $186,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 14,171 | $186,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 22,099 | $186,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 32,196 | $186,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 17,742 | $186,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 197,497 | $186,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 249,000 | $186,000 | thousands by filing date | principal |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 52,193 | $186,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,609 | $185,000 | thousands by filing date | put |
| NV5 HOLDINGS, INC | 62945V109 | COM | 5,566 | $185,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 40,334 | $185,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 138,814 | $184,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 51,111 | $183,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 9,949 | $182,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 94,412 | $181,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 12,092 | $181,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 70,239 | $181,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 4,983 | $181,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 15,468 | $180,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 14,600 | $180,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 71,165 | $180,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 3,500 | $179,000 | thousands by filing date | put |
| SONUS NETWORKS INC | 835916503 | COM NEW | 28,630 | $179,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 22,171 | $178,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 18,098 | $178,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 21,348 | $178,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 9,200 | $177,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,551 | $176,000 | thousands by filing date | call |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 16,700 | $176,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 3,300 | $176,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 10,205 | $175,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 11,632 | $175,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 18,820 | $175,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 56,300 | $175,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,102 | $174,000 | thousands by filing date | call |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 18,845 | $174,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,119 | $174,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,687 | $174,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 3,009 | $174,000 | thousands by filing date | put |
| WINMARK CORP | 974250102 | COM | 1,397 | $174,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 31,200 | $174,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 12,454 | $174,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 5,808 | $174,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 6,446 | $174,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 100,268 | $174,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 52,660 | $173,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 4,366 | $173,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 4,347 | $173,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 23,913 | $173,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,323 | $172,000 | thousands by filing date | put |
| CARBONITE INC | 141337105 | COM | 10,605 | $172,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 7,035 | $172,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 10,298 | $172,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 16,710 | $171,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 122,096 | $170,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 53,945 | $170,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 9,942 | $170,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,200 | $169,000 | thousands by filing date | put |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 12,435 | $169,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 26,017 | $169,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 8,295 | $169,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,078 | $169,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 5,357 | $169,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 4,874 | $169,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 27,410 | $169,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 163,000 | $169,000 | thousands by filing date | principal |
| REALNETWORKS INC | 75605L708 | COM | 35,082 | $169,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 109,274 | $169,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 8,847 | $169,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 3,902 | $168,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,350 | $167,000 | thousands by filing date | put |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 6,057 | $167,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,610 | $167,000 | thousands by filing date | put |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 13,624 | $167,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 12,142 | $167,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 33,456 | $167,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 8,859 | $166,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 31,642 | $166,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 7,213 | $165,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 25,010 | $165,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,300 | $164,000 | thousands by filing date | call |
| SURGERY PARTNERS INC | 86881A100 | COM | 10,434 | $164,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 685 | $164,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 15,250 | $164,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 14,783 | $164,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 23,387 | $164,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 29,666 | $163,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 10,755 | $163,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 18,249 | $163,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 23,543 | $162,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 35,619 | $162,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 9,669 | $162,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 18,653 | $161,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 203 | $160,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 10,738 | $160,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 5,091 | $160,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 14,783 | $160,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 2,955 | $159,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,270 | $158,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 9,713 | $158,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 38,917 | $157,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 8,518 | $157,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233206 | COM NEW | 12,759 | $157,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 6,981 | $156,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,428 | $156,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 2,304 | $155,000 | thousands by filing date | call |
| IMPINJ INC | 453204109 | COM | 4,415 | $155,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 32,836 | $155,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 7,366 | $155,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 91,916 | $155,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 18,066 | $155,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 41,972 | $155,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 18,163 | $155,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,500 | $154,000 | thousands by filing date | put |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 4,815 | $154,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 45,586 | $154,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 19,839 | $153,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 9,476 | $151,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 8,140 | $151,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 20,020 | $151,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 5,064 | $151,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,750 | $150,000 | thousands by filing date | put |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 13,228 | $150,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 12,359 | $150,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 7,185 | $150,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 14,002 | $150,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 11,350 | $149,000 | thousands by filing date | put |
| CHIMERIX INC COM | 16934W106 | Stock | 32,666 | $149,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 8,512 | $149,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,301 | $148,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 46,649 | $148,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 66,068 | $148,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 20,863 | $148,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 15,000 | $148,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,038 | $147,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,730 | $147,000 | thousands by filing date | call |
| Bowater Inc | 09066L105 | COMMON STOCKS | 41,189 | $147,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 27,164 | $146,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 9,885 | $146,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 4,462 | $146,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 105,919 | $146,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 22,382 | $146,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 25,448 | $145,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $145,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,880 | $145,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 6,240 | $145,000 | thousands by filing date | call |
| ASIA PAC FD INC | 044901106 | COM | 15,000 | $145,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 4,655 | $144,000 | thousands by filing date | call |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 5,029 | $144,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 23,817 | $144,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 719,900 | $144,000 | thousands by filing date | principal |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 16,153 | $144,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 60,026 | $144,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 35,414 | $144,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 33,140 | $144,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 32,509 | $144,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,560 | $143,000 | thousands by filing date | call |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 500 | $143,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 21,945 | $143,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 6,720 | $143,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 7,727 | $143,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 6,825 | $143,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 994 | $142,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 111,000 | $142,000 | thousands by filing date | principal |
| TANGOE INC/CT | 87582Y108 | COM | 18,204 | $142,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 11,721 | $141,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 13,500 | $141,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 92,831 | $141,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 107,030 | $141,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 26,360 | $141,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 5,474 | $141,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 11,765 | $140,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 12,166 | $140,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U119 | *W EXP 01/01/202 | 700,000 | $140,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 5,184 | $139,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 2,008 | $139,000 | thousands by filing date | put |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 38,539 | $138,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 11,797 | $138,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 311,000 | $138,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 58,868 | $138,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 11,584 | $138,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 4,252 | $137,000 | thousands by filing date | call |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 5,300 | $137,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 41,530 | $137,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 83,554 | $137,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 28,699 | $137,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 25,089 | $137,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 3,445 | $136,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 53,713 | $136,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 14,142 | $136,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 12,396 | $136,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 10,463 | $136,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 22,247 | $136,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 32,116 | $136,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 12,396 | $136,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 480 | $135,000 | thousands by filing date | put |
| Xunlei Ltd-Adr | 98419E108 | COM | 34,976 | $135,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 2,626 | $134,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 103,752 | $134,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 26,638 | $134,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 15,257 | $134,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 13,357 | $133,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 9,693 | $133,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 3,549 | $133,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 19,700 | $133,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 56,805 | $133,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 5,964 | $133,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 58,499 | $133,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 13,097 | $132,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,711 | $132,000 | thousands by filing date | put |
| RED HAT INC | 756577102 | COM | 1,900 | $132,000 | thousands by filing date | call |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 13,138 | $132,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 211,663 | $132,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 11,471 | $132,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 86,550 | $131,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 7,630 | $131,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 68,389 | $131,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 740 | $131,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 46,111 | $131,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,250 | $130,000 | thousands by filing date | put |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 3,000 | $130,000 | thousands by filing date | call |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 8,786 | $130,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 6,901 | $130,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 4,999 | $129,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 23,501 | $129,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 5,102 | $129,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 13,586 | $129,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 27,752 | $128,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 108,373 | $128,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 5,815 | $128,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 3,272 | $128,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 48,482 | $127,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 39,593 | $127,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 9,193 | $127,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 5,905 | $126,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 4,537 | $126,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 105,489 | $126,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 9,355 | $126,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,351 | $125,000 | thousands by filing date | put |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 5,257 | $125,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 28,652 | $125,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 20,999 | $125,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 19,049 | $125,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 29,570 | $125,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 75,423 | $124,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 4,021 | $124,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 5,005 | $124,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,150 | $123,000 | thousands by filing date | put |
| S&P Global,Inc. | 78409V104 | COM | 1,150 | $123,000 | thousands by filing date | call |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 20,291 | $123,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 17,224 | $122,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 661,178 | $122,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 17,108 | $122,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 20,400 | $122,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 11,456 | $121,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 7,637 | $121,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 19,614 | $121,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 8,030 | $121,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 41,648 | $120,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 7,190 | $120,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 2,611 | $119,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 9,786 | $119,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 7,210 | $119,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 68,791 | $119,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 9,614 | $119,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 41,050 | $118,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 56,865 | $118,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 1,825 | $118,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,014 | $117,000 | thousands by filing date | call |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 5,310 | $117,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,834 | $117,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 41,586 | $117,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 4,006 | $117,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 250,100 | $117,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 9,540 | $116,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 3,610 | $116,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 19,340,669 | $116,000 | thousands by filing date | call |
| MEETME INC | 585141104 | COM | 23,712 | $116,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 19,406 | $116,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 34,475 | $116,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-17-000037 | this filing | 2017-02-14 | acceptance time not in the bulk data set |