13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 5,260 holding rows worth $132,721,585,000.
- Accession
- 0000948046-16-000165
- Filer
- CIK 948046
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 18,671 entries on the cover page, a total value of $132,721,585,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $132,721,585,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 704,000 | $723,000 | thousands by filing date | principal |
| ELONG - ADR | 290138205 | ADR | 41,258 | $723,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 272,974 | $722,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 569,365 | $720,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 177,840 | $720,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 91,334 | $718,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 131,032 | $718,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 33,792 | $714,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 21,141 | $714,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 624,000 | $714,000 | thousands by filing date | principal |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 96,655 | $712,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 782,000 | $706,000 | thousands by filing date | principal |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 7,020 | $704,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 47,151 | $703,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 784,000 | $703,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 1,182 | $701,000 | thousands by filing date | put |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 1,740,000 | $700,000 | thousands by filing date | principal |
| MARKETO INC | 57063L107 | COM | 35,730 | $698,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 541 | $697,000 | thousands by filing date | call |
| CUTERA INC | 232109108 | COM | 62,047 | $697,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 19,561 | $695,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 430,674 | $692,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 15,366 | $691,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 102,362 | $688,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 70,351 | $688,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 20,346 | $687,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 20,845 | $687,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 279,514 | $686,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 773,000 | $686,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 750,000 | $686,000 | thousands by filing date | principal |
| NIMBLE STORAGE INC | 65440R101 | COM | 87,780 | $686,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 37,911 | $684,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 48,830 | $683,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 148,847 | $682,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 44,497 | $682,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 109,724 | $682,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 69,022 | $678,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 46,864 | $678,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 1,001,000 | $678,000 | thousands by filing date | principal |
| FOX CHASE BANCORP INC | 35137T108 | COM | 35,154 | $677,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 40,753 | $676,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 251,832 | $674,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 22,570 | $674,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 90,503 | $673,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 62,192 | $672,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 154,082 | $671,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 22,441 | $670,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 51,629 | $669,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 116,829 | $667,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 40,139 | $666,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 18,800 | $664,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 38,498 | $662,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 40,983 | $661,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 26,129 | $660,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 775,000 | $660,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 47,279 | $659,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 25,723 | $658,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 33,300 | $656,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 233,314 | $656,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 25,736 | $654,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 18,738 | $653,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 20,169 | $652,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 4,750 | $651,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 101,749 | $649,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 701,000 | $648,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 57,870 | $648,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 64,201 | $647,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 95,833 | $647,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 10,812 | $645,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 23,571 | $645,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 58,157 | $644,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 25,400 | $643,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 48,438 | $641,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 79,568 | $640,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 73,558 | $639,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 3,997 | $638,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 746,000 | $638,000 | thousands by filing date | principal |
| CHANNELADVISOR CORP | 159179100 | COM | 56,767 | $638,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 25,242 | $637,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 178,523 | $636,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 25,951 | $636,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 80,374 | $633,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 511,340 | $633,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 17,010 | $631,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 105,616 | $629,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 60,089 | $628,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 48,697 | $628,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 10,270 | $627,000 | thousands by filing date | call |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 35,685 | $625,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 12,681 | $624,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 30,030 | $623,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 42,317 | $623,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 51,185 | $619,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 21,363 | $618,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 39,633 | $615,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 45,170 | $614,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 33,693 | $613,000 | thousands by filing date | |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 737,000 | $613,000 | thousands by filing date | principal |
| EXXON MOBIL CORP | 30231G102 | COM | 7,320 | $611,000 | thousands by filing date | call |
| OIL DRI CORP AMER COM | 677864100 | Stock | 18,143 | $611,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 45,016 | $610,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 471,000 | $610,000 | thousands by filing date | principal |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 25,861 | $609,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 20,605 | $607,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 74,807 | $604,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 30,300 | $603,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 40,746 | $601,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 118,917 | $600,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 33,095 | $600,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 56,281 | $597,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 11,343 | $594,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 777 | $592,000 | thousands by filing date | call |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 45,635 | $592,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 34,521 | $591,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 37,215 | $590,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 74,651 | $589,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,831 | $587,000 | thousands by filing date | call |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 24,275 | $587,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 16,296 | $586,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 33,500 | $586,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 1,952,664 | $585,000 | thousands by filing date | call |
| GODADDY INC CL A | 380237107 | Stock | 18,118 | $584,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 34,297 | $584,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 11,503 | $584,000 | thousands by filing date | call |
| FLEX PHARMA INC | 33938A105 | COM | 53,370 | $584,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 105,795 | $581,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 64,428 | $577,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 77,441 | $572,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 48,234 | $571,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 13,650 | $570,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 70,718 | $569,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,454 | $565,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 5,392 | $565,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 22,092 | $563,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 73,983 | $563,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 41,531 | $562,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 41,214 | $560,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 280,704 | $558,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 17,700 | $556,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 10,136 | $556,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 30,020 | $556,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 202,000 | $556,000 | thousands by filing date | principal |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 38,290 | $554,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 28,460 | $554,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 70,368 | $553,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 35,180 | $551,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 41,505 | $551,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 181,000 | $550,000 | thousands by filing date | principal |
| HORIZON BANCORP IND | 440407104 | COM | 22,228 | $548,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 33,200 | $547,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 30,633 | $545,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 16,448 | $544,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 85,296 | $543,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 408,000 | $543,000 | thousands by filing date | principal |
| PARK NATL CORP COM | 700658107 | Stock | 6,023 | $541,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 40,385 | $539,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 179,843 | $539,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 42,056 | $538,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 717,000 | $537,000 | thousands by filing date | principal |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 209,190 | $537,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 51,418 | $535,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 80,846 | $535,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 12,987 | $535,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 378,056 | $532,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 27,054 | $531,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 47,220 | $530,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 678,000 | $530,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 894,000 | $530,000 | thousands by filing date | principal |
| STEIN MART INC | 858375108 | COM | 72,524 | $529,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 46,644 | $529,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 20,388 | $527,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 53,890 | $526,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 31,241 | $525,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 19,513 | $525,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 168,930 | $525,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 48,458 | $524,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 604,000 | $524,000 | thousands by filing date | principal |
| Q2 HLDGS INC COM | 74736L109 | Stock | 21,827 | $523,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 29,932 | $523,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 13,287 | $522,000 | thousands by filing date | |
| SUNE 2.75 1/21 | 86732YAD1 | Bond 30/360P2 U | 13,499,000 | $522,000 | thousands by filing date | principal |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 50,425 | $521,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 48,373 | $521,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 22,337 | $520,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 20,200 | $520,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,311 | $519,000 | thousands by filing date | call |
| BIOTELEMETRY INC | 090672106 | COM | 44,486 | $519,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 16,502 | $518,000 | thousands by filing date | call |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 530,000 | $518,000 | thousands by filing date | principal |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 415,000 | $517,000 | thousands by filing date | principal |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 93,725 | $517,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 10,487 | $516,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 55,074 | $516,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 12,093 | $515,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 25,917 | $515,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 31,221 | $515,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 110,871 | $515,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 8,368 | $514,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 76,180 | $514,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 36,467 | $512,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 27,853 | $511,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 437,146 | $510,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,900 | $509,000 | thousands by filing date | call |
| SQNM 5 1/1/18 | 817337AC2 | Bond 30/360P2 U | 795,000 | $509,000 | thousands by filing date | principal |
| ATENTO S A | L0427L105 | SHS | 62,102 | $508,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 22,614 | $508,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 469,000 | $507,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 19,865 | $507,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 23,475 | $505,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 523,000 | $505,000 | thousands by filing date | principal |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 113,929 | $504,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 36,193 | $503,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 34,059 | $503,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 72,848 | $503,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 32,305 | $501,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 40,692 | $499,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 31,048 | $498,000 | thousands by filing date | put |
| RENASANT CORP | 75970E107 | COM | 15,161 | $498,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 62,738 | $497,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 38,000 | $496,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 19,219 | $495,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 14,244 | $495,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 58,079 | $495,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 133,818 | $494,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,950 | $491,000 | thousands by filing date | call |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 25,138 | $491,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 27,988 | $491,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 112,802 | $491,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 485,601 | $489,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 16,471 | $488,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 40,762 | $488,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 46,584 | $487,000 | thousands by filing date | call |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 26,205 | $487,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 26,130 | $487,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 50,000 | $487,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 3,502 | $486,000 | thousands by filing date | call |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 17,592 | $486,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 31,229 | $485,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 18,575 | $485,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 18,934 | $485,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 326,000 | $484,000 | thousands by filing date | principal |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 54,315 | $483,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 33,423 | $483,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 100,240 | $481,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 27,934 | $480,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 22,131 | $480,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 194,334 | $479,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 8,663 | $477,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 39,972 | $477,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 50,909 | $475,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 242,226 | $474,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 27,286 | $474,000 | thousands by filing date | |
| VMEM4.25 10/19 | 92763AAB7 | Bond 30/360P2 U | 1,397,000 | $474,000 | thousands by filing date | principal |
| FORRESTER RESH INC | 346563109 | COM | 14,100 | $473,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 120,488 | $472,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 74,494 | $468,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 17,131 | $468,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,604 | $467,000 | thousands by filing date | put |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 27,041 | $467,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 38,994 | $466,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 70,393 | $466,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 83,263 | $464,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 54,088 | $460,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 49,993 | $460,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,312 | $459,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 72,891 | $457,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,678 | $456,000 | thousands by filing date | call |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 54,296 | $456,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 70,599 | $456,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 162,950 | $455,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 15,199 | $454,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 82,645 | $454,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 15,071 | $453,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,586 | $452,000 | thousands by filing date | put |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 240,000 | $452,000 | thousands by filing date | principal |
| HARTE-HANKS INC | 416196103 | COM | 178,974 | $451,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 16,796 | $450,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 99,153 | $450,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 48,951 | $449,000 | thousands by filing date | |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 11,620,000 | $449,000 | thousands by filing date | principal |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 36,989 | $448,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 7,765 | $444,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 69,619 | $444,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 21,648 | $443,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 308,002 | $442,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 75,152 | $440,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 23,941 | $440,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 9,268 | $439,000 | thousands by filing date | put |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 74,977 | $439,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 41,926 | $438,000 | thousands by filing date | put |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 58,236 | $438,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 17,981 | $437,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 13,778 | $437,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 347,000 | $437,000 | thousands by filing date | principal |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 14,056 | $436,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 122,738 | $435,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 70,640 | $434,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 18,856 | $434,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 46,218 | $433,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 144 | $432,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 6,908 | $431,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 54,330 | $429,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 21,287 | $429,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 28,340 | $429,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 26,315 | $427,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 11,200 | $427,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 22,734 | $426,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 154,980 | $426,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 135,638 | $426,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 17,641 | $426,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,610 | $425,000 | thousands by filing date | call |
| BOJANGLES INC | 097488100 | COM | 25,061 | $425,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 72,684 | $423,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 323,964 | $423,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 14,292 | $422,000 | thousands by filing date | put |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 16,040 | $422,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 63,700 | $420,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 22,382 | $418,000 | thousands by filing date | put |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 27,500 | $418,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 41,679 | $418,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 4,909 | $417,000 | thousands by filing date | call |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 20,463 | $415,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 20,974 | $414,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 30,170 | $414,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 20,035 | $412,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 71,822 | $412,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 91,146 | $411,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 33,382 | $411,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 112,010 | $410,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 116,228 | $409,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 104,027 | $408,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 17,759 | $408,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 30,974 | $407,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 26,567 | $406,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 15,000 | $406,000 | thousands by filing date | call |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 40,244 | $406,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 37,055 | $405,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 14,769 | $405,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 416,000 | $405,000 | thousands by filing date | principal |
| WL ROSS HLDG CORP | 92939D112 | WARRANT | 830,266 | $399,000 | thousands by filing date | call |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 18,731 | $398,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 12,610 | $395,000 | thousands by filing date | put |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 63,324 | $395,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 63,547 | $393,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 393,666 | $391,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 77,117 | $391,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 32,240 | $390,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 102,972 | $389,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 20,666 | $389,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 20,607 | $387,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 19,674 | $386,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 35,077 | $385,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 42,885 | $385,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 26,293 | $385,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 41,754 | $385,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 39,109 | $383,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 114,757 | $381,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 40,451 | $379,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 7,119 | $379,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 70,748 | $379,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,400 | $378,000 | thousands by filing date | call |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,260 | $378,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 201,400 | $378,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 15,646 | $377,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 67,342 | $376,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 25,595 | $375,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 117,273 | $375,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 66,880 | $373,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 24,282 | $373,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 27,685 | $372,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 85,425 | $369,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 41,713 | $368,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 13,773 | $367,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 53,185 | $367,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 406,000 | $367,000 | thousands by filing date | principal |
| Alcobra Ltd | M2239P109 | SHS | 96,577 | $365,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 22,871 | $364,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 61,207 | $361,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 13,163 | $361,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 17,773 | $359,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 87,073 | $358,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,015 | $358,000 | thousands by filing date | put |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 32,842 | $357,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 24,895 | $357,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 8,921 | $356,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 9,280 | $356,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 15,066 | $355,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 8,332 | $354,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,318 | $353,000 | thousands by filing date | put |
| 1ST SOURCE CORP COM | 336901103 | Stock | 11,101 | $352,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 54,079 | $351,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,072 | $350,000 | thousands by filing date | call |
| QAD INC-A | 74727D306 | CL A | 16,487 | $350,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 48,592 | $349,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 60,284 | $349,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 18,806 | $349,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 5,137 | $348,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,765 | $347,000 | thousands by filing date | call |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 41,454 | $347,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 62,627 | $347,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 67,302 | $347,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,599 | $346,000 | thousands by filing date | call |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 10,639 | $345,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 342,000 | $344,000 | thousands by filing date | principal |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 16,392 | $343,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 27,722 | $343,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 33,500 | $342,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 52,880 | $342,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 19,945 | $341,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 44,400 | $341,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 20,747 | $339,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 5,408 | $339,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,317 | $338,000 | thousands by filing date | call |
| RELYPSA INC | 759531106 | Common Stock | 24,957 | $337,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 16,750 | $336,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 45,316 | $336,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 78,841 | $336,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 9,535 | $334,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 32,109 | $334,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 26,652 | $333,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 20,145 | $333,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 546,167 | $333,000 | thousands by filing date | call |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 221,700 | $332,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 199,000 | $332,000 | thousands by filing date | principal |
| CU BANCORP | 126534106 | COM | 15,700 | $331,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,439 | $330,000 | thousands by filing date | call |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 14,400 | $330,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R301 | Cmn | 175,660 | $330,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 11,610 | $329,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 12,603 | $328,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 140,184 | $328,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,328 | $327,000 | thousands by filing date | call |
| HORIZON GLOBAL CORP | 44052W104 | COM | 26,171 | $327,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 24,428 | $326,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,851 | $326,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 22,153 | $326,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 17,936 | $325,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 32,932 | $324,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 185,933 | $324,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 19,879 | $323,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 62,494 | $322,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 41,069 | $322,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 21,386 | $320,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,241 | $319,000 | thousands by filing date | call |
| PAYCHEX INC | 704326107 | COM | 5,889 | $318,000 | thousands by filing date | call |
| UMH PPTYS INC | 903002103 | COM | 32,236 | $318,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 8,697 | $318,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 18,312 | $318,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,350 | $313,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 11,600 | $313,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 158,548 | $313,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 22,541 | $313,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 37,707 | $313,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 18,360 | $312,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 26,466 | $312,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 28,880 | $311,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 24,871 | $311,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 10,531 | $309,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 34,112 | $308,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 118,284 | $308,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 37,282 | $307,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 9,000 | $307,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 31,980 | $305,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 28,864 | $305,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 96,410 | $305,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 34,710 | $305,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 68,280 | $303,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 44,705 | $303,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 56,791 | $302,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 33,256 | $302,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 317,000 | $301,000 | thousands by filing date | principal |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,000 | $299,000 | thousands by filing date | call |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 15,375 | $299,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 660,985 | $299,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 31,791 | $298,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,500 | $298,000 | thousands by filing date | |
| LAPORTE BANCORP INC MD | 516651106 | COM | 18,922 | $298,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 45,846 | $297,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 306,000 | $297,000 | thousands by filing date | principal |
| Accenture Plc Class A | G1151C101 | COM | 2,559 | $295,000 | thousands by filing date | put |
| SENECA FOODS CORP NEW | 817070501 | CL A | 8,505 | $295,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 293,000 | $295,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 14,709 | $294,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,820 | $292,000 | thousands by filing date | call |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 20,395 | $292,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 132,765 | $291,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 46,957 | $289,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,242 | $288,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 1,899 | $287,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 376 | $286,000 | thousands by filing date | put |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 7,075 | $286,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 10,318 | $286,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 15,442 | $285,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1,620,714 | $285,000 | thousands by filing date | principal |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 15,839 | $284,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 258,999 | $284,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 26,087 | $283,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 21,670 | $282,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 14,303 | $282,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 14,709 | $281,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-16-000165 | this filing | 2016-05-16 | acceptance time not in the bulk data set |