13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 5,260 holding rows worth $132,721,585,000.
- Accession
- 0000948046-16-000165
- Filer
- CIK 948046
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 18,671 entries on the cover page, a total value of $132,721,585,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $132,721,585,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VICOR CORP | 925815102 | COM | 27,020 | $281,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 21,901 | $281,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 62,202 | $279,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 760,747 | $279,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 10,000 | $278,000 | thousands by filing date | put |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 19,471 | $277,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 64,371 | $276,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 16,953 | $276,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,300 | $275,000 | thousands by filing date | put |
| ESSA BANCORP INC COM | 29667D104 | Stock | 20,474 | $275,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 16,303 | $273,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 119,600 | $273,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 61,531 | $273,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 132,927 | $271,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 349,000 | $270,000 | thousands by filing date | principal |
| DERMIRA INC | 24983L104 | COM | 13,166 | $269,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 17,987 | $269,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 311,000 | $268,000 | thousands by filing date | principal |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 35,450 | $267,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 47,886 | $267,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 24,898 | $266,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 11,055 | $265,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 13,626 | $265,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 9,723 | $264,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 51,306 | $263,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 32,839 | $263,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 311,277 | $261,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,800 | $260,000 | thousands by filing date | call |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 34,405 | $260,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 25,626 | $260,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 10,521 | $259,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,308 | $259,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 10,328 | $258,000 | thousands by filing date | call |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 13,892 | $258,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 41,625 | $258,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 14,906 | $257,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 33,187 | $257,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 73,369 | $257,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 259,000 | $256,000 | thousands by filing date | principal |
| RYERSON HLDG CORP | 783754104 | COM | 46,163 | $255,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 55,925 | $255,000 | thousands by filing date | call |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 36,604 | $255,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 340,000 | $255,000 | thousands by filing date | principal |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 22,863 | $254,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 115,188 | $254,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 18,103 | $253,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 115,600 | $253,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 111,214 | $252,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357116 | UNIT 99/99/9999 | 25,748 | $252,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 23,788 | $251,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 21,559 | $251,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 8,451 | $250,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 27,844 | $250,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 21,752 | $249,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 117,872 | $248,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 16,801 | $248,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 243,696 | $248,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 19,590 | $247,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 2,198 | $247,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 19,539 | $245,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 10,461 | $244,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 10,994 | $244,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 47,848 | $244,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 13,000 | $243,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,000 | $243,000 | thousands by filing date | call |
| 2U INC | 90214J101 | COM | 10,811 | $243,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,092 | $242,000 | thousands by filing date | put |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 350,560 | $242,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 19,746 | $241,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 41,917 | $241,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 54,364 | $241,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 33,182 | $240,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 52,784 | $240,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 24,010 | $240,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 36,530 | $239,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,208 | $238,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 6,193 | $238,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 53,373 | $238,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 21,987 | $238,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 45,949 | $238,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 16,147 | $237,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 121,687 | $236,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 23,387 | $235,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 4,118 | $234,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 199,000 | $234,000 | thousands by filing date | principal |
| FRESHPET INC COM | 358039105 | Stock | 31,870 | $233,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 48,653 | $233,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 12,917 | $233,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 392,000 | $233,000 | thousands by filing date | principal |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 7,091 | $232,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 7,474 | $232,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 3,662 | $231,000 | thousands by filing date | call |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 16,548 | $230,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 260,000 | $230,000 | thousands by filing date | principal |
| SERES THERAPEUTICS INC | 81750R102 | COM | 8,666 | $229,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,636 | $228,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 15,827 | $228,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 92,015 | $228,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 30,944 | $228,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 800 | $227,000 | thousands by filing date | put |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 3,207 | $227,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 20,684 | $225,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 631,008 | $225,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 24,711 | $224,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 20,597 | $223,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 14,259 | $223,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 21,500 | $222,000 | thousands by filing date | put |
| VENTAS INC COM | 92276F100 | REIT | 3,527 | $222,000 | thousands by filing date | call |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 14,026 | $222,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 40,710 | $222,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 3,958 | $221,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,900 | $221,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 21,408 | $221,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 21,408 | $221,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 37,605 | $221,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 17,665 | $220,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 39,235 | $220,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 9,085 | $219,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 18,281 | $218,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 64,285 | $218,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 55,381 | $218,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,181 | $217,000 | thousands by filing date | put |
| MESABI TR | 590672101 | CTF BEN INT | 36,311 | $217,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 103,441 | $217,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 18,219 | $217,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 18,195 | $217,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 28,817 | $217,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 29,433 | $217,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 16,059 | $216,000 | thousands by filing date | put |
| Transition Therapeutics, Inc. | 893716209 | COM | 169,400 | $216,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 3,677 | $216,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 3,682 | $215,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 12,391 | $215,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 29,588 | $213,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 942,563 | $213,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 19,395 | $212,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 145,616 | $212,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 18,020 | $212,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 5,634 | $212,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 36,138 | $211,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 5,448 | $211,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 229,000 | $210,000 | thousands by filing date | principal |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 7,500 | $209,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 52,852 | $208,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,387 | $207,000 | thousands by filing date | put |
| NANOVIRICIDES INC | 630087203 | COM NEW | 94,895 | $207,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 32,044 | $206,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 52,509 | $206,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 34,659 | $205,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 15,723 | $205,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W407 | PWRSHR 3X GERM | 353,405 | $205,000 | thousands by filing date | principal |
| RENESOLA LTD | 75971T103 | SPONS ADS | 142,262 | $204,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 15,055 | $203,000 | thousands by filing date | call |
| PULASKI FINANCIAL CORP | 745548107 | COM | 12,645 | $203,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 19,892 | $202,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,398 | $202,000 | thousands by filing date | put |
| ALICO INC | 016230104 | COM | 7,334 | $202,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 69,262 | $202,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 4,745 | $202,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 22,098 | $202,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 182,000 | $201,000 | thousands by filing date | principal |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 15,315 | $199,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 73,200 | $199,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 127,371 | $198,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 229,000 | $198,000 | thousands by filing date | principal |
| SKYPEOPLE FRUIT JUICE INC | 83086T307 | COM | 69,433 | $197,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,794 | $196,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 4,250 | $196,000 | thousands by filing date | call |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 14,750 | $196,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 29,121 | $196,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 63,541 | $196,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,826 | $195,000 | thousands by filing date | put |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 5,879 | $194,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 5,052 | $194,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 8,740 | $193,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 36,933 | $193,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 30,164 | $193,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 124,490 | $192,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 14,382 | $192,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 162,000 | $192,000 | thousands by filing date | principal |
| Schlumberger Limited | 806857108 | COM | 2,604 | $191,000 | thousands by filing date | put |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 7,200 | $191,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 3,199 | $191,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 249,444 | $190,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 92,900 | $190,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,100 | $189,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 1,850 | $189,000 | thousands by filing date | put |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 18,220 | $189,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 19,135 | $189,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 16,926 | $189,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 16,092 | $188,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 27,543 | $188,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 15,200 | $188,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U119 | *W EXP 01/01/202 | 899,900 | $188,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 197,000 | $187,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 200,000 | $187,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 150,000 | $187,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 12,459 | $187,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,928 | $185,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 9,871 | $185,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 15,849 | $184,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 9,457 | $184,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 6,664 | $184,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 9,551 | $183,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 20,240 | $183,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 6,536 | $182,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 10,429 | $182,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 14,697 | $182,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 5,089 | $181,000 | thousands by filing date | put |
| STRATUS PPTYS INC | 863167201 | COM NEW | 7,679 | $181,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 17,500 | $181,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 10,100 | $181,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 10,862 | $180,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 719,900 | $180,000 | thousands by filing date | principal |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 12,340 | $180,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 23,427 | $180,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 15,425 | $179,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 44,649 | $179,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 21,999 | $178,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 7,947 | $177,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 7,720 | $176,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 451,000 | $176,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 12,086 | $175,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 20,284 | $175,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 9,774 | $174,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 29,762 | $174,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 15,854 | $174,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 12,574 | $173,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 8,448 | $173,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 19,194 | $172,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 11,917 | $172,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 31,114 | $172,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 23,804 | $171,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 14,422 | $171,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 10,886 | $170,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 52,142 | $170,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 9,727 | $170,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 8,227 | $169,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,962 | $168,000 | thousands by filing date | put |
| KEY TRONIC CORP | 493144109 | COM | 23,566 | $168,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 12,415 | $168,000 | thousands by filing date | call |
| BLUE HILLS BANCORP INC | 095573101 | COM | 12,371 | $168,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 102,036 | $167,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 66,562 | $167,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 48,866 | $165,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 41,661 | $164,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 5,896 | $164,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,550 | $163,000 | thousands by filing date | call |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 5,578 | $163,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 65,491 | $161,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 3,577 | $161,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 88,987 | $161,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,098 | $160,000 | thousands by filing date | call |
| HESKA CORP | 42805E306 | COM | 5,655 | $160,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 628,050 | $160,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,091 | $159,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,023 | $159,000 | thousands by filing date | call |
| EDITAS MEDICINE INC | 28106W103 | COM | 4,611 | $159,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,200 | $159,000 | thousands by filing date | put |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 6,920 | $159,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,006 | $158,000 | thousands by filing date | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 20,000 | $158,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 6,513 | $158,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 998 | $157,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 2,172 | $157,000 | thousands by filing date | call |
| HIVE | 007786106 | Stock | 31,690 | $157,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 10,700 | $157,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,556 | $156,000 | thousands by filing date | call |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 3,735 | $156,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 32,478 | $156,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 11,521 | $155,000 | thousands by filing date | put |
| MARCHEX INC | 56624R108 | CMN | 35,251 | $155,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 6,605 | $155,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 106,917 | $155,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 29,783 | $154,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 7,228 | $154,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 5,138 | $154,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,306 | $153,000 | thousands by filing date | call |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 7,280 | $153,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 3,427 | $152,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 8,440 | $152,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,248 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 10,026 | $151,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 146,000 | $151,000 | thousands by filing date | principal |
| Eli Lilly and Company | 532457108 | COM | 2,085 | $150,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,197 | $150,000 | thousands by filing date | call |
| Delta Apparel Inc | 247368103 | COM | 7,897 | $150,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 5,858 | $150,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 24,673 | $150,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 120,162 | $150,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 35,636 | $150,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 650 | $149,000 | thousands by filing date | put |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 3,399 | $149,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 22,154 | $149,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 163,000 | $149,000 | thousands by filing date | principal |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 3,000 | $148,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 2,000 | $147,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 11,575 | $147,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,543 | $146,000 | thousands by filing date | put |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 39,100 | $146,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 168,977 | $146,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 201,674 | $146,000 | thousands by filing date | principal |
| CULP INC | 230215105 | CMN | 5,559 | $144,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 9,086 | $144,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 15,000 | $144,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 15,000 | $144,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 4,365 | $144,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 887 | $143,000 | thousands by filing date | put |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 4,800 | $143,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 8,300 | $143,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 10,371 | $143,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 39,873 | $143,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 7,778 | $143,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 14,534 | $142,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 5,241 | $142,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 5,764 | $141,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 7,468 | $141,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 15,298 | $140,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 27,462 | $140,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,500 | $140,000 | thousands by filing date | put |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 13,663 | $140,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 33,912 | $140,000 | thousands by filing date | |
| AVENUE FINL HLDGS INC | 05358K102 | COM | 7,298 | $140,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,101 | $139,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 1,700 | $139,000 | thousands by filing date | put |
| HENNESSY ADVISORS INC | 425885100 | COM | 5,235 | $139,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 10,021 | $139,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 9,957 | $139,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 7,566 | $139,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,091 | $138,000 | thousands by filing date | put |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 11,181 | $138,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 4,091 | $138,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 3,984 | $138,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,400 | $137,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 13,595 | $137,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 7,325 | $137,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 9,543 | $137,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,880 | $137,000 | thousands by filing date | call |
| CRH MEDICAL CORP | 12626F105 | COM | 42,000 | $137,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 117,000 | $137,000 | thousands by filing date | principal |
| MACROGENICS INC | 556099109 | COM | 7,283 | $136,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 5,810 | $136,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 26,369 | $136,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,500 | $135,000 | thousands by filing date | call |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 52,367 | $135,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M114 | *W EXP 10/19/202 | 450,000 | $135,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 1,073 | $134,000 | thousands by filing date | put |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 16,095 | $134,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 18,443 | $134,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 10,047 | $134,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 10,000 | $133,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 4,343 | $133,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 4,070 | $133,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 240,900 | $132,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 10,757 | $132,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 16,090 | $132,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 19,709 | $132,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 8,602 | $132,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 15,000 | $131,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 8,100 | $131,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 3,796 | $131,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 7,850 | $130,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 37,700 | $130,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 13,268 | $130,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 11,478 | $129,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $129,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 9,240 | $129,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 9,360 | $129,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 5,788 | $128,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 10,318 | $128,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 5,700 | $128,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 8,672 | $128,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 9,946 | $128,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 23,343 | $128,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 56,967 | $128,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 3,526 | $127,000 | thousands by filing date | put |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 17,142 | $127,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 2,200 | $127,000 | thousands by filing date | put |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 7,958 | $127,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 79,377 | $127,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 104,405 | $127,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 10,876 | $126,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 4,000 | $126,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 225,000 | $126,000 | thousands by filing date | principal |
| SEQUENOM INC COM NEW | 817337405 | COM | 90,068 | $126,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 17,441 | $126,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 39,911 | $126,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 8,490 | $126,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 20,634 | $126,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 27,172 | $125,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,711 | $125,000 | thousands by filing date | put |
| AUDIOCODES LTD | M15342104 | ORD | 26,900 | $125,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 5,157 | $125,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 29,973 | $125,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 50,940 | $125,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 85,735 | $125,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 17,625 | $124,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 5,616 | $124,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 4,562 | $124,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 12,794 | $124,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 5,952 | $124,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 17,768 | $124,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 12,034 | $123,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 9,900 | $123,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 11,067 | $123,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 83,960 | $123,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 14,351 | $123,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,915 | $122,000 | thousands by filing date | call |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 8,252 | $122,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 4,587 | $122,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 4,930 | $122,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 22,662 | $121,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 6,799 | $120,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 11,215 | $120,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 44,413 | $120,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 16,762 | $120,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 12,103 | $120,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,260 | $119,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 847 | $119,000 | thousands by filing date | put |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 2,105 | $119,000 | thousands by filing date | call |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 6,353 | $119,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 17,758 | $119,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 9,933 | $118,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 5,623 | $117,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 5,000 | $117,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 5,000 | $117,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 14,319 | $117,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 8,451 | $117,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,099 | $116,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 6,311 | $116,000 | thousands by filing date | call |
| QUANTUM CORP | 747906204 | COM DSSG | 193,046 | $116,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 30,920 | $116,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 17,700 | $116,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,500 | $115,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 13,232 | $115,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 3,494 | $115,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 252,246 | $115,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,500 | $114,000 | thousands by filing date | put |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 4,346 | $114,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 4,473 | $114,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 10,974 | $114,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 97,957 | $114,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 13,511 | $113,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 8,911 | $113,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 6,894 | $113,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 88,000 | $113,000 | thousands by filing date | principal |
| INUVO INC | 46122W204 | COM NEW | 63,569 | $112,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 17,727 | $112,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 275,000 | $112,000 | thousands by filing date | principal |
| W & T OFFSHORE INC | 92922P106 | COM | 51,418 | $111,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 7,717 | $111,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 6,130 | $111,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 412,989 | $111,000 | thousands by filing date | principal |
| TELIGENT INC NEW | 87960W104 | COM | 22,822 | $111,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,343 | $110,000 | thousands by filing date | call |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 46,864 | $110,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 33,600 | $110,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 7,850 | $110,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 16,187 | $110,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 150,000 | $110,000 | thousands by filing date | principal |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 22,225 | $109,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 2,517 | $109,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 6,324 | $109,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 6,058 | $109,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 12,205 | $109,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 52,959 | $109,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 9,347 | $109,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 4,210 | $109,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 14,788 | $108,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 6,331 | $108,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 13,719 | $108,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 7,570 | $107,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 11,393 | $107,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 3,857 | $107,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 6,206 | $107,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 102,005 | $107,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 12,122 | $107,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 987 | $106,000 | thousands by filing date | put |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 13,680 | $106,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 15,292 | $106,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 136,152 | $106,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 18,859 | $106,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 6,956 | $106,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 11,121 | $106,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 21,614 | $105,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 6,626 | $105,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 6,235 | $105,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 21,888 | $105,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 35,270 | $105,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 4,816 | $105,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 6,624 | $105,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 10,353 | $105,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 400 | $104,000 | thousands by filing date | put |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 6,645 | $104,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 9,855 | $104,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 3,073 | $104,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 76,502 | $104,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 9,722 | $104,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,021 | $103,000 | thousands by filing date | call |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,859 | $103,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-16-000165 | this filing | 2016-05-16 | acceptance time not in the bulk data set |