13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 5,412 holding rows worth $144,524,959,000.
- Accession
- 0000948046-16-000122
- Filer
- CIK 948046
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 18,857 entries on the cover page, a total value of $144,524,959,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,524,959,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 118,876 | $830,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 68,739 | $829,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 183,034 | $827,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 80,899 | $826,000 | thousands by filing date | |
| VMEM4.25 10/19 | 92763AAB7 | Bond 30/360P2 U | 1,397,000 | $824,000 | thousands by filing date | principal |
| Cisco Systems,Inc. | 17275R102 | COM | 30,177 | $819,000 | thousands by filing date | put |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 43,828 | $819,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 37,955 | $819,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 54,021 | $817,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 183,514 | $816,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 687,000 | $816,000 | thousands by filing date | principal |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 62,800 | $815,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 77,911 | $814,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 28,384 | $813,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 29,073 | $811,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 804,000 | $809,000 | thousands by filing date | put |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 23,154 | $808,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 304,212 | $808,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 57,328 | $808,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 115,336 | $807,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 30,814 | $806,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 26,856 | $805,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 24,223 | $805,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 129,213 | $803,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 669,938 | $803,000 | thousands by filing date | call |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 17,697 | $799,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 76,562 | $797,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 38,185 | $797,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 23,990 | $797,000 | thousands by filing date | put |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 34,131 | $795,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 29,241 | $794,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 54,224 | $790,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,897 | $785,000 | thousands by filing date | call |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 850,000 | $785,000 | thousands by filing date | principal |
| TRINA SOLAR LTD | 89628EAE4 | DEBT 4.000%10/1 | 810,000 | $782,000 | thousands by filing date | principal |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 120,205 | $780,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 227,136 | $778,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 320,375 | $778,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 38,763 | $777,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 126,701 | $776,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 60,425 | $776,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 647,000 | $774,000 | thousands by filing date | principal |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 600,000 | $772,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 800,000 | $771,000 | thousands by filing date | principal |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 66,562 | $769,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 81,932 | $769,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 29,736 | $768,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 21,441 | $765,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 389,062 | $765,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 135,416 | $762,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 41,091 | $762,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 45,550 | $762,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 33,413 | $761,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 76,767 | $759,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 1,340,000 | $758,000 | thousands by filing date | principal |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 29,664 | $757,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 57,099 | $755,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 16,720 | $754,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 702,000 | $754,000 | thousands by filing date | principal |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 168,000 | $749,000 | thousands by filing date | principal |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 30,873 | $748,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 115,050 | $748,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 13,930 | $748,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 121,606 | $746,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,557 | $744,000 | thousands by filing date | call |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 40,162 | $744,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 33,015 | $744,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 27,446 | $743,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 39,228 | $742,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 138,591 | $738,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 29,289 | $736,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 46,942 | $736,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 704,000 | $736,000 | thousands by filing date | principal |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 17,996 | $734,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 226,560 | $732,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 16,610 | $729,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,040 | $728,000 | thousands by filing date | call |
| BLUE NILE INC | 09578R103 | COM | 19,611 | $727,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 27,976 | $726,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 9,395 | $725,000 | thousands by filing date | call |
| ENOVA INTL INC | 29357K103 | COM | 109,936 | $725,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 783,000 | $724,000 | thousands by filing date | principal |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 19,886 | $723,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 55,960 | $723,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 115,120 | $722,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 41,496 | $722,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 88,142 | $721,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 49,682 | $718,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 121,635 | $717,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 118,500 | $716,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 83,966 | $712,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 36,028 | $712,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 58,693 | $711,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 63,794 | $710,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 53,052 | $710,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 15,911 | $709,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 53,789 | $709,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 57,767 | $709,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 74,443 | $708,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 28,332 | $707,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 110,569 | $702,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 26,243 | $700,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 17,285 | $693,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 20,176 | $693,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 51,651 | $691,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 29,551 | $690,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 31,850 | $690,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 13,418 | $690,000 | thousands by filing date | put |
| ELLIS PERRY INTL INC | 288853104 | COM | 37,592 | $690,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 41,113 | $689,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 1,430,664 | $689,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 795,000 | $687,000 | thousands by filing date | principal |
| AH RLTY TR INC | 04208T108 | COM | 65,347 | $683,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 45,016 | $683,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 143,163 | $683,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 57,190 | $682,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 19,802 | $680,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 93,927 | $679,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 82,782 | $678,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 30,155 | $678,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 68,120 | $677,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 92,470 | $675,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 26,169 | $675,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 677,000 | $674,000 | thousands by filing date | principal |
| ARISTA NETWORKS INC | 040413106 | COM | 8,667 | $673,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 30,469 | $672,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 33,201 | $671,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 71,680 | $670,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 138,188 | $668,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 889,000 | $664,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 19,296 | $663,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 41,276 | $659,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 309,000 | $659,000 | thousands by filing date | principal |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 19,995 | $658,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 10,696 | $657,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 39,863 | $657,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 52,933 | $657,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 154,459 | $657,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 24,560 | $656,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 11,495 | $653,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 96,316 | $649,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 43,826 | $649,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 57,248 | $646,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 3,543 | $645,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 37,413 | $645,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 26,615 | $644,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 181,033 | $644,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 32,649 | $643,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 65,526 | $642,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 30,410 | $641,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 1,302,000 | $641,000 | thousands by filing date | principal |
| PARK NATL CORP COM | 700658107 | Stock | 7,108 | $640,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 47,138 | $640,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 10,228 | $639,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 64,916 | $638,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 51,392 | $638,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 653,113 | $637,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 74,185 | $637,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 32,365 | $637,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 41,406 | $635,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 714,000 | $635,000 | thousands by filing date | principal |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 49,183 | $634,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 35,153 | $632,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 42,048 | $631,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 44,495 | $630,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 63,350 | $630,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 14,678 | $629,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 37,367 | $628,000 | thousands by filing date | put |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 24,222 | $626,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 84,040 | $626,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 46,432 | $625,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 18,384 | $624,000 | thousands by filing date | put |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 286,676 | $620,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 23,148 | $619,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 17,897 | $617,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 20,716 | $612,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 62,092 | $612,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 40,894 | $610,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 17,331 | $608,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 69,951 | $608,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 58,365 | $608,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 21,168 | $606,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 90,535 | $606,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 44,708 | $603,000 | thousands by filing date | |
| SQNM 5 1/1/18 | 817337AC2 | Bond 30/360P2 U | 795,000 | $602,000 | thousands by filing date | principal |
| COHU INC | 192576106 | COM | 49,977 | $601,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 76,536 | $600,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 165,710 | $599,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 88,088 | $598,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 135,331 | $596,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 37,782 | $594,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 65,567 | $593,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 22,270 | $592,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 125,378 | $592,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 12,568 | $590,000 | thousands by filing date | put |
| NRG YIELD INC | 62942X306 | COM | 42,596 | $589,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 97,188 | $588,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 784,000 | $588,000 | thousands by filing date | principal |
| MACROGENICS INC | 556099109 | COM | 18,806 | $581,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 734,000 | $581,000 | thousands by filing date | principal |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 585,000 | $579,000 | thousands by filing date | principal |
| B COMMUNICATIONS LTD | M15629104 | SHS | 23,291 | $574,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 39,318 | $573,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 48,914 | $573,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 22,662 | $571,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 5,565 | $568,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 55,873 | $568,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 121,795 | $567,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 99,405 | $563,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 78,876 | $562,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 29,762 | $561,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 11,094 | $561,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,077 | $560,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 61,159 | $559,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,321 | $557,000 | thousands by filing date | put |
| PC CONNECTION INC | 69318J100 | COM | 24,644 | $556,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 17,565 | $556,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 89,813 | $556,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 408,000 | $554,000 | thousands by filing date | principal |
| FREIGHTCAR AMER INC | 357023100 | COM | 28,486 | $553,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 42,436 | $552,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 12,238 | $552,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 70,588 | $552,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 87,085 | $550,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 64,428 | $550,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 32,018 | $546,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 39,298 | $546,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 44,480 | $546,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 53,650 | $545,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 32,772 | $545,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 202,000 | $544,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 28,748 | $543,000 | thousands by filing date | |
| ACCURAY INC | 004397AF2 | NOTE 3.500% 2/0 | 400,000 | $542,000 | thousands by filing date | principal |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 172,326 | $542,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 28,823 | $541,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 20,882 | $541,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 590,000 | $540,000 | thousands by filing date | principal |
| LUMOS NETWORKS CORP | 550283105 | COM | 48,455 | $540,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 17,795 | $539,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 19,291 | $539,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 152,926 | $535,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 11,264 | $534,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 48,725 | $533,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 83,146 | $533,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 181,000 | $533,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 544,000 | $531,000 | thousands by filing date | principal |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 21,534 | $530,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 70,062 | $529,000 | thousands by filing date | |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 390,000 | $529,000 | thousands by filing date | principal |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 137,208 | $527,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 88,211 | $526,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 61,161 | $525,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 50,250 | $523,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 91,572 | $523,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 924,000 | $523,000 | thousands by filing date | principal |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 32,113 | $522,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 469,000 | $522,000 | thousands by filing date | put |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 19,250 | $521,000 | thousands by filing date | put |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,760 | $521,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 12,776 | $517,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 21,985 | $516,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786LAB3 | NOTE 5.250 3/0 | 670,000 | $516,000 | thousands by filing date | principal |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 698,000 | $514,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 401,000 | $514,000 | thousands by filing date | principal |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 25,504 | $511,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 589,000 | $511,000 | thousands by filing date | principal |
| SENECA FOODS CORP NEW | 817070501 | CL A | 17,579 | $507,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 381,601 | $503,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 19,099 | $501,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 81,337 | $501,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,602 | $500,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 35,392 | $499,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 8,300 | $498,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 293,168 | $498,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 18,333 | $497,000 | thousands by filing date | call |
| CEMPRA INC | 15130J109 | COM | 15,950 | $496,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,899 | $495,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 69,991 | $494,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 27,496 | $494,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 41,598 | $493,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 68,884 | $492,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 50,000 | $492,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 29,600 | $490,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 30,529 | $489,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 28,633 | $488,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 14,336 | $487,000 | thousands by filing date | call |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 12,500 | $487,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 8,616 | $485,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 27,798 | $485,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 21,245 | $484,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 30,232 | $484,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 47,230 | $482,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 112,051 | $479,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 84,166 | $477,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 87,533 | $477,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,634 | $476,000 | thousands by filing date | put |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 15,457 | $476,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 26,130 | $476,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 12,353 | $476,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 426,000 | $476,000 | thousands by filing date | principal |
| EMC INS GROUP INC | 268664109 | COM | 18,797 | $474,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,891 | $473,000 | thousands by filing date | put |
| SEABOARD CORP DEL | 811543107 | COM | 164 | $473,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 45,723 | $472,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 69,956 | $472,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 26,612 | $470,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 58,169 | $470,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 39,642 | $468,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 88,455 | $468,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,716 | $467,000 | thousands by filing date | call |
| SHOE STA GROUP INC | 824889109 | COM | 20,172 | $467,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 57,902 | $467,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 28,725 | $467,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 20,194 | $466,000 | thousands by filing date | put |
| EXAR CORP | 300645108 | COMMON STOCK | 76,157 | $465,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 11,006 | $465,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 89,189 | $463,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 11,449 | $462,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 27,830 | $461,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 8,161 | $459,000 | thousands by filing date | call |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 326,000 | $459,000 | thousands by filing date | principal |
| ALIMERA SCIENCES INC | 016259103 | COM | 188,950 | $457,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 25,602 | $456,000 | thousands by filing date | put |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 24,200 | $456,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 15,060 | $455,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 6,446 | $452,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 45,413 | $451,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 30,417 | $451,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 26,687 | $451,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 13,152 | $447,000 | thousands by filing date | put |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 38,356 | $447,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 10,812 | $446,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 17,802 | $444,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 42,003 | $444,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 63,000 | $443,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 16,069 | $442,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 36,316 | $442,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 32,890 | $442,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 844,000 | $440,000 | thousands by filing date | principal |
| IDT CORP | 448947507 | CL B NEW | 37,650 | $437,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,665 | $435,000 | thousands by filing date | put |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 9,633 | $434,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 223,199 | $432,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 47,775 | $431,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 18,527 | $430,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 19,453 | $425,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 29,759 | $423,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 60,251 | $423,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 248,000 | $422,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 40,101 | $421,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 90,470 | $421,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 47,001 | $421,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 28,576 | $420,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 26,315 | $419,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 19,791 | $419,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 13,143 | $418,000 | thousands by filing date | call |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 35,189 | $418,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 42,935 | $417,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 25,874 | $417,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 27,500 | $416,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 6,212 | $413,000 | thousands by filing date | call |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 16,847 | $408,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 51,373 | $407,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 65,926 | $407,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 32,979 | $407,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 94,527 | $406,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 105,885 | $406,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 32,402 | $403,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 22,556 | $402,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 20,045 | $402,000 | thousands by filing date | call |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 8,666 | $401,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 25,974 | $401,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 7,095 | $400,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 65,495 | $400,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 51,998 | $399,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 10,865 | $398,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 18,760 | $398,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 21,086 | $397,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 36,263 | $397,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 28,911 | $397,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 40,439 | $397,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 8,960 | $395,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 269,420 | $395,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 91,686 | $391,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 15,431 | $391,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 36,227 | $389,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 13,556 | $389,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 108,286 | $388,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 22,026 | $387,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 37,966 | $385,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 12,673 | $385,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 10,002 | $384,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 25,300 | $384,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 19,030 | $382,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 254,000 | $381,000 | thousands by filing date | principal |
| ERA GROUP INC | 26885G109 | COM | 34,271 | $380,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 9,883 | $379,000 | thousands by filing date | |
| GORES HLDGS INC | 382866101 | CL A | 39,600 | $378,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 555,458 | $377,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 28,857 | $376,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 225,546 | $374,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 138,037 | $374,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 41,512 | $374,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 48,202 | $373,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 23,934 | $373,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 23,568 | $373,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 17,759 | $372,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 237,000 | $370,000 | thousands by filing date | principal |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 16,400 | $369,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,961 | $368,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 54,786 | $367,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 38,974 | $367,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 4,795 | $365,000 | thousands by filing date | call |
| GULF IS FABRICATION INC | 402307102 | COM | 34,964 | $365,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 29,189 | $364,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 6,965 | $363,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 71,670 | $363,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 26,554 | $363,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 1,452,664 | $363,000 | thousands by filing date | call |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 8,522 | $362,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,037 | $360,000 | thousands by filing date | call |
| M B T FINANCIAL CORP | 578877102 | Stock | 52,825 | $360,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 21,003 | $359,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 85,300 | $359,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 21,458 | $358,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 64,559 | $357,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 16,661 | $357,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 35,390 | $357,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 9,273 | $356,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 79,092 | $355,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 23,914 | $354,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 21,803 | $354,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,989 | $352,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,673 | $351,000 | thousands by filing date | put |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 20,216 | $351,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,191 | $350,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 26,793 | $350,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 35,683 | $347,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 11,987 | $346,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 30,963 | $346,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 24,824 | $346,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 31,279 | $345,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 190,683 | $345,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 26,000 | $345,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 35,087 | $344,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 117,070 | $344,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 5,535 | $343,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 12,464 | $341,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 87,968 | $340,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 3,417 | $339,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 37,366 | $339,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 23,326 | $338,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 7,300 | $338,000 | thousands by filing date | put |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 13,018 | $337,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 12,741 | $337,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 69,572 | $335,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 14,854 | $335,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 22,961 | $334,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 30,473 | $334,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 47,840 | $334,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 29,585 | $334,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 16,269 | $334,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 92,191 | $333,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 17,139 | $333,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 63,448 | $332,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,525 | $331,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 27,900 | $330,000 | thousands by filing date | put |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 345,000 | $330,000 | thousands by filing date | principal |
| Pfizer Inc. | 717081103 | COM | 10,234 | $329,000 | thousands by filing date | call |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 25,361 | $329,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 20,333 | $329,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 26,652 | $328,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 37,767 | $328,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,528 | $327,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 19,736 | $327,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 318,000 | $326,000 | thousands by filing date | principal |
| SOTHERLY HOTELS INC | 83600C103 | COM | 52,879 | $325,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 6,198 | $324,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 169,400 | $324,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,507 | $322,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 316,214 | $322,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 9,912 | $318,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 22,758 | $318,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 11,394 | $317,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 209,190 | $317,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 38,699 | $316,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 243,696 | $316,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,151 | $315,000 | thousands by filing date | put |
| AEP INDUSTRIES INC | 001031103 | COM | 4,103 | $315,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 20,663 | $315,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 9,592 | $315,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 55,319 | $314,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 28,988 | $313,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 61,989 | $313,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 11,864 | $312,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 14,337 | $311,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 21,386 | $310,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 90,308 | $310,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 14,275 | $309,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 38,639 | $309,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-16-000122 | this filing | 2016-02-16 | acceptance time not in the bulk data set |