13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 5,056 holding rows worth $124,355,916,000.
- Accession
- 0000948046-17-000037
- Filer
- CIK 948046
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 18,029 entries on the cover page, a total value of $124,355,916,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $124,355,916,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 110,283 | $2,991,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 26,000 | $2,990,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT | 891160MJ9 | NOTE 3.625% 9/1 | 3,060,000 | $2,989,000 | thousands by filing date | call |
| GUARANTY BANCORP | 40075T607 | COM | 123,401 | $2,985,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 150,741 | $2,984,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 63,242 | $2,971,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 16,487 | $2,947,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 35,720 | $2,947,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 3,013,000 | $2,939,000 | thousands by filing date | principal |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 95,751 | $2,938,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 102,700 | $2,922,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 287,718 | $2,919,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 197,800 | $2,918,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 117,663 | $2,904,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 96,209 | $2,893,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 58,889 | $2,893,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 238,922 | $2,888,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 69,804 | $2,885,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 2,686,000 | $2,883,000 | thousands by filing date | principal |
| EVERTEC INC | 30040P103 | COM | 162,167 | $2,877,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 112,027 | $2,872,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 240,423 | $2,868,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 45,389 | $2,866,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 2,440,000 | $2,866,000 | thousands by filing date | principal |
| PHARMATHENE INC | 71714G102 | COM | 879,067 | $2,855,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 66,275 | $2,853,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 4,130,000 | $2,852,000 | thousands by filing date | principal |
| REGIS CORP | 758932107 | COM | 196,210 | $2,848,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 44,396 | $2,847,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 780099CJ4 | DEBT 7.500%12/3 | 3,000,000 | $2,842,000 | thousands by filing date | call |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 58,037 | $2,840,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 2,725,716 | $2,833,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 100,679 | $2,831,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 43,971 | $2,826,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 41,882 | $2,822,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 105,200 | $2,819,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 38,100 | $2,815,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 36,035 | $2,807,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 54,630 | $2,801,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 23,358 | $2,793,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 209,497 | $2,787,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 178,282 | $2,785,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 39,074 | $2,783,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 1,325,000 | $2,782,000 | thousands by filing date | principal |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 117,071 | $2,778,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 88,090 | $2,776,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 23,482 | $2,763,000 | thousands by filing date | put |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 159,177 | $2,761,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 194,679 | $2,760,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 195,669 | $2,760,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 70,015 | $2,751,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 37,239 | $2,748,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 171,800 | $2,745,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 143,535 | $2,731,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 75,870 | $2,730,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 135,958 | $2,722,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 210,215 | $2,721,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 278,650 | $2,704,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 134,033 | $2,702,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 49,851 | $2,700,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 91,212 | $2,698,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 55,418 | $2,693,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 143,175 | $2,693,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 23,859 | $2,686,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 37,915 | $2,670,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 42,147 | $2,652,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 70,499 | $2,652,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 35,561 | $2,652,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,046,000 | $2,648,000 | thousands by filing date | principal |
| ASSOCIATED BANC-CORP | 045487105 | COM | 106,806 | $2,636,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 13,344 | $2,636,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 112,200 | $2,634,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 142,454 | $2,634,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 328,538 | $2,631,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 381,983 | $2,631,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 114,777 | $2,630,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 39,046 | $2,629,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 122,824 | $2,628,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 93,818 | $2,628,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 132,700 | $2,626,000 | thousands by filing date | |
| HLS 2 12/1/43 | 421924BL4 | Bond 30/360P2 U | 2,218,000 | $2,625,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 2,560,000 | $2,622,000 | thousands by filing date | principal |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 163,607 | $2,621,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 121,905 | $2,619,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 184,509 | $2,614,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 135,242 | $2,613,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 90,635 | $2,612,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 2,397,000 | $2,610,000 | thousands by filing date | principal |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 134,453 | $2,609,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 121,338 | $2,606,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 77,119 | $2,596,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 54,260 | $2,595,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 90,766 | $2,594,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 33,075 | $2,581,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 106,037 | $2,578,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 111,220 | $2,578,000 | thousands by filing date | |
| ADVANCEPIERRE FOODS HLDGS IN | 00782L107 | COM | 86,376 | $2,571,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 117,067 | $2,567,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 62,223 | $2,551,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 221,089 | $2,551,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 81,492 | $2,550,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 101,853 | $2,550,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 62,849 | $2,530,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 50,000 | $2,530,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 160,003 | $2,529,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 80,457 | $2,526,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 233,179 | $2,524,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 61,181 | $2,523,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 189,196 | $2,522,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 83,720 | $2,522,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 556,945 | $2,520,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 88,994 | $2,517,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 78,707 | $2,506,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 49,132 | $2,495,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 104,033 | $2,494,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 21,845 | $2,491,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 113,784 | $2,489,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 38,824 | $2,489,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 187,932 | $2,488,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 146,311 | $2,487,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 17,283 | $2,485,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 869,262 | $2,484,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 281,377 | $2,478,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 39,437 | $2,470,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 45,183 | $2,461,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 236,700 | $2,461,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 126,500 | $2,460,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 63,958 | $2,457,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 2,624,000 | $2,456,000 | thousands by filing date | principal |
| BUCKLE INC COM | 118440106 | Stock | 107,649 | $2,453,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 159,368 | $2,447,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 258,988 | $2,445,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 64,958 | $2,444,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 197,751 | $2,436,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 805,034 | $2,431,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 20,650 | $2,430,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 49,683 | $2,429,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 146,797 | $2,429,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 54,472 | $2,426,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 152,152 | $2,418,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 78,250 | $2,415,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 108,082 | $2,414,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 85,900 | $2,413,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 59,981 | $2,411,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 122,144 | $2,410,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 69,243 | $2,408,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 266,699 | $2,405,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAA3 | NOTE 8.250%12/3 | 2,310,000 | $2,403,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 117,354 | $2,402,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 180,715 | $2,401,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 40,367 | $2,398,000 | thousands by filing date | put |
| ANIXTER INTL INC | 035290105 | COM | 29,591 | $2,396,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 650,070 | $2,391,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 131,000 | $2,384,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 85,749 | $2,378,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 21,105 | $2,371,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 76,365 | $2,370,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 47,977 | $2,357,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 134,521 | $2,343,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 45,679 | $2,338,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 46,334 | $2,336,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 104,986 | $2,336,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 128,768 | $2,335,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 83,687 | $2,322,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 52,426 | $2,321,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 228,696 | $2,320,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 67,622 | $2,318,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 48,871 | $2,317,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 22,429 | $2,317,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 77,269 | $2,317,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 31,955 | $2,315,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 260,000 | $2,311,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 143,141 | $2,304,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 107,800 | $2,301,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 204,985 | $2,296,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 58,620 | $2,294,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 35,571 | $2,276,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 49,141 | $2,276,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 206,318 | $2,275,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 287,228 | $2,274,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 54,345 | $2,272,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 32,254 | $2,268,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 205,994 | $2,264,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 27,089 | $2,260,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 95,600 | $2,256,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 265,480 | $2,255,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 41,093 | $2,249,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 106,774 | $2,248,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 126,065 | $2,243,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 49,258 | $2,231,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 141,936 | $2,228,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 72,002 | $2,222,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 28,877 | $2,218,000 | thousands by filing date | |
| AXAR ACQUISITION CORP | 05455L102 | COM | 225,000 | $2,216,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 327,443 | $2,210,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 137,818 | $2,196,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 48,997 | $2,196,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 121,613 | $2,190,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 398,030 | $2,189,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 77,761 | $2,185,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 39,642 | $2,184,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 139,629 | $2,178,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 172,296 | $2,178,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 33,380 | $2,177,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 116,078 | $2,177,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 66,614 | $2,176,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 542,798 | $2,171,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 257,236 | $2,160,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 104,111 | $2,159,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 64,444 | $2,158,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 34,729 | $2,156,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 62,592 | $2,151,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 27,933 | $2,149,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 145,163 | $2,139,000 | thousands by filing date | |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 800,000 | $2,136,000 | thousands by filing date | principal |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 117,000 | $2,135,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 104,283 | $2,131,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 1,949,000 | $2,126,000 | thousands by filing date | principal |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 79,930 | $2,124,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 43,974 | $2,122,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 38,532 | $2,118,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 67,118 | $2,114,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 2,033,000 | $2,114,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 2,816 | $2,110,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 137,926 | $2,109,000 | thousands by filing date | |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 2,000,000 | $2,103,000 | thousands by filing date | principal |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 46,536 | $2,102,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 3,378 | $2,098,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 102,911 | $2,094,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 80,260 | $2,081,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 134,020 | $2,074,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 237,317 | $2,074,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 1,531,000 | $2,073,000 | thousands by filing date | principal |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 203,405 | $2,070,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 61,626 | $2,069,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 81,915 | $2,068,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 279,599 | $2,068,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 58,687 | $2,067,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 54,442 | $2,061,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 47,830 | $2,058,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 101,160 | $2,052,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L109 | UNIT 99/99/9999 | 202,649 | $2,051,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 24,504 | $2,050,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 47,300 | $2,047,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 92,695 | $2,044,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 90,417 | $2,042,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 140,832 | $2,040,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,975,000 | $2,039,000 | thousands by filing date | principal |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 668,176 | $2,037,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 19,608 | $2,036,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 1,734,000 | $2,031,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 137,346 | $2,030,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,383 | $2,027,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 29,571 | $2,016,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 1,399,000 | $2,012,000 | thousands by filing date | principal |
| QUALITY SYS INC | 747582104 | COM | 152,962 | $2,010,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 70,697 | $2,009,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 3,961 | $2,008,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 199,067 | $2,006,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 102,519 | $2,002,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 70,914 | $2,002,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 87,695 | $1,998,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 102,496 | $1,996,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 131,407 | $1,990,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 75,861 | $1,987,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 190,756 | $1,984,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 25,009 | $1,983,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 66,575 | $1,982,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 82,693 | $1,982,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 2,000,000 | $1,980,000 | thousands by filing date | principal |
| ALAMO GROUP INC | 011311107 | COM | 26,011 | $1,977,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 196,030 | $1,977,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 88,981 | $1,976,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 102,420 | $1,971,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 41,547 | $1,966,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 68,477 | $1,961,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 127,122 | $1,955,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 48,366 | $1,948,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 69,217 | $1,937,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 24,596 | $1,935,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 155,906 | $1,932,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 1,920,000 | $1,928,000 | thousands by filing date | principal |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 137,035 | $1,920,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 125,828 | $1,913,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 45,475 | $1,911,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 39,414 | $1,906,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 1,147,381 | $1,904,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 21,685 | $1,903,000 | thousands by filing date | call |
| MEDIFAST INC | 58470H101 | COM | 45,648 | $1,898,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 27,247 | $1,898,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 38,218 | $1,894,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 293,792 | $1,893,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 95,909 | $1,891,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 66,439 | $1,889,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 64,562 | $1,889,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 183,825 | $1,888,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 82,260 | $1,885,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 46,165 | $1,882,000 | thousands by filing date | |
| STANDARD CHARTERED PLC | G84228CE6 | DEBT 6.500%12/3 | 2,062,000 | $1,882,000 | thousands by filing date | principal |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 63,320 | $1,880,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 34,839 | $1,878,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 43,742 | $1,876,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 85,306 | $1,868,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 84,837 | $1,868,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 250,970 | $1,867,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 11,238 | $1,863,000 | thousands by filing date | put |
| OM ASSET MGMT PLC | G67506108 | SHS | 128,513 | $1,862,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 19,220 | $1,859,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 197,044 | $1,840,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 32,649 | $1,839,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 1,999,000 | $1,839,000 | thousands by filing date | principal |
| CHATHAM LODGING TR | 16208T102 | COM | 89,574 | $1,838,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 151,982 | $1,838,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 97,829 | $1,837,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 171,848 | $1,837,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 63,300 | $1,835,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 21,813 | $1,830,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 1,608,000 | $1,828,000 | thousands by filing date | principal |
| ACHAOGEN INC | 004449104 | COM | 139,810 | $1,820,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 107,590 | $1,818,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,176 | $1,817,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 32,265 | $1,815,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 202,991 | $1,815,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 93,331 | $1,813,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 24,877 | $1,811,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 250,959 | $1,801,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 120,134 | $1,799,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 74,946 | $1,790,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 280,723 | $1,782,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 1,734,000 | $1,781,000 | thousands by filing date | principal |
| AZENTA INC | 114340102 | COM | 103,932 | $1,772,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 133,276 | $1,772,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 229,389 | $1,768,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 268,166 | $1,768,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 85,828 | $1,767,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 599,000 | $1,767,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 46,638 | $1,765,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 196,107 | $1,764,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 131,997 | $1,761,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 83,093 | $1,760,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 166,287 | $1,752,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 59,805 | $1,751,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 218,645 | $1,749,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 22,413 | $1,743,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 34,216 | $1,742,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 54,927 | $1,734,000 | thousands by filing date | put |
| NEW MTN FIN CORP | 647551100 | COM | 122,900 | $1,732,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 263,723 | $1,726,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 118,151 | $1,722,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 29,460 | $1,721,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 1,760,000 | $1,719,000 | thousands by filing date | principal |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 47,698 | $1,717,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 46,600 | $1,711,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 24,079 | $1,710,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 31,834 | $1,708,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 258,305 | $1,705,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 61,146 | $1,703,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 67,088 | $1,702,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 1,735,000 | $1,702,000 | thousands by filing date | principal |
| RAMBUS INC DEL COM | 750917106 | Stock | 123,713 | $1,701,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 89,398 | $1,700,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 126,737 | $1,695,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 318,657 | $1,690,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 53,562 | $1,690,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 156,085 | $1,682,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 73,793 | $1,678,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 26,553 | $1,675,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 14,603 | $1,672,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 57,421 | $1,672,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 43,011 | $1,672,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 1,800,000 | $1,669,000 | thousands by filing date | principal |
| CONMED CORP COM | 207410101 | Stock | 37,743 | $1,666,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 49,064 | $1,666,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 134,029 | $1,662,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 45,103 | $1,661,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 32,762 | $1,658,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 538,076 | $1,656,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 35,217 | $1,652,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 64,207 | $1,645,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 2,085,000 | $1,645,000 | thousands by filing date | principal |
| GENERAL ELEC CO | 369604103 | COM | 52,076 | $1,644,000 | thousands by filing date | call |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 105,662 | $1,643,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 231,261 | $1,643,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 159,016 | $1,638,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 49,810 | $1,634,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 64,123 | $1,632,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,701,000 | $1,629,000 | thousands by filing date | principal |
| NBT BANCORP INC COM | 628778102 | Stock | 38,913 | $1,628,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 88,445 | $1,626,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 174,018 | $1,624,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 57,651 | $1,624,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 48,164 | $1,619,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 282,628 | $1,603,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 176,660 | $1,602,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 71,699 | $1,600,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 347,862 | $1,598,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 162,929 | $1,593,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 239,253 | $1,586,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 84,969 | $1,583,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 35,881 | $1,580,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 33,568 | $1,574,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 185,654 | $1,574,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 52,348 | $1,573,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 36,531 | $1,571,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 269,328 | $1,570,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 189,341 | $1,570,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 20,210 | $1,568,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 323,589 | $1,568,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 97,720 | $1,566,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 41,474 | $1,561,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 82,004 | $1,558,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 27,685 | $1,555,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 25,317 | $1,547,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 25,622 | $1,547,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 12,413 | $1,544,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 39,569 | $1,543,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 160,778 | $1,543,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 90,002 | $1,540,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 195,526 | $1,535,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 41,964 | $1,534,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 56,970 | $1,534,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 112,090 | $1,528,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 71,848 | $1,526,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 70,272 | $1,524,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 1,298,000 | $1,524,000 | thousands by filing date | principal |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 41,341 | $1,520,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 27,227 | $1,519,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 121,060 | $1,514,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 1,464,000 | $1,513,000 | thousands by filing date | put |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 41,475 | $1,508,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 110,510 | $1,508,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 81,279 | $1,507,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 42,775 | $1,502,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 56,207 | $1,501,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 150,000 | $1,500,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 59,456 | $1,497,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 56,060 | $1,496,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 35,186 | $1,495,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 356,018 | $1,495,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 39,358 | $1,493,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 1,483,000 | $1,493,000 | thousands by filing date | principal |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 22,085 | $1,492,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 106,348 | $1,491,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 134,856 | $1,488,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 41,180 | $1,481,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 10,305 | $1,479,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 53,036 | $1,479,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 71,448 | $1,478,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 47,970 | $1,476,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 37,353 | $1,474,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 46,364 | $1,463,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 62,026 | $1,462,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 70,970 | $1,453,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 199,074 | $1,453,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 29,050 | $1,451,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 113,084 | $1,447,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 13,960 | $1,446,000 | thousands by filing date | call |
| SPX FLOW INC COM | 78469X107 | Stock | 45,194 | $1,446,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 89,500 | $1,435,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 27,169 | $1,432,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 38,065 | $1,432,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 29,819 | $1,432,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 1,550,000 | $1,430,000 | thousands by filing date | principal |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 460,949 | $1,428,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 1,100,000 | $1,427,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 147,203 | $1,425,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 33,729 | $1,422,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 199,472 | $1,420,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 312,297 | $1,419,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 71,618 | $1,419,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 596,578 | $1,419,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 59,025 | $1,414,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 158,657 | $1,413,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 22,449 | $1,411,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 56,294 | $1,408,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 190,404 | $1,408,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 11,954 | $1,406,000 | thousands by filing date | call |
| INNOSPEC INC | 45768S105 | COM | 20,356 | $1,393,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 54,121 | $1,392,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 43,633 | $1,391,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 32,483 | $1,388,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 53,431 | $1,388,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 75,099 | $1,387,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 15,110 | $1,383,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 48,592 | $1,382,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 18,913 | $1,380,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 21,058 | $1,379,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 30,216 | $1,372,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 31,000 | $1,372,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 39,501 | $1,371,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 89,891 | $1,368,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 37,970 | $1,366,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 102,778 | $1,366,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 132,641 | $1,365,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 20,117 | $1,363,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 156,025 | $1,358,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 28,850 | $1,354,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 133,700 | $1,353,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 1,406,000 | $1,352,000 | thousands by filing date | principal |
| SPARTANNASH CO | 847215100 | COM | 34,210 | $1,351,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-17-000037 | this filing | 2017-02-14 | acceptance time not in the bulk data set |