13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 5,056 holding rows worth $124,355,916,000.
- Accession
- 0000948046-17-000037
- Filer
- CIK 948046
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 18,029 entries on the cover page, a total value of $124,355,916,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $124,355,916,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHIP FINANCE INTL LTD | G81075106 | SHS | 451,653 | $6,706,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 53,888 | $6,696,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 948,997 | $6,689,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 77,878 | $6,679,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 118,627 | $6,665,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 86,110 | $6,635,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 220,833 | $6,626,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 96,270 | $6,619,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 327,342 | $6,588,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 262,805 | $6,577,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 344,872 | $6,567,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 6,305,000 | $6,561,000 | thousands by filing date | principal |
| TANGER INC | 875465106 | COM | 182,873 | $6,539,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 148,963 | $6,522,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 504,168 | $6,507,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 86,819 | $6,490,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 245,059 | $6,465,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 106,106 | $6,464,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 127,102 | $6,459,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 795,234 | $6,455,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 203,891 | $6,452,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,821,821 | $6,448,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 427,104 | $6,425,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 135,148 | $6,421,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 599,626 | $6,415,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 626,971 | $6,411,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 163,823 | $6,387,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 250,000 | $6,385,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 378,223 | $6,381,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 112,360 | $6,378,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 289,185 | $6,358,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 456,084 | $6,320,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 175,703 | $6,311,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 121,716 | $6,308,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 476,045 | $6,295,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 1,061,627 | $6,283,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 97,338 | $6,281,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 118,950 | $6,214,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 204,736 | $6,213,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 433,002 | $6,211,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 160,546 | $6,204,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 281,056 | $6,199,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 110,453 | $6,195,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 810,464 | $6,190,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 164,131 | $6,182,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 279,303 | $6,182,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 164,650 | $6,180,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 205,000 | $6,180,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 84,078 | $6,174,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 229,605 | $6,168,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 184,081 | $6,155,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 234,142 | $6,129,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 116,894 | $6,127,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 83,140 | $6,125,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 145,204 | $6,057,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 215,259 | $6,035,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 140,622 | $6,027,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 327,865 | $6,024,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 6,062,000 | $6,019,000 | thousands by filing date | principal |
| PIER 1 IMPORTS INC | 720279108 | COM | 704,843 | $6,018,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 63,846 | $6,014,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 74,675 | $6,000,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 306,566 | $5,998,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 248,123 | $5,970,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 133,224 | $5,952,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 106,408 | $5,949,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 7,825,000 | $5,947,000 | thousands by filing date | principal |
| MERITOR INC | 59001K100 | COMMON STOCK | 478,854 | $5,946,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,063,786 | $5,944,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 75,642 | $5,942,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 5,300,000 | $5,926,000 | thousands by filing date | principal |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 242,423 | $5,917,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 77,260 | $5,917,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 381,200 | $5,916,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 129,897 | $5,914,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 235,088 | $5,911,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 98,400 | $5,896,000 | thousands by filing date | |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 6,100,000 | $5,882,000 | thousands by filing date | call |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 48,481 | $5,865,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 202,974 | $5,865,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 238,105 | $5,849,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 116,717 | $5,828,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 78,388 | $5,804,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 320,924 | $5,794,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 4,373,000 | $5,777,000 | thousands by filing date | principal |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 382,734 | $5,774,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 130,244 | $5,773,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 113,564 | $5,739,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 405,664 | $5,733,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 431,854 | $5,733,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 108,754 | $5,718,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 252,056 | $5,680,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 66,795 | $5,665,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 293,887 | $5,657,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 505,628 | $5,637,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 196,549 | $5,629,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 274,774 | $5,626,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 1,378,806 | $5,622,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 81,819 | $5,615,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 226,782 | $5,614,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 294,661 | $5,613,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 30,776 | $5,607,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 126,195 | $5,603,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 37,233 | $5,599,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 142,964 | $5,589,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,125,023 | $5,588,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 51,907 | $5,580,000 | thousands by filing date | |
| GLOBAL PARTNER ACQUISITION C | 37954X105 | COM | 560,000 | $5,566,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,848,847 | $5,564,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 67,728 | $5,547,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 5,920,000 | $5,535,000 | thousands by filing date | principal |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 193,514 | $5,533,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 130,023 | $5,522,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 39,191 | $5,520,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 125,861 | $5,504,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 135,764 | $5,489,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 6,235,000 | $5,489,000 | thousands by filing date | principal |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 300,590 | $5,470,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 189,890 | $5,469,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 216,804 | $5,452,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,230,669 | $5,449,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 142,235 | $5,445,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 123,005 | $5,429,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 76,643 | $5,412,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 226,519 | $5,411,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 229,072 | $5,396,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 237,321 | $5,395,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 542,033 | $5,392,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 223,896 | $5,381,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 655,201 | $5,377,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 117,386 | $5,342,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 551,700 | $5,339,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 70,952 | $5,337,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 216,957 | $5,321,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 59,746 | $5,297,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 149,808 | $5,285,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 215,594 | $5,280,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 5,224,000 | $5,265,000 | thousands by filing date | principal |
| AVEXIS INC | 05366U100 | COM | 110,111 | $5,254,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 5,000,000 | $5,253,000 | thousands by filing date | principal |
| ITT INC COM | 45073V108 | Stock | 135,942 | $5,240,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 204,186 | $5,210,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 250,083 | $5,210,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 108,961 | $5,203,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 345,595 | $5,179,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 247,610 | $5,172,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 608,903 | $5,169,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 127,253 | $5,168,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 67,359 | $5,163,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 5,405,000 | $5,158,000 | thousands by filing date | principal |
| Netflix, Inc | 64110L106 | COM | 41,594 | $5,148,000 | thousands by filing date | call |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 74,229 | $5,141,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 83,169 | $5,138,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 98,415 | $5,124,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 4,018,000 | $5,117,000 | thousands by filing date | principal |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 986,539 | $5,109,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 154,633 | $5,109,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 99,338 | $5,103,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 138,642 | $5,097,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 249,225 | $5,095,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 111,611 | $5,088,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 237,205 | $5,082,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 76,789 | $5,067,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 30,966 | $5,058,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 154,140 | $5,058,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 4,618,000 | $5,056,000 | thousands by filing date | call |
| WADDELL & REED FINL INC | 930059100 | CL A | 258,188 | $5,034,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 1,307,400 | $5,033,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 230,695 | $5,027,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 95,365 | $4,996,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 511,879 | $4,974,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 148,484 | $4,965,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,299,311 | $4,948,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 4,890,000 | $4,947,000 | thousands by filing date | principal |
| DISCOVERY INC | 25470F302 | COM SER C | 184,472 | $4,936,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 133,579 | $4,934,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 83,900 | $4,929,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 136,659 | $4,922,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 117,907 | $4,921,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 98,976 | $4,914,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 76,351 | $4,913,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 9,591 | $4,908,000 | thousands by filing date | |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 5,000,000 | $4,906,000 | thousands by filing date | principal |
| Lincoln National Corporat | 524901105 | COM | 163,394 | $4,884,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 2,500,000 | $4,857,000 | thousands by filing date | principal |
| AKORN INC | 009728106 | COM | 221,608 | $4,836,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 78,507 | $4,833,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 112,225 | $4,829,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 451,125 | $4,825,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 39,233 | $4,824,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 66,429 | $4,819,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 132,723 | $4,807,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 178,639 | $4,799,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 3,038,000 | $4,789,000 | thousands by filing date | principal |
| AVISTA CORP COM | 05379B107 | Stock | 119,812 | $4,788,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 846,965 | $4,784,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 157,108 | $4,761,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 306,945 | $4,743,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 340,114 | $4,742,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 620,214 | $4,731,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 106,813 | $4,728,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 507,470 | $4,718,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 475,179 | $4,699,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 212,147 | $4,688,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 48,211 | $4,663,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 92,634 | $4,640,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 412,369 | $4,637,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 197,264 | $4,625,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 3,574,000 | $4,616,000 | thousands by filing date | principal |
| LLOYDS BANKING GROUP PLC | 539439AG4 | SDCV 7.500%12/3 | 4,473,000 | $4,607,000 | thousands by filing date | principal |
| ARCBEST CORP COM | 03937C105 | Stock | 165,882 | $4,585,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 69,762 | $4,580,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 181,786 | $4,579,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 92,695 | $4,571,000 | thousands by filing date | call |
| KIRBY CORP | 497266106 | COM | 68,609 | $4,560,000 | thousands by filing date | |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 4,247,000 | $4,546,000 | thousands by filing date | principal |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 167,498 | $4,543,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 87,152 | $4,543,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 152,665 | $4,540,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 169,964 | $4,539,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 385,292 | $4,538,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 314,351 | $4,534,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 64,284 | $4,533,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 44,100 | $4,529,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 74,041 | $4,528,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 83,553 | $4,513,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 190,149 | $4,507,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 74,360 | $4,504,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 61,112 | $4,502,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 343,009 | $4,502,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 12,669 | $4,496,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 206,945 | $4,487,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 94,263 | $4,464,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 227,575 | $4,457,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 3,875,000 | $4,444,000 | thousands by filing date | principal |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 164,608 | $4,417,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 374,341 | $4,415,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 130,223 | $4,413,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 3,947,000 | $4,400,000 | thousands by filing date | principal |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 156,842 | $4,395,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 403,090 | $4,395,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 137,345 | $4,373,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 231,737 | $4,344,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 224,349 | $4,340,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 232,018 | $4,338,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 1,900,000 | $4,332,000 | thousands by filing date | principal |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 4,485,000 | $4,325,000 | thousands by filing date | principal |
| VERIS RESIDENTIAL INC | 554489104 | COM | 148,901 | $4,317,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 142,467 | $4,282,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 48,581 | $4,279,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 715,513 | $4,278,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 762,343 | $4,276,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 258,042 | $4,258,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 104,473 | $4,240,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 115,955 | $4,232,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 82,670 | $4,228,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 115,837 | $4,220,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 245,935 | $4,219,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 263,800 | $4,206,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 378,883 | $4,184,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 76,218 | $4,179,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 35,874 | $4,178,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 189,869 | $4,169,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 362,663 | $4,163,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 124,743 | $4,159,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 3,393,000 | $4,157,000 | thousands by filing date | principal |
| SUFFOLK BANCORP | 864739107 | COM | 96,945 | $4,150,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 140,355 | $4,148,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 58,371 | $4,139,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 69,181 | $4,136,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 279,884 | $4,121,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 480,037 | $4,108,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 139,417 | $4,100,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 217,245 | $4,093,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 940,732 | $4,090,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 48,232 | $4,089,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 313,536 | $4,089,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 108,518 | $4,087,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 165,630 | $4,082,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 99,875 | $4,073,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 365,548 | $4,070,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,316,885 | $4,068,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 113,867 | $4,058,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 244,496 | $4,053,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 193,568 | $4,044,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 95,685 | $4,041,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 109,194 | $4,034,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 3,958,000 | $4,034,000 | thousands by filing date | principal |
| HORIZON PHARMA PLC | G4617B105 | SHS | 249,473 | $4,034,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 211,316 | $4,027,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 116,288 | $4,027,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,312,302 | $4,014,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 188,224 | $4,014,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 26,432 | $4,010,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 129,068 | $4,005,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 211,309 | $3,996,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 3,802,000 | $3,993,000 | thousands by filing date | principal |
| INVENSENSE INC | 46123D205 | COM | 312,163 | $3,991,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 356,420 | $3,976,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 4,084,000 | $3,973,000 | thousands by filing date | principal |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 816,100 | $3,966,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 210,542 | $3,955,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 358,710 | $3,951,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 27,877 | $3,941,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 435,424 | $3,939,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 80,093 | $3,938,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 116,032 | $3,936,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 66,225 | $3,935,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,929,353 | $3,934,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 45,552 | $3,929,000 | thousands by filing date | put |
| ENDOLOGIX INC | 29266S106 | COM | 687,289 | $3,929,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 151,349 | $3,926,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 297,585 | $3,909,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 39,546 | $3,903,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 234,915 | $3,902,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 276,670 | $3,898,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 46,355 | $3,880,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 150,085 | $3,879,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 48,081 | $3,876,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 136,373 | $3,854,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 54,491 | $3,838,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 157,293 | $3,830,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 415,449 | $3,829,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 155,793 | $3,829,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 693,180 | $3,811,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 3,642,000 | $3,809,000 | thousands by filing date | principal |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 128,647 | $3,807,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 161,100 | $3,793,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 429,408 | $3,785,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 210,894 | $3,776,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 53,999 | $3,773,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 433,140 | $3,771,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 227,392 | $3,771,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 199,144 | $3,768,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 100,198 | $3,767,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 124,996 | $3,765,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 188,514 | $3,764,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 332,443 | $3,754,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 695,000 | $3,753,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 54,095 | $3,752,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 173,355 | $3,742,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 241,100 | $3,735,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 147,470 | $3,731,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 385,367 | $3,729,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 101,136 | $3,725,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 3,270,000 | $3,723,000 | thousands by filing date | principal |
| HRG GROUP INC COM | 40434J100 | Stock | 238,940 | $3,716,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 325,667 | $3,711,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 306,780 | $3,710,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 34,586 | $3,704,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 111,129 | $3,698,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 55,506 | $3,692,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 732,623 | $3,691,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 79,752 | $3,687,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 107,339 | $3,684,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 170,644 | $3,670,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 77,275 | $3,668,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 136,753 | $3,663,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 592,130 | $3,663,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 620,188 | $3,659,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 652,280 | $3,646,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 72,682 | $3,644,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 112,407 | $3,636,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 127,369 | $3,634,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 328,909 | $3,629,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 3,525,000 | $3,628,000 | thousands by filing date | principal |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 112,966 | $3,621,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 192,220 | $3,612,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 82,443 | $3,605,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 203,625 | $3,601,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 525,521 | $3,599,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 162,842 | $3,598,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 595,652 | $3,597,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 30,968 | $3,593,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 216,940 | $3,588,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 63,258 | $3,581,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 97,053 | $3,579,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 30,514 | $3,574,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 59,150 | $3,559,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 9,633 | $3,558,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 67,370 | $3,553,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 131,801 | $3,549,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 3,432,000 | $3,549,000 | thousands by filing date | principal |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 778,329 | $3,548,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 108,199 | $3,546,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 343,680 | $3,541,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 421,492 | $3,539,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 98,879 | $3,535,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 218,697 | $3,531,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 34,418 | $3,515,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 407,072 | $3,515,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 167,371 | $3,514,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 148,149 | $3,509,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 385,146 | $3,499,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 94,962 | $3,489,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 163,112 | $3,489,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 74,943 | $3,483,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 201,100 | $3,479,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 115,053 | $3,479,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 2,900,000 | $3,469,000 | thousands by filing date | principal |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 192,145 | $3,462,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 76,011 | $3,460,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 349,643 | $3,460,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 315,333 | $3,457,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 2,700,000 | $3,450,000 | thousands by filing date | principal |
| NETSCOUT SYS INC | 64115T104 | COM | 109,457 | $3,445,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 362,659 | $3,443,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 79,568 | $3,424,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 112,897 | $3,420,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 30,902 | $3,419,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 30,459 | $3,416,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 77,322 | $3,414,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 2,418,000 | $3,410,000 | thousands by filing date | principal |
| IMAX CORP | 45245E109 | COM | 108,508 | $3,406,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 134,924 | $3,402,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 287,050 | $3,400,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 139,332 | $3,383,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A110 | *W EXP 10/11/202 | 399,469 | $3,372,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 178,404 | $3,367,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 332,488 | $3,360,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 126,415 | $3,359,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 58,744 | $3,359,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 185,045 | $3,357,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 70,584 | $3,350,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 40,301 | $3,346,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 187,454 | $3,346,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 255,534 | $3,345,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 28,889 | $3,322,000 | thousands by filing date | put |
| APOLLO INVT CORP | 03761U106 | COM | 566,546 | $3,319,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 389,924 | $3,316,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 174,028 | $3,311,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N129 | UNIT 99/99/9999 | 308,291 | $3,311,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,448,326 | $3,302,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 38,264 | $3,301,000 | thousands by filing date | call |
| CATHAY GEN BANCORP | 149150104 | COM | 86,744 | $3,298,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 75,454 | $3,297,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 22,380 | $3,296,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 158,530 | $3,294,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 186,135 | $3,287,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 90,075 | $3,282,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 517,529 | $3,273,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 95,721 | $3,271,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 112,702 | $3,267,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 199,321 | $3,262,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,348 | $3,258,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 241,092 | $3,256,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 37,960 | $3,253,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 315,674 | $3,251,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 94,750 | $3,244,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 236,075 | $3,237,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 72,789 | $3,234,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 36,623 | $3,229,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 119,856 | $3,222,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 127,700 | $3,216,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 210,418 | $3,216,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 127,599 | $3,210,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 2,874,000 | $3,208,000 | thousands by filing date | principal |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 240,649 | $3,198,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 295,694 | $3,198,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 128,685 | $3,189,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 78,132 | $3,189,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 127,507 | $3,184,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 40,668 | $3,175,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 55,590 | $3,170,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 130,719 | $3,163,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 182,333 | $3,162,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 103,648 | $3,160,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 111,845 | $3,153,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 177,530 | $3,141,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 240,161 | $3,133,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 143,272 | $3,132,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,055 | $3,128,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 69,232 | $3,128,000 | thousands by filing date | call |
| GREENHILL & CO INC COM | 395259104 | Stock | 112,923 | $3,126,000 | thousands by filing date | |
| INOTEK PHARMACEUTICALS CORP | 45780VAB8 | NOTE 5.750% 8/0 | 3,000,000 | $3,120,000 | thousands by filing date | principal |
| FITBIT INC | 33812L102 | CL A | 424,919 | $3,109,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 291,466 | $3,102,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 59,538 | $3,101,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 124,668 | $3,099,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 151,464 | $3,097,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 57,736 | $3,094,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 55,466 | $3,093,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 196,571 | $3,092,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 261,400 | $3,084,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 74,068 | $3,083,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 121,716 | $3,072,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 34,916 | $3,059,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 1,089,603 | $3,050,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 41,110 | $3,047,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 85,014 | $3,036,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 587,170 | $3,034,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 2,780,000 | $3,030,000 | thousands by filing date | principal |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 47,668 | $3,027,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 139,968 | $3,027,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 151,612 | $3,025,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 89,217 | $3,021,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 3,175,000 | $3,019,000 | thousands by filing date | principal |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 149,724 | $3,008,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 304,341 | $3,005,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 91,971 | $3,004,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-17-000037 | this filing | 2017-02-14 | acceptance time not in the bulk data set |