13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 5,412 holding rows worth $144,524,959,000.
- Accession
- 0000948046-16-000122
- Filer
- CIK 948046
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 18,857 entries on the cover page, a total value of $144,524,959,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,524,959,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVON PRODS INC | 054303102 | COM | 922,500 | $3,733,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 121,258 | $3,731,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 424,216 | $3,731,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 66,952 | $3,730,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 223,958 | $3,723,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 137,802 | $3,720,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 90,724 | $3,708,000 | thousands by filing date | |
| UTI WORLDWIDE INC (UTIW) 68.97 | 90349LAB0 | CONV | 3,750,000 | $3,698,000 | thousands by filing date | principal |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 148,209 | $3,695,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 153,548 | $3,694,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 423,239 | $3,684,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 179,694 | $3,677,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 79,114 | $3,670,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 136,090 | $3,670,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 25,933 | $3,667,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 192,496 | $3,667,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 88,281 | $3,665,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 163,713 | $3,664,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 194,272 | $3,664,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 189,026 | $3,656,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 2,433,878 | $3,649,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 31,274 | $3,645,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 271,806 | $3,644,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 115,401 | $3,638,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 102,247 | $3,633,000 | thousands by filing date | |
| MWW 3.50 10/19 | 611742AB3 | Bond 30/360P2 U | 2,859,000 | $3,629,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075402 | COM | 274,857 | $3,626,000 | thousands by filing date | |
| AVOLON HLDGS LTD | G52237107 | COM | 116,984 | $3,621,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 107,607 | $3,614,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 72,083 | $3,599,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 458,526 | $3,596,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 111,525 | $3,592,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 214,414 | $3,587,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 71,997 | $3,586,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 307,234 | $3,585,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 146,737 | $3,581,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 49,654 | $3,580,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 54,939 | $3,575,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 151,916 | $3,571,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 52,232 | $3,570,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 5,771,000 | $3,570,000 | thousands by filing date | principal |
| INSULET CORP COM | 45784P101 | Stock | 94,365 | $3,567,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 138,841 | $3,567,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 186,888 | $3,564,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 105,370 | $3,560,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 176,196 | $3,548,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 45,287 | $3,539,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 195,800 | $3,534,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 2,052,000 | $3,534,000 | thousands by filing date | principal |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 273,265 | $3,532,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 288,109 | $3,514,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 55,825 | $3,513,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 55,557 | $3,493,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 3,101,000 | $3,488,000 | thousands by filing date | principal |
| VIRTUSA CORP | 92827P102 | COM | 84,324 | $3,485,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 127,980 | $3,481,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 91,897 | $3,479,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 181,185 | $3,476,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 695,519 | $3,469,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 136,797 | $3,468,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,189,863 | $3,461,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 342,678 | $3,455,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 94,737 | $3,450,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 98,815 | $3,448,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 42,338 | $3,440,000 | thousands by filing date | call |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 66,349 | $3,438,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 3,520,000 | $3,434,000 | thousands by filing date | principal |
| FEDERAL SIGNAL CORP | 313855108 | COM | 216,393 | $3,426,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 183,251 | $3,417,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 2,625,000 | $3,415,000 | thousands by filing date | principal |
| ENTEGRIS INC COM | 29362U104 | Stock | 257,438 | $3,412,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 228,742 | $3,408,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 61,257 | $3,406,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 120,300 | $3,403,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2,494,000 | $3,401,000 | thousands by filing date | principal |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 165,876 | $3,401,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 999,069 | $3,395,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 88,981 | $3,380,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 149,136 | $3,375,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 595,708 | $3,375,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 135,528 | $3,364,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 185,533 | $3,351,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 280,539 | $3,351,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 204,379 | $3,350,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 248,926 | $3,349,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 129,273 | $3,345,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 31,922 | $3,340,000 | thousands by filing date | call |
| GODADDY INC CL A | 380237107 | Stock | 104,251 | $3,340,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 389,148 | $3,334,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 60,000 | $3,325,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 130,569 | $3,319,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 290,905 | $3,313,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 175,672 | $3,289,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 241,628 | $3,275,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 39,246 | $3,262,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 285,276 | $3,251,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 74,763 | $3,249,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 933,816 | $3,248,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 142,163 | $3,244,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 68,608 | $3,240,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 86,597 | $3,236,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 107,279 | $3,235,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 147,433 | $3,229,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 2,539,000 | $3,221,000 | thousands by filing date | principal |
| ANALOGIC CORP | 032657207 | COM | 38,990 | $3,219,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 149,100 | $3,216,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 70,242 | $3,214,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 156,358 | $3,213,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 70,165 | $3,206,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 75,059 | $3,200,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 146,094 | $3,198,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 352,488 | $3,194,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 154,472 | $3,191,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 106,478 | $3,187,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 286,832 | $3,176,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 83,110 | $3,160,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 89,487 | $3,158,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 189,570 | $3,147,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 93,657 | $3,144,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 2,873,000 | $3,134,000 | thousands by filing date | principal |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 51,028 | $3,127,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 141,666 | $3,116,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 118,247 | $3,112,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 162,444 | $3,108,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 113,830 | $3,105,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 586,167 | $3,100,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 280,580 | $3,099,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 235,687 | $3,098,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 168,607 | $3,094,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 80,714 | $3,089,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,070 | $3,088,000 | thousands by filing date | call |
| GLATFELTER | 377316104 | COM | 167,425 | $3,085,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 51,410 | $3,082,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 56,615 | $3,073,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 100,254 | $3,063,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 30,000 | $3,047,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 50,562 | $3,043,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 162,529 | $3,039,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 125,828 | $3,023,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 1,900,000 | $3,019,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 137,074 | $3,017,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 188,386 | $3,007,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 127,836 | $3,000,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 100,663 | $2,998,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 155,280 | $2,997,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 212,913 | $2,995,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 2,910,000 | $2,992,000 | thousands by filing date | principal |
| MAXLINEAR INC | 57776J100 | COM | 203,035 | $2,989,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 151,598 | $2,982,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 160,971 | $2,973,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 55,362 | $2,971,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 302,907 | $2,966,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 80,580 | $2,965,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 91,645 | $2,962,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 104,567 | $2,962,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 135,865 | $2,962,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 50,875 | $2,956,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 752,388 | $2,955,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 127,508 | $2,952,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 132,284 | $2,950,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740209 | UNIT 10/20/2021 | 292,221 | $2,936,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 49,707 | $2,934,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 2,805,000 | $2,928,000 | thousands by filing date | principal |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 184,137 | $2,927,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 66,384 | $2,922,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 163,809 | $2,921,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 168,080 | $2,919,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 61,301 | $2,911,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 118,639 | $2,909,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 119,621 | $2,908,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 66,837 | $2,906,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 206,437 | $2,906,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 32,447 | $2,895,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 102,328 | $2,893,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 94,157 | $2,889,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 235,725 | $2,874,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 231,421 | $2,872,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 142,343 | $2,871,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 1,669,441 | $2,870,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 264,806 | $2,861,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 254,834 | $2,860,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 85,136 | $2,854,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 57,898 | $2,837,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 199,551 | $2,836,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 87,561 | $2,834,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 97,570 | $2,830,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 232,362 | $2,829,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 227,854 | $2,825,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 254,336 | $2,819,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 168,694 | $2,818,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 169,945 | $2,817,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 97,673 | $2,815,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 133,641 | $2,814,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 3,144,000 | $2,811,000 | thousands by filing date | principal |
| NEVSUN RES LTD | 64156L101 | COM | 1,037,053 | $2,809,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 310,675 | $2,805,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 194,258 | $2,803,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 5,000,000 | $2,803,000 | thousands by filing date | principal |
| GENERAL ELEC CO | 369604103 | COM | 89,945 | $2,801,000 | thousands by filing date | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 420,415 | $2,799,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 64,331 | $2,797,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 40,794 | $2,793,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,097,697 | $2,786,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 151,304 | $2,786,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 205,496 | $2,785,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 36,124 | $2,784,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L108 | SHS | 283,562 | $2,781,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 142,816 | $2,778,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 857,038 | $2,776,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 76,741 | $2,771,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 67,799 | $2,770,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 54,821 | $2,767,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 43,610 | $2,763,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 183,009 | $2,756,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 1,024,428 | $2,743,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 423,397 | $2,742,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 152,446 | $2,736,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 105,020 | $2,731,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 109,011 | $2,722,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 2,195,996 | $2,722,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 30,684 | $2,709,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 663,201 | $2,704,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 263,904 | $2,700,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 94,216 | $2,693,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 56,774 | $2,691,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 96,338 | $2,684,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 338,421 | $2,680,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 90,942 | $2,679,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 85,516 | $2,678,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 2,836,000 | $2,672,000 | thousands by filing date | principal |
| ZENDESK INC | 98936J101 | COM | 101,059 | $2,671,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 51,500 | $2,664,000 | thousands by filing date | call |
| BARNES & NOBLE ED INC | 06777U101 | COM | 267,700 | $2,661,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 56,777 | $2,652,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 77,913 | $2,646,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,847,508 | $2,645,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 69,515 | $2,639,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 26,762 | $2,637,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 33,583 | $2,635,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 499,021 | $2,634,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 43,783 | $2,616,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,666,000 | $2,614,000 | thousands by filing date | principal |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 194,566 | $2,612,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 135,751 | $2,611,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 136,743 | $2,609,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 36,802 | $2,605,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 86,102 | $2,601,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 72,183 | $2,598,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 55,727 | $2,594,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 100,160 | $2,591,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 105,686 | $2,588,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 41,495 | $2,587,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 150,002 | $2,580,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 55,387 | $2,575,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 35,588 | $2,575,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 116,483 | $2,563,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 106,007 | $2,563,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 115,405 | $2,559,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 563,231 | $2,555,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 61,510 | $2,554,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 31,090 | $2,553,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 49,736 | $2,551,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,611,002 | $2,544,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 62,527 | $2,543,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 177,286 | $2,543,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 158,097 | $2,538,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 61,543 | $2,536,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 220,486 | $2,534,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 39,035 | $2,530,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 89,593 | $2,528,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 2,805,000 | $2,527,000 | thousands by filing date | principal |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 129,620 | $2,524,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 281,443 | $2,523,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 548,167 | $2,519,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 83,277 | $2,517,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 160,685 | $2,515,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 145,394 | $2,513,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 423,699 | $2,507,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 98,664 | $2,503,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 104,251 | $2,502,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 182,518 | $2,500,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 247,957 | $2,497,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 2,684,000 | $2,492,000 | thousands by filing date | principal |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 154,041 | $2,491,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 225,341 | $2,490,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 138,180 | $2,490,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 298,762 | $2,490,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 158,758 | $2,483,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 46,185 | $2,479,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 277,162 | $2,479,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 1,616,000 | $2,476,000 | thousands by filing date | principal |
| ARCHROCK INC | 03957W106 | COM | 328,934 | $2,471,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 97,830 | $2,459,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 197,844 | $2,458,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 104,730 | $2,457,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 80,510 | $2,453,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 129,200 | $2,442,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 65,936 | $2,441,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 2,370,000 | $2,437,000 | thousands by filing date | principal |
| SIERRA WIRELESS INC | 826516106 | COM | 154,843 | $2,436,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 96,795 | $2,435,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 60,486 | $2,423,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 9,362 | $2,415,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 197,834 | $2,409,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 2,043,000 | $2,406,000 | thousands by filing date | principal |
| GRIFFON CORP | 398433102 | COM | 135,059 | $2,401,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 44,172 | $2,400,000 | thousands by filing date | call |
| 8X8 INC | 282914100 | COMMON STOCK | 209,377 | $2,396,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 71,512 | $2,396,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 176,144 | $2,394,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 79,217 | $2,389,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 166,144 | $2,381,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 70,966 | $2,380,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 207,209 | $2,379,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 95,127 | $2,379,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 111,536 | $2,377,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 109,445 | $2,373,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 39,013 | $2,373,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 53,177 | $2,369,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,038,878 | $2,368,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 42,690 | $2,367,000 | thousands by filing date | put |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 53,713 | $2,367,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 76,209 | $2,367,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 167,991 | $2,366,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 188,417 | $2,361,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 26,635 | $2,361,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 61,854 | $2,351,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 292,677 | $2,344,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 95,184 | $2,341,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 36,803 | $2,339,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 87,232 | $2,331,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 113,140 | $2,324,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 134,119 | $2,323,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 112,019 | $2,320,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 169,087 | $2,313,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 97,912 | $2,309,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 102,177 | $2,308,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,406 | $2,301,000 | thousands by filing date | put |
| OPUS BK IRVINE CALIF | 684000102 | COM | 62,078 | $2,293,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,097 | $2,291,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 39,278 | $2,289,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 41,994 | $2,284,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 5,867 | $2,283,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 155,459 | $2,283,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 57,981 | $2,279,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 74,839 | $2,275,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 45,226 | $2,273,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 66,586 | $2,273,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 1,238,000 | $2,259,000 | thousands by filing date | principal |
| PACE HLDGS CORP | G6865N129 | UNIT 99/99/9999 | 221,264 | $2,256,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 55,730 | $2,249,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 128,527 | $2,246,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 2,412,000 | $2,245,000 | thousands by filing date | principal |
| NEWLINK GENETICS CORP | 651511107 | COM | 61,568 | $2,240,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 632,372 | $2,237,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 240,932 | $2,236,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 195,482 | $2,234,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 94,498 | $2,233,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 1,240,000 | $2,228,000 | thousands by filing date | principal |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 264,888 | $2,225,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 149,487 | $2,224,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 43,169 | $2,222,000 | thousands by filing date | call |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 82,981 | $2,220,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 129,398 | $2,217,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 238,719 | $2,217,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 506,470 | $2,216,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 97,365 | $2,214,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 32,558 | $2,211,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 51,181 | $2,207,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 54,275 | $2,207,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 32,745 | $2,206,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 188,302 | $2,206,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 890,051 | $2,205,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 39,193 | $2,203,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 262,908 | $2,197,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 71,138 | $2,190,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 59,841 | $2,185,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 2,052,000 | $2,185,000 | thousands by filing date | principal |
| SPARTANNASH CO | 847215100 | COM | 101,017 | $2,184,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 95,649 | $2,180,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 93,022 | $2,179,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 128,008 | $2,177,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 227,479 | $2,174,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 1,005,000 | $2,172,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 69,232 | $2,170,000 | thousands by filing date | call |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 63,418 | $2,169,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 45,328 | $2,167,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 113,556 | $2,166,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 2,170,000 | $2,165,000 | thousands by filing date | principal |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 57,997 | $2,164,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 351,936 | $2,159,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 27,395 | $2,155,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 82,394 | $2,155,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 109,133 | $2,146,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 2,070,000 | $2,143,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 2,849,000 | $2,142,000 | thousands by filing date | principal |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 17,402 | $2,139,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 215,283 | $2,137,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 490,199 | $2,129,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 67,420 | $2,128,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 184,407 | $2,126,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 380,428 | $2,126,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 199,075 | $2,124,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 96,668 | $2,120,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,917 | $2,118,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 119,247 | $2,118,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 49,366 | $2,116,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 179,461 | $2,114,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 419,300 | $2,112,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 24,629 | $2,110,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 91,373 | $2,109,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 94,330 | $2,099,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 1,703,321 | $2,094,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 64,537 | $2,090,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 42,071 | $2,089,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 1,874,000 | $2,089,000 | thousands by filing date | principal |
| Cynosure, Inc. | 232577205 | COM | 46,764 | $2,087,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 58,010 | $2,079,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 19,836 | $2,075,000 | thousands by filing date | put |
| MERIT MED SYS INC COM | 589889104 | Stock | 111,758 | $2,075,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 196,558 | $2,074,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 192,247 | $2,072,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 68,832 | $2,070,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 1,646,000 | $2,069,000 | thousands by filing date | principal |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 217,844 | $2,068,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 103,935 | $2,066,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 55,146 | $2,063,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 194,688 | $2,063,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 72,988 | $2,053,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 68,558 | $2,045,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 46,999 | $2,044,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 2,126,000 | $2,042,000 | thousands by filing date | principal |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 54,019 | $2,039,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 117,279 | $2,026,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 65,115 | $2,022,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 61,631 | $2,019,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 88,955 | $2,011,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 522,056 | $2,008,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 161,197 | $2,007,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 144,719 | $2,002,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 36,997 | $1,999,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 141,030 | $1,998,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 257,195 | $1,995,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 259,168 | $1,992,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 246,040 | $1,988,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 315,513 | $1,988,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 23,890 | $1,987,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 114,980 | $1,987,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 80,510 | $1,986,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 54,797 | $1,973,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 38,611 | $1,963,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUISITION | 42588J209 | UNIT 99/99/9999 | 199,567 | $1,955,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 31,101 | $1,953,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 121,755 | $1,952,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 224,147 | $1,950,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 623,164 | $1,950,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 20,914 | $1,949,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 83,470 | $1,948,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 1,325,000 | $1,947,000 | thousands by filing date | principal |
| ICONIX BRAND GROUP INC | 451055107 | COM | 284,711 | $1,942,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 160,542 | $1,936,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 255,967 | $1,922,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 146,920 | $1,910,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 54,191 | $1,908,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 252,226 | $1,907,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 42,279 | $1,906,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 31,689 | $1,904,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 22,337 | $1,902,000 | thousands by filing date | call |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 24,326 | $1,901,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 25,248 | $1,899,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 92,989 | $1,895,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 340,815 | $1,893,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 118,155 | $1,891,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 58,265 | $1,889,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 67,834 | $1,888,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 21,351 | $1,884,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 2,038,000 | $1,882,000 | thousands by filing date | principal |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 1,555,619 | $1,881,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 1,696,000 | $1,876,000 | thousands by filing date | principal |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 150,764 | $1,875,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 110,555 | $1,869,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 193,171 | $1,868,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 37,100 | $1,867,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 88,126 | $1,864,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 118,107 | $1,864,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 69,648 | $1,858,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 108,125 | $1,857,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 169,780 | $1,856,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 78,026 | $1,855,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 112,088 | $1,853,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 101,511 | $1,851,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 2,189,000 | $1,848,000 | thousands by filing date | principal |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 58,817 | $1,843,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 84,848 | $1,840,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 305,753 | $1,840,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 45,101 | $1,838,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 85,823 | $1,832,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 254,953 | $1,832,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 22,495 | $1,827,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 9,114,284 | $1,822,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-16-000122 | this filing | 2016-02-16 | acceptance time not in the bulk data set |