13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 5,260 holding rows worth $132,721,585,000.
- Accession
- 0000948046-16-000165
- Filer
- CIK 948046
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 18,671 entries on the cover page, a total value of $132,721,585,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $132,721,585,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 419,260 | $1,638,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 205,262 | $1,634,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 45,038 | $1,632,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 65,834 | $1,619,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 108,093 | $1,619,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 92,185 | $1,617,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 1,633,633 | $1,614,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 39,457 | $1,614,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 192,079 | $1,612,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 98,414 | $1,610,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 32,235 | $1,610,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 169,663 | $1,609,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 114,536 | $1,608,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 57,768 | $1,605,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 54,195 | $1,603,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 87,716 | $1,599,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 38,045 | $1,597,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 1,633,000 | $1,589,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 186,279 | $1,587,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 288,114 | $1,586,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 82,919 | $1,584,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 1,325,000 | $1,582,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652406 | COM | 70,749 | $1,578,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 1,701,000 | $1,577,000 | thousands by filing date | principal |
| PJT PARTNERS INC | 69343T107 | COM CL A | 65,506 | $1,574,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 152,975 | $1,573,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 108,100 | $1,566,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 28,684 | $1,565,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 186,751 | $1,560,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 32,909 | $1,556,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 61,593 | $1,555,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 6,191 | $1,554,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 504,584 | $1,553,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740100 | COM | 157,900 | $1,552,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,542,000 | $1,551,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 543,955 | $1,549,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 1,957,000 | $1,549,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680R206 | CL A | 98,304 | $1,547,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 154,400 | $1,538,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 1,555,000 | $1,535,000 | thousands by filing date | principal |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 73,191 | $1,532,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 800,000 | $1,531,000 | thousands by filing date | call |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 91,018 | $1,530,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 1,607,000 | $1,524,000 | thousands by filing date | principal |
| ICONIX BRAND GROUP INC | 451055107 | COM | 189,407 | $1,523,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 107,837 | $1,522,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 177,927 | $1,522,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 58,787 | $1,520,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 179,138 | $1,519,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 328,468 | $1,518,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 34,952 | $1,518,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 16,205 | $1,512,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 101,132 | $1,506,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 48,808 | $1,502,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 1,179,000 | $1,501,000 | thousands by filing date | principal |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 62,796 | $1,500,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 75,698 | $1,500,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 32,856 | $1,496,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 46,210 | $1,489,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 1,867,000 | $1,487,000 | thousands by filing date | principal |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 134,201 | $1,482,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 167,558 | $1,481,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 94,555 | $1,475,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 29,935 | $1,472,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 184,075 | $1,471,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,904,000 | $1,466,000 | thousands by filing date | principal |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 74,130 | $1,464,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 42,599 | $1,456,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 71,490 | $1,454,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 39,604 | $1,451,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 27,234 | $1,442,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,379,000 | $1,442,000 | thousands by filing date | principal |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 113,042 | $1,437,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 26,459 | $1,436,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 78,622 | $1,436,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,450,000 | $1,436,000 | thousands by filing date | principal |
| RUCKUS WIRELESS INC | 781220108 | COM | 146,411 | $1,435,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 3,854 | $1,431,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 8,809 | $1,430,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 685,600 | $1,425,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 264,772 | $1,423,000 | thousands by filing date | |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 1,800,000 | $1,419,000 | thousands by filing date | principal |
| SEASPAN CORP | Y75638109 | SHS | 77,332 | $1,417,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 66,259 | $1,417,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 26,784 | $1,409,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 49,066 | $1,405,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 21,736 | $1,404,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 250,157 | $1,400,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 109,797 | $1,397,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 69,962 | $1,395,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 102,481 | $1,393,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 73,599 | $1,392,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 117,236 | $1,392,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 76,237 | $1,390,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 82,749 | $1,389,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 17,257 | $1,387,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 583,229 | $1,387,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 32,490 | $1,386,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 44,897 | $1,385,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 16,482 | $1,382,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 112,436 | $1,381,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 87,277 | $1,381,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 442,356 | $1,379,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 26,208 | $1,374,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 77,478 | $1,368,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 305,693 | $1,360,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 26,513 | $1,355,000 | thousands by filing date | put |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 57,100 | $1,352,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 564,086 | $1,352,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 229,999 | $1,351,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 88,974 | $1,351,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 106,938 | $1,350,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 86,536 | $1,347,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 255,941 | $1,347,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 235,639 | $1,346,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,679 | $1,346,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 65,809 | $1,346,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 95,640 | $1,345,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 201,586 | $1,345,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 1,393,000 | $1,342,000 | thousands by filing date | principal |
| KADANT INC | 48282T104 | COM | 29,708 | $1,338,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 74,446 | $1,338,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 28,028 | $1,336,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 56,676 | $1,335,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 97,503 | $1,334,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 182,311 | $1,334,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 128,394 | $1,333,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 34,695 | $1,331,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 209,426 | $1,327,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 78,414 | $1,324,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 120,347 | $1,322,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 25,252 | $1,321,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 60,983 | $1,319,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 140,173 | $1,317,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 111,231 | $1,317,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,485,000 | $1,314,000 | thousands by filing date | principal |
| MANNING + NAPIER INC | 56382Q102 | CL A | 162,904 | $1,313,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 284,998 | $1,307,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 289,818 | $1,306,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 69,948 | $1,302,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 81,175 | $1,302,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 69,254 | $1,298,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 212,571 | $1,298,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 57,233 | $1,293,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 656,884 | $1,293,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 44,382 | $1,293,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 122,892 | $1,291,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 39,675 | $1,290,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 84,815 | $1,290,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 46,308 | $1,289,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 20,358 | $1,289,000 | thousands by filing date | call |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 95,812 | $1,287,000 | thousands by filing date | |
| QIMONDA AG | 74732WAA7 | NOTE 6.750% 3/2 | 7,500,000 | $1,284,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 158,998 | $1,282,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 54,957 | $1,281,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 851,000 | $1,280,000 | thousands by filing date | principal |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 97,462 | $1,278,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 72,897 | $1,276,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 65,453 | $1,273,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 176,086 | $1,272,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 13,690 | $1,271,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 226,915 | $1,270,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 127,955 | $1,269,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 21,205 | $1,265,000 | thousands by filing date | call |
| LORAL SPACE & COM INC | 543881106 | COM | 35,926 | $1,261,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 192,440 | $1,261,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 81,730 | $1,260,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 27,476 | $1,260,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 79,808 | $1,259,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 70,373 | $1,258,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 227,857 | $1,257,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 39,041 | $1,253,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 65,939 | $1,250,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 115,169 | $1,247,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 45,859 | $1,246,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 187,211 | $1,246,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 1,006,000 | $1,246,000 | thousands by filing date | principal |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 67,692 | $1,239,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 19,017 | $1,237,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 97,319 | $1,237,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 49,919 | $1,236,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 265,766 | $1,235,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 138,985 | $1,235,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 49,260 | $1,233,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 94,150 | $1,233,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 126,312 | $1,229,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 327,182 | $1,226,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 56,859 | $1,226,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 33,311 | $1,226,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 45,924 | $1,226,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 108,976 | $1,225,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 32,504 | $1,224,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 93,253 | $1,223,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 61,777 | $1,222,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 53,895 | $1,221,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 836,000 | $1,220,000 | thousands by filing date | principal |
| STANDEX INTL CORP | 854231107 | COM | 15,654 | $1,216,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 417,000 | $1,216,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 99,535 | $1,216,000 | thousands by filing date | |
| Barington/Hilco Acquisition Corp. | 06759V200 | UNIT | 120,051 | $1,212,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 14,472 | $1,210,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 267,269 | $1,207,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 26,518 | $1,203,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 84,916 | $1,203,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 87,942 | $1,202,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 130,638 | $1,197,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 218,204 | $1,197,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 64,704 | $1,194,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 60,069 | $1,193,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 24,532 | $1,193,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 77,311 | $1,193,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 136,922 | $1,192,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 467,636 | $1,191,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 220,133 | $1,182,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 87,926 | $1,181,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 131,923 | $1,179,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 65,165 | $1,174,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 374,807 | $1,174,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V103 | COM | 118,334 | $1,170,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 16,908 | $1,167,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 360,397 | $1,162,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 328,370 | $1,162,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 57,488 | $1,161,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 72,181 | $1,156,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 119,736 | $1,155,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 63,050 | $1,149,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 1,124,000 | $1,147,000 | thousands by filing date | principal |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 73,786 | $1,146,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 42,175 | $1,146,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 114,100 | $1,144,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 1,142,000 | $1,144,000 | thousands by filing date | principal |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 17,882 | $1,143,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 31,432 | $1,142,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 126,661 | $1,142,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 1,836,000 | $1,141,000 | thousands by filing date | principal |
| AVX CORP NEW | 002444107 | COM | 90,820 | $1,140,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 53,769 | $1,139,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 113,377 | $1,139,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 197,301 | $1,135,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 144,688 | $1,132,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 9,663 | $1,130,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 64,385 | $1,126,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 134,356 | $1,122,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 83,970 | $1,120,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 223,388 | $1,116,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 382,856 | $1,115,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 196,960 | $1,115,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 234,150 | $1,107,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 58,976 | $1,103,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 2,047,447 | $1,103,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 157,521 | $1,101,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 261,747 | $1,099,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,117,000 | $1,096,000 | thousands by filing date | principal |
| GENER8 MARITIME INC | Y26889108 | COM | 155,356 | $1,095,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 62,944 | $1,093,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 74,639 | $1,092,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,764 | $1,091,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 42,876 | $1,087,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 118,195 | $1,086,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 53,827 | $1,081,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 2,040,000 | $1,081,000 | thousands by filing date | principal |
| MESA LABS INC COM | 59064R109 | Stock | 11,229 | $1,080,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 62,399 | $1,078,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 56,777 | $1,078,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 31,116 | $1,076,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 71,777 | $1,076,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 200,559 | $1,074,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 42,579 | $1,070,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 55,419 | $1,068,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 23,328 | $1,067,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 29,284 | $1,066,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 38,424 | $1,065,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 42,880 | $1,061,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 227,272 | $1,056,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 46,995 | $1,056,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 82,258 | $1,055,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 101,638 | $1,050,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 15,771 | $1,048,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 1,858,425 | $1,044,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 38,560 | $1,042,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 19,836 | $1,042,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 1,061,000 | $1,042,000 | thousands by filing date | principal |
| RE MAX HLDGS INC | 75524W108 | CL A | 30,374 | $1,040,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 40,331 | $1,039,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 831,000 | $1,039,000 | thousands by filing date | principal |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 1,067,000 | $1,038,000 | thousands by filing date | principal |
| AXOGEN INC | 05463X106 | COM | 193,475 | $1,036,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 71,832 | $1,035,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 72,506 | $1,031,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 34,865 | $1,029,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 127,768 | $1,028,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 114,007 | $1,027,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 1,144,000 | $1,026,000 | thousands by filing date | principal |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 90,114 | $1,025,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 18,962 | $1,024,000 | thousands by filing date | |
| NORTEL NETWORKS CORP | 656568AE2 | CONV BND | 1,200,000 | $1,020,000 | thousands by filing date | principal |
| CIRCOR INTL INC | 17273K109 | COM | 22,021 | $1,019,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 91,834 | $1,017,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 234,771 | $1,016,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 80,612 | $1,014,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 72,663 | $1,014,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 19,115 | $1,013,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 115,804 | $1,011,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 40,975 | $1,009,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,054,000 | $1,007,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 1,462,000 | $1,006,000 | thousands by filing date | principal |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 38,585 | $1,005,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 76,946 | $1,004,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 1,000,000 | $1,000,000 | thousands by filing date | principal |
| RADWARE LTD | M81873107 | COMMON STOCK | 84,532 | $999,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 1,046,000 | $997,000 | thousands by filing date | principal |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 30,601 | $995,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 75,900 | $992,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 174,464 | $990,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 33,221 | $989,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 38,856 | $989,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 64,276 | $988,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 154,616 | $987,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAE9 | NOTE 0.500% 8/1 | 1,000,000 | $985,000 | thousands by filing date | principal |
| Wells Fargo & Company | 949746101 | COM | 20,370 | $984,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 1,716,000 | $982,000 | thousands by filing date | principal |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 100,000 | $982,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 64,970 | $980,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 62,205 | $980,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 63,421 | $976,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 39,411 | $976,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 39,489 | $976,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 14,797 | $974,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 29,675 | $970,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 38,480 | $970,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 21,320 | $964,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 41,541 | $962,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 99,629 | $961,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 54,958 | $960,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 924,000 | $960,000 | thousands by filing date | principal |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 53,685 | $959,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 154,762 | $958,000 | thousands by filing date | call |
| RBC BEARINGS INC COM | 75524B104 | Stock | 13,071 | $956,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 22,608 | $956,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 25,677 | $955,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 52,953 | $955,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 88,988 | $955,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 1,402,000 | $953,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 22,822 | $952,000 | thousands by filing date | call |
| MGE ENERGY INC | 55277P104 | COM | 18,270 | $952,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 31,287 | $946,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 49,197 | $945,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 72,470 | $943,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 61,740 | $940,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 66,271 | $940,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 124,980 | $938,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 124,100 | $938,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 1,003,000 | $937,000 | thousands by filing date | principal |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 23,140 | $936,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 91,258 | $933,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 25,112 | $933,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 15,267 | $931,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 8,428 | $931,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 26,389 | $930,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 60,844 | $926,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 42,149 | $925,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 72,191 | $919,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 51,023 | $918,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,039 | $916,000 | thousands by filing date | put |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 44,111 | $916,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 830,000 | $916,000 | thousands by filing date | principal |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 1,000,000 | $915,000 | thousands by filing date | principal |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 106,242 | $914,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 3,533,826 | $914,000 | thousands by filing date | principal |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 102,444 | $913,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 33,898 | $913,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 119,042 | $912,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 40,337 | $904,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 865,000 | $902,000 | thousands by filing date | principal |
| ELDORADO RESORTS INC | 28470R102 | COM | 78,870 | $901,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 375,000 | $901,000 | thousands by filing date | principal |
| Knight Capital Group, Inc. | 48244B100 | common stock | 75,205 | $897,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 210,176 | $894,000 | thousands by filing date | |
| UBS AG | 90270KAW9 | NOTE 2/1 | 838,000 | $893,000 | thousands by filing date | principal |
| AMERICAN PUB ED INC | 02913V103 | COM | 43,375 | $892,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 1,220,000 | $890,000 | thousands by filing date | principal |
| ARTIVION INC | 228903100 | COM | 82,658 | $887,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 48,043 | $887,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 54,025 | $887,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 115,107 | $886,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 42,335 | $885,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 118,780 | $885,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 37,089 | $885,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 40,711 | $885,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 16,000 | $883,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 49,226 | $883,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 191,917 | $877,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 50,557 | $877,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 108,050 | $875,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 74,055 | $875,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 37,159 | $874,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 5,979 | $870,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 74,842 | $869,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 100,977 | $868,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 22,050 | $866,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 23,427,932 | $866,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 67,082 | $865,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 54,082 | $865,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 51,188 | $865,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 59,765 | $863,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 858,000 | $862,000 | thousands by filing date | principal |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 134,972 | $859,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 26,721 | $858,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 85,217 | $858,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 875,000 | $858,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 95,275 | $857,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 96,957 | $856,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 52,719 | $855,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 63,121 | $855,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 879,000 | $853,000 | thousands by filing date | principal |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 233,072 | $852,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 28,881 | $847,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 63,996 | $843,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 42,492 | $841,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 24,624 | $840,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 10,261 | $839,000 | thousands by filing date | call |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 32,520 | $839,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 112,861 | $838,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 27,090 | $838,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 62,800 | $835,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 13,415 | $834,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 94,719 | $824,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 60,902 | $819,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 205,363 | $818,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 10,278 | $817,000 | thousands by filing date | call |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 7,002 | $817,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 289,857 | $817,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 76,265 | $817,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 10,368 | $814,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 875,906 | $814,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 47,490 | $811,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 32,587 | $811,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 69,988 | $810,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 545,000 | $808,000 | thousands by filing date | principal |
| Charles Schwab Corp | 808513105 | COM | 28,827 | $807,000 | thousands by filing date | call |
| NANTKWEST INC | 63016Q102 | COM | 98,399 | $807,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 804,000 | $805,000 | thousands by filing date | put |
| MORNINGSTAR INC COM | 617700109 | Stock | 9,111 | $803,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 38,191 | $803,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 47,481 | $803,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 54,224 | $801,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 124,097 | $800,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 113,371 | $799,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 8,699 | $798,000 | thousands by filing date | put |
| CROWN CRAFTS INC | 228309100 | COM | 86,394 | $798,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 34,821 | $796,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 663,000 | $795,000 | thousands by filing date | principal |
| CAREER EDUCATION CORP | 141665109 | COM | 174,783 | $792,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 60,691 | $792,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 159,083 | $790,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 309,000 | $788,000 | thousands by filing date | principal |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 42,452 | $787,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 45,487 | $783,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 52,595 | $782,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 44,378 | $781,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 20,621 | $780,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 152,200 | $777,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 76,913 | $776,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 70,049 | $776,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 82,195 | $774,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 39,440 | $774,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 89,023 | $773,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 109,844 | $772,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 236,033 | $770,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 1,526,674 | $759,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 60,984 | $757,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 1,340,000 | $757,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 40,392 | $756,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 123,467 | $755,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 63,100 | $754,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 33,500 | $750,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 50,384 | $750,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 56,303 | $750,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 46,845 | $749,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 147,400 | $747,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 1,000,000 | $747,000 | thousands by filing date | principal |
| PARTY CITY HOLDCO INC | 702149105 | COM | 49,628 | $745,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 38,796 | $744,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 19,837 | $742,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 65,037 | $737,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 221,963 | $737,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 97,380 | $735,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 157,489 | $735,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 37,761 | $733,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 62,335 | $733,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 35,101 | $733,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 133,138 | $732,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 53,594 | $732,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 20,117 | $731,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 28,745 | $731,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 26,539 | $730,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 67,149 | $727,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 43,662 | $727,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 28,060 | $726,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 33,602 | $725,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-16-000165 | this filing | 2016-05-16 | acceptance time not in the bulk data set |