13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 5,260 holding rows worth $132,721,585,000.
- Accession
- 0000948046-16-000165
- Filer
- CIK 948046
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 18,671 entries on the cover page, a total value of $132,721,585,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $132,721,585,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLEAN HARBORS INC COM | 184496107 | Stock | 70,900 | $3,496,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 65,000 | $3,482,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 113,708 | $3,475,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 3,204,000 | $3,475,000 | thousands by filing date | principal |
| TRINET GROUP INC COM | 896288107 | Stock | 241,777 | $3,468,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 412,819 | $3,450,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,630 | $3,448,000 | thousands by filing date | call |
| CHATHAM LODGING TR | 16208T102 | COM | 160,885 | $3,444,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 322,467 | $3,429,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 115,203 | $3,423,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 63,299 | $3,419,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 67,046 | $3,418,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 835,930 | $3,417,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 47,287 | $3,414,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 209,326 | $3,411,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 337,860 | $3,408,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 548,960 | $3,392,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 195,823 | $3,383,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 142,472 | $3,382,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 65,157 | $3,380,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 333,245 | $3,378,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 148,636 | $3,377,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 146,963 | $3,371,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 220,437 | $3,370,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 39,182 | $3,359,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 539,859 | $3,356,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 215,847 | $3,352,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 733,184 | $3,349,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 51,939 | $3,348,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 227,208 | $3,347,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 389,771 | $3,335,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 223,383 | $3,329,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 171,693 | $3,316,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 90,262 | $3,311,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 184,710 | $3,310,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 271,569 | $3,308,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 85,333 | $3,296,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 109,073 | $3,295,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 139,122 | $3,295,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 36,344 | $3,293,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 168,241 | $3,286,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 3,613,000 | $3,286,000 | thousands by filing date | principal |
| MERCURY SYS INC COM | 589378108 | Stock | 161,819 | $3,284,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 75,961 | $3,281,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 86,365 | $3,268,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 157,709 | $3,267,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 148,536 | $3,264,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 85,066 | $3,256,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 349,508 | $3,256,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 93,000 | $3,248,000 | thousands by filing date | |
| MWW 3.50 10/19 | 611742AB3 | Bond 30/360P2 U | 3,553,000 | $3,248,000 | thousands by filing date | principal |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 51,759 | $3,238,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 50,219 | $3,235,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 57,931 | $3,225,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 137,369 | $3,217,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 91,405 | $3,197,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 71,799 | $3,195,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 139,681 | $3,186,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 691,661 | $3,181,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 203,882 | $3,177,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 82,795 | $3,174,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 262,478 | $3,167,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 2,866,000 | $3,161,000 | thousands by filing date | principal |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 70,048 | $3,155,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 146,965 | $3,135,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 135,964 | $3,132,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 3,158,000 | $3,132,000 | thousands by filing date | principal |
| LAKELAND BANCORP INC | 511637100 | COM | 308,569 | $3,131,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 142,972 | $3,121,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 86,871 | $3,116,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 71,097 | $3,114,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 167,793 | $3,110,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 165,596 | $3,109,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 753,006 | $3,108,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 114,211 | $3,100,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 138,779 | $3,061,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 42,364 | $3,055,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 83,727 | $3,051,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 3,947,955 | $3,031,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 228,619 | $3,029,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 105,513 | $3,028,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 555,559 | $3,026,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 734,181 | $3,022,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,609,000 | $3,021,000 | thousands by filing date | principal |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 90,670 | $3,014,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 241,267 | $3,012,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 42,064 | $3,011,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 209,720 | $3,001,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 80,363 | $2,998,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 196,765 | $2,997,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 206,051 | $2,993,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 139,639 | $2,992,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 209,083 | $2,984,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 3,361,000 | $2,984,000 | thousands by filing date | principal |
| MITEL NETWORKS CORP | 60671Q104 | COM | 364,649 | $2,981,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 160,507 | $2,978,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 434,105 | $2,973,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 134,330 | $2,969,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 72,520 | $2,968,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740209 | UNIT 10/20/2021 | 292,221 | $2,951,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 47,578 | $2,949,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 98,324 | $2,938,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 291,439 | $2,929,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 126,214 | $2,925,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 167,142 | $2,922,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 101,121 | $2,916,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 76,050 | $2,913,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 229,761 | $2,913,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 124,192 | $2,911,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 191,789 | $2,911,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 76,218 | $2,910,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 261,466 | $2,908,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 140,026 | $2,905,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 59,942 | $2,896,000 | thousands by filing date | |
| OCLARO INC | 67555NAB3 | Bond | 1,000,000 | $2,895,000 | thousands by filing date | principal |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 253,245 | $2,893,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 113,026 | $2,892,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 89,284 | $2,886,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 106,638 | $2,883,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 99,516 | $2,875,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 38,241 | $2,870,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 52,019 | $2,864,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 36,635 | $2,860,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 58,808 | $2,859,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 104,372 | $2,858,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 24,966 | $2,857,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 163,761 | $2,856,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 30,404 | $2,850,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 119,092 | $2,847,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 67,916 | $2,846,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 106,276 | $2,837,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 2,390,000 | $2,833,000 | thousands by filing date | principal |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 207,381 | $2,832,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 93,461 | $2,831,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 140,102 | $2,826,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 120,781 | $2,819,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 231,598 | $2,816,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 84,476 | $2,815,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L108 | SHS | 283,562 | $2,815,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 223,576 | $2,812,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 541,863 | $2,812,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 214,031 | $2,810,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 4,000,000 | $2,810,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 143,867 | $2,800,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 3,500,000 | $2,791,000 | thousands by filing date | principal |
| ZYNGA INC. | 98986T108 | CL A | 1,220,001 | $2,780,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 327,427 | $2,766,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 498,528 | $2,766,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 73,812 | $2,764,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 277,918 | $2,764,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 249,683 | $2,760,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 464,176 | $2,756,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 390,452 | $2,751,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 14,840 | $2,745,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 129,009 | $2,745,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 187,207 | $2,736,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 61,160 | $2,732,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 5,000,000 | $2,725,000 | thousands by filing date | principal |
| IXIA | 45071R109 | COM | 218,433 | $2,720,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 79,422 | $2,717,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 387,088 | $2,711,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 56,554 | $2,702,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 208,385 | $2,694,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 225,130 | $2,691,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 479,032 | $2,690,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 220,384 | $2,689,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 2,646,000 | $2,683,000 | thousands by filing date | principal |
| CVR ENERGY, INC. | 12662P108 | COM | 102,748 | $2,679,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 120,856 | $2,672,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 162,259 | $2,672,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,659,987 | $2,671,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 143,851 | $2,660,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 107,293 | $2,656,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 2,582,424 | $2,654,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 2,347,000 | $2,652,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,628,000 | $2,646,000 | thousands by filing date | principal |
| APOLLO INVT CORP | 03761U106 | COM | 476,492 | $2,643,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 627,913 | $2,642,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 285,974 | $2,640,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 93,214 | $2,639,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 439,064 | $2,638,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 125,403 | $2,638,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 50,648 | $2,638,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 582,359 | $2,637,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 155,034 | $2,632,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 61,172 | $2,625,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 63,716 | $2,619,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 685,949 | $2,619,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 165,686 | $2,617,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 177,725 | $2,608,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 559,387 | $2,605,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 140,430 | $2,604,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 128,065 | $2,603,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 19,395 | $2,591,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 75,989 | $2,588,000 | thousands by filing date | |
| SILVER RUN ACQUISITION CORP | 82811P200 | UNIT 99/99/9999T | 250,000 | $2,587,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 63,444 | $2,585,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 117,000 | $2,582,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 40,612 | $2,581,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 65,884 | $2,579,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 62,887 | $2,571,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 205,526 | $2,571,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 53,023 | $2,570,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 157,541 | $2,564,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 112,570 | $2,562,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 102,949 | $2,558,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 2,334,000 | $2,556,000 | thousands by filing date | principal |
| OPHTHOTECH CORP | 683745103 | COM | 60,263 | $2,545,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 42,529 | $2,544,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 279,078 | $2,538,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 85,383 | $2,523,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 117,617 | $2,520,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 207,802 | $2,518,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 107,046 | $2,517,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 466,547 | $2,517,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 79,051 | $2,512,000 | thousands by filing date | put |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 203,329 | $2,507,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 58,849 | $2,498,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 54,260 | $2,498,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 88,652 | $2,497,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 141,943 | $2,488,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 69,747 | $2,479,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 97,201 | $2,478,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 63,668 | $2,476,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 149,430 | $2,475,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 113,730 | $2,474,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 22,680 | $2,471,000 | thousands by filing date | put |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 59,926 | $2,470,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 97,830 | $2,465,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 150,727 | $2,454,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 29,013 | $2,453,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 97,861 | $2,450,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 95,230 | $2,446,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 206,053 | $2,444,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 91,130 | $2,443,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 349,130 | $2,440,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 147,210 | $2,439,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 51,127 | $2,437,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 86,981 | $2,433,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 141,473 | $2,430,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 16,929 | $2,424,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 742,983 | $2,420,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 158,093 | $2,419,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 48,860 | $2,418,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 62,069 | $2,415,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 89,234 | $2,412,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 62,502 | $2,408,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 75,423 | $2,407,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 72,554 | $2,404,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AR0 | DBCV 5.625%12/3 | 2,500,000 | $2,401,000 | thousands by filing date | call |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 293,137 | $2,397,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 1,900,000 | $2,396,000 | thousands by filing date | principal |
| CAESARSTONE LTD | M20598104 | ORD SHS | 69,716 | $2,394,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 876,491 | $2,391,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 107,794 | $2,390,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 242,117 | $2,385,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 74,592 | $2,384,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 60,777 | $2,380,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 32,367 | $2,376,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 42,856 | $2,376,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 42,948 | $2,373,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 93,766 | $2,371,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 50,838 | $2,371,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 131,882 | $2,363,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 43,896 | $2,362,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 53,301 | $2,360,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 79,748 | $2,355,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 153,987 | $2,350,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 1,192,000 | $2,350,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,278,000 | $2,342,000 | thousands by filing date | principal |
| SONUS NETWORKS INC | 835916503 | COM NEW | 311,028 | $2,341,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 61,331 | $2,337,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 117,837 | $2,334,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 51,855 | $2,331,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 82,548 | $2,329,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 84,938 | $2,328,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 359,990 | $2,316,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 87,753 | $2,312,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 68,013 | $2,310,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 12,722 | $2,308,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,888 | $2,307,000 | thousands by filing date | call |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 118,329 | $2,307,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 130,696 | $2,293,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 44,826 | $2,290,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 72,110 | $2,284,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 95,557 | $2,271,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 43,926 | $2,259,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 280,109 | $2,255,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 139,238 | $2,253,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 237,428 | $2,252,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 233,592 | $2,246,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 44,867 | $2,245,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 51,848 | $2,245,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 189,509 | $2,244,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 110,400 | $2,239,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 203,123 | $2,235,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 124,054 | $2,232,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 110,389 | $2,230,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 98,733 | $2,217,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 185,070 | $2,213,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 33,369 | $2,210,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 167,588 | $2,205,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 78,127 | $2,203,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 20,387 | $2,201,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 70,050 | $2,200,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 74,090 | $2,192,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 124,963 | $2,189,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 256,668 | $2,185,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 149,678 | $2,185,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 43,779 | $2,183,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 83,172 | $2,181,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 27,606 | $2,180,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 2,202,000 | $2,180,000 | thousands by filing date | principal |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 112,410 | $2,179,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 35,793 | $2,175,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 102,121 | $2,174,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 230,387 | $2,173,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 509,191 | $2,168,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 387,509 | $2,162,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 1,708,000 | $2,154,000 | thousands by filing date | principal |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,893 | $2,153,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 158,768 | $2,142,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 45,248 | $2,141,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 33,043 | $2,140,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 96,237 | $2,139,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 98,441 | $2,137,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 294,204 | $2,133,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 167,646 | $2,129,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 1,966,000 | $2,129,000 | thousands by filing date | principal |
| AMERICAN WOODMARK CORP | 030506109 | COM | 28,542 | $2,128,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 66,935 | $2,127,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 114,968 | $2,125,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 116,890 | $2,122,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 119,291 | $2,119,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 712,751 | $2,116,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 178,994 | $2,109,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 83,839 | $2,105,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 146,195 | $2,103,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 43,176 | $2,101,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 56,358 | $2,090,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 62,975 | $2,088,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 290,988 | $2,088,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 96,118 | $2,087,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 88,414 | $2,081,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 75,476 | $2,077,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 112,457 | $2,076,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 165,834 | $2,075,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 133,855 | $2,068,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,298,611 | $2,063,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 45,121 | $2,061,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 136,778 | $2,061,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 27,200 | $2,061,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 103,109 | $2,059,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 100,188 | $2,058,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 55,135 | $2,055,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 127,694 | $2,047,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 75,891 | $2,045,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 2,541,000 | $2,040,000 | thousands by filing date | principal |
| FBL FINL GROUP INC | 30239F106 | CL A | 33,059 | $2,032,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 326,348 | $2,029,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 25,208 | $2,027,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 97,751 | $2,013,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 59,331 | $1,999,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 51,266 | $1,996,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 138,324 | $1,996,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 378,769 | $1,994,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 153,315 | $1,993,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 217,101 | $1,989,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 166,546 | $1,989,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 127,922 | $1,984,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 134,845 | $1,984,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 459,031 | $1,982,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 69,232 | $1,980,000 | thousands by filing date | call |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 120,963 | $1,977,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 171,825 | $1,977,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 67,549 | $1,974,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 132,194 | $1,967,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 73,491 | $1,964,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 139,004 | $1,961,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 2,201,000 | $1,960,000 | thousands by filing date | principal |
| HENNESSY CAPITAL ACQUISITION | 42588J209 | UNIT 99/99/9999 | 199,567 | $1,959,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 387,961 | $1,954,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 42,941 | $1,947,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 184,351 | $1,945,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 29,242 | $1,943,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 540,467 | $1,940,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 40,881 | $1,939,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 66,038 | $1,938,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 41,929 | $1,938,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 89,316 | $1,937,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 91,738 | $1,937,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 1,986,000 | $1,936,000 | thousands by filing date | principal |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 44,196 | $1,934,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 70,306 | $1,934,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 136,577 | $1,929,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 71,501 | $1,926,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 619,772 | $1,926,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 54,526 | $1,919,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 293,989 | $1,915,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 2,158,000 | $1,913,000 | thousands by filing date | principal |
| NETSCOUT SYS INC | 64115T104 | COM | 83,156 | $1,909,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 55,432 | $1,907,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 314,939 | $1,907,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 76,028 | $1,905,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 255,653 | $1,901,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 66,064 | $1,898,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 138,804 | $1,898,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 329,016 | $1,894,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 58,675 | $1,889,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 127,360 | $1,887,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 41,016 | $1,884,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 92,695 | $1,882,000 | thousands by filing date | call |
| UNIQURE NV | N90064101 | SHS | 157,856 | $1,874,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 147,619 | $1,871,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 30,339 | $1,866,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 19,097 | $1,865,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 60,014 | $1,861,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 135,269 | $1,858,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 59,907 | $1,857,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 68,283 | $1,856,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 93,496 | $1,851,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 621,811 | $1,845,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 140,943 | $1,842,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 174,586 | $1,840,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 117,596 | $1,840,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 145,967 | $1,830,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 49,623 | $1,830,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,954,000 | $1,829,000 | thousands by filing date | principal |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 47,758 | $1,824,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 1,303,320 | $1,824,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 68,511 | $1,819,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 3,650,000 | $1,815,000 | thousands by filing date | principal |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 239,448 | $1,811,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 209,546 | $1,803,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 64,194 | $1,797,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 515,045 | $1,792,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 127,759 | $1,792,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 48,835 | $1,791,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 101,260 | $1,789,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 261,743 | $1,782,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 25,163 | $1,781,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 94,165 | $1,781,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 54,353 | $1,780,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 564,378 | $1,776,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 184,837 | $1,773,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 175,834 | $1,771,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,113,000 | $1,769,000 | thousands by filing date | principal |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 107,890 | $1,761,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 98,419 | $1,760,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 43,848 | $1,759,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 422,883 | $1,757,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 246,504 | $1,757,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 388,968 | $1,757,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 155,863 | $1,754,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 51,784 | $1,752,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 197,106 | $1,751,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 30,701 | $1,751,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 267,422 | $1,747,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 1,756,000 | $1,739,000 | thousands by filing date | principal |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 127,299 | $1,738,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 1,797,000 | $1,738,000 | thousands by filing date | principal |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 241,830 | $1,736,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 85,645 | $1,735,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 438,688 | $1,732,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 38,384 | $1,729,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 64,848 | $1,724,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 51,770 | $1,724,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 115,668 | $1,723,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 445,765 | $1,723,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 190,176 | $1,720,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 43,101 | $1,719,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 21,755 | $1,718,000 | thousands by filing date | call |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 63,283 | $1,717,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 169,539 | $1,716,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 622,044 | $1,715,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 301,912 | $1,710,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 80,240 | $1,710,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 1,916,000 | $1,706,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 1,685,000 | $1,699,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,776,000 | $1,698,000 | thousands by filing date | principal |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,067,976 | $1,697,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 77,511 | $1,696,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 106,108 | $1,696,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 68,355 | $1,691,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 2,056,000 | $1,688,000 | thousands by filing date | principal |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 338,309 | $1,676,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 56,506 | $1,674,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 212,569 | $1,671,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 142,492 | $1,668,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 1,719,000 | $1,667,000 | thousands by filing date | call |
| SAIA INC | 78709Y105 | COM | 59,100 | $1,662,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,274,000 | $1,657,000 | thousands by filing date | principal |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 93,109 | $1,655,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 210,377 | $1,655,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 137,067 | $1,645,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 319,192 | $1,645,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA FDIC TL | E1R845AX9 | DEBT 9.000%12/3 | 1,600,000 | $1,644,000 | thousands by filing date | principal |
| AH RLTY TR INC | 04208T108 | COM | 146,104 | $1,642,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 2,095,000 | $1,641,000 | thousands by filing date | principal |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 29,180 | $1,640,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-16-000165 | this filing | 2016-05-16 | acceptance time not in the bulk data set |