13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 5,260 holding rows worth $132,721,585,000.
- Accession
- 0000948046-16-000165
- Filer
- CIK 948046
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 18,671 entries on the cover page, a total value of $132,721,585,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $132,721,585,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNIQUE FABRICATING INC | 90915J103 | COM | 400 | $4,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 226 | $4,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 3,000 | $4,000 | thousands by filing date | principal |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 106,700 | $4,000 | thousands by filing date | principal |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 1,265 | $4,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 6,030 | $4,000 | thousands by filing date | |
| AR CAP ACQUISITION CORP | 00191R117 | *W EXP 10/06/201 | 42,026 | $4,000 | thousands by filing date | call |
| DT ASIA INVTS LTD | G2615J138 | *W EXP 03/29/202 | 95,201 | $4,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 55 | $3,000 | thousands by filing date | call |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 58 | $3,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 250 | $3,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 100 | $3,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 400 | $3,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 465 | $3,000 | thousands by filing date | call |
| ZENDESK INC | 98936J101 | COM | 160 | $3,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 912 | $3,000 | thousands by filing date | call |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 84 | $3,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 693 | $3,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 2,016 | $3,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 1,250 | $3,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 300 | $3,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 1,816 | $3,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 554 | $3,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 700 | $3,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 1,192 | $3,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 403 | $3,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 681 | $3,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 2,222 | $3,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 15,000 | $3,000 | thousands by filing date | call |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 4,000 | $3,000 | thousands by filing date | principal |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 692 | $3,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 736 | $3,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605116 | Cmn | 4,117 | $3,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 1,685 | $3,000 | thousands by filing date | |
| MOL GLOBAL INC | 60845Q105 | Depository Receipt | 5,000 | $3,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4 | $2,000 | thousands by filing date | put |
| Automatic Data Processing,Inc. | 053015103 | COM | 30 | $2,000 | thousands by filing date | put |
| Boston Scientific Corporation | 101137107 | COM | 125 | $2,000 | thousands by filing date | call |
| Elevance Health, Inc. | 036752103 | COM | 18 | $2,000 | thousands by filing date | put |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 284 | $2,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 390 | $2,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 500 | $2,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,511 | $2,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 504 | $2,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 117 | $2,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 83 | $2,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 188 | $2,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 154 | $2,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 400 | $2,000 | thousands by filing date | call |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 248 | $2,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 1,000 | $2,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 3,965 | $2,000 | thousands by filing date | principal |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 5,177 | $2,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,319 | $2,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,582 | $2,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 137 | $2,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 200 | $2,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 1,040 | $2,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 2,000 | $2,000 | thousands by filing date | principal |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 226 | $2,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 1,877 | $2,000 | thousands by filing date | |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 117 | $2,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 500 | $2,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 613 | $2,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 250 | $2,000 | thousands by filing date | put |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 1,200 | $2,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 1,089 | $2,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 1,000 | $2,000 | thousands by filing date | principal |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 555 | $2,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 2,000 | $2,000 | thousands by filing date | principal |
| CATALYST | 14888D109 | COM | 1,535 | $2,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164AB0 | NOTE 2.750%12/0 | 6,000 | $2,000 | thousands by filing date | principal |
| DRYSHIPS INC | Y2109Q127 | COM NEW | 1,244 | $2,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 197 | $2,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 2,135 | $2,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 1,058 | $2,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668502 | COM PAR | 1,236 | $2,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 142 | $1,000 | thousands by filing date | call |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 100 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 187 | $1,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 79 | $1,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 147 | $1,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 100 | $1,000 | thousands by filing date | call |
| ASTRONOVA INC | 04638F108 | COM | 100 | $1,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 300 | $1,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 600 | $1,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 200 | $1,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 100 | $1,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,029 | $1,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 2,997 | $1,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 100 | $1,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 27 | $1,000 | thousands by filing date | call |
| ALCOA INC | 013817101 | COM | 132 | $1,000 | thousands by filing date | call |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 860 | $1,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 3,009 | $1,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 2,000 | $1,000 | thousands by filing date | principal |
| SPAN AMER MED SYS INC | 846396109 | COM | 100 | $1,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 300 | $1,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 1,307 | $1,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 1,000 | $1,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 57 | $1,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,300 | $1,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 3,988 | $1,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 2,000 | $1,000 | thousands by filing date | principal |
| IKONICS CORP | 45172K102 | COM | 100 | $1,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 300 | $1,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 541 | $1,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 2,000 | $1,000 | thousands by filing date | principal |
| SPANSION LLC | 84649PAL9 | NOTE 2.000 9/0 | 1,000 | $1,000 | thousands by filing date | principal |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 3,257 | $1,000 | thousands by filing date | |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 10,000 | $1,000 | thousands by filing date | call |
| Carbylan Therapeutics Inc. | 141384107 | COM | 1,802 | $1,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 1,011 | $1,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740126 | RIGHT 99/99/9999 | 8,152 | $1,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Wells Fargo & Company | 949746101 | COM | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 50 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KEYCORP COM | 493267108 | Stock | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 385 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 174 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDENTIV INC | 45170X205 | COM NEW | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEALTHGAS INC | Y81669106 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dawson Geophysical Co Ne | 239360100 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DLH HLDGS CORP | 23335Q100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTOSORBENTS CORP | 23283X206 | CMN | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LGL GROUP INC | 50186A108 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESWELL INDS INC | 250639101 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 100 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 8,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dow Chemical Company | 260543103 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OFFICE DEPOT INC | 676220106 | COM | 35 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TAITRON COMPONENTS INC | 874028103 | CL A | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEVAC INC | 461148108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740P114 | FUND | 90 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BON-TON STORES INC | 09776J101 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNEDISON INC | 86732Y109 | COM | 1,193 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 310 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 3,281 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 420 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 16,960 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWERSTREAM CORP | 892000100 | COM | 2,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAST THERAPEUTICS INC | 576314108 | COM | 3,001 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLARCITY CORP | 83416T100 | COM | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AK STEEL HOLDING CORP | 001547108 | COM | 143 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Female Health Company | 314462102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ampio Pharmaceuticals | 03209T109 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 2,001 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEMCELLS INC | 85857R204 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEURALSTEM INC | 64127R302 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LMI AEROSPACE INC | 502079106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LRAD CORP | 50213V109 | COM | 198 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUMEREX CORP -CL A | 67053A102 | CL A | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 1,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNI-PIXEL INC | 904572203 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWO RIV BANCORP | 90207C105 | COMMON | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 259 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 1,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MATTERSIGHT CORP | 577097108 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 200 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H420 | IPATH AS GLF CUR | 957 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 300 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DATAWATCH CORP | 237917208 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 1,266 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE9 LTD | 88337K104 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIO ONE INC | 75040P108 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 100 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SORL Auto Parts Inc | 78461U101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATOSSA GENETICS INC | 04962H100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 258 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM RES INC | 916901705 | COM | 374 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVISINT CORP | 22357R103 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROSEAS LTD | Y23592309 | SHS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L107 | ADS | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 456 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANTECH HLDGS LTD | G8675X107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851401 | Com | 723 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERECOR INC | 15671L109 | COM | 251 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAFECT CORP | 212326102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings Corporation | 636375206 | COM NEW | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE AG NASSAU BRH VE | 22539T316 | COM | 1,639 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CERES INC | 156773400 | COM NEW | 563 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 205 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 500 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOSTAR PHARMACEUTICALS INC | 090678301 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEVO INC COM PAR | 374396208 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 1,162 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 206 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURIS MED HLDG AG | H03579101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UCP INC - CL A | 90265Y106 | Common Stock | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONGLI CLEAN ENERGY TECHNOLO | 438586109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACROCURE LTD | M67872107 | SHS | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WOWO LTD | 98212L101 | SPONSORED ADR | 229 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VRINGO INC | 92911N302 | Cmn | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBEIMMUNE INC | 37957B100 | COM | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODE REBEL CORP | 19200J106 | COM | 157 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-16-000165 | this filing | 2016-05-16 | acceptance time not in the bulk data set |